2019-11-15T10:55:03-06:00 2018-12-31 410746749 CLIFTONLARSONALLEN LLP 901 N GLEBE ROAD SUITE 200 ARLINGTON VA 22203 990 2018-01-01 133218529 ORGANIZATION FOR INTERNATIONAL INVESTMENT INC ORGA 2026591903 1225 19TH ST NW NO 501 WASHINGTON DC 200362411 NANCY MCLERNON PRESIDENT & CEO 2026591903 2019-11-15 1 MICHAELA CROMAR P00895728 5712279500 2019-11-15 67.137.57.251 2019-11-15 11:35:33 ES P 3F26782FE4A8D097B8E6D44DA42E2066FBD559CC 2133D0EBAFB53FCF2392F5AD4E899C8767C52AD0 2018 2020-03-31 21:24:44Z NANCY MCLERNON 1225 19TH ST NW NO 501 WASHINGTON DC 200362411 5356510 0 X WWW.OFII.ORG X 1984 DE TO REPRESENT U.S. SUBSIDIARIES OF COMPANIES HEADQUARTERED ABROAD 25 25 15 31 0 14742 0 0 4969020 5315937 26825 39844 1288 729 4997133 5356510 0 0 0 0 2445023 2540000 0 0 0 2374136 2802386 4819159 5342386 177974 14124 4490228 4247520 2095070 1838238 2395158 2409282 X THE ORGANIZATION FOR INTERNATIONAL INVESTMENT (OFII) IS A NON-PROFIT 501(C)(6) BUSINESS ASSOCIATION REPRESENTING THE U.S. OPERATIONS OF MANY OF THE WORLD'S LARGEST INTERNATIONAL COMPANIES, WHICH INSOURCE OVER 5 MILLION AMERICAN JOBS AND SUPPORT AN ANNUAL U.S. PAYROLL OF OVER $400 BILLION. OFII ADVOCATES FOR THE FAIR, NON-DISCRIMINATORY TREATMENT OF INSOURCING COMPANIES. OUR GOAL IS TO MAKE THE UNITED STATES AN INCREASINGLY ATTRACTIVE LOCATION FOR COMPANIES TO CONDUCT MORE BUSINESS AND EMPLOY MORE AMERICANS WITHIN OUR BORDERS. 0 0 THE ORGANIZATION REPRESENTS THE INTERESTS OF ITS MEMBERS WITH RESPECT TO LEGAL AND ECONOMIC DEVELOPMENTS AFFECTING FOREIGN DIRECT INVESTMENTIN THE UNITED STATES. ALL MEMBERS ARE DOMESTIC SUBSIDIARIES OF FOREIGN-OWNED CORPORATIONS. TO THIS END, THE ORGANIZATION MAINTAINS AN OFFICE WITH 12 FULL-TIME EMPLOYEES AS WELL AS TWO TO THREE INTERNS, WHO ARE RESPONSIBLE FOR ADMINISTRATIVE AND RESEARCH MATTERS, AND ASSISTANCE WITH DISSEMINATION OF INFORMATION TO MEMBERS. MOST OF THE PROGRAM WORK IS PERFORMED BY OUTSIDE CONSULTANTS, WHO ARE ACCOUNTANTS, ATTORNEYS, OR ECONOMISTS. ADDITIONALLY, A SIGNIFICANT PORTION OF THE PRESIDENT'S TIME IS DEVOTED TO PROGRAM WORK. THIS WORK CONSISTS OF COLLECTING, ANALYZING, AND INFORMING MEMBERS ABOUT CURRENT LEGAL AND ECONOMIC ISSUES THAT AFFECT THEIR BUSINESS INTERESTS. PERIODIC CONFERENCES OF MEMBER REPRESENTATIVES ARE HELD TO DISCUSS THESE ISSUES, TO HEAR INVITED SPEAKERS ON RELATED TOPICS, AND TO ASSIST IN FORMULATION OF ACTION RECOMMENDATIONS TO MEMBERS. WHEN APPROPRIATE, POSITION PAPERS ARE PRESENTED AND PERSONAL REPRESENTATIONS ARE MADE TO MEMBERS OF CONGRESS, ADMINISTRATION PERSONNEL AT VARIOUS LEVELS, AND TO STATE LEGISLATIVE AND ADMINISTRATIVE PERSONNEL. THE ORGANIZATION REGULARLY FILES BRIEFS, PAPERS, AND TESTIMONY WITH THESE BODIES EXPRESSING THE VIEWS OF ITS MEMBERS ON PENDING TAX AND TRADE CASES, THE OUTCOME OF WHICH MAY AFFECT THE INTERESTS OF ORGANIZATION MEMBERS.- VARIOUS REPRESENTATIONS WERE MADE TO OFFICIALS OF THE ADMINISTRATION AND CONGRESSIONAL STAFF CONCERNING THE EFFECT PROPOSED LEGISLATION WOULD HAVE ON VARIOUS TAX, INVESTMENT AND COMMUNICATIONISSUES AFFECTING MEMBERS- VARIOUS PAPERS AND STUDIES WERE PREPARED BY OUTSIDE CONSULTANTS FOR DISSEMINATION TO MEMBERS AND THE PUBLIC OF CURRENT INVESTMENT, TAX AND COMMUNICATION ISSUES. SOME OF THESE STUDIES MAY BE USED TO INFORM CONGRESS, THE ADMINISTRATION AND GENERAL PUBLIC- APPROXIMATELY FIFTY MEMBER MEETINGS AND CONFERENCE CALLS, AND FIVE TO SIX CONFERENCES AND SEMINARS WERE HELD TO DISCUSS TAX, INVESTMENT AND COMMUNICATIONS ISSUES AFFECTING MEMBERS. 0 0 0 1 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 44 0 15 1 0 0 0 0 0 0 0 0 X 25 25 0 0 0 0 1 1 1 1 0 0 0 0 0 0 1 1 1 0 DE X STEPHANIE M MINOR 2026591903 1225 19TH ST NW NO 501 WASHINGTON DC 200362411 ANTHONY O'DONNELL CHAIR, TAX COMMITTEE 1.00 X X 0 0 0 KAPIL SHARMA VICE CHAIRMAN 1.00 X X 0 0 0 PAUL HOOGSTEDEN SECRETARY & TRESURER 1.00 X X 0 0 0 MARK DAHLINGER MEMBER AT-LARGE 1.00 X X 0 0 0 JAKE JONES CHAIRMAN EMERITUS 1.00 X X 0 0 0 DENNIS KERRIGAN CHAIR 1.00 X X 0 0 0 ELIZABETH REICHERTS CHAIR, EXTERNAL AFFAIRS COMMITTEE 1.00 X X 0 0 0 KATHLEEN AMBROSE DIRECTOR 1.00 X 0 0 0 HUGH SPINKS DIRECTOR 1.00 X 0 0 0 STEVE CICCONE DIRECTOR 1.00 X 0 0 0 KAREN HALBY DIRECTOR 1.00 X 0 0 0 GARY HICKMAN DIRECTOR 1.00 X 0 0 0 PETER LEFKIN DIRECTOR 1.00 X 0 0 0 ANNA SCHNEIDER DIRECTOR 1.00 X 0 0 0 KEVIN SHERFEY DIRECTOR 1.00 X 0 0 0 DAVID SLACK DIRECTOR 1.00 X 0 0 0 ROBERT SMITH DIRECTOR 1.00 X 0 0 0 HUGH WELSH DIRECTOR 1.00 X 0 0 0 JEFF WERNER DIRECTOR 1.00 X 0 0 0 LARRY POCIASK DIRECTOR 1.00 X 0 0 0 MEG HARDON DIRECTOR 1.00 X 0 0 0 CRAIG ZAHND DIRECTOR 1.00 X 0 0 0 MOLLY FOGARTY DIRECTOR 1.00 X 0 0 0 PEGGY SMYTH DIRECTOR 1.00 X 0 0 0 DAN APEL PARTIAL YEAR DIRECTOR 1.00 X 0 0 0 GARY TAPPANA PARTIAL YEAR DIRECTOR 1.00 X 0 0 0 GREG STAY DIRECTOR 1.00 X 0 0 0 NANCY MCLERNON PRESIDENT & CEO 45.00 X 621190 0 121139 STEPHANIE MINOR DIRECTOR, FINANCE & OPERATIONS 45.00 X 113917 0 85923 AARON BRICKMAN VP STRATEGY & DEVELOPMENT 45.00 X 261786 0 80926 CLINTON BLAIR VP PUBLIC POLICY 45.00 X 282109 0 62199 JOHNATHAN SAMFORD SVP EXTERNAL AFFAIRS 45.00 X 221934 0 68535 EVAN HOFFMANN DIRECTOR, STATE GOV'T AFFAIRS 45.00 X 141383 0 58863 1642319 0 477585 6 0 1 0 BAKER & MCKENZIE LLP 815 CONNECTICUT AVENUE NW WASHINGTON DC 20006 OUTSIDE COUNSEL 239454 OGILVY PUBLIC RELATIONS WORLDWIDE 636 11TH AVENUE NEW YORK NY 10036 OUTSIDE COUNSEL 233007 PRICEWATERHOUSECOOPERS LLP PO BOX 7247-8001 PHILADELPHIA PA 19170 OUTSIDE COUNSEL 185000 AKIN GUMP STRAUSS HAUER & FELD 1700 PACIFIC AVENUE SUITE 4100 DALLAS TX 75201 OUTSIDE COUNSEL 138088 4 MEMBERSHIP DUES 900099 3750387 3750387 CONFERENCES/DINNERS 900099 1285550 1285550 JOINT BUSINESS RELATIO 900099 280000 280000 5315937 39844 39844 CREDIT CARD SERVICE FE 900099 729 729 729 5356510 5315937 0 40573 942169 1311391 162211 23929 100300 955847 21400 17797 96425 222833 119526 685461 3289 14706 20065 STATE ADVOCACY 207440 COMMUNICATIONS 197254 ECONOMIC STUDIES 98500 MEALS AND REPRESENTATIO 55355 86488 5342386 2015953 1576463 2200926 2251030 131024 248475 106802 145354 244456 228637 25144 15819 10379 10379 4490228 4247520 669032 376498 1382630 1428793 43408 32947 2095070 1838238 X 2395158 2409282 2395158 2409282 4490228 4247520 14124 0 X 0 1 X 1 0 0 0 1 3732887 2501000 1323560 3824560 2053088 1771472 0 133058 133058 0 102803 90995 11808 8595 4584 4011 15819 DEFERRED RENTS 26866 COPIER LEASE 6081 32947 5361510 5000 5000 5356510 0 5356510 5347386 5000 5000 5342386 0 5342386 PART XI, LINE 2D - OTHER ADJUSTMENTS: PAC CONTRIBUTIONS FROM MEMBERS PART XII, LINE 2D - OTHER ADJUSTMENTS: PAC CONTRIBUTIONS FROM MEMBERS X X 0 1 X X 0 0 0 NANCY MCLERNON PRESIDENT & CEO 371383 0 197693 0 52114 0 37652 0 83487 0 742329 0 0 0 STEPHANIE MINOR DIRECTOR, FINANCE & OPERATIONS 91968 0 21799 0 150 0 0 0 85923 0 199840 0 0 0 AARON BRICKMAN VP STRATEGY & DEVELOPMENT 193251 0 68443 0 92 0 0 0 80926 0 342712 0 0 0 CLINTON BLAIR VP PUBLIC POLICY 213090 0 68927 0 92 0 0 0 62199 0 344308 0 0 0 JOHNATHAN SAMFORD SVP EXTERNAL AFFAIRS 160621 0 61257 0 56 0 0 0 68535 0 290469 0 0 0 EVAN HOFFMANN DIRECTOR, STATE GOV'T AFFAIRS 120639 0 20695 0 49 0 0 0 58863 0 200246 0 0 0 PART I, LINE 1A NANCY MCLERNON $5,568, INCLUDED IN TAXABLE COMPENSATION PART I, LINE 1B IT IS THE PRACTICE OF THE ORGANIZATION TO GROSS-UP THE CEO'S PAYMENTS RELATED TO EXCESS BENEFITS. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE SHALL BE COMPRISED OF THE CHAIRMAN OF THE BOARD, THE CHAIRMAN-EMERITUS, THE SECRETARY/TREASURER, AND THE CHAIRS OF THE STANDING COMMITTEES. THE EXECUTIVE COMMITTEE SHALL EXERCISE SUCH POWERS AS SHALL BE DELEGATED TO THEM BY THE BOARD OF DIRECTORS AND, SUBJECT TO RATIFICATION BY THE BOARD, BE EMPOWERED TO ACT IN THE NAME OF THE MEMBERSHIP BETWEEN MEETINGS OF THE BOARD. SPECIFIC DUTIES OF THE EXECUTIVE COMMITTEE: CHAIRMAN OF THE BOARD - THE CHAIRMAN OF THE BOARD MAY PERFORM SUCH OFFICES AS SHALL BE REQUESTED FROM TIME TO TIME BY THE BOARD OF DIRECTORS. THE CHAIRMAN SHALL PRESIDE AT MEETINGS OF THE MEMBERS AND OF THE BOARD OF DIRECTORS. HE OR SHE SHALL ALSO, AT OTHER MEETINGS OF THE CORPORATION AND AT SUCH OTHER TIMES AS HE OR SHE DEEMS PROPER, COMMUNICATE TO THE CORPORATION OR TO THE BOARD SUCH MATTERS AND MAKE SUCH SUGGESTIONS AS MAY, IN HIS OR HER OPINION, TEND TO PROMOTE AND INCREASE THE USEFULNESS OF THE CORPORATION TO MEMBERS AND SHALL PERFORM SUCH OTHER DUTIES AS ARE INCIDENT TO THE OFFICE OF THE CHAIRMAN OF THE BOARD. THE CHAIRMAN -EMERITUS SHALL BE A MEMBER OF THE EXECUTIVE COMMITTEE AUTOMATICALLY FOR THE THREE YEAR PERIOD IMMEDIATELY FOLLOWING HIS OR HER TERM AS CHAIRMAN OF THE BOARD. IN CASE OF ABSENCE OR INABILITY TO ACT FROM ANY CAUSE OF BOTH THE CHAIRMAN OF THE BOARD AND VICE CHAIRMAN OF THE BOARD, THE CHAIRMAN -EMERITUS SHALL PERFORM THE DUTIES OF THE CHAIRMAN. VICE CHAIRMAN OF THE BOARD - THE VICE CHAIRMAN OF THE BOARD SHALL ASSIST THE CHAIRMAN OF THE BOARD IN FULFILLING HIS OR HER DUTIES. THE VICE CHAIRMAN SHALL PERFORM THE DUTIES OF THE CHAIRMAN IN CASE OF ABSENCE OR INABILITY TO ACT FROM ANY CAUSE OF THE CHAIRMAN. THE VICE CHAIRMAN MAY ALSO SERVE IN ANOTHER CAPACITY ON THE EXECUTIVE COMMITTEE (I.E. AS A COMMITTEE CHAIR OF A STANDING COMMITTEE OR SECRETARY/TREASURER). SECRETARY/TREASURER - THE TREASURER SHALL OVERSEE THE COLLECTION AND ACCOUNTING OF ALL MONIES RECEIVED AND EXPENDED FOR THE USE OF THE CORPORATION. THE TREASURER SHALL MAKE A REPORT AT THE ANNUAL MEETINGS OF THE BOARD OR AT SUCH OTHER TIMES AS CALLED UPON BY THE CHAIRMAN OF THE BOARD. THE SECRETARY SHALL BE HOLDER OF THE CORPORATION'S SEAL. FORM 990, PART VI, SECTION A, LINE 6 OFII HAS ONE LEVEL OF MEMBERSHIP FOR ALL MEMBER COMPANIES. FORM 990, PART VI, SECTION A, LINE 7A A DIRECTOR MUST BE EMPLOYED BY A MEMBER OR ONE OF ITS AFFILIATES. THERE SHALL BE NO MORE THAN ONE DIRECTOR FROM THE SAME AFFILIATED GROUP OF COMPANIES. THE DIRECTORS AND EXECUTIVE COMMITTEE OFFICERS SHALL BE ELECTED BY THE VOTE OF A MAJORITY OF THE MEMBERSHIP EVERY YEAR. FORM 990, PART VI, SECTION A, LINE 7B CHANGES TO BY-LAWS ARE THE DECISIONS OF THE ORGANIZATION RESERVED TO MEMBERS, STOCKHOLDERS, OR PERSONS OTHER THAN GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 8B MEETING MINUTES ARE RECORDED AT EACH BOARD MEETING AND ARE APPROVED BY THE BOARD AT THE FOLLOWING MEETING. THE COMMITTEES DO NOT HAVE THE AUTHORITY TO ACT ON BEHALF OF THE BOARD. ANY ISSUES DISCUSSED AT COMMITTEE MEETINGS MUST GO THROUGH BOARD APPROVAL. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED BY AN OUTSIDE FIRM FROM INFORMATION PROVIDED BY MANAGEMENT. ONCE PREPARATION IS COMPLETE, THE ORGANIZATION'S TREASURER REVIEWS FORM 990 IN ITS ENTIRETY. FORM 990, PART VI, SECTION B, LINE 15 OFII USES COMPARABILITY DATA AND USES A COMPENSATION COMMITTEE (SAME AS BOARD OF DIRECTORS) FOR DETERMINING COMPENSATION OF OFFICERS AND KEY EMPLOYEES. THE LAST TIME THIS PROCESS WAS USED WAS IN 2015. FORM 990, PART VI, SECTION C, LINE 19 OFII DOES NOT MAKE ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, PART III, LINE 1 ORGANIZATION'S MISSION, CONTINUED: OFII'S THREE-PART MANDATE: - EDUCATE POLICY MAKERS AND THE PUBLIC ABOUT THE POSITIVE ROLE U.S. SUBSIDIARIES PLAY IN THE AMERICAN ECONOMY. OFII PRODUCES A VARIETY OF DIFFERENT DOCUMENTS AND STUDIES DETAILING THE IMPORTANT CONTRIBUTIONS U.S. SUBSIDIARIES MAKE TO THE U.S. ECONOMY. - ADVOCATE TO ENSURE U.S. SUBSIDIARIES ARE NOT DISCRIMINATED AGAINST IN STATE OR FEDERAL LAW. WHEN U.S. SUBSIDIARIES ARE UNDER THREAT IN THE U.S. LEGISLATIVE OR REGULATORY PROCESS, OFII IS AN AGGRESSIVE AND EFFECTIVE ADVOCATE FOR FAIR, NON-DISCRIMINATORY TREATMENT. OFII'S EFFORTS TO ENSURE NON-DISCRIMINATORY TREATMENT FOR U.S. SUBSIDIARIES RELY ON A NUMBER OF ACTIVITIES: - MONITORING - OFII'S STAFF AND TEAM OF EXPERTS CLOSELY TRACK POLICY AND POLITICAL DEVELOPMENTS OF IMPORTANCE TO U.S. SUBSIDIARIES; - REPORTING & ANALYZING - OFII AND ITS EXPERTS PROVIDE ANALYSIS ABOUT ISSUES THAT MAY UNIQUELY AFFECT U.S. SUBSIDIARIES. THIS TIMELY AND THOROUGH INFORMATION HELPS MEMBER COMPANIES UNDERSTAND THE IMPACT OF A PARTICULAR POLICY PROPOSAL ON THEIR BUSINESS. - LOBBYING - WHEN AN ISSUE IS TARGETED FOR OFII ACTION, A STRATEGY IS DEVELOPED AND CARRIED OUT TO MODIFY THE LEGISLATIVE AND/OR REGULATORY PROPOSALS. - NETWORK TO PROVIDE PEER-TO-PEER FORUMS ON ISSUES UNIQUE TO U.S. SUBSIDIARIES. CURRENTLY, OFII HOLDS ANNUAL CONFERENCES FOR GENERAL COUNSEL, SENIOR TAX AND GOVERNMENT RELATIONS AND PUBLIC AFFAIRS EXECUTIVES. IN ADDITION, WE HOLD INFORMAL PRIVATE DINNERS FOR CFO AND GENERAL COUNSEL EXECUTIVES. EVEN THOUGH OUR PARTICIPANTS REPRESENT COMPANIES IN A VARIETY OF INDUSTRIES, SENIOR EXECUTIVES GAIN WORTHWHILE INSIGHT FROM TALKING WITH COLLEAGUES ABOUT THEIR DISTINCT RESPONSIBILITIES AT U.S. SUBSIDIARIES. THESE EVENTS ALSO HELP OFII TO FOCUS ON ISSUES IDENTIFIED IN THESE DISCUSSIONS AS MOST CRITICAL.