2019-11-13T10:08:14-06:00 2018-12-31 521855942 TATE & TRYON 2021 L ST NW WASHINGTON DC 20036 990 2018-01-01 453859544 ADVANCED ENERGY ECONOMY INC ADVA 2023801950 1000 VERMONT AVENUE NW NO 3FL WASHINGTON DC 20005 ALLISON INGRAM SVP OF FINANCE AND OPERATIONS 2023801950 2019-11-13 1 SARA SMITH P01332734 2022932200 216.59.105.130 2019-11-13 10:08:10 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 5BC65B47B3A1F1CE2534BD8A8DAEFAC1BF945F16 2018 2020-01-14 16:20:31Z ROBERT N KREAMER 1000 VERMONT AVENUE NW NO 3FL WASHINGTON DC 20005 4117082 0 X WWW.AEE.NET X 2011 DC TO TRANSFORM PUBLIC POLICY TO ENABLE RAPID GROWTH OF ADVANCED ENERGY BUSINESSES 23 23 41 25 434625 2069 2759757 631888 2427867 3057579 -1127 217 267552 427398 5454049 4117082 74577 15625 0 0 4318152 2269227 0 0 0 1966333 1706111 6359062 3990963 -905013 126119 1955911 1009446 2671863 1599279 -715952 -589833 X THE MISSION OF ADVANCED ENERGY ECONOMY IS TO TRANSFORM PUBLIC POLICY TO ENABLE RAPID GROWTH OF ADVANCED ENERGY BUSINESSES 0 0 EDUCATION AND COMMUNICATIONS: AS THE BUSINESS VOICE OF ADVANCED ENERGY, AEE USES A WIDE VARIETY OF COMMUNICATIONS AND MARKETING PLATFORMS TO EDUCATE THE PUBLIC AND BUILD AWARENESS OF THE ADVANCED TECHNOLOGIES THAT COMPANIES ARE CURRENTLY EMPLOYING TO PROVIDE SECURE, CLEAN AND AFFORDABLE ENERGY, AND HIGHLIGHT THE RESULTING ECONOMIC BENEFITS TO THE STATES AND REGIONS IN WHICH THOSE COMPANIES ARE OPERATING. MEMBERSHIP: AEE PROVIDES A FORUM THROUGH WHICH ADVANCED ENERGY BUSINESSES CAN CONVENE, COLLABORATE AND TAKE ACTION ON POLICY ISSUES AND ECONOMIC OPPORTUNITIES THAT IMPACT COMPANIES ACROSS THE ENTIRE SECTOR, REGARDLESS OF THE BUSINESS MODEL OR TECHNOLOGIES THAT THEY MAY EMPLOY. REGIONAL DEVELOPMENT: AEE CONNECTS AND ENGAGES POLICY MAKERS, STAKEHOLDERS AND THE PUBLIC TO TAKE ACTION ON STATE AND REGIONAL POLICIES THAT PROMOTE A WORLD THAT RUNS ON SECURE, CLEAN AND AFFORDABLE ENERGY. WORKING DIRECTLY AND WITH LOCAL AND REGIONAL PARTNERS IN STATE LEGISLATIVE AND REGULATORY FORUMS, AEE AND ITS MEMBER COMPANIES ADVOCATE FOR POLICIES THAT SUPPORT COMPETITIVE MARKET OPPORTUNITIES FOR ADVANCED ENERGY BUSINESSES, PRODUCTS AND SERVICES. POLICY PUBLIC UTILITIES COMMISSION ENGAGEMENT INDUSTRY ANALYSIS CLEAN POWER PLAN STRATEGIC PARTNERSHIPS 21ST CENTURY ELECTRICITY SYSTEM 0 1 0 1 0 0 0 0 0 1 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 29 0 1 41 1 1 1 0 0 0 1 1 0 0 0 X 23 23 0 0 0 0 1 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 CA X THE ORGANIZATION 2023801950 1000 VERMONT AVENUE NW NO 3FL WASHINGTON DC 20005 X HEMANT TANEJA CHAIR 1.00 X X 0 0 0 JIM CONNAUGHTON DIRECTOR 0.50 X 0 0 0 BILL DICROCE DIRECTOR 0.50 X 0 0 0 ROGER FLANAGAN DIRECTOR 0.50 X 0 0 0 DEB FRODL DIRECTOR 0.50 X 0 0 0 ARVIN GANESAN STARTING 1218 DIRECTOR 0.50 X 0 0 0 MIKE GARLAND DIRECTOR 0.50 X 0 0 0 MARK GOODWIN DIRECTOR 0.50 X 0 0 0 ARJUN GUPTA DIRECTOR 0.50 X 0 0 0 MARTIN HERMANN DIRECTOR 0.50 X 0 0 0 LISA JACKSON THROUGH 122018 DIRECTOR 0.50 X 0 0 0 PAUL KALETA DIRECTOR 0.50 X 0 0 0 MARK LAABS DIRECTOR 0.50 X 0 0 0 TERRILL LAUGHTON DIRECTOR 0.50 X 0 0 0 SCOTT NEUMAN DIRECTOR 0.50 X 0 0 0 DANIELLE MERFELD DIRECTOR 0.50 X 0 0 0 MICHELLE PATRON DIRECTOR 0.50 X 0 0 0 KEVIN SELF DIRECTOR 0.50 X 0 0 0 JIM STEFFES DIRECTOR 0.50 X 0 0 0 SCOTT TEW DIRECTOR 0.50 X 0 0 0 PRASANNA VENKATESAN DIRECTOR 0.50 X 0 0 0 AZIZ VIRANI DIRECTOR 0.50 X 0 0 0 CHRISTIAN WEEKS DIRECTOR 0.50 X 0 0 0 TOM WERNER DIRECTOR 0.50 X 0 0 0 ELIZABETH GILCHRIST SVP/SECRETARY TREASURER 31.60 X 150645 0 12442 HEATHER O'NEILL INTERIM CEO/PRESIDENT (THRU 11/18) 22.80 X 113617 0 3409 NAT KREAMER CEO (AS OF 11/18) 24.00 X 47484 0 2112 LAURA BARTSCH SVP, SALES & MARKETING 38.00 X 157700 0 25173 ERIC FITZ GENERAL MANAGER, POWERSUITE 37.20 X 151266 0 17153 ARPITA DEY FULL STACK DEVELOPER 40.00 X 119821 0 3595 GRAHAM RICHARD FORMER CEO/PRESIDENT 0.00 X 108496 0 3255 849029 0 67139 6 1 1 0 RUSSELL REYNOLDS 1700 NEW YORK AVENUE NW WASHINGTON DC 20006 EXECUTIVE RECRUITING 250000 1 631888 631888 MEMBERSHIP DUES 900099 2522176 2522176 AFFILIATES DUES & SPON 900099 434625 434625 REGISTRATION FEES 900099 70002 70002 PROGRAM FEES 900099 30776 30776 3057579 213 213 412398 412398 15000 0 15000 15000 15000 4 0 4 4 4 4117082 2622954 434625 427615 X 15625 331303 1596943 47914 147262 145805 5493 86418 581569 222365 38650 273737 207070 137214 110642 19403 11329 DUES & SUBSCRIPTIONS 48221 PAYROLL PROCESSING 6503 BUSINESS REGISTRATIONS 4363 ALLOCATION OF M&G -46866 3990963 1508572 855091 132134 132317 25000 24997 68737 135651 165704 843062 823258 30250 19804 99307 -232207 1955911 1009446 840132 376601 1273471 1053975 558260 168703 2671863 1599279 X -922060 -825828 206108 235995 -715952 -589833 1955911 1009446 126119 0 X 0 1 X 1 0 0 0 1 2522176 172455 68377 240832 88276 152556 114330 94526 19804 728732 728732 0 19804 DEFERRED RENT ABATEMENT 168703 168703 4117078 0 4117078 4 4 4117082 3990959 0 3990959 4 4 3990963 PART XI, LINE 4B - OTHER ADJUSTMENTS: GAIN ON ASSET DISPOSAL 4. PART XII, LINE 4B - OTHER ADJUSTMENTS: GAIN ON ASSET DISPOSAL 4. X 1 1 X X 0 0 0 ELIZABETH GILCHRIST SVP/SECRETARY TREASURER 150645 0 0 0 0 0 4519 0 8787 0 163951 0 0 0 LAURA BARTSCH SVP, SALES & MARKETING 157700 0 0 0 0 0 4731 0 21348 0 183779 0 0 0 ERIC FITZ GENERAL MANAGER, POWERSUITE 151266 0 0 0 0 0 4538 0 18167 0 173971 0 0 0 GRAHAM RICHARD FORMER CEO/PRESIDENT 31578 0 22790 0 54128 0 3255 0 0 0 111751 0 0 0 PART I, LINE 1A AEE PROVIDED A HOUSING ALLOWANCE TO FORMER CEO GRAHAM RICHARD AS PART OF HIS COMPENSATION PACKAGE, THE AMOUNT OF WHICH WAS INCLUDED IN HIS REPORTABLE COMPENSATION PART I, LINE 3 CEO HAS AN EMPLOYMENT CONTRACT AND THE ANNUAL COMPENSATION IS PART OF THE CONTRACT. THE NEW CEO SALARY WAS DETERMINED UPON CONSULTATION OF AN EXECUTIVE RECRUITING FIRM, COMPARED TO SIMILAR ASSOCIATIONS AND APPROVED BY THE BOARD. FORM 990, PART VI, SECTION A, LINE 6 THE CORPORATION SHALL HAVE TWO CLASSES OF MEMBERS: MEMBERS AND ASSOCIATE MEMBERS. THE CLASS OF MEMBERS SHALL CONSIST OF ADVANCED ENERGY COMPANIES AND COMPANIES WITH AN ADVANCED ENERGY LINE OF BUSINESS. THE CLASS OF ASSOCIATE MEMBERS SHALL CONSIST OF 1) COMPANIES IN THE SUPPLY CHAIN OF ADVANCED ENERGY COMPANIES AND/OR COMPANIES WITH AN ADVANCED ENERGY LINE OF BUSINESS, AND 2) COMPANIES AND INSTITUTIONS THAT ARE CURRENT OR PROSPECTIVE PURCHASERS AND CONSUMERS OF ADVANCED ENERGY PRODUCTS AND SERVICES, PROVIDED THAT THEY SHARE IN THE COMMON BUSINESS INTEREST OF AEE'S MEMBERS IN ACCELERATING THE GROWTH OF MARKET OPPORTUNITIES FOR COMMERCE IN ADVANCED ENERGY PRODUCTS AND SERVICES. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY THE INDEPENDENT CPA FIRM AND REVIEWED BY THE CEO. A COPY OF THE FINAL 990 WAS PROVIDED TO THE FULL BOARD PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REVIEWS DICLSOURES FORMS, REMINDS THE BOARD OF THE CONFLICT OF INTEREST POLICY, AND INSTRUCTS THE BOARD TO ABSTAIN FROM ANY DECISIONS WHERE THEIR INDEPENDENCE IS IMPAIRED. FORM 990, PART VI, SECTION B, LINE 15A INDUSTRY BENCHMARKING SURVEYS ARE UTILIZED TO CONFIRM APPROPRIATE SALARY BANDING. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST PART VII, SECTION A: ADVANCED ENERGY ECONOMY INSTITUTE, ADVANCED ENERGY WORKS, AND ADVANCED ENERGY ECONOMY, INC. PARTICIPATE IN A COMMON PAYMASTER ARRANGEMENT FOR EMPLOYEES. AMOUNTS REPORTED ON PART VII REFLECT PAYMENTS FOR SERVICES ALLOCABLE TO THE FILING ORGANIZATION. FORM 990, PART IX, LINE 11G PROFESSIONAL FEES 581,569.