2019-11-12T17:33:03-06:00 2018-12-31 470900880 CALIBRE CPA GROUP PLLC 7501 WISCONSIN AVENUE SUITE 1200 WEST BETHESDA MD 20814 990 2018-01-01 800320904 AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS AMER 2027375900 1133 19TH STREET NW NO 200 WASHINGTON DC 20036 MICHELE GANON SECRETARY/TREASURER 2027375900 2019-11-12 1 SCOTT E HALLBERG CPA P01081188 2023319880 38.100.43.98 2019-11-12 18:32:39 ES P 099BB351ED5C43DB8E4A0DD96B056B1430213725 54FE6E471F8A05619F206DEE27FDE7D0C354BA03 2018 2020-03-31 21:24:44Z MICHELE GANON 1133 19TH STREET NW NO 200 WASHINGTON DC 20036 3349663 0 X WWW.AAUP.ORG X 2008 DC SEE SCHEDULE OTHE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS FACILITATES COOPERATION AMONG TEACHERS AND RESEARCH SCHOLARS IN UNIVERSITIES AND COLLEGES, AND IN PROFESSIONAL SCHOOLS OF SIMILAR GRADE, FOR THE PROMOTION OF THE INTERESTS OF HIGHER EDUCATION AND RESEARCH, AND IN GENERAL TO INCREASE THE USEFULNESS AND ADVANCE THE STANDARDS, IDEALS AND WELFARE OF THE PROFESSION. 36 36 36 38 19452 18868 146804 266229 2914182 3011181 9831 32446 41510 39807 3112327 3349663 456360 379405 0 0 1451436 1550784 0 0 0 851806 992808 2759602 2922997 352725 426666 5580269 6109465 4366961 4417568 1213308 1691897 X SCHEDULE OTHE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS FACILITATES MORE EFFECTIVE COOPERATION AMONG TEACHERS AND RESEARCH SCHOLARS IN UNIVERSITIES AND COLLEGES, AND IN PROFESSIONAL SCHOOLS OF SIMILAR GRADE, FOR THE PROMOTION OF THE INTEREST OF HIGHER EDUCATION AND RESEARCH, AND IN GENERAL TO INCREASE THE USEFULNESS AND ADVANCE THE STANDARDS,IDEALS AND WELFARE OF THE PROFESSION. 0 0 0 POLICY AND LEGAL ADVOCACYTHE POLICY AND LEGAL ADVOCACY PROGRAM PROMOTES PRINCIPLES OF ACADEMIC FREEDOM, SHARED GOVERNANCE AND DUE PROCESS IN HIGHER EDUCATION THROUGH THE DEVELOPMENT OF POLICY DOCUMENTS AND REPORTS; AND APPLICATION OF THESE PRINCIPLES TO PARTICULAR SITUATIONS, IN THE FORM OF CASEWORK AND INVESTIGATIONS. MEMBER SERVICESTHE MEMBER SERVICES PROGRAM PROVIDES SERVICES THAT ENHANCE THE VALUE AND CAPACITY OF THE ORGANIZATION THROUGH CHAPTER SUPPORT, STATE CONFERENCE SUPPORT; CHAPTER ADVOCACY AND ORGANIZING; AND MEMBERSHIP DEVELOPMENT, SERVICES AND BENEFITS. 0 COMMUNICATIONSTHE COMMUNICATIONS PROGRAM SUPPORTS DISSEMINATING INFORMATION TO THE MEMBERS AND PUBLIC ABOUT THE ORGANIZATION'S MISSION AND WORK, THROUGH DISTRIBUTION OF PERIODICAL PUBLICATIONS, OTHER ONLINE COMMUNICATIONS AND MEDIA OUTLETS. 0 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 29 0 1 36 1 1 1 0 0 0 1 1 0 0 0 X 36 36 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 X JULIE SCHMID 2027375900 1133 NINETEENTH STREET NW 200 WASHINGTON DC 200363655 RUDY FICHTENBAUM PRESIDENT 3.00 X X 0 0 0 ELLWOOD BROOKS FIRST VICE PRESIDENT 3.00 X X 0 0 0 CAPRICE LAWLESS SECOND VICE PRESIDENT 3.00 X X 0 0 0 MICHELE GANON SECRETARY-TREASURER 3.00 X X 0 0 0 PAUL DAVIS CHAIR, AAUP-CBC 3.00 X 0 0 0 HOWARD BUNSIS PAST CHAIR, AAUP-CBC 3.00 X 0 0 0 BRIAN TURNER ASC CHAIR 3.00 X 0 0 0 NATHAN AVANI COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 LESLIE BARY COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 CAROLYN BETENSKY COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 MONICA BLACK COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 LINDA CARROLL COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 JOHN CASTELLA COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 JAMES DAVIS COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 SALLY DEAR-HEALEY COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 MICHAEL DECESARE COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 ZORAN GAJIC COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 LOREN GLASS COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 SONYA HESTER COUNCIL MEMBER (AT LARGE) 3.00 X 0 0 0 DAVID HUGHES COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 KATHRYN KUHN COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 LI HUEY-LI COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 RISA LIEBERWITZ GENERAL COUNCIL 3.00 X 0 0 0 GREG LOVING COUNCIL MEMBER (AT LARGE) 3.00 X 0 0 0 MARY ANN MAHONY COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 JULIE MCLAUGHLIN COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 LISA MINNICK COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 IRENE MULVEY COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 CHRIS NAGEL COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 PATRICIA NAVARRA COUNCIL MEMBER (AT LARGE) 3.00 X 0 0 0 CHARLES PARRISH COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 JONATHAN REES COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 DIANA RIOS COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 DAVID SANDERS COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 FRIEDRICH SCHULER COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 ALEX ZUKAS COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 JACQUELINE ARANTE COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 MARIA T BACIGALUPO COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 PHILIP COLE COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 KEVIN COPE COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 ANNE FRIEDMAN COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 JAMES KLEIN COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 CYNTHIA KLEKAR COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 JULIAN MADISON COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 NANCY MCKENNEY COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 LINDA ROUILLARD COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 MEHMET YAYA COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 JULIE SCHMID EXECUTIVE DIRECTOR 37.50 X 236018 0 45801 AARON NISENSON SENIOR COUNSEL 37.50 X 174851 0 38447 CHRISTOPHER SIMEONE DIRECTOR OF DOS 37.50 X 115787 0 33127 GREGORY SCHOLTZ DIRECTOR 37.50 X 133935 0 11692 JASON ELIAS WESTERN REGIONAL COORDINAT 37.50 X 119722 0 20662 GWENDOLYN BRADLEY DIRECTOR 37.50 X 127947 0 12017 908260 0 161746 10 0 1 0 CALIBRE CPA GROUP PLLC 7501 WISCONSIN AVENUE SUITE 1200 W BETHESDA MD 20814 BOOKEEPING, AUDIT, TAX & LM2 PREPARATIO 146629 THE WHITELEY COMPANY 130406 KATRINKA DR BOWIE MD 20720 MANAGEMENT ADVISORY AND CONSULTING SERVI 119140 GEORGE R MARGULA 18030 FENCE POST COURT GAITHERSBURG MD 20877 INTERIM CFO SERVICES 115900 3 262479 3750 266229 MEMBERSHIP DUES 900099 2686281 2686281 PUBLICATION SALES 541800 294722 275270 19452 REGISTRATION 900099 30178 30178 3011181 32446 32446 39807 39807 3349663 2991729 19452 72253 379405 281819 956335 312630 14231 29600 261603 181885 2023 138878 119494 66507 56220 13620 BANK & CREDIT CARD FEE 61214 OTHER BENEFITS AND PAYR 20870 JOINT ORGANIZING COSTS 20764 OTHER EXPENSES 5899 2922997 2034432 1399706 3009553 4039929 437122 617633 15483 9951 871120 828874 83679 42246 5580269 6109465 354064 389320 390121 450019 3622776 3578229 4366961 4417568 X 1213308 1691897 1213308 1691897 5580269 6109465 X 426666 -2070 53993 X X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 207952 206268 1684 663168 622606 40562 42246 POSTRETIREMENT BENEFIT OBLIGATION 2262822 DUE TO AAUP COLLECTIVE BARGAINING CONGRESS 1184389 DEFERRED RENT 131018 3578229 X 3347593 -2070 -2070 3349663 0 3349663 2922997 0 2922997 0 2922997 PART X, LINE 2: AAUP IS EXEMPT FROM FEDERAL INCOME TAX UNDER INTERNAL REVENUE CODE SECTION 501(C)(6), EXCEPT FOR INCOME TAXES ON ITS UNRELATED BUSINESS INCOME. AAUP WILL BE LIABLE FOR INCOME TAXES ON INCOME DERIVED FROM ADVERTISING IN ACADEME, ITS PROFESSIONAL JOURNAL AND COMMISSIONS RECEIVED FROM CERTAIN MEMBER BENEFIT PROGRAMS. AAUP'S INCOME TAX EXPENSE FOR 2018 AND 2017 WAS $(1,373) AND $19,420, RESPECTIVELY. AAUP ADOPTED THE AUTHORITATIVE GUIDANCE RELATING TO ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. THESE PROVISIONS PROVIDE CONSISTENT GUIDANCE FOR THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTITY'S FINANCIAL STATEMENTS AND PRESCRIBE A THRESHOLD OF "MORE LIKELY THAN NOT" FOR RECOGNITION AND DERECOGNITION OF TAX POSITIONS TAKEN IN A TAX RETURN. AAUP PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED DECEMBER 31, 2018 AND 2017, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS. AS OF DECEMBER 31, 2018, THE STATUTE OF LIMITATIONS FOR TAX YEARS 2015 THROUGH 2017 REMAINS OPEN WITH THE LOCAL JURISDICTION WHICH AAUP FILES RETURNS. IT IS AAUP POLICY TO RECOGNIZE INTEREST AND/OR PENALTIES RELATED TO UNCERTAIN TAX POSITIONS, IF ANY, IN INCOME TAX EXPENSE. 1 AAUP CBC 1133 19TH STREET NW 200 WASHINGTON DC 20036 800320969 501(C)(5) 33750 0 SUMMER INSTITUTE AAUP FOUNDATION 1133 19TH STREET NW 200 WASHINGTON DC 20036 800320933 501(C)(3) 186678 0 GENERAL SUPPORT NEVADA STATE CONFERENCE - AAUP PO BOX 470 LAS VEGAS NV 891250470 880274752 501(C)(6) 35696 0 PILOT PROJECT TO BUILD STATE CONFERENCE CALIFORNIA STATE CONFERENCE - AAUP 3761 HARRISON STREET APT 15 OAKLAND CA 964115090 12178 0 STATE CONFERENCE SUPPORT INDIANA STATE CONFERENCE - AAUP 707 E 57TH ST INDIANAPOLIS IN 462203147 6274 0 STATE CONFERENCE SUPPORT AND DEVELOPMENT GRANT MARYLAND STATE CONFERENCE - AAUP 3 W 27TH ST APT 3 BALTIMORE MD 21218 5687 0 STATE CONFERENCE SUPPORT AND DEVELOPMENT GRANT NEW YORK STATE CONFERENCE - AAUP PO BOX 35015 SYRACUSE NY 132350015 161060238 501(C)(3) 11338 0 STATE CONFERENCE SUPPORT GEORGIA STATE CONFERENCE-AAUP 15770 COTTON TAIL LANE SAN ANTONIO TX 782551200 6730 0 STATE CONFERENCE SUPPORT TEXAS STATE CINFERENCE - AAUP 1317 DOVE STREET ROBINSON TX 767065423 5445 0 STATE CONFERENCE SUPPORT AND DEVELOPMENT GRANT VIRGINIA STATE CONFERENCE - AAUP 1705 DODD STREET FARMVILLE VA 239012784 5082 0 STATE CONFERENCE SUPPORT AND DEVELOPMENT GRANT 2 8 PART I, LINE 2: THERE IS ACTIVE COMMUNICATION WITH THE GRANTEES TO INFORMALLY MONITOR THE USE OF GRANT FUNDS. X X 0 0 0 JULIE SCHMID EXECUTIVE DIRECTOR 230968 0 0 0 5050 0 22397 0 23404 0 281819 0 0 0 AARON NISENSON SENIOR COUNSEL 174431 0 0 0 420 0 15787 0 22660 0 213298 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 FOUR CLASSES OF MEMBERS: A. ACTIVE MEMBERS. ANY PERSON WHO HOLDS A PROFESSIONAL POSITION OF TEACHER OR RESEARCHER OR RELATED PROFESSIONAL APPOINTMENT, EXCLUDING ADMINISTRATORS BUT INCLUDING ANY MEMBER OF A BARGAINING UNIT IN THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS COLLECTIVE BARGAINING CONGRESS ("AAUP CBC") AT A COLLEGE, UNIVERSITY, OR PROFESSIONAL SCHOOL OF SIMILAR GRADE ACCREDITED IN THE UNITED STATES OR CANADA, MAY BE ADMITTED TO ACTIVE MEMBERSHIP IN THE ASSOCIATION. HOWEVER, MEMBERS OF BARGAINING UNITS IN THE AAUP-CBC MAY BE ADMITTED TO ACTIVE MEMBERSHIP ONLY IF THEY ARE MEMBERS OF THE LOCAL ORGANIZATION THAT SERVES AS BARGAINING AGENT. B. GRADUATE STUDENT MEMBERS. ANY PERSON WHO IS, OR WITHIN THE PAST FIVE YEARS HAS BEEN, A GRADUATE STUDENT MAY BE ADMITTED TO GRADUATE STUDENT MEMBERSHIP. GRADUATE STUDENT MEMBERS SHALL HAVE ALL RIGHTS AND PRIVILEGES ACCORDED TO ACTIVE MEMBERS UNDER THIS CONSTITUTION, INCLUDING THE RIGHT TO HOLD OFFICE AND TO VOTE IN NATIONAL ELECTIONS. GRADUATE STUDENT MEMBERS SHALL BE TRANSFERRED TO ACTIVE MEMBERSHIP AS SOON AS THEY BECOME ELIGIBLE. C. RETIRED MEMBERS. AN ACTIVE MEMBER WHO RETIRES MAY CHOOSE TO BE TRANSFERRED TO RETIRED MEMBERSHIP. RETIRED MEMBERS RETAIN ALL RIGHTS AND PRIVILEGES ACCORDED TO ACTIVE MEMBERS UNDER THIS CONSTITUTION, INCLUDING THE RIGHT TO HOLD OFFICE AND TO VOTE IN NATIONAL ELECTIONS. D. ASSOCIATE MEMBERS. ANY PERSON NOT ELIGIBLE FOR ONE OF THE OTHER THREE CLASSES OF MEMBERSHIP MAY BE ADMITTED AS AN ASSOCIATE MEMBER, INCLUDING MEMBERS OF THE GENERAL PUBLIC AND PERSONS SERVING AS HIGHER EDUCATION ADMINISTRATORS. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS OF THE COUNCIL OF THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS ARE ELECTED BY THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B MEMBERS APPROVE THE DUES RATE. FORM 990, PART VI, SECTION B, LINE 11B THE DRAFT IRS FORM 990 WAS PROVIDED TO THE PRESIDENT AND SECRETARY/TREASURER FOR REVIEW AND COMMENT PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES THAT ANNUAL DISCLOSURE FORMS BE COMPLETED. THESE FORMS ARE REVIEWED AND MAINTAINED. AFTER A BOARD DETERMINATION, ANY PARTY WITH A POTENTIAL CONFLICT OF INTEREST WOULD BE REQUIRED TO BE RECUSED FROM ANY DISCUSSIONS OR DECISIONS WITH REGARD TO THE POTENTIAL CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF COUNCIL USES SALARY SURVEYS OF COMPARABLE POSITIONS TO DETERMINE THE COMPENSATION OF THE EXECUTIVE DIRECTOR AND KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS OF THE ORGANIZATION ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: POSTRETIREMENT-RELATED CHANGES OTHER THAN PERIODIC POSTRETIREMENT BENEFIT 53,993. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. AAUP FOUNDATION 1133 19TH STREET NW SUITE 200 WASHINGTON DC 20036 800320933 SUPPORTS HIGHER EDUCATION DE 501(C)(3) LINE 7 N/A 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 1 1 0