2019-10-30T08:42:43-05:00 2019-06-30 410746749 CLIFTONLARSONALLEN LLP 220 SOUTH SIXTH STREET SUITE 300 MINNEAPOLIS MN 55402 990 2018-07-01 410698301 COLLEGE OF ST SCHOLASTICA INC COLL 8004475444 1200 KENWOOD AVENUE DULUTH MN 558114199 PHILIP ROLLE VP FOR FINANCE 8004475444 2019-10-25 1 KAREN GRIES P00078514 6123764500 67.137.57.251 2019-10-25 09:34:43 CD P D96076016A1D85786C0DD27C05D232F375DC2AFE 17A7653D3E03680D17212B91FE73DB0ACEF0D795 2018 2020-01-14 16:20:31Z BARBARA MCDONALD 1200 KENWOOD AVENUE DULUTH MN 558114199 125686684 0 X WWW.CSS.EDU X 1962 MN PROVIDE INTELLECTUAL AND MORAL PREPARATION FOR RESPONSIBLE LIVING AND MEANINGFUL WORK. 22 21 1977 200 65898 0 7710696 8096607 107682779 105626196 3373976 3602274 956745 1101608 119724196 118426685 37615468 37565727 0 0 48271597 51665120 38982 0 1510463 28213254 28207034 114139301 117437881 5584895 988804 189796692 192511377 66425294 66381412 123371398 126129965 X SHAPED BY THE CATHOLIC BENEDICTINE HERITAGE, THE COLLEGE OF ST. SCHOLASTICA PROVIDES INTELLECTUAL AND MORAL PREPARATION FOR RESPONSIBLE LIVING AND MEANINGFUL WORK. IN CONJUNCTION WITH THIS MISSION STATEMENT, THE COLLEGE'S VISION STATEMENT IS AS FOLLOWS: THE COLLEGE OF ST. SCHOLASTICA WILL BE WIDELY REGARDED AS AN ACADEMIC COMMUNITY GROUNDED IN THE RICH BENEDICTINE HERITAGE AND SENDING FORTH THOUGHTFUL LEADERS, SHARPENED AND SENSITIZED BY THE LIBERAL ARTS, WHO ARE COMMITTED TO SERVE AND TO TRANSFORM THE WORLD. 0 0 73652606 35794052 96927647 INSTRUCTION: THE COLLEGE OF ST. SCHOLASTICA PREPARES ITS STUDENTS FOR A LIFE OF PURPOSE BY EMPHASIZING CORE VALUES OF THE CATHOLIC BENEDICTINE TRADITION, INCLUDING HOSPITALITY, THE LOVE OF LEARNING, RESPECT, COMMUNITY AND STEWARDSHIP. LEARNING HERE ENTAILS A COMMITMENT TO MEETING RIGOROUS ACADEMIC STANDARDS, BROADENING THE SCOPE OF ONE'S VISION AND BECOMING ACCOUNTABLE TO BOTH SELF AND SOCIETY. ST. SCHOLASTICA OFFERS 38 MAJORS AND 13 UNIQUE MINORS. THE COLLEGE ALSO OFFERS ADVANCED DEGREES, CERTIFICATES AND LICENSURES IN 32 DIFFERENT AREAS. THE MAIN CAMPUS IS IN DULUTH, MINNESOTA, WITH ADDITIONAL IN-STATE CAMPUSES IN AUSTIN, BRAINERD, CLOQUET, INVER GROVE HEIGHTS, ROCHESTER, ST. CLOUD, AND ST. PAUL. IN ADDITION TO GRADUATE AND EXTENDED SITES THE COLLEGE OFFERS ONLINE PROGRAMS. 23390939 1710924 495976 STUDENT & ADMINISTRATIVE SERVICES: THE STUDENT EXPERIENCE IS CRITICAL TO THE COLLEGE OF ST. SCHOLASTICA'S MISSION. THE COLLEGE PROVIDES LIBRARY SERVICES, COMPUTER LABS, ACADEMIC AND PERSONAL ADVISEMENT AND COUNSELING, TUTORING AND GRADUATE SCHOOL PREPARATION TO ENHANCE ITS EDUCATIONAL PROGRAMS. SUPPORT IS OFFERED FOR ADMISSIONS, REGISTRATION, FINANCIAL AID AND SPECIALIZED SERVICES TO ENRICH DIVERSITY WITHIN THE COLLEGE. STUDENT ACTIVITIES ARE A WAY FOR STUDENTS TO CONNECT WITH OTHER STUDENTS WITH SIMILAR VIEWS, ASPIRATIONS AND CONCERNS, AND THEN PROVIDE A FRAMEWORK FOR THOSE STUDENTS TO WORK TOGETHER FOR A COMMON GOAL. A VARIETY OF CAMPUS ORGANIZATIONS, CLUBS, AND LEADERSHIP OPPORTUNITIES PROVIDE STUDENTS WITH MANY AVENUES FOR PERSONAL, VOCATIONAL AND SOCIAL GROWTH. THE ATHLETICS DEPARTMENT OFFERS 22 MEN'S AND WOMEN'S PROGRAMS CONSISTENT WITH THE MISSION STATEMENT OF THE COLLEGE AND THE NCAA DIVISION III PHILOSOPHY. THERE WERE 402 UNDUPLICATED STUDENT PARTICIPANTS IN THESE PROGRAMS. ALL STUDENTS MAY PARTICIPATE IN A WIDE VARIETY OF INTRAMURAL ACTIVITIES AS WELL AS GENERAL USE OF THE COLLEGE'S RECREATIONAL FACILITY, THE BURNS COMMONS WELLNESS CENTER. 7765258 0 8152109 AUXILIARY SERVICES: ST. SCHOLASTICA OFFERS ITS STUDENTS HOUSING, FOOD AND HEALTH SERVICES.HOUSING CONSISTS OF A RESIDENCE HALL AND SUITES AND SEVEN APARTMENT COMPLEXES WITH A CAPACITY OF 979 BEDS. OVER HALF OF THE COLLEGE'S FULL-TIME UNDERGRADUATE TRADITIONAL AGED STUDENTS RESIDE ON CAMPUS. FOR, 2018-19, OCCUPANCY WAS 864 AND 774 STUDENTS FOR FALL AND SPRING SEMESTERS, RESPECTIVELY.ST. SCHOLASTICA UTILIZES ARAMARK CAMPUS DINING TO PROVIDE QUALITY NUTRITIOUS FOODS AT MULTIPLE CAMPUS LOCATIONS. TOGETHER WE ARE COMMITTED TO SUSTAINABLE PRACTICES AND SUPPORTING STUDENT'S HEALTH AND WELLBEING. ALL STUDENTS RESIDING IN THE RESIDENCE HALL ARE REQUIRED PURCHASE A MEAL PLAN. OPTIONAL MEAL PLANS ARE AVAILABLE FOR OTHER RESIDENTIAL AND COMMUTER STUDENTS. FOR 2018-19, 923 STUDENTS OBTAINED MEAL PLANS. THE PHYSICAL AND EMOTIONAL WELL-BEING OF ALL STUDENTS IS ESSENTIAL FOR ACADEMIC SUCCESS. STUDENT HEALTH SERVICES PROVIDES ONSITE ACCESS TO MEDICAL PROFESSIONALS. OUR PROFESSIONAL STAFF OFFERS STUDENTS CONFIDENTIAL SERVICES IN TREATING PHYSICAL AND MENTAL HEALTH CONCERNS THAT COMMONLY OCCUR WITHIN THE COLLEGE POPULATION.A CAMPUS CONVENIENCE STORE SERVES STUDENTS, FACULTY, STAFF, ALUMNI AND MEMBERS OF THE SURROUNDING COMMUNITY WITH A SELECTION OF COLLEGIATE CLOTHING, GIFTS AND GENERAL MERCHANDISE. 406884 60751 282233 OTHER PROGRAM SERVICES: INCLUDE PERFORMING ARTS, ATHLETIC TEAMS, CONFERENCES, AND MISCELLANEOUS EDUCATIONAL SERVICES. 406884 60751 282233 105215687 1 1 0 1 0 0 1 1 1 1 1 0 0 0 1 1 1 0 1 1 1 0 0 0 0 1 0 1 1 1 1 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 1 333 0 1977 1 1 1 1 CJ 0 0 0 0 0 0 0 0 0 0 X 22 21 0 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 MN CA X X PHILIP ROLLE 8004475444 1200 KENWOOD AVENUE DULUTH MN 558114199 COLETTE MCCARRICK GEARY PRESIDENT 40.00 X X 354084 0 103312 CHRISTOPHER DOLAN TRUSTEE, CHAIR 1.00 X X 0 0 0 DAVID SPARBY TRUSTEE, VICE CHAIR 1.00 X X 0 0 0 BEVERLY RAWAY PRIORESS OSB TRUSTEE, SECRETARY 1.00 X X 0 0 0 PHILIP ROLLE TRUSTEE, TREASURER 1.00 X X 0 0 0 MARIANNE ALLEN TRUSTEE 1.00 X 0 0 0 DEBORAH AMBERG TRUSTEE 1.00 X 0 0 0 STEVE BURGESS TRUSTEE 1.00 X 0 0 0 DANIEL CLAY TRUSTEE 1.00 X 0 0 0 ED CRAWFORD TRUSTEE 1.00 X 0 0 0 MARY SUSAN DEWITT OSB TRUSTEE 1.00 X 0 0 0 JESSICA DURBIN TRUSTEE 1.00 X 0 0 0 BETH HAENKE JUST TRUSTEE 1.00 X 0 0 0 DAVID HERMAN TRUSTEE 1.00 X 0 0 0 GRETCHEN JOHNSTON OSB TRUSTEE 1.00 X 0 0 0 MATHEW JOHNSON TRUSTEE 1.00 X 0 0 0 MARK LAMBERT TRUSTEE 1.00 X 0 0 0 FRED LEWIS TRUSTEE 1.00 X 0 0 0 SARAH O'MALLEY OSB TRUSTEE 1.00 X 0 0 0 DONNA SCHROEDER OSB TRUSTEE 1.00 X 0 0 0 SUE ROSS TRUSTEE 1.00 X 0 0 0 DOUG SCHUR TRUSTEE 1.00 X 0 0 0 MARY CATHERINE SHAMBOUR OSB TRUSTEE 1.00 X 0 0 0 MARCY STEINKE TRUSTEE 1.00 X 0 0 0 DIANE TRAN TRUSTEE 1.00 X 0 0 0 SUSAN KERRY VICE-PRESIDENT FOR FINANCE, TREASURER 40.00 X 172544 0 39293 STEVE LYONS VICE-PRESIDENT FOR STUDENT AFFAIRS 40.00 X 137468 0 37693 ELLEN JOHNSON VICE-PRESIDENT FOR ENROLLMENT MANAGEMENT 40.00 X 143781 0 29968 LYNNE HAMRE CHIEF OF STAFF 40.00 X 138491 0 22725 BRUCE LOPPNOW PROFESSOR - DEAN SCHOOL OF HEALTH SCIENCES 40.00 X 120261 0 24416 BRANDON OLSON PROFESSOR - CHAIR COMPUTER INFORMATION SYSTEMS 40.00 X 122457 0 27344 GEORGE GOODWIN FORMER - PRESIDENT 40.00 X 186544 0 30778 1375630 0 315529 8 1 1 0 JOHNSON WILSON CONSTRUCTORS PO BOX 16006 DULUTH MN 55816 CONSTRUCTION 2702977 ARAMARK EDUCATIONAL SERVICES LLC PO BOX 840706 DALLAS MN 75284 FOOD SERVICE 2293351 MCGOUGH CONSTRUCTION CO INC PO BOX 1450 MINNEAPOLIS MN 55485 CONSTRUCTION 763075 ACSYS INC 1577 NEW BRITAIN AVENUE FARMINGTON CT 06032 MARKETING 379771 EBSCO SUBSCRIPTION SERVICES 1140 SILVER LAKE ROAD CARY IL 60013 MARKETING 281964 27 5678802 2417805 29237 8096607 TUITION/FEES 900099 96927647 96927647 AUXILIARY ENTERPRISES 900099 8152109 8152109 OTHER PROGRAM SERVICE REVENUE 900099 495976 495976 CONFERENCES/SPEC EVENTS 900099 50464 3708 46756 105626196 2445843 2445843 7645226 761119 6485788 764126 1159438 -3007 1156431 1156431 16780 10085 6695 6695 PARKING 812930 317374 317374 INDIRECT COST RECOVERY 561000 272424 272424 SERVICE FEES 900099 138869 138869 366246 347104 19142 1094913 118426685 105926544 65898 4337636 473168 473168 37092559 37092559 643134 188751 341258 113125 39991358 34434492 4768384 788482 2525880 2174905 301174 49801 5471173 4710945 652357 107871 3033575 2612055 361709 59811 1411198 1411198 208017 208017 85390 85390 133200 133200 82197 82197 3072142 2645263 366308 60571 1214767 1045973 144843 23951 947145 815538 112933 18674 1559053 1342420 185894 30739 42487 36583 5066 838 3637988 3132483 433777 71728 2763544 2379545 329512 54487 264700 227919 31562 5219 2236845 2236845 3947417 3947417 335369 288769 39988 6612 OTHER SUPPLIES 3051680 2627644 363868 60168 ATHLETICS/EC ACTIVITIES 1129077 972190 134626 22261 INSTITUTIONAL SUPPORT 725309 624527 86482 14300 EQUIPMENT - NON-CAPITAL 256565 220914 30592 5059 1102944 984782 101396 16766 117437881 105215687 10711731 1510463 932714 2400408 10116610 6616706 2412260 1885568 2797184 3090484 81373 57726 984672 1011458 135789044 58948442 74520738 76840602 85575484 88485901 4390745 4468575 3530864 3098596 11637 32859 4442411 4522494 189796692 192511377 7303584 8385459 3537060 3618258 9807292 9778456 43073988 42019949 278115 358372 547414 627766 1877841 1593152 66425294 66381412 X 89291035 91396587 15117179 15435431 18963184 19297947 123371398 126129965 189796692 192511377 X 988804 1758489 11274 X 0 1 X 1 1 1 X 10048243 10912889 6712690 7710696 8096607 43481125 10048243 10912889 6712690 7710696 8096607 43481125 43481125 1877571 1728518 1751124 2168037 2445843 9971093 971445 954296 1021301 956744 1075771 4979557 58431775 520108478 0.74410 0.76230 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2014 AMOUNT: $ 971,445. 2015 AMOUNT: $ 954,296. 2016 AMOUNT: $ 1,021,301. 2017 AMOUNT: $ 956,744. 2018 AMOUNT: $ 1,075,771. 0 0 0 0 1 1 0 1 1235 1 59 0 1 3209 1 2212 1 126485 133200 0 PART II-B, LINE 1: LOBBYING ACTIVITIES PERFORMED BY THE COLLEGE PRESIDENT, DEAN OF THE SCHOOL OF NURSING AND COLLEGE ADVANCEMENT ARE LIMITED TO PROCURING FUNDING RELATING TO OUR STUDENT FINANCIAL AID AND SUPPORT FOR FEDERAL AND STATE GRANTS AND INITIATIVES RELATING TO OUR ACADEMIC PURPOSE AND MISSION. LOBBYING ACTIVITIES INCLUDE WRITING LETTERS TO AND HOLDING MEETINGS WITH GOVERNMENT OFFICIALS. IN ADDITION, THE COLLEGE SENT A DELEGATION OF 68 PEOPLE TO THE STATE CAPITOL IN ST. PAUL ON FEBRUARY 28, 2019 FOR DAY AT THE CAPITOL SPONSORED BY THE MINNESOTA PRIVATE COLLEGE COUNCIL. STUDENTS MET WITH THEIR LEGISLATORS TO COMMUNICATE THE IMPORTANCE OF THE MINNESOTA STATE GRANT PROGRAM, WHICH PROVIDES FINANCIAL AID TO ONE OF EVERY THREE UNDERGRADUATES AT THE COLLEGE, COSTS INCURRED BY THE COLLEGE TO SUPPORT THIS PROGRAM ARE DE MINIMUS. THE COLLEGE OF ST. SCHOLASTICA, INC. IS A MEMBER OF THE MINNESOTA PRIVATE COLLEGE COUNCIL (MPCC), A 501(C)4 ORGANIZATION. MPCC PROVIDES NONPARTISAN AND NON-ELECTORAL ADVOCACY FOR PUBLIC POLICY THAT MEETS STUDENTS' NEEDS AND ADVANCES THE INTERESTS OF PRIVATE HIGHER EDUCATION. MPCC DIVIDED ITS EXPENSES, 80.68% MAY HAVE RELATED TO LOBBYING ACTIVITIES. DUES PAID BY THE COLLEGE TO MPCC WERE ALLOCATED USING THEIR ALLOCATION. SIMILARLY 7% OF NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES (NAICU) DUES WERE ALLOCATED TO LOBBYING. X 1 1.55 0 0 0 1 0 0.00 0 0 79210 0 0 X 0 0 1 X 87653324 397889 4938191 563320 2316130 82196 90027758 80260691 2711515 7461438 529000 2101600 149720 87653324 66889647 5414794 10570466 497953 1961047 155216 80260691 67914090 2031786 -676758 455500 1761950 162021 66889647 65929156 1673942 2448493 428700 1525225 183576 67914090 0.64350 0.21280 0.14370 0 0 4438454 4438454 107109010 41400690 65708320 328232 260241 67991 21506253 17225086 4281167 2407095 62425 2344670 76840602 ASSET RETIREMENT OBLIGATION 801961 DEPOSIT ACCOUNTS 601271 ANNUITIES PAYABLE 189920 1593152 X 83227949 1758489 22117 11274 1791880 81436069 82197 36908419 36990616 118426685 80469382 22117 3007 25124 80444258 82197 36911426 36993623 117437881 PART II, LINE 9: THERE ARE NO REVENUES ASSOCIATED WITH THIS EASEMENT. EXPENSES FOR MONITORING FLOW THROUGH THE COLLEGE'S OPERATION & MAINTENANCE ACCOUNT. LAND FALLING UNDER THE EASEMENT IS INCLUDED UNDER "LAND" IN THE COLLEGE'S BALANCE SHEET. THERE IS NO FOOTNOTE RELATING TO THE EASEMENT IN THE COLLEGE'S FINANCIAL STATEMENTS. PART III, LINE 4: THE COLLEGE'S COLLECTION (ART) CONSISTS PRIMARILY OF PICTURES AND STATUES REFLECTING OUR BENEDICTINE HERITAGE; ARTWORK CONTRIBUTES TO THIS HERITAGE VIA PUBLIC DISPLAY IN CAMPUS BUILDINGS. PART IV, LINE 2B: THE ESCROW AMOUNT REPRESENTS FUNDS HELD BY THE COLLEGE FOR STUDENT CLUBS AND ORGANIZATIONS (I.E., COLLEGE STUDENT NEWSPAPER, STUDENT SENATE, ETC.). REPRESENTATIVES OF THESE STUDENT ORGANIZATIONS ARE ABLE TO MAKE WITHDRAWALS FROM THESE FUNDS AFTER PROVIDING SUPPORTING DOCUMENTATION FOR WITHDRAWALS. PART V, LINE 4: INCOME FROM ENDOWMENT FUNDS ARE USED (PER THE COLLEGE'S SPENDING POLICY AS DETERMINED BY THE COLLEGE'S INVESTMENT COMMITTEE) FOR STUDENT SCHOLARSHIPS AND DEPARTMENTAL EXPENDITURES. PART X, LINE 2: THE INTERNAL REVENUE SERVICE HAS DETERMINED THAT THE COLLEGE IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. IT IS ALSO EXEMPT FROM STATE INCOME TAX. HOWEVER, ANY UNRELATED BUSINESS INCOME MAY BE SUBJECT TO TAXATION. THE COLLEGE FOLLOWS ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. THIS STANDARD CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTITY'S FINANCIAL STATEMENTS AND PRESCRIBES A RECOGNITION THRESHOLD FOR THE FINANCIAL STATEMENT RECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN THAT ARE NOT CERTAIN TO BE REALIZED. THE IMPLEMENTATION OF THIS STANDARD HAD NO IMPACT ON THE COLLEGE'S FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: ACTUARIAL ADJUSTMENT 11,274. PART XI, LINE 4B - OTHER ADJUSTMENTS: TUITION DISCOUNTS 36,911,426. LOSS ON DISPOSAL OF FIXED ASSETS -3,007. PART XII, LINE 2D - OTHER ADJUSTMENTS: LOSS ON DISPOSAL OF FIXED ASSETS 3,007. PART XII, LINE 4B - OTHER ADJUSTMENTS: TUITION DISCOUNTS 36,911,426. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE COLLEGE FOLLOWS A NONDISCRIMINATION POLICY REGARDING ALL PROGRAMS. ENROLLMENT OF STUDENTS IS WITHOUT DISCRIMINATION AS TO RACE, COLOR, GENDER, NATIONAL ORIGIN, AND SEXUAL ORIENTATION AND IS PUBLISHED IN THE COLLEGE'S CATALOG AND RECRUITING INFORMATION. RECRUITMENT PROCEDURES ARE DESIGNED AND CARRIED OUT TO REACH ALL RACIAL SEGMENTS IN THE GEOGRAPHICAL AREA SERVED (PRIMARILY UPPER U.S. MIDWEST). SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES FINANCIAL ASSISTANCE FROM THE U.S. GOVERNMENT IN CONNECTION WITH VARIOUS PROGRAMS SUCH AS THE PERKINS STUDENT LOAN PROGRAM, FEDERAL COLLEGE WORK-STUDY PROGRAM, AND SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT PROGRAM. STUDENTS ATTENDING THE COLLEGE ALSO RECEIVE FINANCIAL ASSISTANCE FROM THE STATE OF MINNESOTA. THE COLLEGE ALSO RECEIVES FEDERAL AND STATE ASSISTANCE FOR GRANT RELATED PROGRAMS. CENTRAL AMERICA AND THE CARIBBEAN 0 2 PROGRAM SERVICES INTERNATIONAL STUDENT RECRUITMENT, STUDY ABROAD 75612 EUROPE (INCLUDING ICELAND & GREENLAND) 0 9 PROGRAM SERVICES INTERNATIONAL STUDENT RECRUITMENT, STUDY ABROAD 355179 NORTH AMERICA 0 3 PROGRAM SERVICES INTERNATIONAL STUDENT RECRUITMENT, STUDY ABROAD 78518 EAST ASIA AND THE PACIFIC 0 6 PROGRAM SERVICES INTERNATIONAL STUDENT RECRUITMENT, STUDY ABROAD 153541 RUSSIA & NEIGHBORING STATES 0 1 PROGRAM SERVICES INTERNATIONAL STUDENT RECRUITMENT, STUDY ABROAD 15358 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS N/A 367903 SUB-SAHARAN AFRICA 0 2 PROGRAM SERVICES INTERNATIONAL STUDENT RECRUITMENT, STUDY ABROAD 61197 MIDDLE EAST & NORTH AFRICA 0 0 PROGRAM SERVICES INTERNATIONAL STUDENT RECRUITMENT, STUDY ABROAD 106400 0 23 0 0 0 23 1213708 0 1213708 0 0 0 0 0 0 PART I, LINE 3: ACCRUAL 16780 500 9359 226 1 1.00000 16780 500 9359 226 10085 6695 MN 1 0 0 0 1.00000 0.00000 WILLIAM LEINO 1200 KENWOOD AVENUE DULUTH MN 55811 0 0 1 ACCEND SERVICES INC 101 WEST 2ND STREET DULUTH MN 55802 204965505 501(C)(3) 6340 0 N/A N/A SEE PART IV ALLINA HEALTH SYSTEM PO BOX 1583 MINNEAPOLIS MN 55440 363261413 501(C)(3) 17831 0 N/A N/A SEE PART IV STEVENS COMMUNITY MEDICAL CENTER 400 EAST 1ST STREET MORRIS MN 56267 363311936 501(C)(3) 8992 0 N/A N/A SEE PART IV PARK NICOLLET METHODIST HOSPITAL 5050 EXCELSIOR BLVD ST LOUIS PARK MN 55416 410132080 501(C)(3) 2971 0 N/A N/A SEE PART IV NORTHWOOD CHILDRENS' SERVICES 4000 W 9TH ST DULUTH MN 55807 410706108 501(C)(3) 29730 0 N/A N/A SEE PART IV HUMAN DEVELOPMENT CENTER 1025 LONDOND RD STE 1 DULUTH MN 55802 410777937 501(C)(3) 59854 0 N/A N/A SEE PART IV OLMSTED MEDICAL CENTER 1650 4TH STREET SE ROCHESTER MN 55904 410855367 501(C)(3) 6983 0 N/A N/A SEE PART IV ESSENTIA HEALTH DULUTH 502 EAST 2ND STREET DULUTH MN 55805 410883623 501(C)(3) 89223 0 N/A N/A SEE PART IV ST CLOUD MEDICAL GROUP 251 COUNTY ROAD 120 ST CLOUD MN 56303 410986131 501(C)(3) 6207 0 N/A N/A SEE PART IV FAIRVIEW CLINICS PO BOX 9372 MINNEAPOLIS MN 55440 410991680 501(C)(3) 12358 0 N/A N/A SEE PART IV THERAPEUTIC SERVICES AGENCY INC 220 RAILROAD STREET SOUTHEAST PINE CITY MN 56303 411684011 501(C)(3) 12071 0 N/A N/A SEE PART IV NYSTROM & ASSOCIATES LTD 1900 SILVER LAKE RD NEW BRIGHTON MN 55112 411700376 501(C)(3) 77089 0 N/A N/A SEE PART IV CENTRACARE CLINIC 1200 SIXTH AVE N ST CLOUD MN 56303 411806657 501(C)(3) 19072 0 N/A N/A SEE PART IV LAKEWOOD HEALTH SYSTEM 401 PRAIRIE AVE NE STAPLES MN 56479 411842965 501(C)(3) 35271 0 N/A N/A SEE PART IV ESSENTIA HEALTH CLINIC 502 EAST 2ND STREET DULUTH MN 55805 411878730 501(C)(3) 23566 0 N/A N/A SEE PART IV CENTRACARE HEALTH 1406 6TH AVE NORTH ST CLOUD MN 56303 416008752 501(C)(3) 17648 0 N/A N/A SEE PART IV HENNEPIN COUNTY MEDICAL CENTER 701 PARK AVE SOUTH MINNEAPOLIS MN 55415 421707837 501(C)(3) 5131 0 N/A N/A SEE PART IV ARROWHEAD HOUSE EAST INC P O BOX 3249 DULUTH MN 55812 465908989 501(C)(3) 6454 0 N/A N/A SEE PART IV 18 0 COLLEGE FUNDED INSTITUTIONAL AID TO STUDENTS 2531 35095247 0 N/A N/A ENDOWED SCHOLARSHIPS TO STUDENTS 275 563320 0 N/A N/A FEDERAL GRANTS & SCHOLARSHIPS 311 678194 0 N/A N/A STATE GRANTS & SCHOLARSHIPS 40 191969 0 N/A N/A PRIVATE SCHOLARSHIPS 71 466696 0 N/A N/A FEDERAL SCHOLARSHIP ALLOWANCE PROGRAMS 168 97133 0 N/A N/A PART I, LINE 2: ALL GRANT ACTIVITY IS REQUIRED TO MEET THE SPECIFIC STANDARDS AND STIPULATIONS OF THE GRANTOR AND OPERATE WITHIN THE ORGANIZATION'S POLICIES AND PROCEDURES. GRANT REVENUE AND EXPENDITURES ARE MONITORED AND FUNDS ARE DRAWN DOWN ON A MONTHLY BASIS. INTERNAL REPORTS AND AWARD LEVELS ARE REVIEWED PRIOR TO EACH DRAW TO DETERMINE IF CASH SHOULD BE DRAWN FOR INDIVIDUAL GRANTS. FINALLY, THE COLLEGE UNDERGOES AN ANNUAL AUDIT OF ITS FEDERAL AWARDS UNDER THE GUIDELINES OF THE UNIFORM GRANT GUIDANCE. SCHEDULE I, PART II, COLUMN (H): FUNDS RECEIVED FROM THE MINNESOTA DEPARTMENT OF HEALTH FROM LEGISLATION THAT CREATED THE MERC TRUST FUND (PMAP/PGAMC DISTRIBUTION) THAT PROVIDES REMUNERATION FOR THOSE FACILITIES THAT SERVE AS CLINICAL TRAINING SITES FOR THE COLLEGE'S NURSE PRACTITIONER AND CLINICAL NURSE SPECIALIST STUDENTS DURING THE 2016-2017 ACADEMIC YEAR. THE AMOUNTS PAID FROM THE FUNDS RECEIVED FROM THE MERC LEGISLATION TO EACH ORGANIZATION LISTED IN PART II IS BASED ROUGHLY ON THE NUMBER OF STUDENTS THEY HAD AND THE LENGTH OF TIME THEY SPENT AT EACH RESPECTIVE FACILITY. TRAINING SITES MUST ALSO HAVE A CURRENT ACTIVE MEDICAL ASSISTANCE ENROLLMENT STATUS IN MINNESOTA. X X 1 1 X X X X X 1 0 0 0 0 0 0 0 0 COLETTE MCCARRICK GEARY PRESIDENT 309367 0 0 0 44717 0 36398 0 66914 0 457396 0 0 0 SUSAN KERRY VICE-PRESIDENT FOR FINANCE, TREASURE 146574 0 0 0 25970 0 25940 0 13353 0 211837 0 0 0 STEVE LYONS VICE-PRESIDENT FOR STUDENT AFFAIRS 132536 0 0 0 4932 0 23058 0 14635 0 175161 0 0 0 ELLEN JOHNSON VICE-PRESIDENT FOR ENROLLMENT MANAGE 135542 0 0 0 8239 0 22400 0 7568 0 173749 0 0 0 LYNNE HAMRE CHIEF OF STAFF 134051 0 0 0 4440 0 22400 0 325 0 161216 0 0 0 GEORGE GOODWIN FORMER - PRESIDENT 35008 0 0 0 151536 0 20003 0 10775 0 217322 0 0 0 PART I, LINE 1A HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE - COLETTE MCCARRICK GEARY - TAXABLE COMPENSATION HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES - COLETTE MCCARRICK GEARY - TAXABLE COMPENSATION PART I, LINE 1B THE COLLEGE HAS ESTABLISHED A WRITTEN POLICY REGARDING PAYMENT AND REIMBURSEMENT OF EXPENSES IN 2009. THERE IS A GENERAL UNDERSTANDING THAT FIRST-CLASS TRAVEL AND TRAVEL FOR COMPANIONS (NOT BONA FIDE BUSINESS PURPOSE) ARE NOT ALLOWED BY THE COLLEGE. ALL EMPLOYEES MUST SUBMIT TRAVEL/REIMBURSEMENT REPORTS FOR THEIR TRAVELING FOR THE COLLEGE - THESE ARE REVIEWED BY APPROPRIATE SCHOOL OFFICIALS FOR ACCURACY AND APPROPRIATE CHARGES. IN THE INSTANCES THE COLLEGE CHECKED ABOVE ON LINE 1A, SUCH ITEMS ARE "EXCEPTIONS" GRANTED AS PROVIDED IN THE INDIVIDUAL EMPLOYEE CONTRACTS. ALL OTHER EMPLOYEES WITHOUT THESE GRANTED PROVISIONS AS SPECIFIED IN A CONTRACT ARE SUBJECT TO THE WRITTEN POLICY ESTABLISHED BY THE COLLEGE IN 2009. PART I, LINE 4A GEORGE GOODWIN - SEVERANCE PAYMENT - $130,035 A MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HLR3 2007-11-21 8105168 EXPANSION OF FIELDHOUSE FACILITY 0 0 0 B MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HVG6 2010-10-26 22129697 REFUNDING SERIES 6A & 5J/SCIENCE CENTER EXPANSION 0 0 0 C MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HWE0 2011-02-17 10171848 SCIENCE CENTER EXPANSION 0 0 0 D MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HYU2 2012-10-17 9644673 REFUNDING SERIES 5R 0 0 0 A 3540000 8105168 656250 119980 7328938 2008 1 0 1 1 B 1370000 22129697 1917416 659536 127647 6496766 12928332 2012 1 0 1 1 C 50000 10171848 1017000 180866 59495 8914487 2012 1 0 1 1 D 2450000 9644673 849504 8657101 138068 2012 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 C 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 D 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 1 CALYON 1.000000000000 1 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: MN HIGHER EDUCATION FACILITIES AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 12/01/2016 ISSUER NAME: MN HIGHER EDUCATION FACILITIES AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 07/01/2015 ISSUER NAME: MN HIGHER EDUCATION FACILITIES AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 12/01/2015 ISSUER NAME: MN HIGHER EDUCATION FACILITIES AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 12/01/2016 OFFICER 36614 TUITION REMISSION X 4 29237 STOCK MARKET QUOTES 0 0 1 0 PART I, COLUMN (B): COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTORS. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE HAS A TWOFOLD PURPOSE: 1) IT SERVES AT THE PLEASURE OF THE BOARD AS ITS AGENT IN HELPING THE PRESIDENT TO ADDRESS BUSINESS MATTERS BETWEEN REGULAR BOARD MEETINGS; AND 2) IT ASSISTS THE CHAIRPERSON AND THE PRESIDENT IN THEIR JOINT RESPONSIBILITY TO HELP THE BOARD TO FUNCTION EFFECTIVELY AND EFFICIENTLY BY SUGGESTING BOARD MEETING AGENDA ITEMS AND PERIODICALLY ASSESSING THE QUALITY OF COMMITTEE WORK. THE COMMITTEE HAS AUTHORITY TO ACT FOR THE BOARD OF TRUSTEES ON ALL MATTERS EXCEPT THE FOLLOWING, WHICH SHALL BE RESERVED FOR THE BOARD: PRESIDENTIAL SELECTION AND TERMINATION; TRUSTEE AND BOARD OFFICER SELECTION; CHANGES IN INSTITUTIONAL MISSION AND PURPOSES; CHANGES TO THE BYLAWS, CHARTER, OR ARTICLES OF INCORPORATION; INCURRING OF CORPORATE INDEBTEDNESS IN EXCESS OF $100,000; SALE OF COLLEGE ASSETS OR TANGIBLE PROPERTY VALUED GREATER THAN $250,000; ADOPTION OF THE ANNUAL BUDGET; AND CONFERRAL OF DEGREES. IN ADDITION TO ITS AUTHORITY TO TAKE ACTION ON BUSINESS MATTERS WHICH CANNOT BE DEFERRED UNTIL THE BOARD'S NEXT SCHEDULED MEETING, THE EXECUTIVE COMMITTEE OVERSEES THE WORK OF BOARD COMMITTEES, THE COLLEGE'S PLANNING PROCESS OR PROGRESS ON PLANNING GOALS, THE BOARD'S RESPONSIBILITY TO SUPPORT THE PRESIDENT AND ASSESS HIS OR HER PERFORMANCE, AND REVIEW ANNUALLY THE PRESIDENT'S COMPENSATION AND CONDITIONS OF EMPLOYMENT. FORM 990, PART VI, SECTION A, LINE 7A THE PRESIDENT OF THE BENEDICTINE SISTERS BENEVOLENT ASSOCIATION AND THE PRESIDENT OF THE COLLEGE'S ALUMNI ASSOCIATION ARE VOTING MEMBERS OF THE BOARD OF TRUSTEES AND ARE ELECTED THROUGH THEIR RESPECTIVE ASSOCIATIONS. FORM 990, PART VI, SECTION A, LINE 7B AS SPONSOR OF THE COLLEGE, THE BENEDICTINE SISTERS BENEVOLENT ASSOCIATION HOLDS CERTAIN RESERVED POWERS, WHICH ARE EXERCISED BY ITS BOARD OF DIRECTORS. THE BENEDICTINE SISTERS BENEVOLENT ASSOCIATION RESERVES THE POWER TO WITHHOLD APPROVAL OF ANY ACTION OF THE BOARD OF TRUSTEES OF THE COLLEGE WHICH MAY, INTENTIONALLY OR UNINTENTIONALLY, CHANGE THE MISSION OR MISSION STATEMENT OF THE COLLEGE, ALTER THE REAL ESTATE HOLDINGS OF THE COLLEGE OR THOSE LANDS OR BUILDINGS LEASED TO THE COLLEGE BY THE BENEDICTINE SISTERS, CHANGE THE PROVISION IN ARTICLE IV, SECTION 1 WHICH REQUIRES UP TO 25%, BUT NOT FEWER THAN FOUR OF THE VOTING TRUSTEES TO BE MEMBERS OF THE BENEDICTINE SISTERS BENEVOLENT ASSOCIATION, OR WHICH MODIFIES ARTICLE XII, SECTION 6 OF THE BYLAWS. THE BENEDICTINE SISTERS BENEVOLENT ASSOCIATION ALSO RESERVES THE POWER TO WITHHOLD APPROVAL OF ANY MERGER, CONSOLIDATION OR LIQUIDATION INVOLVING THE COLLEGE. FORM 990, PART VI, SECTION B, LINE 11B THE 2018 FORM 990 WAS PREPARED BY THE COLLEGE'S INDEPENDENT AUDIT FIRM THEN REVIEWED FOR ACCURACY AND COMPLIANCE WITH TAX LAW AND FORM INSTRUCTIONS. SUBSEQUENT REVIEW BY THE CONTROLLER AND THE VICE PRESIDENT FOR FINANCE PRIOR TO A DRAFT BEING PROVIDED TO THE COLLEGE'S BOARD OF TRUSTEES FOR REVIEW AND APPROVAL. FORM 990, PART VI, SECTION B, LINE 12C ALL TRUSTEES ARE REQUIRED TO DISCLOSE TO THE BOARD ANY POSSIBLE CONFLICT OF INTEREST AT THE EARLIEST PRACTICAL TIME. TRUSTEES MAY NOT VOTE ON ANY MATTER UNDER CONSIDERATION AT A BOARD OR COMMITTEE MEETING, IN WHICH HE OR SHE HAS A CONFLICT OF INTEREST. THE MINUTES OF EACH MEETING REFLECT THAT A DISCLOSURE WAS MADE AND THE TRUSTEE HAVING A CONFLICT OF INTEREST ABSTAINED FROM VOTING. ANY TRUSTEE WHO IS UNCERTAIN WHETHER A CONFLICT OF INTEREST MAY EXIST IN ANY MATTER MAY REQUEST THE BOARD OR COMMITTEE TO RESOLVE THE QUESTION BY MAJORITY VOTE. EMPLOYEES SHOULD AVOID ANY SITUATION WHICH COULD BE CONSTRUED AS A CONFLICT OF INTEREST. VIOLATIONS ARE REPORTED TO THE EMPLOYEE'S SUPERVISOR, DEPARTMENT VICE PRESIDENT, OR VICE PRESIDENT OF HUMAN RESOURCES. ALLEGATIONS ARE INVESTIGATED FAIRLY AND THOROUGHLY. IF CONFIRMED BY EMPLOYEE OR INVESTIGATION DISCIPLINARY ACTIONS MAY RESULT. FORM 990, PART VI, SECTION B, LINE 15 RECRUITMENT AND RETENTION OF A WELL-QUALIFIED INDIVIDUAL INTO THE LEADERSHIP ROLE OF PRESIDENT IS VITAL TO THE SUCCESS AND GROWTH OF THE COLLEGE. TO SUPPORT THESE EFFORTS, THE COLLEGE HAS CREATED A METHODOLOGY TO DETERMINE A COMPETITIVE WAGE STRUCTURE FOR THIS POSITION. THE PRIMARY SOURCE FOR SALARY DATA ARE OUTSIDE SURVEYS USED FOR BENCHMARKING. DATA IS COLLECTED ON A VARIETY OF FACTORS THAT ENABLE THE COLLEGE TO CREATE A COMPARATOR GROUP OF COLLEGES THAT MOST RESEMBLE ST. SCHOLASTICA. SPECIFIC WAGE DATA IS PRESENTED TO THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES BY THE VICE PRESIDENT FOR HUMAN RESOURCES IN THE FALL OF EACH YEAR. THIS COMMITTEE REVIEWS THE PRESIDENT'S PERFORMANCE OVER THE PREVIOUS FISCAL YEAR AND PREPARES A SALARY RECOMMENDATION FOR FULL BOARD APPROVAL AT ITS ANNUAL OCTOBER MEETING. THE PRESIDENT'S NEW WAGE GOES INTO EFFECT THE FOLLOWING JANUARY 1. THIS PROCESS WAS LAST CONDUCTED IN 2018 FOR THE PRESIDENT, DR. COLETTE MCCARRICK GEARY. RECRUITMENT AND RETENTION OF WELL QUALIFIED INDIVIDUALS INTO THE LEADERSHIP ROLES OF VICE PRESIDENT IS VITAL TO THE SUCCESS AND GROWTH OF THE COLLEGE. TO SUPPORT THESE EFFORTS, THE COLLEGE HAS CREATED A METHODOLOGY TO DETERMINE COMPETITIVE WAGE STRUCTURES FOR THESE POSITIONS. THE PRIMARY SOURCE FOR SALARY DATA ARE OUTSIDE SURVEYS USED FOR BENCHMARKING. DATA IS COLLECTED ON A VARIETY OF FACTORS THAT ENABLE THE COLLEGE TO CREATE A COMPARATOR GROUP OF COLLEGES THAT MOST RESEMBLE ST. SCHOLASTICA. EACH VICE PRESIDENT TITLE IS EVALUATED SEPARATELY AND THE MEDIAN OF THE RESULTING RANGE BECOMES THE MIDPOINT OR TARGET WAGE FOR THAT JOB. IN ORDER TO MAINTAIN INTERNAL EQUITY, THIS SAME COMPARATOR GROUP IS USED TO CREATE SALARY RANGES FOR ALL VICE PRESIDENT POSITIONS. ALTHOUGH OUTSIDE SURVEYS ARE THE PRIMARY SOURCE FOR SALARY DATA, THE COLLEGE ALSO CHECKS THE CPI AND OTHER WAGE RELATED DATA ON AN ANNUAL BASIS TO ENSURE WAGE STRUCTURES ARE BUILT ON SOUND ECONOMIC PRINCIPLES AND REFLECT CURRENT COMPENSATION TRENDS. THIS PROCESS WAS LAST CONDUCTED IN 2018 FOR THE VICE PRESIDENTS. FORM 990, PART VI, SECTION C, LINE 19 THE COLLEGE'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. ADDITIONALLY, THE COLLEGE'S CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE ON THE COLLEGE'S WEBSITE. FORM 990, PART XI, LINE 9: ACTUARIAL ADJUSTMENT 11,274.