2019-10-23T08:58:17-05:00 2018-12-31 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990PF 2018-01-01 821589307 THE ROBERTS FOUNDATION INC ROBE 9199187565 400 MILLSTONE DRIVE NO 202 HILLSBOROUGH NC 27278 DAVID G MCINTEE PRESIDENT 9199187565 2019-10-23 1 CHRISTOPHER PETERMANN P00097440 2122862600 65.51.112.58 2019-10-23 07:24:45 ED P 4929C41C030C28A3BF50094555E325F175273223 8D223D8D9C3C8D05DCBE2847B65EA3FA7D82B12C 2018 2019-02-21 02:37:17Z X 8322796 X 8930175 153564 153564 -26049 865423 0 9057690 153564 10000 0 6866 765 0 0 825 0 825 46758 46758 0 1500 0 0 2825 0 2825 3889 25 3864 66562 46783 14380 172300 172300 238862 46783 186680 8818828 106781 279861 279861 0 1028205 1028205 0 3287268 3287268 0 1671368 1671368 0 2056094 2056094 0 8322796 8322796 3899 0 3899 X 8318897 0 8318897 0 8322796 0 8818828 0 8818828 499931 8318897 SALE OF PUBLICLY TRADED SECURITIES 834135 891472 -57337 -57337 CAPITAL GAINS DIVIDENDS P 31288 31288 31288 -26049 0 0 0 0.000000 0.000000 0.000000 7589098 0 1068 1068 186680 X 1068 0 1068 0 1068 1500 0 0 1500 18 414 414 0 0 0 0 0 0 0 0 0 0 0 1 1 NC 1 0 0 0 0 1 N/A DAVID G MCINTEE 9199187565 400 MILLSTONE DRIVE STE 202 HILLSBOROUGH NC 27278 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 DAVID G MCINTEE SEE STATEMENT 10 400 MILLSTONE DR HILLSBOROUGH NC 27278 PRESIDENT 12.00 10000 0 0 DIANE T MCINTEE 400 MILLSTONE DR HILLSBOROUGH NC 27278 VICE PRESIDENT 2.00 0 0 0 MEGHAN K RACHFORD 400 MILLSTONE DR HILLSBOROUGH NC 27278 VICE PRESIDENT 1.00 0 0 0 MELISSA K MCINTEE 400 MILLSTONE DR HILLSBOROUGH NC 27278 SECRETARY 1.00 0 0 0 RYAN D MCINTEE 400 MILLSTONE DR HILLSBOROUGH NC 27278 DIRECTOR 1.00 0 0 0 NONE 0 NONE 0 0 7320366 384302 0 7704668 0 0 7704668 115570 7589098 379455 379455 1068 1068 378387 0 378387 0 378387 186680 0 186680 1068 185612 378387 0 0 254082 258387 176374 339446 529136 1557425 186680 0 0 0 186680 0 191707 191707 1365718 0 0 0 0 0 0 62375 1303343 258387 176374 339446 529136 X DUKE CHILDRENS 2301 ERWIN ROAD DURHAM NC 27705 N/A PC PEDIATRIC ONCOLOGY RESEARCH 1000 DUKE CHILDRENS 2301 ERWIN ROAD DURHAM NC 27705 N/A PC CAPITAL GRANT - NEW CHILDRENS HOSPITAL 20000 FOLDS OF HONOR 5800 N PATRIOT DR OWASSO OK 74055 N/A PC SCHOLARSHIP FUND 1500 INDIANA WOMAN IN NEED 8515 CEDAR PL DR 103A INDIANAPOLIS IN 46240 N/A PC GENERAL SUPPORT 1500 NC PUBLIC RADIO 120 FRIDAY CENTER DRICE CHAPEL HILL NC 27517 N/A PC GENERAL SUPPORT 300 OUR WILD NEIGHBORS 1705 NC HIGHWAY 10 HILLSBOROUGH NC 27275 N/A PC GENERAL SUPPORT 2500 ROAD TO RECOVERY 10 GASTON ST APT 8-S WEST ORANGE NJ 07052 N/A PC GENERAL SUPPORT 20000 RONALD MCDONALD HOUSE - CHAPEL HILL 101 OLD MASON FARM ROAD CHAPEL HILL NC 27517 N/A PC GENERAL SUPPORT 50000 RONALD MCDONALD HOUSE - DURHAM 506 ALEXANDER AVE DURHAM NC 27705 N/A PC ROOM ENDOWMENT 32500 RONALD MCDONALD HOUSE - DURHAM 506 ALEXANDER AVE DURHAM NC 27705 N/A PC GENERAL SUPPORT 17500 SALVATION ARMY 909 LIBERTY STREET DURHAM NC 27701 N/A PC GENERAL SUPPORT 500 ST JOSEPH'S HS 308 NEW MANNSDALE ROAD MADISON MS 39110 N/A PC SCHOLARSHIPS AND GENERAL SUPPORT 25000 172300 0 14 153564 18 -26049 0 127515 0 127515 0 0 0 0 0 0 0 0 0 0 X X 1 THE NORMAN & BETTINA ROBERTS FOUNDATION 118 ENGLE STREET TENAFLY NJ 07670 8930175 X ACCOUNTING FEES 825 0 825 FORM 990-PF, PART VIII, LINE 1 FORM 990-PF, PART VIII, LINE 1, COMPENSATION FOR DAVID G. MCINTEE, THE FOUNDATION'S PRESIDENT, EXCLUES ACCOUNTING FEES OF $825 PAID TO HIS CPA FIRM, WHICH ARE REFLECTED ON PART I, LINE 16B. 990-PF, PART XIII LINE 10 THE ROBERTS FOUNDATION, INC.2018 FORM 990-PFPART XIII, LINE 10EXPLANATION OF EXCESS DISTRIBUTIONS CARRYOVER TO 2019IN 2018, THE NORMAN & BETTINA ROBERTS FOUNDATION (THE "NBRF") DISTRIBUTED TWO-THIRDS OF ITS NET INVESTMENT ASSETS TO TWO PRIVATE FOUNDATIONS IN EQUAL SHARES (ONE OF WHICH IS THE ROBERTS FOUNDATION, INC. (THE "FOUNDATION")). EACH OF THE FOUNDATIONS ARE UNDER THE EFFECTIVE CONTROL OF ONE OR MORE PERSONS WHO WERE SERVING AS TRUSTEES OF THE NBRF AT THE TIME OF DISTRIBUTION. IN ACCORDANCE WITH SECTION 1.507-3(A)(2)(I) OF THE TREASURY REGULATIONS AND THE DIVISION AND GRANT AGREEMENT DATED OCTOBER 23, 2017, THE NBRF ALSO TRANSFERRED TO EACH FOUNDATION ITS SHARE OF THE NBRF'S EXCESS DISTRIBUTIONS CARRYOVER AS OF DECEMBER 31, 2017, AND THUS THE AMOUNT SHOWN ON EACH LINE OF PART XIII, LINE 10 HAS BEEN ADJUSTED TO INCLUDE ONE-THIRD OF THE NBRF'S EXCESS DISTRIBUTIONS AS OF DECEMBER 31, 2017. AT DECEMBER 31, 2018 THE FOUNDATION HAD A DISTRIBUTABLE AMOUNT OF $378,387 AS SHOWN ON PART XI, LINE 7. THE EXCESS DISTRIBUTION CARRYOVER APPLIED TO 2018 WAS TAKEN FROM THE 2013 EXCESS WHICH WAS TRANSFERRED FROM NBRF. 80 SHS. AFLAC INC NOTE CALL MAKE WHOLE 3.625 % DUE JUN 15, 2023 80266 80266 80 SHS. ARCHER DANIELS MIDLAND CO 4.479 % DUE MAR 1, 2021 82551 82551 60 SHS. BOEING CO NOTE CALL MAKE WHOLE 2.85 % DUE OCT 30, 2024 58561 58561 80 SHS. CATERPILLAR FINL SVCS S BE MTN 1.70 % DUE AUG 9, 2021 76792 76792 90 SHS. COSTCO WHSL CORP NEW NOTE CALL MAKE WHOLE 2.15 % DUE MAY 18, 2021 88504 88504 90 SHS. EXXON MOBIL CORP NOTE CALL MAKE WHOLE 2.709 % DUE MAR 6, 2025 87152 87152 80 SHS.GENERAL DYNAMICS CORP 3.875 % DUE JUL 15, 2021 81766 81766 80 SHS. HOME DEPOT INC NOTE CALL MAKE WHOLE 3.75 % DUE FEB 15, 2024 81799 81799 100 SHS. HONEYWELL INTL INC NOTE CALL MAKE WHOLE 1.40 % DUE OCT 30, 2019 98738 98738 100 SHS. INTERNATIONAL BUSINESS MACHS NOTE 1.625 % DUE MAY 15, 2020 98025 98025 80 SHS. JPMORGAN CHASE NOTE CALL MAKE WHOLE 2.972 % DUE JAN 15, 2023 77998 77998 80 SHS. KIMBERLY CLARK CORP NOTE CALL MAKE WHOLE 2.75 % DUE FEB 15, 2026 76334 76334 70 SHS. LOWES COS INC NOTE CALL MAKE WHOLE 1.15 % DUE APR 15, 2019 69603 69603 100 SHS.MASTERCARD INCORPORATED NOTE 3.375 % DUE APR 1, 2024 100624 100624 80 SHS. MEDTRONIC INC NOTE CALL MAKE WHOLE 3.15 % DUE MAR 15, 2022 79779 79779 100 SHS. MERCK &CO INC NOTE CALL MAKE WHOLE 2.75 % DUE FEB 10, 2025 96739 96739 80 SHS. PEPSICO INC NOTE CALL MAKE WHOLE 2.25 % DUE JAN 7, 2019 79990 79990 100 SHS. SHELL INTERNATIONAL FIN BV NOTE 2.375 % DUE AUG 21, 2022 97491 97491 80 SHS. UNION PAC CORP NOTE CALL MAKE WHOLE 2.25 % DUE JUN 19, 2020 78942 78942 80 SHS. UNITEDHEALTH GROUP INC NOTE 2.70 % DUE JUL 15, 2020 79714 79714 450 SHS. ACCENTURE PLC CLS A 63455 63455 65 SHS. ALPHABET INC CL C 67314 67314 515 SHS. AMGEN INC 100255 100255 475 SHS. APPLE INC 74924 74924 600 SHS. AUTOMATIC DATA PROCESSING INC 78672 78672 550 SHS. BECTON DICKINSON & CO 123926 123926 40 SHS. BOOKING HOLDINGS INC 68897 68897 990 SHS. CHECK POINT SOFTWARE TECH COM 101624 101624 1570 SHS. CHURCH & DWIGHT INC 103243 103243 1995 SHS. CISCO SYSTEMS INC 86443 86443 785 SHS. COLGATE PALMOLIVE CO 46723 46723 630 SHS. CVS HEALTH CORPORATION 41278 41278 645 SHS. DANAHER CORP 66512 66512 850 SHS. DEERE & CO 126795 126795 2805 SHS. EBAY INC 78736 78736 715 SHS. EMCOR GROUP INC 42678 42678 755 SHS. FIRST REP BK SAN 65610 65610 905 SHS. FORTIVE CORP 61232 61232 545 SHS. JOHNSON & JOHNSON 70332 70332 850 SHS. KELLOGG COMPANY 48459 48459 545 SHS. LITTELFUSE INC COM 93457 93457 840 SHS. NIKE INC CL B 62278 62278 850 SHS. PHILLIPS 73228 73228 505 SHS. RAYTHEON COMPANY 77442 77442 270 SHS. ROPER TECHNOLOGIES INC 71960 71960 1630 SHS. SCHWAB CHARLES CORP NEW 67694 67694 645 SHS. SKYWORKS SOLUTIONS 43228 43228 1670 SHS. TJX COMPANIES INC 74716 74716 1815 SHS. UNILEVER PLC ADR 94834 94834 655 SHS. UNITED TECHNOLOGIES CORP 69744 69744 255 SHS. WATERS CORP 48106 48106 145 SHS. M CO 27628 27628 815 SHS. AQUA AMERICA INC 27865 27865 1255 SHS. AT&T INC 35818 35818 450 SHS. BROADRIDGE FINANCIAL SOLUTIONS 43313 43313 925 SHS. CAMPBELL SOUP CO 30516 30516 350 SHS. CHEVRON CORP 38077 38077 520 SHS. EATON CORP PLC 35703 35703 1045 SHS. FEDERATED INVESTORS 27745 27745 175 SHS. GENUINE PARTS CO 16804 16804 515 SHS. GLAXOSMITHKLINE PLC ADR 19678 19678 220 SHS. HUBBELL INC COM 21855 21855 445 SHS. LEGGETT & PLATT INC 15949 15949 715 SHS. MAIN STREET CAPITAL HOLDINGS LLC 24174 24174 530 SHS. MAXIM INTEGRATED PRODS INC 26951 26951 505 SHS. MICROSOFT CORP 51293 51293 240 SHS. NEXTERA ENERGY INC 41717 41717 305 SHS. OMNICOM GROUP 22338 22338 1560 SHS. RELX PLC ADR 32011 32011 455 SHS. RIO TINTO PLC ADR 22058 22058 480 SHS. TEXAS INSTRUMENTS INC 45360 45360 255 SHS. UNITED PARCEL SERVICE CL B 24870 24870 230 SHS. V F CORP 16408 16408 735 SHS. VERIZON COMMUNICATIONS 41322 41322 335 SHS. WAL MART STORES INC 31205 31205 435 SHS. WASTE MANAGEMENT INC 38711 38711 500 SHS. WILLIAMS SONOMA INC 25225 25225 2300 SHS. BB&T CORP DEP SHS 50945 50945 2145 SHS. JPMORGAN CHASE &CO 55298 55298 2090 SHS. NORTHERN TR CORP DEP 51853 51853 2255 SHS. STATE STR CORP DEP 50783 50783 1028205 1028205 0 0 15042.975 SHS. BRANDES EMG MKTS VALUE I FMV 121547 121547 21872.478 SHS. VIRTUS VONTOBEL EM MKTS I FMV 217850 217850 8978.196 SHS. HARDING LOEVNER INTERNATIONAL EQUITY I FMV 173369 173369 8818.143 SHS. VIRTUS KAR INTL SMALL CAP I FMV 134212 134212 3661.057 SHS. LOOMIS SAYLES SMALL CAP VALUE I FMV 88634 88634 3408.38 SHS. MATTHEWS PACIFIC TIGER GROWTH I FMV 91447 91447 38240.92 SHS. DOUBLELINE TOTAL RETURN I FMV 398470 398470 4725.368 SHS. FID INTER TREASURY FMV 49900 49900 39669.42 SHS. OPPENHEIMER INTERNATIONAL BOND Y FMV 212628 212628 30145.53 FIDELITY INFLATION-PROTECTED BOND INDEX FMV 286081 286081 5630 SHS. ISHARES GOLD TRUST FMV 69193 69193 19736.84 SHS. OSTERWEIS STRATEGIC INCOME FMV 212763 212763 UNREALIZED LOSS 499931 DUES & SUBSCRIPTIONS 2076 0 2076 INSURANCE 750 0 750 STORAGE 288 0 288 OFFICE EXPENSE 750 0 750 ADR FEES 25 25 0 INVESTMENT ADVISORY FEES 46758 46758 0 FEDERAL EXCISE TAX 1500 0 0