2019-09-26T08:40:03-05:00 2018-12-31 951777440 GREEN HASSON & JANKS LLP 10990 WILSHIRE BLVD 16TH FLOOR LOS ANGELES CA 900243929 990PF 2018-01-01 473040686 ARLENE AND MICHAEL ROSEN FOUNDATION ARLE 8668885157 PO BOX 377 TIBURON CA 94920 JASON SATTERFIELD EXECUTIVE DIRECTOR 8668885157 2019-09-24 1 LIZBETH G NEVAREZ P01399868 3108731600 38.186.35.254 2019-09-24 14:27:14 PD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 1E5C2E37194314C3A47C760AEAFDC059525B6175 2018 2019-02-21 02:37:17Z X 15367214 X 2000221 33 80357 423382 333927 447716 10115261 447716 2871352 862000 174714 0 174714 53750 0 53750 10700 0 10700 141260 0 141260 20092 10046 10046 184404 105552 78852 30803 6579 0 9084 0 9084 245 0 245 15978 0 15978 641030 122177 494629 490000 490000 1131030 122177 984629 1740322 739823 905493 341191 341191 8793588 8838378 8838378 5477375 6122709 6122709 45087 64936 64936 15221543 15367214 15367214 1067 708 1067 708 X 15220476 15366506 15220476 15366506 15221543 15367214 15220476 1740322 0 16960798 1594292 15366506 PUBLICLY TRADED SECURITIES 10095668 9667545 428123 428123 CAPITAL GAINS DIVIDENDS P 19593 19593 19593 447716 0 779824 9538524 0.081755 441662 5419925 0.081489 21209 1709483 0.012407 236598 5422420 0.043633 268005 4879762 0.054922 0.274206 0.054841 16563779 908374 7398 915772 984629 X 7398 0 7398 0 7398 24532 0 0 24532 0 17134 17134 0 0 0 0 0 0 0 0 1 0 0 1 1 CA 1 0 0 0 1 1 AMROSENFOUNDATION.ORG JASON SATTERFIELD 8668885157 PO BOX 377 TIBURON CA 94920 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 TOBI TRAVIS PO BOX 377 TIBURON CA 94920 TRUSTEE 1.00 0 0 0 SEAN HALEEN PO BOX 377 TIBURON CA 94920 TRUSTEE 1.00 0 0 0 CARMEN SUAREZ PO BOX 377 TIBURON CA 94920 FORMER EXECUTIVE DIRECTOR 35.00 111667 5732 0 JASON SATTERFIELD PO BOX 377 TIBURON CA 94920 EXECUTIVE DIRECTOR 40.00 54570 2745 0 NONE 0 JP MORGAN 2029 CENTURY PARK EAST 39TH FLOOR LOS ANGELES CA 90067 INVESTMENT MANAGMENT FEES 100450 STEPHEN JACKSON 639 DIAMOND STREET SAN FRANCISCO CA 94114 CONSULTING 75000 0 0 16361454 454565 0 16816019 0 0 16816019 252240 16563779 828189 828189 7398 7398 820791 0 820791 0 820791 984629 0 984629 7398 977231 820791 0 0 112576 357292 469868 984629 0 0 0 820791 163838 0 0 633706 0 0 0 0 0 0 0 633706 112576 357292 163838 X CARON FOUNDATION PO BOX 150 WERNERSVILLE PA 19565 NONE PC SUPPORT FOR THE VETERANS HEALING THROUGH CONNECTION PROGRAM, WHICH PROVIDES ADDICTION TREATMENT SERVICES 60000 JP MORGAN CHARITABLE GIVING FUND 11455 CHANDLER BLVD JENKINTOWN PA 19046 NONE PC ADDICTION TREATMENT PURPOSE 430000 490000 0 14 33 14 423382 18 447716 0 871131 0 871131 0 0 0 0 0 0 0 0 0 0 X X 1 AGR TRUST CO STAN RUBIN TRUSTEE (LOEB & LOEB) 10100 SANTA MONICA BLVD SUITE 2200 LOS ANGELES CA 90067 2000221 X 1 DONATED SECURITIES 2000221 2018-03-31 ACCOUNTING FEES 20092 10046 10046 31,269 SIX CIRCLES ULTRA SHORT DURATION FUND 311755 311755 1,367 ISHARES BARCLAYS TIPS BOND FUND 149700 149700 23,069.75 DODGE & COX INCOME FD 305905 305905 3,902 VANGUARD SHORT-TERM BOND ETF 306580 306580 15,876.24 JPM UNCONSTRAINED DEBT - R6 150189 150189 45,447.25 DOUBLELINE TOTL RET BND - I 473560 473560 18,063.31 PIMCO FD PAC INV MGMT SERIES 149564 149564 14,181.52 PIMCO INCOME FD-INS 167484 167484 41,402.64 VANGUARD TOTAL INTL BND-ADM 898023 898023 11,364.78 MFS EMERGING MKTS DEBT FD R6 155470 155470 20,000 TOYOTA MOTOR CREDIT CORP MTN 20001 20001 40,000 NOVARTIS SECS INVEST LTD 40080 40080 10,000 CATERPILLAR FINACIAL SE 10046 10046 25,000 CISCO SYSTEMS INC 24965 24965 45,000 SANTANDER UK PLC 44950 44950 25,000 BNP PARIBAS MTN 24971 24971 40,000 US BANCORP SR NOTES MTN 39912 39912 25,000 PRUDENTIAL FINANCIAL INC 25453 25453 30,000 CATERPILLAR FINL SERVICE MTN 29940 29940 40,000 TOYOTA MOTOR CREDIT CORP 39518 39518 25,000 CHEVRON CORP 24746 24746 15,000 FIFTH THIRD BANCORP 14907 14907 45,000 BANK OF NY MELLON CORP MTN 44696 44696 35,000 TORONTO-DOMINION BK 35075 35075 20,000 NATIONAL RURAL UTIL COOP 19710 19710 45,000 MEAD JOHNSON NUTRITION C 44859 44859 10,000 VISA INC 9889 9889 55,000 GENERAL ELEC CAP CORP 55140 55140 10,000 OCCIDENTAL PETROLEUM COR 10172 10172 45,000 CANADIAN IMPERIAL BANK 44543 44543 10,000 NATIONAL RURAL UTIL COOP 9954 9954 60,000 BANK OF NOVA SCOTIA 58969 58969 30,000 PEPSICO INC 29401 29401 15,000 WESTPAC BANKING CORP 14591 14591 5,000 COVENTRY HEALTH CARE INC 5177 5177 40,000 SUMITOMO MITSUI FINL GRP 38737 38737 35,000 RABOBANK NEDERLAND UTREC 35385 35385 75,000 APPLE INC 73121 73121 40,000 MICROSOFT CORP 39526 39526 15,000 WALT DISNEY COMPANY/THE 14759 14759 30,000 MITSUBISHI UFJ FIN GRP 29578 29578 45,000 PNC FUNDING CORP 44898 44898 50,000 JOHN DEERE CAPITAL CORP 49234 49234 35,000 MEDTRONIC INC 34864 34864 10,000 MEDTRONIC INC 9972 9972 70,000 HSBC HOLDINGS PLC 70908 70908 15,000 TD AMERITRADE HOLDING CO 14838 14838 15,000 LOWE'S COMPANIES INC 14741 14741 10,000 BP CAPITAL MARKETS PLC 9913 9913 10,000 ABB FINANCE USA INC 9846 9846 30,000 PROGRESS ENERGY CAROLINA 29593 29593 30,000 UNITEDHEALTH GROUP INC 30136 30136 45,000 AMERICAN EXPRESS CO 43431 43431 30,000 TRANS-CANADA PIPELINES 28789 28789 15,000 ALTRIA GROUP INC 14399 14399 15,000 PHILIP MORRIS INTL INC 14415 14415 30,000 PHILIP MORRIS INTL INC 28831 28831 10,000 AETNA INC 9593 9593 21,000 BANK OF AMERICA CORP MTN 20681 20681 25,000 STATOIL ASA 24289 24289 25,000 SUMITOMO MITSUI FINL GRP 24522 24522 14,000 BANK OF AMERICA CORP 13764 13764 15,000 TOTAL CAPITAL INTL SA 14652 14652 10,000 QUALCOMM INC 9623 9623 85,000 WELLS FARGO & COMPANY 83212 83212 5,000 BURLINGTN NORTH SANTA FE 4964 4964 15,000 ALTRIA GROUP INC 14268 14268 5,000 ABBVIE INC 4818 4818 15,000 ALLSTATE CORP 14980 14980 75,000 BANK OF AMERICA CORP 72541 72541 45,000 METLIFE INC 46326 46326 60,000 ORACLE CORP 57574 57574 15,000 SCHLUMBERGER INVESTMENT 15070 15070 15,000 INVESCO FINANCE PLC 14975 14975 10,000 VIRGINIA ELEC & POWER CO 9992 9992 115,000 GOLDMAN SACHS GROUP INC 113470 113470 45,000 GILEAD SCIENCES INC 44921 44921 10,000 TOTAL CAPITAL INTL SA 10112 10112 55,000 BP CAP MARKETS AMER 53844 53844 25,000 INTEL CORP 24387 24387 15,000 STRYKER CORP 14935 14935 85,000 CITIGROUP INC 84397 84397 50,000 SIMON PROPERTY GROUP LP 48916 48916 10,000 AMERIPRISE FINANCIAL INC 9995 9995 45,000 BB&T CORPORATION MTN 43231 43231 15,000 DOMINION GAS HLDGS LLC 14899 14899 15,000 BERKSHIRE HATHAWAY ENERG 14880 14880 20,000 MUFG AMERICAS HLDGS CORP 19188 19188 20,000 COMCAST CORP 19597 19597 29,000 ONCOR ELECTRIC DELIVERY 28253 28253 40,000 SHELL INTERNATIONAL FIN 39459 39459 30,000 AVALONBAY COMMUNITIES 29517 29517 10,000 PRECISION CASTPARTS CORP 9827 9827 110,000 MORGAN STANLEY 108569 108569 45,000 STATE STREET CORP 44908 44908 15,000 LOWE'S COS INC 14241 14241 7,000 COMCAST CORP 7086 7086 30,000 ANHEUSER-BUSCH INBEV FIN 28332 28332 7,000 COMCAST CORP 6701 6701 30,000 MANULIFE FINANCIAL CORP 30314 30314 60,000 WESTPAC BNKG CORP 55792 55792 30,000 BALTIMORE GAS & ELECTRIC 27460 27460 15,000 AMERIPRISE FINANCIAL INC 13975 13975 30,000 ERP OPERATING LP 28213 28213 10,000 COMCAST CORP 8950 8950 30,000 REALTY INCOME CORP 27908 27908 30,000 GULF POWER CO 29110 29110 30,000 ORIX CORP 28965 28965 30,000 ENTERGY LOUISIANA LLC 28647 28647 20,000 TEXAS INSTRUMENTS INC 18971 18971 15,000 EDISON INTERNATIONAL 14205 14205 20,000 IN MI PWR 20125 20125 15,000 CONS EDISON CO O 15382 15382 15,000 HOME DEPOT INC 15374 15374 49,870.13 FIDELITY 500 INDEX FD-AI 4343688 4343688 48,603.39 SIX CIRCLES U.S. UNCONSTRAINED 439861 439861 30,927.111 FIDELITY INTERNATIONAL INDEX FUND 1124200 1124200 6,840 JPMORGAN BETABUILDERS CANADA ETF 141314 141314 26,495.98 SIX CIRCLES INTERNATIONAL 219917 219917 12,915 JPMORGAN BETABUILDERS JAPAN - ETF 272765 272765 163 ABBOTT LABORATORIES 11790 11790 8 ALPHABET INC/CA-CL-A 8360 8360 132 AMERICAN INTERNATIONAL GROUP 5202 5202 18 APPLE INC 2839 2839 104 AXALTA COATING SYSTEMS LTD 2436 2436 41 BERKSHIRE HATHAWAY INC-CL-B 8371 8371 129 BORGWARNER INC 4481 4481 30 BRIGHTHOUSE FINL INC COM 914 914 13 CHARTER COMMUNICATIONS INC-A 3705 3705 65 CIMAREX ENERGY CO 4007 4007 191 CITIGROUP INC 9943 9943 127 COMCAST CORP-CLASS A 4324 4324 93 CVS HEALTH CORP 6093 6093 174 DEVON ENERGY CORP 3922 3922 120 DISCOVER FINANCIAL SERVICES 7078 7078 41 EASTMAN CHEMICAL CO 2998 2998 34 FACEBOOK INC-A 4457 4457 37 FIRST REPUBLIC BANK/CA 3215 3215 107 GENERAL MOTORS CO 3579 3579 43 GILEAD SCIENCES INC 2690 2690 126 GOODYEAR TIRE & RUBBER CO 2572 2572 152 HANESBRANDS INC 1905 1905 85 HARTFORD FINANCIAL SVCS GRP 3778 3778 31 HONEYWELL INTERNATIONAL INC 4096 4096 61 JPMORGAN CHASE CO. 5955 5955 37 KIMBERLY-CLARK CORP 4216 4216 23 LINDE PLC 3589 3589 99 LOEWS CORP 4506 4506 44 MARSH & MCLENNAN COS 3509 3509 70 MEDTRONIC PLC 6367 6367 188 METLIFE INC 7719 7719 60 MICROSOFT CORP 6094 6094 101 MORGAN STANLEY 4005 4005 56 NOBLE ENERGY INC 1051 1051 2 NVR INC 4874 4874 33 PARKER HANNIFIN CORP 4922 4922 52 PEPSICO INC 5745 5745 153 PFIZER INC 6678 6678 86 PHILIP MORRIS INTERNATIONAL 5741 5741 30 PNC FINANCIAL SERVICES GROUP 3507 3507 65 PROCTER & GAMBLE CO/THE 5975 5975 133 TEGNA INC 1446 1446 42 TEXAS INSTRUMENTS INC 3969 3969 20 THERMO FISHER SCIENTIFIC INC 4476 4476 151 TJX COMPANIES INC 6756 6756 45 UNITED CONTINENTAL HOLDINGS 3768 3768 62 UNITED TECHNOLOGIES CORP 6602 6602 16 VERISK ANALYTICS INC 1745 1745 33 VF CORP 2354 2354 34 WALT DISNEY CO/THE 3728 3728 56 WORLDPAY INC CL A 4280 4280 92 ALIBABA GROUP HOLDING-SP ADR 12610 12610 7 ALPHABET INC/CA-CL-C 7249 7249 7 ALPHABET INC/CA-CL A 7315 7315 11 AMAZON.COM INC 16522 16522 30 AMERICAN EXPRESS CO 2860 2860 25 AMGEN INC 4867 4867 79 AUTODESK INC 10160 10160 18 AUTOMATIC DATA PROCESSING 2360 2360 95 CERNER CORP 4982 4982 172 CISCO SYSTEMS INC 7453 7453 147 COCA-COLA CO/THE 6960 6960 81 COLGATE-PALMOLIVE CO 4821 4821 494 DANONE-SPONS ADR 6906 6906 48 DEERE & CO 7160 7160 111 EXPEDITORS INTL WASH INC 7558 7558 95 FACEBOOK INC-A 12454 12454 22 FACTSET RESEARCH SYSTEMS INC 4403 4403 43 MERCK & CO. OMC 3286 3286 84 MICROSOFT CORP 8532 8532 165 MONSTER BEVERAGE CO 8121 8121 56 NOVARTIS AG-SPONSORED ADR 4805 4805 158 NOVO-NORDISK A/S-SPONS ADR 7279 7279 271 ORACLE CORP 12236 12236 82 PROCTER & GAMBLE CO/THE 7537 7537 125 QUALCOMM INC 7114 7114 23 REGENERON PHARMACEUTICALS 8591 8591 113 SCHLUMBERGER LTD 4077 4077 115 SEI INVESTMENTS COMPANY 5313 5313 123 STARBUCKS CORP 7921 7921 25 UNITED PARCEL SERVICE-CL B 2438 2438 40 VARIAN MEDICAL SYSTEMS INC 4532 4532 120 VISA INC-CLASS A SHARES 15833 15833 90 YUM CHINA HOLDINGS INC 3018 3018 54 YUM BRANDS INC 4964 4964 796 ABB LTD-SPON ADR 15132 15132 647 ALLIANZ SE-SPON ADR 13031 13031 2,769 BANCO SANTANDER SA-SPON ADR 12405 12405 427 BP PLC-SPONS ADR 16192 16192 389 CHINA MOBILE LTD-SPON ADR 18672 18672 1,860 CK HUTCHISON HOLDIN-UNSP ADR 17633 17633 2,004 COMPAGNIE DE SAINT-UNSP ADR 13206 13206 1,296 DAIMLER AG UNSPONSORED ADR 16991 16991 688 DEUTSCHE TELEKOM AG-SPON ADR 11682 11682 3,582 ENEL SPA - UNSPON ADR 20811 20811 574 ENI SPA-SPONSORED ADR 18081 18081 299 FUJIFILM HOLDINGS-UNSP ADR 11649 11649 474 GLAXOSMITHKLINE PLC-SPON ADR 18112 18112 728 HONDA MOTOR CO LTD-SPONS ADR 19256 19256 671 IBERDROLA SA-SPONSORED ADR 21529 21529 225 ISUZU MOTORS LTD-UNSPON ADR 3098 3098 2,525 KINGFISHER PLC-SPONS ADR 13180 13180 602 KONINKLIJKE AHOLD DELHAIZE N.V. 15188 15188 6,580 LLOYDS BANKING GROUP PLC-ADR 16845 16845 566 MITSUBISHI ELECTRIC-UNSP ADR 12446 12446 191 NATIONAL GRID PLC SPON ADR EACH REP 9164 9164 178 NOVARTIS AG-SPONSORED ADR 15274 15274 223 NTT DOCOMO INC-SPON ADR 4962 4962 2,747 PROCEEDS FROM PENDING SALES 2746 2746 1,331 QBE INSURANCE GROUP-SPN ADR 9344 9344 279 ROYAL DUTCH SHELL-SPON ADR-B 16723 16723 419 SANOFI-ADR 18189 18189 417 SINGAPORE TELECOMMUNICAT-ADR 8966 8966 773 SSE PLC-SPN ADR 10644 10644 486 TAIWAN SEMICONDUCTOR-SP ADR 17938 17938 1,005 TAKEDA PHARMACEUTIC-SP ADR 16904 16904 1,366 TELEFONICA SA-SPON ADR 11556 11556 2,221 TELIASONERA AB-UNSPON ADR 20911 20911 2,215 TESCO PLC-SPONSORED ADR 16214 16214 401 TOKIO MARINE HOLDINGS-ADR 19015 19015 477 UNITED OVERSEAS BANK-SP ADR 17229 17229 575 WH GROUP LIMITED ADR 8832 8832 227 WPP PLC-SPONSORED ADR 12440 12440 504 ZURICH INSURANCE GROUP-ADR 15022 15022 149 ACCENTURE PLC-CL A 21010 21010 165 ADIDAS AG-SPONSORED ADR 17216 17216 784 AIA GROUP LTD-SP ADR 25778 25778 159 AMADEUS IT GROUP, S.A. 11132 11132 65 ASML HOLDING NV-NY REG SHS 10115 10115 535 ATLAS COPCO AB-SPONS ADR A 12803 12803 122 CANADIAN PACIFIC RAILWAY LTD 21670 21670 364 CHR HANSEN HOLDING -SPON ADR 16149 16149 159 CHUBB LTD 20540 20540 918 COMPASS GROUP PLC ADR 19186 19186 128 CORE LABORATORIES N.V. 7636 7636 400 CSL LTD-SPONSORED ADR 25884 25884 562 DSV A S UNSPONSORED 18518 18518 335 ESSILORLUXOTTICA-UNSPONSORED ADR 21159 21159 1,045 EXPERIAN PLC-SPONS ADR 25242 25242 298 GEBERIT AG - UNSP ADR 11720 11720 202 HDFC BANK LTD-ADR 20925 20925 409 HEXAGON AB 19141 19141 123 ICON PLC 15893 15893 399 INDITEX-UNSPON ADR 5071 5071 330 LVMH MOET HENNESSY-UNSP ADR 19292 19292 32 METTLER-TOLEDO INTERNATIONAL 18099 18099 248 NESTLE SA-SPONS ADR 20078 20078 110 NEW STERIS LTD 11754 11754 539 PERNOD-RICARD SA-UNSPON ADR 17647 17647 110 RESMED INC 12526 12526 99 RYANAIR HLDGS PLC 7063 7063 136 SHOPIFY INC - CLASS A 18829 18829 562 TAIWAN SEMICONDUCTOR-SP ADR 20743 20743 543 TENCENT HOLDINGS LTD-UNS ADR 21432 21432 548 WALMART DE MEXICO-SPON ADR V 13947 13947 386 ACTIVISION BLIZZARD INC 17976 17976 234 AGILENT TECHNOLOGIES INC 15786 15786 669 AIA GROUP LTD-SP ADR 21997 21997 14 AMAZON.COM INC 21028 21028 296 AMPHENOL CORP-CL A 23982 23982 550 ATLAS COPCO AB-SPONS ADR A 13162 13162 794 BOSTON SCIENTIFIC CORP 28060 28060 292 CANADIAN NATL RAILWAY CO 21640 21640 140 CHUBB LTD 18085 18085 948 COMPASS GROUP PLC ADR 19813 19813 113 COOPER COS INC/THE 28759 28759 145 COSTCO WHOLESALE CORP 29538 29538 198 CROWN CASTLE INTL CORP 21509 21509 159 ECOLAB INC 23429 23429 309 ESSILORLUXOTTICA-UNSPONSORED ADR 19516 19516 284 FIRST REPUBLIC BANK/CA 24680 24680 349 GRACO INC 14606 14606 271 HDFC BANK LTD-ADR 28073 28073 48 ILLUMINA INC 14397 14397 72 MERCADOLIBRE INC 21085 21085 41 METTLER-TOLEDO INTERNATIONAL 23189 23189 243 NEW STERIS LTD 25965 25965 895 PERNOD-RICARD SA-UNSPON ADR 29302 29302 235 SCHLUMBERGER LTD 8479 8479 402 SCHWAB (CHARLES) CORP 16695 16695 38 SHERWIN-WILLIAMS CO/THE 14951 14951 160 SHOPIFY INC - CLASS A 22152 22152 125 STRYKER CORP 19594 19594 1,233 SYMRISE AG-UNSPON ADR 22841 22841 595 TAIWAN SEMICONDUCTOR-SP ADR 21961 21961 619 TENCENT HOLDINGS LTD-UNS ADR 24432 24432 215 VERISK ANALYTICS INC 23444 23444 225 VISA INC-CLASS A SHARES 29687 29687 233 WEST PHARMACEUTICAL SERVICES 22841 22841 25,000 TORONTO-DOMINION BANK MTN FMV 25001 25001 5,000 TORONTO-DOMINION BANK FMV 5001 5001 20,000 ROYAL BANK OF CANADA FMV 19963 19963 15,000 BANK OF MONTREAL MTN FMV 14971 14971 LEGAL FEES 141260 0 141260 UNREALIZED LOSS 1594292 INSURANCE 9582 0 9582 MEMBERSHIPS, BOOKS, SUBSCRIPTIONS, REFERENCE 1725 0 1725 WEBSITE 515 0 515 MARKETING & ADVERTISING 154 0 154 OFFICE EXPENSES 4002 0 4002 OUTSIDE CONTRACT SERVICES 75000 0 75000 INVESTMENT MANAGEMENT FEES 100450 100450 0 FINANCIAL ADVISOR FEES 5102 5102 0 PAYROLL PROCESSING FEES 3852 0 3852 IRS TAXES 23989 0 0 FOREIGN TAX WITHHELD 6579 6579 0 FILING FEES 235 0 0