2019-09-24T15:20:48-05:00 2018-12-31 221478099 COHNREZNICK LLP 7501 WISCONSIN AVENUE SUITE 400E BETHESDA MD 20814 990 2018-01-01 521640938 THE HENRY L STIMSON CENTER HENR 2022235956 1211 CONNECTICUT AVE NW 8TH FLOOR WASHINGTON DC 20036 BRIAN FINLAY PRESIDENT & CEO 2022235956 2019-09-16 1 ANNE SCHRANTZ P00230625 3016529100 2019-09-16 209.59.242.35 2019-09-16 19:30:15 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 CF90D4BEC8A289F21CB33126384CC99979AC13DB 2018 2019-02-21 02:37:17Z BRIAN FINLAY 1211 CONNECTICUT AVE NW 8TH FLOOR WASHINGTON DC 20036 10574771 0 X WWW.STIMSON.ORG X 1989 DC SEE SCHEDULE O 24 24 63 55 0 36493 5576322 10298657 54141 47262 10230 3272 241366 216061 5882059 10565252 0 0 0 0 2943435 4011547 0 0 305371 2935180 3150956 5878615 7162503 3444 3402749 4463722 7853418 1512465 1528661 2951257 6324757 X SEE SCHEDULE O 0 0 2961307 SEE SCHEDULE O 2024027 SEE SCHEDULE O 628331 47262 SEE SCHEDULE O 696524 SPECIAL PROJECTS 696524 6310189 1 1 0 0 0 0 0 1 0 0 1 0 0 0 1 1 1 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 67 0 1 63 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 24 24 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 0 0 0 X X OKSANA BELLAS 2024783428 1211 CONNECTICUT AVE NW 8TH FL WASHINGTON DC 20036 DAVID LANE BOARD CHAIR 0.50 X X 0 0 0 KRIS BALDERSON BOARD MEMBER 0.50 X 0 0 0 JOHN BELLINGER BOARD MEMBER 0.50 X 0 0 0 BARRY BLECHMAN BOARD MEMBER 0.50 X 0 0 0 KENNETH BRILL BOARD MEMBER 0.50 X 0 0 0 SUSAN CHODAKEWITZ BOARD MEMBER 0.50 X 0 0 0 LANSING CRANE BOARD MEMBER 0.50 X 0 0 0 BOWMAN CUTTER BOARD MEMBER 0.50 X 0 0 0 LORI FISLER DAMROSCH BOARD MEMBER 0.50 X 0 0 0 CARLOS DEL TORO BOARD MEMBER 0.50 X 0 0 0 BOB GALLUCCI BOARD MEMBER 0.50 X 0 0 0 GARY R GREGG BOARD MEMBER 0.50 X 0 0 0 FRANCIS HOANG BOARD MEMBER 0.50 X 0 0 0 ADMIRAL MICHELLE HOWARD BOARD MEMBER 0.50 X 0 0 0 LESLIE IRELAND BOARD MEMBER 0.50 X 0 0 0 ANDREA KOPPEL BOARD MEMBER 0.50 X 0 0 0 BRETT B LAMBERT BOARD MEMBER 0.50 X 0 0 0 ALICE MARONI BOARD MEMBER 0.50 X 0 0 0 RICHARD MORRISSEY BOARD MEMBER 0.50 X 0 0 0 JOHN PARACHINI BOARD MEMBER 0.50 X 0 0 0 NICOLE PIASECKI BOARD MEMBER 0.50 X 0 0 0 ZACK PORTER BOARD MEMBER 0.50 X 0 0 0 MARY SPIESER BOARD MEMBER 0.50 X 0 0 0 FRED WHITRIDGE BOARD MEMBER 0.50 X 0 0 0 BRIAN FINLAY PRESIDENT & CEO 40.00 X 216204 0 11780 OKSANA BELLAS DIRECTOR OF FINANCE & ADMINISTRATION 40.00 X 109894 0 14773 SAMEER LALWANI SENIOR FELLOW 40.00 X 123113 0 8269 BRIAN EYLER SENIOR FELLOW 40.00 X 121465 0 20490 CINDY VESTERGAARD SENIOR FELLOW 40.00 X 130442 0 11560 SALLY YOZELL SENIOR FELLOW 40.00 X 143066 0 7932 RACHEL STOHL SENIOR FELLOW 40.00 X 134708 0 19910 978892 0 94714 9 0 1 0 FP 1211 CONNECTICUT AVENUE LLC PO BOX 824338 PHILADELPHIA PA 19182 RENT FOR OFFICE 786276 1 3909521 6389136 10298657 ADMINISTRATIVE SERVICES 531110 46120 46120 PUBLICATION SALES 531110 1116 1116 SERVICES 531110 26 26 47262 12791 12791 180651 0 180651 180651 180651 9519 -9519 -9519 -9519 OTHER OPERATING REVENUE 900099 35410 35410 35410 10565252 47262 0 219333 352651 307155 26840 18656 2858061 2488798 218154 151109 118304 103317 8683 6304 431266 376631 31653 22982 251265 219434 18442 13389 9994 3032 6264 698 10228 10228 66486 66486 664541 648478 5364 10699 346222 251819 76934 17469 98318 83549 11383 3386 804335 664130 110092 30113 551000 541622 1606 7772 180281 157335 12913 10033 147682 125202 17413 5067 25590 22336 1949 1305 BAD DEBT EXPENSE 107730 97730 10000 INTERNS/VISITING FELLOW 80132 73256 5458 1418 EQUIPMENT/SOFTWARE 57428 38834 13648 4946 MISC. EXPENSES 989 964 25 97303 -97303 7162503 6310189 546943 305371 200693 1187289 2418181 4894673 130880 211414 132862 143076 1710093 894558 955107 815535 576362 559904 25004 16894 24633 24633 4463722 7853418 296148 384803 25000 25000 1191317 1118858 1512465 1528661 X -267437 -178904 3218694 6503661 2951257 6324757 4463722 7853418 3402749 -29249 0 X 0 1 X 1 0 X 5405769 4415261 5802939 5576322 10298657 31498948 5405769 4415261 5802939 5576322 10298657 31498948 10411490 21087458 173051 171909 248713 231066 193442 1018181 7664 7664 38881 22461 10779 21415 35410 128946 32653739 314229 0.64580 0.74330 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER OPERATING REVENUE - 2014 AMOUNT: $ 38,881. 2015 AMOUNT: $ 22,461. 2016 AMOUNT: $ 10,779. 2017 AMOUNT: $ 21,415. 2018 AMOUNT: $ 35,410. 24633 X 0 1238874 443186 795688 471219 451372 19847 815535 DEPOSITS HELD IN ESCROW 8680 DEFERRED RENT 1110178 1118858 X 10789378 -29249 253375 224126 10565252 0 10565252 7415878 253375 253375 7162503 0 7162503 PART III, LINE 4: THE CENTER HAS A COLLECTION OF ARTWORK PRINCIPALLY COMPRISED OF PAINTINGS. THE ARTWORK IS UTILIZED BY THE CENTER FOR OFFICE DECORATION, SERVING TO ENHANCE ITS FACILITIES FOR ITS PERSONNEL AND VISITORS. PART X, LINE 2: THE CENTER IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE CENTER'S TAX-EXEMPT PURPOSE IS SUBJECTED TO TAXATION AS UNRELATED BUSINESS INCOME. THE CENTER HAS A POLICY IN PLACE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTITY'S FINANCIAL STATEMENTS. THE POLICY PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT PRINCIPLES FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN THAT ARE NOT CERTAIN TO BE REALIZED. THE IMPLEMENTATION OF THIS POLICY HAD NO IMPACT ON THE CENTER'S FINANCIAL STATEMENTS. THE CENTER'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL, STATE AND LOCAL AUTHORITIES. THE TAX RETURNS FOR THE YEARS 2017 - 2015 ARE OPEN TO EXAMINATION BY FEDERAL, LOCAL AND STATE AUTHORITIES. EAST ASIA AND PACIFIC PROGRAM SERVICES CONFERENCES/EVENTS 41510 EUROPE PROGRAM SERVICES CONFERENCES/EVENTS 67337 SOUTH ASIA 1 PROGRAM SERVICES CONFERENCES/EVENTS 96918 0 1 0 0 0 1 205765 0 205765 0 0 0 0 0 0 X 1 1 X X X 0 0 0 0 0 0 0 0 0 BRIAN FINLAY PRESIDENT & CEO 216204 0 0 0 0 0 10833 0 947 0 227984 0 0 0 SALLY YOZELL SENIOR FELLOW 143066 0 0 0 0 0 7158 0 774 0 150998 0 0 0 RACHEL STOHL SENIOR FELLOW 134708 0 0 0 0 0 7360 0 12550 0 154618 0 0 0 PART I, LINE 1A ALL STAFF ARE ELIGIBLE FOR REIMBURSEMENT OF UP TO 70% OF THE FIRST $80 OF MONTHLY WELLNESS RELATED ACTIVITIES. FORM 990, PART I, LINE 1 THE STIMSON CENTER IS A NONPROFIT NONPARTISAN INSTITUTION DEVOTED TO ENHANCING INTERNATIONAL PEACE AND SECURITY THROUGH A UNIQUE COMBINATION OF RIGOROUS ANALYSIS AND OUTREACH. FORM 990, PART III, LINE 1, DESCRIPTION OF ORGANIZATION MISSION: THE CENTER'S RESEARCH AND ANALYSIS FOCUS ON: REDUCING NUCLEAR, ENVIRONMENTAL AND OTHER TRANSNATIONAL THREATS TO GLOBAL, REGIONAL, AND NATIONAL SECURITY; ENHANCING POLICYMAKERS AND THE PUBLIC'S UNDERSTANDING OF THE CHANGING GLOBAL SECURITY AGENDA; AND ENGAGING CIVIL SOCIETY AND INDUSTRY IN PROBLEM-SOLVING TO HELP FILL GAPS IN EXISTING GOVERNANCE STRUCTURES. STIMSON DEVELOPS INNOVATIVE APPROACHES TO CROSS-BORDER CHALLENGES SUCH AS WATER MANAGEMENT, ENVIRONMENTAL CRIME, AND RESPONSES TO HUMANITARIAN CRISES. AT THE SAME TIME, THE CENTER PLAYS A KEY ROLE IN DEBATES ON NUCLEAR PROLIFERATION, ARMS TRAFFICKING, DEFENSE POLICY, AND ON REGIONAL HOTSPOTS. FORM 990, PART III, LINE 4A, PROGRAM SERVICE ACCOMPLISHMENTS: BUILDING REGIONAL SECURITY - STIMSON'S REGIONAL SECURITY PROGRAMS FOCUS PRIMARILY ON ASIA. COMBINING THE EXPERTISE OF REGIONAL AND FUNCTIONAL EXPERTS, THE RESEARCH AGENDA EXAMINES SECURITY IN ALL ITS DIMENSIONS, FROM STRATEGIC ISSUES TO MANAGING SECURITY AT THE NATIONAL LEVEL, TO HUMAN SECURITY AND ITS IMPLICATIONS FOR POLITICAL STABILITY. PROJECT ACTIVITIES INCLUDE WORKSHOPS, FIELD RESEARCH, CONFERENCES, AND PUBLICATIONS. FORM 990, PART III, LINE 4B, PROGRAM SERVICE ACCOMPLISHMENTS: REDUCING TRANSNATIONAL THREATS AND WEAPONS OF MASS DESTRUCTION - FROM ITS INCEPTION, STIMSON HAS BEEN COMMITTED TO PREVENTING THE SPREAD AND USE OF NUCLEAR AND OTHER "MASS DESTRUCTION" WEAPONS, INCLUDING BIOLOGICAL AND RADIOLOGICAL DEVICES. OUR WORK EDUCATES GOVERNMENT POLICYMAKERS, POLITICIANS, POLICY SPECIALISTS AND CITIZENS IN MANY COUNTRIES TO THE NEED FOR PRAGMATIC STEPS TO REDUCE THE DANGERS FROM THESE WEAPONS, AS WELL AS RELATED KNOWLEDGE AND MATERIALS. CURRENT PROJECTS FOCUS ON THE REQUIREMENTS TO "GET TO ZERO" NUCLEAR WEAPONS; ENGAGEMENT WITH DEVELOPING NATIONS TO IDENTIFY AND ADVANCE INVESTMENTS THAT ADDRESS NONPROLIFERATION GOALS WHILE MEETING DEVELOPMENT NEEDS; AND, PROMOTION OF A CODE OF CONDUCT AMONG SPACE FARING NATIONS TO PREVENT THE WEAPONIZATION OF SPACE. NEW CENTER WORK SEEKS TO ANALYZE AND PROPOSE SOLUTIONS TO ENVIRONMENTAL CHANGE AND CHALLENGES. FORM 990, PART III, LINE 4C, PROGRAM SERVICE ACCOMPLISHMENTS: STRENGTHENING INSTITUTIONS FOR PEACE AND SECURITY - FOCUSED ON PRAGMATIC STEPS TOWARD GLOBAL SECURITY, THE CENTER PLACES A HIGH PRIORITY ON UNDERSTANDING AND STRENGTHENING THE CAPACITY OF THE INSTITUTIONS AND NETWORKS RESPONSIBLE FOR CARRYING OUT SECURITY POLICIES. CURRENT PROGRAMS EVALUATE AND SEEK TO ENHANCE THE EFFECTIVENESS OF PEACE OPERATIONS; TO STRENGTHEN THE BUDGETING PROCESS FOR US FOREIGN AFFAIRS AND DEFENSE; TO APPROPRIATELY BALANCE THE RESOURCES AND TOOLS OF AMERICAN STATECRAFT. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE OF THE BOARD IS AUTHORIZED TO EXERCISE POWERS OF THE BOARD OF DIRECTORS THAT ARISE BETWEEN REGULARLY SCHEDULED BOARD MEETINGS OR WHEN IT IS NOT PRACTICAL OR FEASIBLE FOR THE BOARD TO MEET. THE EXECUTIVE COMMITTEE PRESENTS ALL OF ITS ACTIVITIES TO THE BOARD OF DIRECTORS FOR RATIFICATION AT THE NEXT MEETING OF THE BOARD. THE EXECUTIVE COMMITTEE CONSISTS ENTIRELY OF VOTING MEMBERS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE DIRECTOR OF FINANCE & ADMINISTRATION REVIEWS THE 990 IN DETAIL FOR ACCURACY AND COMPLETENESS. THE DRAFT RETURN IS REVIEWED WITH AND APPROVED BY THE FULL BOARD. THE FINAL RETURN IS DISTRIBUTED TO THE FULL BOARD PRIOR TO SUBMISSION TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION'S POLICY AND PRACTICES FOR MONITORING PROPOSED AND/OR PERCEIVED CONFLICTS OF INTEREST ARE DETAILED IN THE ORGANIZATION'S CONFLICT OF INTEREST POLICY WHICH IS DISTRIBUTED TO ALL STAFF MEMBERS UPON HIRE AND NEW BOARD MEMBERS UPON APPOINTMENT. ALL STAFF AND THE BOARD ARE COVERED UNDER THIS POLICY AND POTENTIAL CONFLICTS OF INTEREST ARE REVIEWED BY THE CEO, OR, IF IT IS IN RELATION TO THE CEO, REVIEWED BY AN APPROPRIATE MEMBER OF THE BOARD EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 15 THE PERFORMANCE OF KEY EMPLOYEES IS REVIEWED BY THEIR IMMEDIATE SUPERVISOR. PAY ADJUSTMENTS TYPICALLY INCLUDE A COLA WHICH FOLLOWS THE US GOVERNMENT COLA RATE FOR THE YEAR AND A VARIABLE MERIT AWARD. THE PERCENTAGE INCREASE FOR MERIT AWARD IS DETERMINED BY THE FINANCIAL POSITION OF THE ORGANIZATION AND TRENDS IN THE INDUSTRY. THE DIRECTOR OF FINANCE & ADMINISTRATION MAKES COMPENSATION RATE RECOMMENDATIONS TO THE PRESIDENT & CEO BASED ON THE FACTORS ABOVE, EQUITY AND MARKET COMPETITIVENESS. THE PRESIDENT & CEO APPROVES ALL SALARY ADJUSTMENTS. THE CEO'S COMPENSATION IS SET BY THE BOARD OF DIRECTORS, BASED ON THE FINANCIAL POSITION OF THE ORGANIZATION AND BY COMPARING THE CENTER'S COMPENSATION RATE TO THE COMPETITOR CHIEF EXECUTIVE RATES AS AGGREGATED IN THIRD PARTY SALARY SURVEY STUDIES. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC. THE CONFLICT OF INTEREST POLICY IS AVAILABLE ON THE ORGANIZATION'S WEBSITE.