2019-08-14T13:00:20-05:00 2018-09-30 541631262 KEITERSTEPHENSHURSTGARY & SHREAVESPC 4401 DOMINION BLVD GLEN ALLEN VA 23060 990 2017-10-01 540506328 RICHMOND SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS RICH 8045211300 2519 HERMITAGE ROAD RICHMOND VA 23220 TAMSEN KINGRY CEO - ELECT 8045211300 2019-08-14 1 VIRGINIA R BELCHER P00421964 8047470000 184.80.4.98 2019-08-14 09:27:42 ED P E4B39B9F492B872FC479296CD7F9EE903471917D 1016F0197F577DB035979539B638C2E2629F3898 2017 2019-02-21 02:37:17Z RICHMOND SPCA TAMSEN KINGRY 2519 HERMITAGE ROAD RICHMOND VA 23220 8657908 0 X WWW.RICHMONDSPCA.ORG X 1891 VA THE MISSION OF THE RICHMOND SPCA, A PRIVATE NO-KILL HUMANE SOCIETY, IS TO PRACTICE AND PROMOTE THE PRINCIPLE THAT EVERY LIFE IS PRECIOUS. AT ALL TIMES AND IN EVERY WAY, WE ARE ADVOCATES FOR ANIMALS. WE PROVIDE FOR THEIR SAFETY AND COMFORT, STRIVE TO ALLEVIATE THEIR SUFFERING AND WORK TO PLACE THEM IN HOMES THAT PROVIDE A RESPONSIBLE LIFETIME COMMITMENT TO THEM. WE SPEAK OUT PUBLICLY TO PROMOTE AND DEFEND THEIR INTERESTS. WE OPPOSE ALL FORMS OF ANIMAL CRUELTY. WE PROMOTE SPAYING AND NEUTERING TO ACHIEVE AND RETAIN A NO-KILL COMMUNITY. WE OPPOSE ANY TAKING OF THE LIVES OF HEALTHY OR TREATABLE ANIMALS AND DO NOT PARTICIPATE IN SUCH CONDUCT OURSELVES. WE PROVIDE SERVICES THAT PROMOTE RESPONSIBLE PET OWNERSHIP AND HUMANE ATTITUDES TOWARD ALL LIFE. 28 28 209 1143 0 -92223 3638496 3478133 2082825 2345095 1800137 2256977 148813 310912 7670271 8391117 0 0 0 0 3913507 4382626 0 0 389071 3058274 3648535 6971781 8031161 698490 359956 44763701 44991246 7620669 7034349 37143032 37956897 X THE MISSION OF THE RICHMOND SPCA, A PRIVATE NO-KILL HUMANE SOCIETY, IS TO PRACTICE AND PROMOTE THE PRINCIPLE THAT EVERY LIFE IS PRECIOUS. AT ALL TIMES AND IN EVERY WAY, WE ARE ADVOCATES FOR ANIMALS. WE PROVIDE FOR THEIR SAFETY AND COMFORT, STRIVE TO ALLEVIATE THEIR SUFFERING AND WORK TO PLACE THEM IN HOMES THAT PROVIDE A RESPONSIBLE LIFETIME COMMITMENT TO THEM. WE SPEAK OUT PUBLICLY TO PROMOTE AND DEFEND THEIR INTERESTS. WE OPPOSE ALL FORMS OF ANIMAL CRUELTY. WE PROMOTE SPAYING AND NEUTERING TO ACHIEVE AND RETAIN A NO-KILL COMMUNITY. WE OPPOSE ANY TAKING OF THE LIVES OF HEALTHY OR TREATABLE ANIMALS AND DO NOT PARTICIPATE IN SUCH CONDUCT OURSELVES. WE PROVIDE SERVICES THAT PROMOTE RESPONSIBLE PET OWNERSHIP AND HUMANE ATTITUDES TOWARD ALL LIFE. 0 0 2281182 1519698 OUR SUSAN M. MARKEL VETERINARY HOSPITAL IS A FULL-SERVICE FACILITY PROVIDING HIGH-QUALITY CARE AT LOW COST FOR PETS OF INCOME-QUALIFIED FAMILIES IN THE GREATER RICHMOND REGION AS WELL AS PETS IN THE CARE OF LOCAL GOVERNMENT SHELTERS. OUR HOSPITAL ENSURES FAMILIES OF ALL MEANS HAVE ACCESS TO TREATMENT OPTIONS THEY CAN AFFORD FOR THEIR ANIMAL COMPANIONS. AS AN EXPANSION OF THE RICHMOND SPCA'S PET-RETENTION SERVICES, OUR SUSAN M. MARKEL VETERINARY HOSPITAL HELPS PETS STAY WITH THEIR FAMILIES WHILE ENJOYING A GREATER QUALITY OF LIFE. IN FISCAL YEAR 2018, THE HOSPITAL TREATED MORE THAN 11,100 PATIENTS BELONGING TO ABOUT 7,300 CLIENTS AND PERFORMED 1,767 FREE STERILIZATION SURGERIES ON COMMUNITY CATS. 3527161 569770 DURING FISCAL YEAR 2018, OUR STAFF AND VOLUNTEERS DELIVERED LOVING CARE AND ENRICHMENT TO 4,185 HOMELESS ANIMALS - BOTH IN OUR HUMANE CENTER AND IN FOSTER HOMES. THE OVERWHELMING MAJORITY OF PETS WE BROUGHT INTO OUR CARE WERE ONES WE TRANSFERRED FROM GOVERNMENT SHELTERS WHERE THOSE PETS' LIVES WERE AT RISK. IN TOTAL, WE PARTNERED WITH 55 SHELTERS LAST YEAR TO BRING VULNERABLE PETS INTO OUR CARE. THE REMAINING PETS THE RICHMOND SPCA TOOK INTO OUR CARE WERE ONES SURRENDERED TO US BY THEIR FORMER OWNERS OR WHO WERE FOUND STRAY OR ABANDONED BY GOOD SAMARITANS. MORE THAN 3,250 HOMELESS PETS IN OUR HUMANE CENTER REQUIRED CRUCIAL VETERINARY TREATMENT, WHICH OUR PROFESSIONAL MEDICAL STAFF DELIVERED, FOR A VARIETY OF SERIOUS ILLNESSES AND INJURIES PRIOR TO ADOPTION TO LASTING HOMES IN OUR COMMUNITY. 993595 453851 IN FISCAL YEAR 2018, THE RICHMOND SPCA DELIVERED PROGRAMS OF HUMANE EDUCATION, WHICH INSTILL COMPASSION, KINDNESS AND EMPATHY FOR BOTH HUMANS AND ANIMALS, TO APPROXIMATELY 7,000 CHILDREN AND 3,000 ADULTS. OUR PROFESSIONAL TRAINERS ALSO TAUGHT 1,670 REWARD-BASED TRAINING CLASSES TO MEMBERS OF THE PUBLIC AND THEIR DOGS AND DELIVERED ESSENTIAL, FREE BEHAVIOR COUNSELING TO PET GUARDIANS THROUGH OUR PET BEHAVIOR HELPLINE. 6801938 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 7 0 1 209 1 0 0 0 0 0 1 1 0 0 0 0 X 28 28 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 VA X X X ROBIN ROBERTSON STARR 8045211300 2519 HERMITAGE ROAD RICHMOND VA 23220 TINA L BACHAS DIRECTOR 2.00 X 0 0 0 DAVID R BERAN DIRECTOR 2.00 X 0 0 0 BARTHOLOMEW BROADBENT DIRECTOR 2.00 X 0 0 0 J ALFRED BROADDUS JR DIRECTOR 2.00 X 0 0 0 PHYLLIS L COTHRAN DIRECTOR 2.00 X 0 0 0 NITA ENOCH DIRECTOR 2.00 X 0 0 0 LORI M EVANGEL DIRECTOR 2.00 X 0 0 0 STEFANIE G GORDINIER DIRECTOR 2.00 X 0 0 0 MITCHELL F HADDON DIRECTOR 2.00 X 0 0 0 THOMAS E HAMLIN DIRECTOR 2.00 X 0 0 0 LEE ANNE HOLDREN DIRECTOR 2.00 X 0 0 0 MICHAEL W HUGHES DIRECTOR 2.00 X 0 0 0 P EMERSON HUGHES JR DIRECTOR 2.00 X 0 0 0 HUGH A JOYCE DIRECTOR 2.00 X 0 0 0 ELIZABETH KING DIRECTOR 2.00 X 0 0 0 TAMSEN KINGRY DIRECTOR 2.00 X 0 0 0 ANTHONY F MARKEL DIRECTOR 2.00 X 0 0 0 LOU ANNE J NABHAN DIRECTOR 2.00 X 0 0 0 CINDY PAYNE PRYOR DIRECTOR 2.00 X 0 0 0 SARAH FLYNN ROBB DIRECTOR 2.00 X 0 0 0 AGUSTIN RODRIGUEZ DIRECTOR 2.00 X 0 0 0 WATSON SEAMAN DIRECTOR 2.00 X 0 0 0 STUART C SIEGEL DIRECTOR 2.00 X 0 0 0 LAURA D WINDSOR ESQ DIRECTOR 2.00 X 0 0 0 P EMERSON HUGHES JR CHAIRMAN EMERITIS 2.00 X 0 0 0 E CLAIBORNE ROBINS JR CHAIRMAN EMERITIS 2.00 X 0 0 0 PAT MANNING BOARD CHAIR 2.00 X X 0 0 0 DR JOHN R NELSON VICE CHAIR 2.00 X X 0 0 0 ALLEN B KING SECRETARY/TREASURER 2.00 X X 0 0 0 ROBIN ROBERTSON STARR CHIEF EXECUTIVE OFFICER 40.00 X X 197516 0 22690 TAMSEN HECKEL KINGRY CHIEF OPERATING OFFICER 40.00 X 100354 0 16062 SARAH BABCOCK CHIEF OF EDUCATION & TRAIN 40.00 X 76300 0 11808 CONSTANCE MOSER CHIEF FINANCIAL OFFICER 40.00 X 45036 0 3832 419206 0 54392 2 0 1 0 0 559375 2918758 447665 3478133 ANIMAL SERVICES 900099 2345095 2345095 2345095 316801 316801 3150 0 3150 3150 3150 1949690 0 9514 1949690 -9514 1940176 1940176 366759 559375 164324 202435 202435 198223 92953 105270 105270 OTHER REVENUE 900099 57 57 57 8391117 2450422 0 2462562 453677 245978 189408 18291 3195052 2837820 148921 208311 470897 413485 24440 32972 263000 225618 20628 16754 291495 291495 34424 34424 325299 290327 16386 18586 119116 119116 50780 1511 59 49210 113116 96007 7856 9253 476592 417713 37563 21316 10028 5265 3676 1087 255173 230117 12528 12528 547550 517258 15146 15146 VETERINARY AND PET SUPP 1159624 1159624 MISCELLANEOUS 94324 97869 18763 -22308 COMPUTER MAINTENANCE 77554 63888 7241 6425 HUMANE EDUCATIONAL EXPE 32412 32412 61048 47930 11618 1500 8031161 6801938 840152 389071 4582083 3170844 21620 21660 905400 383080 32642 54495 164587 170725 54521 68356 15866971 4892601 6292602 10974370 27063592 29912005 5646654 235711 44763701 44991246 355369 503915 330992 402289 6304891 5702702 629417 425443 7620669 7034349 X 34127209 35509707 2773573 2203965 242250 243225 37143032 37956897 44763701 44991246 X 359956 110458 343451 X 0 1 X 1 0 X 4136560 3176802 3293550 3159428 2909855 16676195 4136560 3176802 3293550 3159428 2909855 16676195 1174655 15501540 245883 254532 199436 268016 319951 1287818 3843 166025 3250 5815 57 178990 18143003 12766120 0.85440 0.84760 X 27106816 2500000 2347108 1684564 314095 29955265 25627720 346420 2810650 1415655 262319 27106816 24496677 1250000 1343997 1196031 266923 25627720 24441921 1000000 415170 1090625 269789 24496677 22033298 730000 2795063 809000 307440 24441921 1.00000 0.00000 0.00000 1 0 696900 696900 13846287 3942365 9903922 1042687 700037 342650 281097 250199 30898 10974370 INVESTMENT FUNDS 27412268 F BROKERED CDS 2499737 F 29912005 GIFT ANNUITY PAYABLE 51118 INTEREST RATE SWAP LIABILITY 374325 425443 X PART V, LINE 4: THE CORPUS OF THE ENDOWMENT FUND IS INVESTED. THE SOCIETY USES A PORTION OF THE PROCEEDS TO FUND CURRENT OPERATIONS, INCLUDING REPAYMENT OF THE DEBT (BOND FINANCING) INCURRED TO RENOVATE THE FACILITIES AT 2519 HERMITAGE ROAD IN 2001-2002 AND 1611 RHOADMILLER IN 2016-2017. PART X, LINE 2: THE RICHMOND SPCA FOLLOWS FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") GUIDANCE FOR HOW UNCERTAIN TAX POSITIONS SHOULD BE RECOGNIZED, MEASURED, DISCLOSED AND PRESENTED IN THE CONSOLIDATED FINANCIAL STATEMENTS. THIS REQUIRES THE EVALUATION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING THE RICHMOND SPCA'S TAX RETURNS TO DETERMINE WHETHER THE TAX POSITIONS ARE "MORE-LIKELY-THAN-NOT" OF BEING SUSTAINED "WHEN CHALLENGED OR "WHEN EXAMINED" BY THE APPLICABLE TAX AUTHORITY. TAX POSITIONS NOT DEEMED TO MEET THE MORE LIKELY-THAN-NOT THRESHOLD WOULD BE RECORDED AS A TAX EXPENSE AND LIABILITY IN THE CURRENT YEAR. MANAGEMENT EVALUATED THE RICHMOND SPCA'S TAX POSITION AND CONCLUDED THAT THE RICHMOND SPCA HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENTS TO THE CONSOLIDATED FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. THE RICHMOND SPCA IS NOT CURRENTLY UNDER AUDIT BY ANY TAX JURISDICTION. FUR BALL 613724 335748 277976 98052 DOG JOG 190321 136088 54233 25792 3 122089 87539 34550 11500 28979 926134 559375 366759 11500 152823 164323 202436 X 0 0 0 0 0 0 0 0 0 ROBIN ROBERTSON STARR CHIEF EXECUTIVE OFFICER 187003 0 3249 0 7264 0 17700 0 4990 0 220206 0 0 0 X 21 323665 NYSE X ANIMAL CARE SUPPLIES 818 124000 SALES PRICE 0 1 1 PART I, LINE 32B: DAVENPORT AND COMPANY RECEIVES GIFTS OF STOCK INTO A RICHMOND SPCA ACCOUNT AND HAS STANDING INSTRUCTIONS TO SELL IMMEDIATELY. THIRD PARTY AUCTION HOUSE HANDLES RECEIPT OF VEHICLE DONATIONS AND SENDS PROCEEDS TO RICHMOND SPCA UPON SALE. FORM 990, PART VI, SECTION B, LINE 11B THE DRAFT FORM 990 IS TO BE EMAILED TO THE BOARD OF DIRECTORS WHEN RECEIVED FROM THE AUDIT FIRM. THE BOARD MEMBERS ARE GIVEN 3 BUSINESS DAYS TO REVIEW AND ASK QUESTIONS BEFORE THE CHIEF FINANCIAL OFFICER HAS THE DOCUMENT SIGNED AND MAILED TO THE IRS. THE BOARD MEMBERS ARE GIVEN THE CONTACT INFORMATION FOR THE TAX RETURN PREPARER AND ARE ENCOURAGED TO CONTACT THE RSPCA EXECUTIVE MANAGEMENT STAFF AND/OR THE TAX PREPARER WITH QUESTIONS. THE FORM 990 WILL NOT BE SENT TO THE IRS IF THERE IS A SIGNIFICANT CONCERN RAISED BY A BOARD MEMBER UNTIL THE CONCERN HAS BEEN ADDRESSED. FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR, OFFICER AND MEMBER OF THE BOARD OF DIRECTORS SHALL ANNUALLY SIGN A STATEMENT WHICH AFFIRMS SUCH PERSON HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, HAS READ AND UNDERSTANDS THE POLICY, AGREES TO COMPLY WITH THE POLICY, AND UNDERSTANDS THAT RICHMOND SPCA IS A CHARITABLE ORGANIZATION AND, IN ORDER TO MAINTAIN ITS FEDERAL TAX EXEMPTION, RICHMOND SPCA MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. THE EXECUTIVE COMMITTEE SHALL REGULARLY AND CONSISTENTLY MONITOR AND ENFORCE COMPLIANCE WITH THIS POLICY BY REVIEWING ANNUAL STATEMENTS AND TAKING SUCH OTHER ACTIONS AS ARE NECESSARY FOR EFFECTIVE OVERSIGHT. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION ARRANGEMENTS FOR THE CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER ARE REVIEWED BY THE EXECUTIVE COMMITTEE OF THE RICHMOND SPCA AND INCREASES IN THAT COMPENSATION ARE GENERALLY APPROVED BY THE EXECUTIVE COMMITTEE ANNUALLY TO BEGIN ON THE FIRST DAY OF THE NEW FISCAL YEAR AND ALWAYS IN ADVANCE OF ANY PAYMENT OF THE INCREASE. THE CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER ARE THOSE EMPLOYEES WHO ARE IDENTIFIED AS KEY EMPLOYEES BECAUSE THEY HAVE POLICY MAKING RESPONSIBILITY OR INFLUENCE OVER THE RICHMOND SPCA. ONLY THOSE MEMBERS OF THE EXECUTIVE COMMITTEE WHO DO NOT HAVE ANY CONFLICTS OF INTEREST, AS DETERMINED BY THE RICHMOND SPCA'S CONFLICT OF INTEREST POLICY, MAY PARTICIPATE IN THE EVALUATION AND DETERMINATION OF EXECUTIVE COMPENSATION FOR THESE KEY EMPLOYEES. THE EXECUTIVE COMMITTEE SHOULD, TO THE EXTENT POSSIBLE, RELY ON APPROPRIATE DATA AS TO COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS. IF DATA AS TO COMPARABILITY IS NOT AVAILABLE, THE EXECUTIVE COMMITTEE SHALL DOCUMENT ANY OTHER BASIS FOR BELIEVING THE PROPOSED COMPENSATION IS REASONABLE. THE EXECUTIVE COMMITTEE SHALL MAINTAIN CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING BY WRITTEN OR ELECTRONIC RECORDS WITH RESPECT TO THE DATA UPON WHICH IT RELIES, HOW SUCH DATA WAS OBTAINED, ANY CONFLICTS OF INTEREST RELATING TO THE COMPENSATION ARRANGEMENTS, THE DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENTS, THE TERMS OF APPROVED COMPENSATION ARRANGEMENTS, AND THE DATE OF APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 THE RICHMOND SPCA LISTS OUR BOARD OF DIRECTORS AND MAKES AVAILABLE FOR DOWNLOAD THE MOST RECENT FORM 990 AND FORM 990T, DOCUMENT RETENTION AND DESTRUCTION POLICY, CONFLICT OF INTEREST POLICY, AND PRIVACY POLICY ON OUR WEBSITE. FINANCIAL INFORMATION IS INCLUDED IN THE RICHMOND SPCA'S ANNUAL REPORT, WHICH IS PUBLISHED TO ITS WEBSITE, AND NOTICE OF PUBLICATION IS SENT TO CONSTITUENTS BY EMAIL AND IN A NEWSLETTER PRINTED AND MAILED IN THE FIRST QUARTER OF THE YEAR. BOARD OF DIRECTORS: WWW.RICHMONDSPCA.ORG/BOARD FORM 990 AND POLICY STATEMENTS: WWW.RICHMONDSPCA.ORG/STATS ANNUAL REPORT: WWW.RICHMONDSPCA.ORG/ANNUAL-REPORT ADDITIONALLY, FINANCIAL INFORMATION AND BOARD LISTING ARE AVAILABLE ON THE RICHMOND SPCA'S PROFILE ON GUIDESTAR. FORM 990, PART XI, LINE 9: UNREALIZED GAIN ON BENEFICIAL INTERST IN ASSETS HELD IN TRUST 975. UNREALIZED GAIN ON GIFT ANNUITY -6,631. RICHMOND SPCA LAND COMPANY K-1 - 1% OWNED BY OUTSIDE INVESTOR 147,564. CHANGE IN FAIR VALUE OF INTEREST RATE SWAP 201,543. RICHMOND SPCA LAND CO LLC 2519 HERMITAGE ROAD RICHMOND VA 23220 475312873 HOLD TITLE TO LAND AND BUILDING VA 0 1 0.99000 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 1 0 RICHMOND SPCA LAND CO LLC R COST