2019-07-17T06:52:12-05:00 2018-12-31 270928388 TANCURA LLC 551 FIFTH AVE 33RD FLOOR NEW YORK NY 10176 990PF 2018-01-01 383973256 THE TANG FUND TANG 6467016084 551 FIFTH AVE 33FL NEW YORK NY 10176 OSCAR L TANG PRESIDENT 6467016088 2019-07-14 1 GWENN S WINKHAUS P00020964 6467016084 50.74.49.226 2019-07-14 12:53:24 ED P B0EFC1B5969924D8630B805C131B206630E23684 B0EFC1B5969924D8630B805C131B206630E23684 2018 2019-02-21 02:37:17Z X 87215195 X 25000 46992 46992 440863 440863 2251791 3796692 2251791 2880 2880 2767526 2742526 0 0 0 11374 0 0 57495 7495 0 418510 418359 151 487379 425854 151 3861228 3861228 4348607 425854 3861379 -1581081 2316672 846561 4020341 4020341 31692 17444 27347 17205924 17350132 82834627 5231218 332880 332880 23315395 21720797 87215195 0 0 X 0 0 0 0 23315395 21720797 23315395 21720797 23315395 21720797 23315395 -1581081 1407288 23141602 1420805 21720797 27,400 SHS CROWN CRAFTS, INC. P 2004-12-13 2018-02-07 192488 14248 178240 178240 LOSS ON LIQUIDATION OF MPM BIOVENTURES III PARTNERSHIP INTEREST P 2002-05-15 2018-12-31 74050 -74050 -74050 190.7292 SHS QVT OFFSHORE LTD P 2012-03-01 2018-03-31 271545 94839 176706 176706 21.6886 SHS QVT OFFSHORE LTD P 2015-06-01 2018-03-31 27216 21689 5527 5527 190.7529 SHS QVT OFFSHORE LTD P 2012-03-01 2018-06-30 271924 94839 177085 177085 21.6886 SHS QVT OFFSHORE LTD P 2015-06-01 2018-06-30 27254 21689 5565 5565 190.7529 SHS QVT OFFSHORE LTD P 2012-03-01 2018-09-30 273111 94839 178272 178272 21.6886 SHS QVT OFFSHORE LTD P 2015-06-01 2018-09-30 27373 21689 5684 5684 126.880 SHS REGIMENT CAPITAL LIQUIDATING DISTRIBUTION P 20865 16860 4005 4005 557.8873 SHS WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND P 300000 77200 222800 222800 145.292 SHARES RTW OFFSHOE FUND ONE LTD. P 600000 145384 454616 454616 PASS THRU FROM BUCKINGHAM RAF PARTNERS LP P 268427 -268427 -268427 PASS THRU FROM BUCKINGHAM RAF PARTNERS LP P 198744 198744 198744 PASS THRU FROM COMMONFUND CAPITAL VENTURE PARTNERS VI, L.P. P 567 567 567 PASS THRU FROM COMMONFUND CAPITAL VENTURE PARTNERS VI, L.P. P 120877 120877 120877 PASS THRU FROM EINBEITA PARTNERS LP P 140567 -140567 -140567 PASS THRU FROM EINBEITA PARTNERS LP P 219971 219971 219971 PASS THRU FROM LCP I, L.P. P 100054 100054 100054 PASS THRU FROM LCP I, L.P. P 278376 278376 278376 PASS THRU FROM MICROLAM PARTNERS, L.P. P 20870 -20870 -20870 PASS THRU FROM MICROLAM PARTNERS, L.P. P 43699 43699 43699 PASS THRU FROM MPM BIOVENTURES III QP, LP P 7155 -7155 -7155 PASS THRU FROM MPM BIOVENTURES IV-QP, LP P 558 558 558 PASS THRU FROM MPM BIOVENTURES IV-QP, LP P 12656 -12656 -12656 PASS THRU FROM SAMSARA BIOCAPITAL LP P 25934 25934 25934 PASS THRU FROM SAMSARA BIOCAPITAL LP P 486 -486 -486 PASS THRU FROM SILCHESTER INT'L INVESTORS P 6370 6370 6370 PASS THRU FROM SILCHESTER INT'L INVESTORS P 95791 95791 95791 PASS THRU FROM TAUBENPOST CAPITAL LP P 3175 3175 3175 PASS THRU FROM TAUBENPOST CAPITAL LP P 152710 152710 152710 PASS THRU FROM TUCEK PARTNERS II LP P 58535 -58535 -58535 PASS THRU FROM TUCEK PARTNERS II LP P 480622 480622 480622 PASS THRU FROM AMERICAN SECURITIES PARTNERS VII LP P 36064 36064 36064 LOSS ON DISSOLUTION OF LUMINUS SPECIAL OPPORTUNITIES I PIE, L.P. P 2012-07-06 2018-12-31 358879 -358879 -358879 QVT SLV AND SPECIAL INVESTMEN DISTRIBUTIONS IN EXCESS OF BASIS P 2012-03-31 2018-12-21 21404 21404 21404 2251791 0 3346631 78505233 0.042629 186350 70277012 0.002652 3618842 71834480 0.050378 3507386 74024469 0.047381 2544561 70950623 0.035864 0.178904 0.035781 92726637 3317852 23167 3341019 3861379 X 23167 0 23167 0 23167 34628 30000 0 64628 X 0 41461 41461 0 0 0 0 0 0 0 0 0 0 0 1 1 DE 1 0 0 0 0 1 N/A CATHERINE L WORNOM 6467016082 551 FIFTH AVE 33RD FLOOR NEW YORK NY 10176 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 OSCAR L TANG 551 FIFTH AVE 33FL NEW YORK NY 10176 PRESIDENT 2.00 0 0 0 HSIN-MEI AGNES HSU 551 FIFTH AVE 33FL NEW YORK NY 10176 DIRECTOR/VICE PRESIDENT 1.00 0 0 0 GWENN S WINKHAUS 551 FIFTH AVE 33FL NEW YORK NY 10176 SECRETARY/TREASURER 1.00 0 0 0 CATHERINE L WORNOM 551 FIFTH AVE 33FL NEW YORK NY 10176 ASST. 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AT COST 1108577 3474583 REGIMENT CAPITAL LTD AT COST 84406 103639 REGIMENT CAPITAL SSF V LP AT COST 0 52584 RTW OFFSHORE FUND ONE LTD AT COST 1354616 6418256 SILCHESTER INTN'L INVESTORS VALUE EQUITY TRUST AT COST 858257 1884840 TANG CAPITAL PARTNERS INT'L LTD AT COST 4700000 50038022 TAUBENPOST CAPITAL L.P. AT COST 2000000 3386158 TCW DIRECT LENDING LLC AT COST 654345 907432 WYNNEFIELD SMALL CAP VALUE OFFSHORE AT COST 648105 2353066 SAMSARA BIOCAPITAL LP AT COST 1158735 1069984 BUCKINGHAM RAF PARTNERS LP AT COST 0 1550590 COMMONFUND CAPITAL VENTURE PARTNERS VI, L.P. AT COST 0 612515 MPM BIOVENTURES IV QP LP AT COST 0 106358 NORTHAVEN PARTNERS LP AT COST 0 12960 TCW DIRECT LENDING VII LLC AT COST 541495 564179 AVALON VENTURES VI LP AT COST 0 11882 TOCQUEVILLE SELECT FUND AT COST 0 1496211 FAIRMOUNT HEALTHCARE FEEDER FUND LTD AT COST 500000 499784 TUCEK PARTNERS II, L.P. 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