2019-06-14T11:37:01-05:00 2018-07-31 132688836 ROGOFF & COMPANY PC 355 LEXINGTON AVENUE 6TH FLOOR NEW YORK NY 100176603 990 2017-08-01 954570253 COUNCIL FOR AID TO EDUCATION INC COUN 2126615800 215 LEXINGTON AVENUE FL16 NEW YORK NY 10016 WILL ROBALINO CHIEF FINANCIAL OFFICER 2126615800 2019-06-14 1 PAUL K BRACE P01474547 2125575666 24.136.113.242 2019-06-14 11:31:26 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 B45FD0C9722316D04EBAA735B4666C0F4F0F0809 2017 2019-02-21 02:37:17Z ROGER BENJAMIN 215 LEXINGTON AVENUE FL16 NEW YORK NY 10016 8572094 0 X WWW.CAE.ORG X 2007 DE TO ADVANCE OPPORTUNITIES FOR A QUALITY EDUCATION BY CONDUCTING EDUCATION POLICY RESEARCH, DISSEMINATING INFORMATION BASED ON THIS RESEARCH, AND PROVIDING ASSESSMENTS AND OTHER SERVICES TO HELP PROMOTE TEACHING AND LEARNING IN THE 21ST CENTURY. 8 7 72 0 0 19581 0 0 5165459 6681134 725 1736165 0 0 5166184 8417299 0 0 0 0 3418326 3121403 0 0 0 2425005 3143212 5843331 6264615 -677147 2152684 1683425 2611774 2572446 1469717 -889021 1142057 TO ADVANCE OPPORTUNITIES FOR A QUALITY EDUCATION BY CONDUCTING EDUCATION POLICY RESEARCH, DISSEMINATING INFORMATION BASED ON THIS RESEARCH, AND PROVIDING ASSESSMENTS AND OTHER SERVICES TO HELP PROMOTE TEACHING AND LEARNING IN THE 21ST CENTURY. 0 0 3208338 3685824 CAE CONDUCTS RESEARCH AND CREATES INNOVATIVE ASSESSMENTS WITH FUNDING FROM PRIVATE FOUNDATIONS, INDIVIDUALS, UNIVERSITIES AND CORPORATIONS FOCUSED ON EDUCATION POLICY AND ANALYSIS OF EDUCATION ISSUES. THE RESEARCH SPURS IMPROVEMENT AND VALIDATION OF CAE'S OWN ASSESSMENTS AND ALLOWS FOR SHARING KNOWLEDGE WITH EDUCATIONAL STAKEHOLDERS. 1745144 2482985 USING ITS UNIQUE ASSESSMENTS, CAE HELPS COLLEGES, UNIVERSITIES AND HIGH SCHOOLS TO MEASURE CRITICAL THINKING AND WRITTEN COMMUNICATION SKILLS. IN FY 2018, 258 INSTITUTIONS PARTICIPATED IN THE ASSESSMENTS WHICH PROVIDED TEST DEVELOPMENT, TEST ADMINISTRATION, SCORING AND RESULTS ANALYSIS. 474918 512325 SINCE 1957, CAE HAS CONDUCTED THE ANNUAL VOLUNTARY SUPPORT OF EDUCATION SURVEY (VSE) TO GATHER AND DISSEMINATE DETAILED INFORMATION WHICH BENCHMARKS FUNDRAISING IN THE NATION'S COLLEGES AND UNIVERSITIES. 5428400 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 69 0 1 72 1 1 1 0 0 0 0 0 0 0 0 0 X 8 7 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 NY NJ X COUNCIL FOR AID TO EDUCATION INC 2126615800 215 LEXINGTON AVENUE FL16 NEW YORK NY 10016 ROGER BENJAMIN PRESIDENT 40.00 X X 270755 0 13743 RICHARD ATKINSON TRUSTEE 0.50 X 0 0 0 LYDIA DOBYNS TRUSTEE 0.50 X 0 0 0 RICHARD FOSTER TRUSTEE 0.50 X 0 0 0 RONALD GIDWITZ TRUSTEE 0.50 X 0 0 0 KATHARINE LYALL TRUSTEE 0.50 X 0 0 0 EDUARDO MARTI TRUSTEE 0.50 X 0 0 0 RONALD MASON TRUSTEE 0.50 X 0 0 0 CHARLES REED TRUSTEE 0.50 X 0 0 0 MICHAEL D RICH TRUSTEE 0.50 X 0 0 0 FARRIS W WOMACK TRUSTEE 0.50 X 0 0 0 HARVEY P WEINGARTEN TRUSTEE 0.50 X 0 0 0 PIERCE B DUNN TRUSTEE 0.50 X 0 0 0 JAMES HUNDLEY EXECUTIVE VICE PRESIDENT, SECRETARY 40.00 X 255890 0 39822 KATHLEEN HALLAHAN VICE PRESIDENT, CONTROLLER 40.00 X 184090 0 33208 ANN KAPLAN VICE PRESIDENT, DIRECTOR OF PHILANTHROPY 40.00 X 158937 0 40593 DORIS ZAHNER VICE PRESIDENT OF ASSESSMENTS 40.00 X 157442 0 43434 STACEY SPARKS EDITORIAL DIRECTOR 40.00 X 133619 0 33736 THOMAS J PUPPA VICE PRESIDENT, GENERAL COUNSEL 40.00 X 242637 0 29776 MICHELE OBERLY DIRECTOR OF TEST DEVELOPMENT & HUMAN RESOURCES 40.00 X 111369 0 20240 1514739 0 254552 8 0 1 0 PRIESTLEY PUBLISHING LLC 500 CAREY FARM ROAD STOWE VT 05672 ASSESSMENT DESIGN & DEVELOPMENT 195103 1 FEES & CONTRACTS 611710 3685824 3685824 TESTING FEES 611710 2482985 2482985 PUBLICATIONS & SUBSCRIPTIONS 611710 512325 512325 6681134 877 877 1890083 154795 1735288 1735288 1735288 8417299 6681134 0 1736165 X 513959 295551 218408 2052819 1960147 92672 60813 59419 1394 350323 297136 53187 143489 98112 45377 2168 533 1635 27795 10352 17443 1456996 1446692 10304 204655 114357 90298 372910 135483 237427 88905 78772 10133 36320 32680 3640 13964 5074 8890 181167 160488 20679 36945 13392 23553 TESTING OPERATION EXPEN 653152 653152 PRINTING AND PUBLICATIO 36964 35789 1175 MARKETING EXPENSES 31271 31271 6264615 5428400 836215 0 346426 1307249 169319 332383 531954 710076 269461 74365 852162 666096 364466 186066 164 1635 1635 1683425 2611774 499915 393196 1667331 828596 405200 247925 2572446 1469717 X -889021 1142057 -889021 1142057 1683425 2611774 X 2152684 -121606 X X 0 1 X 1 0 X 15000 15000 6678626 6343589 6763350 5166186 6681134 31632885 6693626 6343589 6763350 5166186 6681134 31647885 0 3165308 2006631 3353532 2178674 3492211 14196356 3165308 2006631 3353532 2178674 3492211 14196356 17451529 1122 1117 790 725 877 4631 1122 1117 790 725 877 4631 1760 1760 6696508 6344706 6764140 5166911 6682011 31654276 0.55130 0.55180 0.00010 0.00020 X 45414 24978 20436 349459 337938 11521 457289 303180 154109 186066 OFFICE LEASE 247925 247925 X 6806811 124800 124800 6682011 1735288 1735288 8417299 6511021 246406 246406 6264615 0 6264615 PART X, LINE 2: MANAGEMENT RECOGNIZES THE EFFECTS OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. MANAGEMENT EVALUATED ITS TAX POSITIONS AND DETERMINED THAT IT HAS NO UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: SUBSIDIARY REVENUE 124,800. PART XI, LINE 4B - OTHER ADJUSTMENTS: TRANSFER OF VSE AND DATA MINER OPRATIONS 1,735,288. PART XII, LINE 2D - OTHER ADJUSTMENTS: SUBSIDIARY EXPENSE 246,406. PART XI, LINE 4B: EFFECTIVE JUNE 6, 2018 THE VSE SURVEY AND THE VSE DATA MINER, INCLUDING THE ONLINE DATA COLLECTION WEBSITE AND DATA MINING PLATFORM WERE TRANSFERRED TO THE COUNCIL FOR ADVANCEMENT AND SUPPORT OF EDUCATION ("CASE") FOR $1,600,000 AND OTHER CONSIDERATION. CASE IS A TAX-EXEMPT, NOT-FOR-PROFIT MEMBERSHIP ASSOCIATION SERVING EDUCATIONAL INSTITUTIONS AND THE ADVANCEMENT PROFESSIONALS WHO WORK ON THEIR BEHALF IN ALUMNI RELATIONS, COMMUNICATIONS, DEVELOPMENT, MARKETING AND ALLIED AREAS. IT IS ONE OF THE WORLD'S LARGEST NOT-FOR-PROFIT EDUCATIONAL ASSOCIATIONS IN TERMS OF INSTITUTIONAL MEMBERSHIP. X X X 0 0 0 1 0 0 0 0 0 ROGER BENJAMIN PRESIDENT 258533 0 12222 0 0 0 6250 0 7493 0 284498 0 0 0 JAMES HUNDLEY EXECUTIVE VICE PRESIDENT, SECRETARY 244122 0 11768 0 0 0 19000 0 20822 0 295712 0 0 0 KATHLEEN HALLAHAN VICE PRESIDENT, CONTROLLER 173577 0 10513 0 0 0 8250 0 24958 0 217298 0 0 0 ANN KAPLAN VICE PRESIDENT, DIRECTOR OF PHILANTH 147126 0 11811 0 0 0 23998 0 16595 0 199530 0 0 0 DORIS ZAHNER VICE PRESIDENT OF ASSESSMENTS 148681 0 8761 0 0 0 18000 0 25434 0 200876 0 0 0 STACEY SPARKS EDITORIAL DIRECTOR 126359 0 7260 0 0 0 7450 0 26286 0 167355 0 0 0 THOMAS J PUPPA VICE PRESIDENT, GENERAL COUNSEL 228971 0 13666 0 0 0 0 0 29776 0 272413 0 0 0 PART I, LINE 5 EMPLOYEES RECEIVE AN INCENTIVE PAYMENT IF CERTAIN REVENUE GOALS ARE ACHIEVED. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS PREPARED BY THE INDEPENDENT AUDITORS AND ASSISTED BY THE ORGANIZATION'S STAFF. THE 990 IS REVIEWED BY THE AUDIT COMMITTEE BEFORE IT IS SUBMITTED. A COPY OF THE REPORT IS ALSO PROVIDED TO ALL MEMBERS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C ALL CANDIDATES FOR MEMBERSHIP ON THE BOARD, OFFICERS, AND STAFF MEMBERS ARE ADVISED IN WRITING OF THE CONFLICT OF INTEREST POLICY PRIOR TO ASSUMING THEIR RESPONSIBILITES. THEY MUST REVEAL POTENTIAL CONFLICTS AND REQUEST THE BOARD TO MAKE A DETERMINATION. NO DIRECTOR MAY VOTE ON ANY MATTER UNDER CONSIDERATION AT A BOARD OR BOARD COMMITTEE MEETING IN WHICH SUCH DIRECTOR HAS AN ACTUAL CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF THE OFFICERS IS SET BY THE BOARD COMPENSATION COMMITTEE, WHICH ALSO APPROVES COMPENSATION POLICIES FOR ALL EMPLOYEES INCLUDING INCENTIVE PLANS. COMPENSATION IS BASED ON ANALYSIS OF COMPARABLE COMPENSATION USING PUBLICLY AVAILABLE DATA SUCH AS FORM 990'S. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G SUBCONTRACTS: PROGRAM SERVICE EXPENSES 1,446,692. MANAGEMENT AND GENERAL EXPENSES 10,304. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,456,996. FORM 990, PART XI, LINE 9: EQUITY IN LOSS OF SUBSIDIARY -121,606. FORM 990, PART XII, LINE 2C: NO CHANGE FROM PRIOR YEAR. ASSESSMENT INTERNATIONAL LLC 215 LEXINGTON AVENUE FL 16 NEW YORK NY 10016 471464339 EDUCATIONAL ASSESSMENT DE COUNCIL FOR AID TO EDUCATION INC C -121606 209 1.00000 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 ASSESSMENT INTERNATIONAL LLC A 16246 SHARED SPACE ASSESSMENT INTERNATIONAL LLC O 122720 DUTIES PERFORMED