2019-05-15T15:50:46-05:00 2018-06-30 Grant Thornton LLP 201 S COLLEGE ST STE 2500 CHARLOTTE NC 28244 990 2017-07-01 593238636 H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE FOUNDATION INC % YVETTE M LYONS TREMONTI HLEE 8137454673 12902 MAGNOLIA DRIVE TAMPA FL 33612 YVETTE M LYONS TREMONTI EVP/CFO 8137454673 2019-05-15 true MICHELE N MELCHIOR P00488037 7046323500 2019-05-15 65.229.28.136 56917520191355000004 2019-05-15 P 19688482225DD9C09A64A40021CF3C6AC0670CA5 1C5A9EB9EF0B165CC9AED9FEA7E96EB5B16439E1 2017 2019-02-21 02:37:17Z ALAN F LIST 12902 MAGNOLIA DRIVE TAMPA FL 33612 102063694 false X WWW.MOFFITT.ORG/GIVE-BACK X 1994 FL TO RAISE, MAINTAIN AND HOLD FUNDS FOR THE BENEFIT OF H. LEE MOFFITT CC&RI, INC. AND ITS SUBS. 30 28 32 59 0 0 19633835 25960962 0 0 962454 -930735 -112539 -207812 20483750 24822415 20675384 13904140 0 0 3382541 3272144 865847 889219 3482408 1971920 2298945 26895692 20364448 -6411942 4457967 129289593 146656299 9497941 4605941 119791652 142050358 X THE PRIMARY EXEMPT PURPOSE OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. IS TO RAISE, MAINTAIN AND HOLD FUNDS WHICH ARE PRIMARILY USED FOR THE BENEFIT OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. AND ITS SUBSIDIARIES IN ACCORDANCE WITH RESTRICTIONS, IF ANY, IMPOSED BY DONORS. false false 14235704 13904140 H.LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE FOUNDATION, INC. ("MOFFITT FOUNDATION") WAS FOUNDED IN 1994 WITH THE SOLE PURPOSE OF SUPPORTING RESEARCH, PATIENT CARE AND EDUCATION AT H. LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE, INC. (MOFFITT INSTITUTE). IT IS A TAX-EXEMPT CHARITABLE ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, AND IS AUTHORIZED TO ACCEPT CHARITABLE GIFTS ON BEHALF OF MOFFITT INSTITUTE. ALL CONTRIBUTIONS ARE TAX DEDUCTIBLE WITHIN THE LIMITS SET BY LAW. PHILANTHROPY IS CRITICAL TO THE MOFFITT MISSION - TO CONTRIBUTE TO THE PREVENTION AND CURE OF CANCER - AND PHILANTHROPIC DONATIONS ARE DISSEMINATED ACROSS A WIDE SPECTRUM OF MOFFITT PROGRAMS AND SERVICES. MOFFITT FOUNDATION SOLICITS AND WELCOMES FINANCIAL GIFTS FROM DONORS WHO WISH TO SUPPORT THE WORK OF THE CANCER CENTER. CHARITABLE GIFTS PROVIDE AN IMPORTANT SOURCE OF FUNDING FOR MOFFITT'S EFFORTS IN TREATING AND CURING CANCER. DONORS MAY RESTRICT THEIR GIFTS FOR USE IN A SPECIFIC AREA OF CANCER RESEARCH, PATIENT CARE OR COMMUNITY EDUCATION. GIFTS ALSO MAY BE DIRECTED FOR USE IN AN AREA OF GREATEST NEED. THE MONEY RAISED BY THE FOUNDATION IS DISTRIBUTED FOR SUCH THINGS AS THE PURCHASE OF ADVANCED TECHNOLOGICAL EQUIPMENT, SUPPORT FOR RESEARCH LABORATORIES AND SUPPLIES, CANCER EDUCATION AND OUTREACH, LODGING, BIOMEDICAL LIBRARY, HEALTH DISPARITIES, SURVIVORSHIP AND INTEGRATIVE MEDICINE PROGRAMS. IN FY18, MOFFITT FOUNDATION'S TWO LARGEST FUNDRAISING EVENTS ARE AS FOLLOWS: THE MAGNOLIA BALL - ON SATURDAY, APRIL 14, 2018, MOFFITT CELEBRATED THE 25TH ANNIVERSARY OF THE MAGNOLIA BALL AT THE MARRIOTT WATERSIDE HOTEL & MARINA IN TAMPA, FLORIDA. IN JUST ONE EVENING, THIS SIGNATURE EVENT HOSTED MORE THAN 600 GUESTS AND RAISED $2.7 MILLION TO BENEFIT CANCER RESEARCH, EDUCATION AND PATIENT CARE. ATTENDEES ENJOYED THE EVENING'S EVENTS WHICH INCLUDED A MYSTERY WINE TABLE, LIVE AUCTION, REMARKS FROM MOFFITT LEADERSHIP, A MOVING PATIENT TESTIMONIAL AND AN EXTRAORDINARY CHALLENGE GIFT. MOFFITT CHAMPIONS, LES AND PAM MUMA, CHAIRED THIS YEAR'S BALL, WHILE THE BEACH BOYS ROCKED THE CROWD WITH A PRIVATE CONCERT. MOFFITT CANCER CENTER LUNCHEON - THE 2017 MOFFITT CANCER CENTER LUNCHEON WAS HELD AT THE NEWEST VENUE IN SARASOTA, FLORIDA - MICHAEL'S ON THE BAY AT MARIE SELBY GARDENS, ON WEDNESDAY, NOVEMBER 1. THE SOLD OUT EVENT RAISED MORE THAN $146,000 FOR MOFFITT AND WAS CHAIRED BY SARASOTA RESIDENTS ALISA PETTINGELL AND SUSAN JONES. GUESTS HEARD FROM KEYNOTE SPEAKERS DR. KEN TSAI AND DR. AMBER ORMAN AND LEFT WITH PLENTY OF TAKE AWAY TIPS AND TRICKS FOR A HEALTHY LIFESTYLE INCLUDING DIET RECOMMENDATIONS AND PRACTICAL REMINDERS TO HELP PROTECT THIS COASTAL COMMUNITY FROM THE HARSH RAYS OF THE SUN. 14235704 true true false false false false false false false true true false false false true true false true false false false false false true true false false true false true false false false false false false true false true false false false false true false false false true 21 0 true 32 true false false false false false true true false false false false X 30 28 true false true false true true true true true false false true true true true true true true true false CA FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC OR PA RI SC TN UT WV WI X X YVETTE M LYONS TREMONTI 8137457862 12902 MAGNOLIA DRIVE TAMPA FL 33612 X EDWARD C DROSTE DIRECTOR & CHAIRMAN 1.0 1.0 X X 0 0 0 PETER T KIRKWOOD ESQ DIRECTOR & VICE CHAIRMAN 1.0 0.0 X X 0 0 0 BENJAMIN H HILL III ESQ DIRECTOR & PAST CHAIR 1.0 1.0 X X 0 0 0 JOSEPH CABALLERO DIRECTOR & SEC/TREAS 1.0 1.0 X X 0 0 0 WILLIAM BRAND DIRECTOR, PRES 3/25/18 56.0 0.0 X X 0 0 0 KIERSTEN L ALLEN DIRECTOR 1.0 0.0 X 0 0 0 PAUL ANDERSON DIRECTOR 1.0 0.0 X 0 0 0 CARMEN BARKETT DIRECTOR 1.0 0.0 X 0 0 0 CHRIS BOSS DIRECTOR 1.0 0.0 X 0 0 0 HON MONTEREY CAMPBELL DIRECTOR 1.0 0.0 X 0 0 0 RONALD J CAMPBELL DIRECTOR 1.0 0.0 X 0 0 0 PETER CAMPO DIRECTOR 1.0 0.0 X 0 0 0 EILEEN SENA CURD DIRECTOR 1.0 0.0 X 0 0 0 ROBERT DUTKOWSKY DIRECTOR 1.0 0.0 X 0 0 0 S KATHERNINE FRAZIER ESQ DIRECTOR 1.0 0.0 X 0 0 0 RICHARD GONZMART DIRECTOR 1.0 0.0 X 0 0 0 SHAY GRIESE DIRECTOR 1.0 0.0 X 0 0 0 CYNTHIA GRUDEN DIRECTOR 1.0 0.0 X 0 0 0 SEAN HYER DIRECTOR 1.0 0.0 X 0 0 0 FREDERICK LYNCH DIRECTOR 1.0 0.0 X 0 0 0 HON H LEE MOFFITT ESQ DIRECTOR 1.0 3.0 X 0 0 0 JIM U MORRISON DIRECTOR 1.0 0.0 X 0 0 0 JIM OVERTON DIRECTOR 1.0 0.0 X 0 0 0 BARBARA RYALS DIRECTOR 1.0 0.0 X 0 0 0 LANSING SCRIVEN DIRECTOR 1.0 0.0 X 0 0 0 PATRICK SOBERS DIRECTOR 1.0 0.0 X 0 0 0 JACK SPANGLER DIRECTOR 1.0 0.0 X 0 0 0 KIM SWEERS DIRECTOR 1.0 0.0 X 0 0 0 DONALD W WALLACE DIRECTOR 1.0 0.0 X 0 0 0 JULIE WOOLEY DIRECTOR 1.0 0.0 X 0 0 0 MATTHEW G KUPEC EVP FND PRES TO 3/24/18 55.0 0.0 X 546338 0 14612 LOUIS D DE LA PARTE EVP/GEN COUNSEL & ASST SEC 5.0 52.0 X 0 645877 224020 JOHN A KOLOSKY EVP COO 8.0 49.0 X 0 909515 612343 YVETTE M LYONS TREMONTI EVP - CFO & ASST TREASURER 5.0 52.0 X 0 745032 209133 ELIZABETH S DUNN VP FOUNDATION 55.0 0.0 X 94120 0 660 CAROLEE EASON OPS/FINANCIAL SVCS DIR 40.0 0.0 X 118927 0 50137 CINDY MCGIRK DIR DEVELOPMENT 40.0 0.0 X 142360 0 123042 KATHLEEN WERNER SPEC EVENTS/MARKETING DIR 40.0 0.0 X 121745 0 35321 WILLIAM S DALTON MD FRM PRES/CNTR DIR 0.0 55.0 X 0 657336 137814 ALAN F LIST FRM PRES TO 12/18/16 0.0 57.0 X 0 1453278 334441 SUSAN L STERN FRM VP FND TO 6/30/17 0.0 0.0 X 404667 0 144285 1428157 4411038 1885808 5 true true false TRUESENSE MARKETING 155 COMMERCE DRIVE FREEDOM PA 15042 FUNDRAISING SERVICES 1073564 WHIG PARTY PRESENTS LLC 805 E CURTIS ST TAMPA FL 33603 ENTERTAINMENT SVCS. 211976 ONSTAGE TALENT GROUP 860 VIA DE LA PAZ F-LOFT PACIFIC PALISADES CA 90272 ENTERTAINMENT SVCS. 201682 3 2107830 23853132 396599 25960962 0 2721067 2721067 0 0 0 0 0 73140211 76792013 -3651802 -3651802 -3651802 241454 2107830 449266 -207812 -207812 0 0 0 0 0 0 0 24822415 -1138547 X 13904140 13904140 0 0 0 756422 75642 280808 399972 294516 294516 1746477 116943 802892 826642 99452 6724 49903 42825 187118 6605 138443 42070 188159 13043 92044 83072 0 18549 17753 796 1494 1494 0 889219 889219 447289 447289 273236 86588 186648 46885 46695 190 228245 149547 78698 122338 122338 0 129369 129369 64614 7735 56879 0 0 0 0 212487 212487 4251 4251 ALLOCATION OF INTERCO EXP 0 50098 -270041 219943 OTHER FUNDRAISING 541317 541317 BAD DEBT EXPENSE 65750 65750 EDUCATIONAL EVENTS 62509 62509 80612 32225 48387 20364448 14235704 2646336 3482408 5143163 7373556 0 0 10378382 16037741 0 0 0 0 0 0 0 0 0 0 10153 90977 372540 372540 0 0 112660081 121877164 0 0 0 0 0 0 1097814 1276861 129289593 146656299 1141829 550927 0 0 0 0 0 0 0 0 0 0 0 0 0 0 8356112 4055014 9497941 4605941 X 43703970 53137477 62544302 72411442 13543380 16501439 119791652 142050358 129289593 146656299 X 4457967 10443370 7357369 X false true X true false X 20711907 14192634 11856576 19633835 25960962 92355914 0 0 20711907 14192634 11856576 19633835 25960962 92355914 10679646 81676268 2597991 3144677 2698431 2006521 2721067 13168687 0 1576 402 1978 105526579 3002953 0.77399 0.73850 X SCHEDULE A, PART II, LINE 10, EXPLANATION FOR OTHER INCOME: UNCLAIMED PROPERTY 2013 AMOUNT: $ 1,576. CLASS ACTION LAWSUIT 2014 AMOUNT: $ 402. 19429259 2958059 1769780 561476 23595622 18525421 70743 1809416 976321 19429259 19358437 54623 178725 1066364 18525421 19785910 20743 472358 920574 19358437 17532070 60843 2390704 197707 19785910 0.30070 0.69930 true false 0 214324 214324 0 0 158216 158216 0 0 0 DUE TO RELATED ORGANIZATION 3058804 CHARITABLE GIFT ANNUITIES 996086 OTHER CURRENT LIABILITIES 124 4055014 X PART V, LINE 4: MOFFITT FOUNDATION ENDOWMENT FUNDS PROVIDE FOR CURRENT AND FUTURE FUNDING NEEDS RELATED TO THE OPERATIONS OF MOFFITT INSTITUTE. PART X, LINE 2: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. DID NOT HAVE ANY UNCERTAIN POSITIONS IN ITS AUDITED FINANCIAL STATEMENTS. THE ASC-740 FOOTNOTE READS AS FOLLOWS: THE CANCER CENTER RECOGNIZES A TAX POSITION AFTER DETERMINING THAT A RELEVANT TAX AUTHORITY WOULD MORE LIKELY THAN NOT (GREATER THAN 50% LIKELIHOOD) SUSTAIN THE POSITION FOLLOWING AN AUDIT AND RECORDS THESE BENEFITS AT THE AMOUNT MOST LIKELY TO BE REALIZED, ASSUMING A REVIEW BY TAX AUTHORITIES HAVING ALL RELEVANT INFORMATION AND APPLYING CURRENT CONVENTIONS. X X X X X true TRUESENSE MARKETING 155 COMMERCE DRIVE FREEDOM PA 15042 MAIL SOLICIT. false 2020330 744453 1275877 THE STELTER COMPANY PO BOX 5228 DES MOINES IA 50305 MULTICHNL SOLICIT. false 79316 39766 39550 DELTA 12 LLC DBA MAGUIRE STRATEGIE 606 14TH AVE NE ST PETERSBURG FL 33701 STRATEGY false 0 105000 -105000 2099646 889219 1210427 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY THE MAGNOLIA BA 2202620 1968558 234062 12376 85631 118164 185658 23407 SARASOTA LUNCHE 146664 139272 7392 375 16254 7401 0 2349284 2107830 241454 12376 86006 134418 185658 30808 449266 -207812 SCHEDULE G, PART I, LINE 2B, LIST OF TEN HIGHEST PAID FUNDRAISERS: (I) NAME OF FUNDRAISER: TRUESENSE MARKETING (I) ADDRESS OF FUNDRAISER: 155 COMMERCE DRIVE, FREEDOM, PA 15042 (I) NAME OF FUNDRAISER: THE STELTER COMPANY (I) ADDRESS OF FUNDRAISER: P.O. BOX 5228, DES MOINES, IA 50305 (I) NAME OF FUNDRAISER: DELTA 12, LLC, DBA MAGUIRE STRATEGIES (I) ADDRESS OF FUNDRAISER: 606 14TH AVE NE, ST PETERSBURG, FL 33701 PART I, LINE 2B, COLUMN (V): H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. HAS WRITTEN AGREEMENTS WITH OUR PROFESSIONAL FUNDRAISERS. THESE AGREEMENTS DISTINGUISH BETWEEN FEES FOR PROFESSIONAL FUNDRAISING SERVICES AND PAYMENTS OF FUNDRAISING EXPENSES. PAYMENTS OF FUNDRAISING EXPENSES TO TRUESENSE MARKETING AND THE STELTER COMPANY, WERE $165,728, AND $4,186, RESPECTIVELY. PART I, LINE 2B, COLUMN (IV): MAGUIRE STRATEGIES IS HELPING H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. WITH PROSPECT DISCOVERY FOR THE MAJOR GIVING PROGRAM. SINCE THIS RELATES TO FUNDRAISING STRATEGY FOR FUTURE MAJOR GIFTS, THERE ARE NO GROSS RECEIPTS LISTED. true H LEE MOFFITT CC&RI HOSPITAL INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238634 501(c)(3) 1399172 439052 FMV EQUIPMENT PHILANTHROPIC DISTRIBUTIONS H LEE MOFFITT CC&RI INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 501(c)(3) 9821500 2086839 FMV EQUIPMENT PHILANTHROPIC DISTRIBUTIONS H LEE MOFFITT CC&RI LIFETIME CSC Inc 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238640 501(c)(3) 155427 PHILANTHROPIC DISTRIBUTIONS 3 0 Part I, Line 2: PHILANTHROPIC DISTRIBUTIONS ARE ONLY GIVEN TO RELATED 501(C)(3) ORGANIZATIONS. THE DISTRIBUTIONS FOLLOW A WRITTEN POLICY AND MUST BE IN COMPLIANCE WITH DONOR INTENT AS WELL AS THE MISSION OF THE CANCER CENTER. X false true X X X X true true false false false true true false false MATTHEW G KUPEC EVP FND PRES TO 3/24/18 385358 0 139510 0 21470 0 1551 0 74590 0 622479 0 0 0 LOUIS D DE LA PARTE EVP/GEN COUNSEL & ASST SEC 0 442970 0 170875 0 32032 0 199553 0 24467 0 869897 0 0 JOHN A KOLOSKY EVP COO 0 609388 0 240301 0 59826 0 583361 0 28982 0 1521858 0 0 YVETTE M LYONS TREMONTI EVP - CFO & ASST TREASURER 0 511143 0 197679 0 36210 0 192008 0 23917 0 960957 0 0 CAROLEE EASON OPS/FINANCIAL SVCS DIR 101692 0 16952 0 283 0 24222 0 25915 0 169064 0 0 0 CINDY MCGIRK DIR DEVELOPMENT 122371 0 18973 0 1016 0 109804 0 13238 0 265402 0 0 0 KATHLEEN WERNER SPEC EVENTS/MARKETING DIR 98207 0 18512 0 5026 0 26315 0 9006 0 157066 0 0 0 WILLIAM S DALTON MD FRM PRES/CNTR DIR 0 640638 0 0 0 16698 0 108172 0 29642 0 795150 0 0 ALAN F LIST FRM PRES TO 12/18/16 0 852182 0 441350 0 159746 0 295667 0 38774 0 1787719 0 0 SUSAN L STERN FRM VP FND TO 6/30/17 125206 0 0 0 279461 0 132119 0 12166 0 548952 0 1230 Part I, Line 1a: DURING TAX YEAR 2017 ONE OFFICER RECEIVED COMPENSATION TO COVER CLUB DUES AND MEMBERSHIP FEES. Part I, Line 1b: PAYMENTS MADE FOR SOCIAL CLUB DUES ARE APPROVED BY THE JOINT EXECUTIVE COMPENSATION AND BENEFITS COMMITTEE (JEC&BC). PAYMENTS ARE A FIXED AMOUNT BASED ON JOB CLASSIFICATION AND IS DOCUMENTED IN MINUTES OF THE COMMITTEE AND REPORTED BACK TO THE BOARD. Part I, Line 3: Schedule J, Part I, Line 3: FOR TAX YEAR 2017 MATTHEW KUPEC, FOUNDATION PRESIDENT IS PAID BY THE FOUNDATION ORGANIZATION. THE COMPENSATION IS ESTABLISHED BY RELYING ON AN INDEPENDENT COMPENSATION CONSULTANT, COMPENSATION SURVEYS OR STUDIES, AN EXECUTIVE COMPENSATION COMMITTEE, AND THE APPROVAL BY THE BOARD. Part I, Lines 4a-b: SUSAN L. STERN, OFFICER, RECEIVED SEVERANCE PAYMENTS FROM THE FOUNDATION IN THE AMOUNT OF $239,262. TO BE ELIGIBLE TO PARTICIPATE IN THE 457(F) NON-QUALIFIED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP), PARTICIPANTS MUST ELECT TO CONTRIBUTE AT LEAST 10% ACROSS THE 403(B) AND 457(B) PLANS, AND ARE VESTED AFTER 10 YEARS OF SERVICE. LUMP SUM DISTRIBUTIONS FROM THE ACCOUNT ARE MADE UPON NORMAL RETIREMENT OR TERMINATION. BELOW ARE INDIVIDUALS LISTED ON FOUNDATION'S 2017 FORM 990 PART VII, SECTION A, THAT PARTICIPATED IN THE 457(F) SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AND THEIR RESPECTIVE AMOUNTS OF COMPENSATION CONSTRUCTIVELY RECEIVED IN TAX YEAR 2017 FROM THE PLAN: LOUIS D. DE LA PARTE - $27,837 JOHN A. KOLOSKY - $52,591 ALAN F. LIST - $86,947 SUSAN STERN - $2,797 YVETTE M LYONS TREMONTI - $33,689 Part I, Line 6: IN GENERAL, INCENTIVE COMPENSATION IS BASED ON MOFFITT'S ACHIEVEMENT AGAINST SPECIFIC ORGANIZATIONAL GOALS RELATED TO NET OPERATING INCOME AND ON DIVISION OR INDIVIDUAL GOALS. NET OPERATING INCOME MUST MEET OR EXCEED A CERTAIN THRESHOLD IN ORDER TO TRIGGER A PAYOUT FOR THE ORGANIZATIONAL GOAL COMPONENTS. BARBARA RYALS SEE PART V 41938 SEE PART V false FORM 990, SCHEDULE L, PART IV INTERESTED PERSON: BARBARA RYALS RELATIONSHIP: BARBARA RYALS IS A DIRECTOR OF FOUNDATION, THE ORGANIZATION IN WHICH HER DAUGHTER, COURTNEY RYALS IS EMPLOYED. AMOUNT: $41,938 X 13 325899 SELLING PRICE X AUCTION ITEMS 38 70700 AUCTION PRICE 0 false true false SCHEDULE M, PART I, COLUMN (B): THE NUMBERS REPORTED ON LINES 9 AND 25 REPRESENT THE NUMBER OF CONTRIBUTORS, NOT THE NUMBER OF ITEMS CONTRIBUTED. FORM 990, PART VI, SECTION A, LINE 1: THE FOUNDATION BOARD, BY RESOLUTION SHALL DESIGNATE AN EXECUTIVE COMMITTEE ON THE RECOMMENDATION OF THE CHAIR WHICH SHALL CONSIST OF NO FEWER THAN 5 MEMBERS, A MAJORITY OF WHOM SHALL BE DIRECTORS. THE CHAIR OF THE BOARD SHALL SERVE AS CHAIR AND THE VICE CHAIR OF THE BOARD SHALL SERVE AS VICE CHAIR OF THE EXECUTIVE COMMITTEE. THE POWERS AND DUTIES OF THE EXECUTIVE COMMITTEE ARE AS FOLLOWS: A) A MAJORITY OF THE MEMBERS OF THE COMMITTEE MAY DETERMINE ITS ACTION AND FIX THE TIME AND PLACE OF ITS MEETINGS. B) THE COMMITTEE SHALL REVEIW THE BOARD'S ANNUAL PERFORMANCE EVALUATION. C) THE COMMITTEE SHALL HAVE AND MAY EXERCISE ALL POWERS OF THE BOARD EXCEPT THE POWER TO FILL VACACIES ON THE BOARD OR ANY COMMITTEE THEREOF; AMEND EITHER THE ARTICLES OF INCORPORATION OR THE BYLAWS OF THE CORPORATION; ADOPT A PLAN OF MERGER, CONSOLIDATION, RECAPITALIZATION, OR OTHER FORM OF REORGANIZATION; SELL, LEASE, EXCHANGE, OR OTHERWISE DISPOSE OF ALL OR SUBSTANTIALLY ALL OF THE PROPERTY AND ASSETS OF THE CORPORATION; ADOPT A PLAN OF VOLUNTARY DISSOLUTION OF THE CORPORATION; OR EXERCISE ANY OTHER POWERS SPECIFICALLY RESERVED FOR THE BOARD AS A WHOLE. D) THE COMMITTEE SHALL DEVELOP AND MAINTAIN A VIABLE SHORT-RANGE AND LONG-RANGE PLAN FOR FULFILLMENT OF THE CORPORATION'S PURPOSE. E) THE COMMITTEE SHALL REVIEW AND EVALUATE THE CORPORATION'S PERFORMANCE ON MEETING ITS SHORT-RANGE AND LONG-RANGE PLANS. F) WHEN APPROPRIATE, THE COMMITTEE SHALL MEET TO PREPARE AND RECOMMEND TO THE JOINT NOMINATING COMMITTEE A SLATE OF NOMINEES FOR THE ELECTION OR RE-ELECTION OF OFFICERS OF THE CORPORATION. G) WHEN A VACANCY IN THE BOARD OCCURS, THE COMMITTEE SHALL MEET TO PREPARE AND RECOMMEND TO THE JOINT NOMINATING COMMITTEE A SLATE OF NOMINEES FOR APPOINTMENT OR REAPPOINTMENT TO THE BOARD. THE COMMITTEE SHALL CAUSE A REPORT OF ITS ACTIONS TO BE MADE TO THE BOARD AT THE BOARD'S NEXT REGULARLY SCHEDULED MEETING, WHICH SHALL BE DULY NOTED IN THE MINUTES OF THE PROCEEDINGS OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 2: THE FOLLOWING DIRECTORS AND OFFICERS, THAT JOINTLY SERVE ON THE FOUNDATION AND A FOR-PROFIT RELATED ENTITY, QUALIFY AS HAVING A BUSINESS RELATIONSHIP. FOUNDATION & M2GEN, CORP.: THE HONORABLE H. LEE MOFFITT - FOUNDATION OFFICER; M2GEN OFFICER LOUIS D. DE LA PARTE - FOUNDATION OFFICER; M2GEN OFFICER JOHN A. KOLOSKY - FOUNDATION OFFICER; M2GEN DIRECTOR YVETTE M. LYONS TREMONTI - FOUNDATION OFFICER; M2GEN OFFICER FOUNDATION & MOFFITT TECHNOLOGIES CORPORATION (MTC): JOHN A. KOLOSKY - FOUNDATION OFFICER; MTC OFFICER LOUIS D. DE LA PARTE - FOUNDATION OFFICER; MTC OFFICER YVETTE M. LYONS TREMONTI - FOUNDATION OFFICER; MTC OFFICER FORM 990, PART VI, SECTION A, LINE 4: THE BOARD'S LIMIT TO APPROVE OR DISAPPROVE CAPITAL EXPENDITURES PER EXPENDITURE WAS INCREASED FROM $500,000 TO $1,000,000. FORM 990, PART VI, SECTION A, LINE 6: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. IS THE SOLE MEMBER OF THE FOUNDATION. FORM 990, PART VI, SECTION A, LINE 7A: AS THE SOLE MEMBER OF THE FOUNDATION, H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. SHALL HAVE THE POWER TO APPROVE, DISAPPROVE OR REMOVE ANY MEMBER OF THE BOARD OF DIRECTORS OR OFFICER OF THE FOUNDATION. FORM 990, PART VI, SECTION A, LINE 7B: THE SOLE MEMBER OF THE CORPORATION SHALL HAVE THE FOLLOWING POWERS: A. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION, CHANGE, AMENDMENT OR REPEAL OF THE ARTICLES OF INCORPORATION OF THE CORPORATION; B. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION, CHANGE, AMENDMENT OR REPEAL OF THE BYLAWS OF THE CORPORATION; C. APPROVE, DISAPPROVE OR RECOMMEND THE SELECTION OF A QUALIFIED AUDIT FIRM AND THE ANNUAL OPERATING AND CAPITAL BUDGETS OF THE CORPORATION; D. EITHER APPROVE OR DISAPPROVE THE TRANSFER, SALE, LEASE OR DISPOSITION OF ANY ASSET OF THE CORPORATION IN EXCESS OF TWO HUNDRED THOUSAND DOLLARS ($200,000.00); E. APPROVE OR DISAPPROVE THE CONFERRING OF ANY LIEN OR SECURITY INTEREST IN ASSETS OF THE CORPORATION IN EXCESS OF ONE MILLION DOLLARS ($1,000,000.00), WHETHER SAME SHALL BE IN CONNECTION WITH EITHER PUBLIC OR PRIVATE FINANCING, OR OTHERWISE; F. APPROVE OR DISAPPROVE ALL DONATIONS OR CHARITABLE CONTRIBUTIONS BY THE CORPORATION IN EXCESS OF TWENTY THOUSAND DOLLARS ($20,000.00) PER CONTRIBUTION OR ANNUAL CONTRIBUTION EXCEEDING FIFTY THOUSAND DOLLARS ($50,000.00) IN THE AGGREGATE; G. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION OF THE CORPORATION'S MISSION AND PHILOSOPHY STATEMENT; AND H. APPROVE OR DISAPPROVE CAPITAL EXPENDITURES BY THE CORPORATION IN EXCESS OF ONE MILLION DOLLARS ($1,000,000.00) PER EXPENDITURE OR ONE MILLION DOLLARS ($1,000,000.00) IN THE AGGREGATE ANNUALLY. FORM 990, PART VI, SECTION B, LINE 11B: LINE 11B, PRIOR TO ELECTRONICALLY FILING FORM 990 (RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX), A COPY OF THE RETURN IS PROVIDED TO THE GOVERNING BODY, GIVING EACH BOARD MEMBER TIME TO REVIEW THE RETURN. BOARD MEMBERS HAVE THE OPPORTUNITY TO ASK QUESTIONS RELATED TO THE INFORMATION PROVIDED ON THE RETURN. THE FOUNDATION'S FORM 990 IS ALSO PROVIDED TO THE CHIEF FINANCIAL OFFICER FOR REVIEW. BASED ON THE REVIEW ANY SUGGESTED COMMENTS OR CHANGES ARE DISCUSSED PRIOR TO SIGNING. FORM 990, PART VI, SECTION B, LINE 12C: ON AN ANNUAL BASIS A PRESENTATION IS MADE TO FOUNDATION BOARD MEMBERS TO REVIEW THE CONFLICT OF INTEREST POLICY AND PROCEDURES FOR DISCLOSING ANY POTENTIAL CONFLICTS. EACH DIRECTOR, OFFICER, COMMITTEE MEMBER, AND KEY EMPLOYEE SHALL COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM ATTACHED TO THE POLICY. ANY DIRECTOR, OFFICER, COMMITTEE MEMBER, OR KEY EMPLOYEE WHO REASONABLY BELIEVES THAT HE OR SHE MAY HAVE AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST MUST DISCLOSE THE EXISTENCE OF AND THE MATERIAL FACTS OF THE NATURE OF HIS/HER INTEREST ON THE FORM. THE FORM IS SUBMITTED TO THE CORPORATE COMPLIANCE OFFICE, WHICH REVIEWS THE FORMS, GATHERS ADDITIONAL RELEVANT INFORMATION WHERE NECESSARY, AND PREPARES A SUMMARY OF THE DISCLOSURES TO BE REVIEWED BY THE CONFLICT OF INTEREST WORK GROUP. IF A DIRECTOR OR COMMITTEE MEMBER DISCLOSES THAT HE/SHE HAS A POTENTIAL CONFLICT OF INTEREST AT A BOARD OR COMMITTEE MEETING, SUCH DIRECTOR OR COMMITTEE MEMBER MUST DISCLOSE THE NATURE OF THE INTEREST AND ANY RELATED INFORMATION AND RESPOND TO QUESTIONS AS MAY BE REQUIRED BY THE REMAINING MEMBERS. BASED ON THE INFORMATION DISCLOSED, THE REMAINING BOARD MEMBERS WILL DETERMINE WHETHER A CONFLICT OF INTEREST EXISTS. IF A CONFLICT EXISTS THE BOARD OR COMMITTEE SHALL DETERMINE WHETHER AN ALTERNATIVE TRANSACTION OR ARRANGEMENT THAT WOULD NOT GIVE RISE TO A CONFLICT IS EQUALLY ADVANTAGEOUS. IF AN ALTERNATIVE TRANSACTION IS NOT EQUALLY ADVANTAGEOUS THE DIRECTOR OR COMMITTEE MEMBER WHO IS THE SUBJECT OF THE CONFLICT SHALL NOT VOTE ON, NOR USE HIS/HER PERSONAL INFLUENCE ON, NOR PARTICIPATE IN DISCUSSIONS OR DELIBERATIONS WITH RESPECT TO THE TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15: MOFFITT'S BOARD OF DIRECTORS HAS AN ESTABLISHED SUB-COMMITTEE, THE JOINT EXECUTIVE COMPENSATION & BENEFITS COMMITTEE (JEC&BC) THAT IS MADE UP ENTIRELY OF INDEPENDENT, OUTSIDE DIRECTORS. THIS COMMITTEE IS CHARGED WITH THE OVERSIGHT OF THE PERFORMANCE AND COMPENSATION OF MOFFITT EXECUTIVES AND DISQUALIFIED PERSONS. THESE POSITIONS INCLUDE THE CEO, EXECUTIVE VICE PRESIDENTS, SENIOR VICE PRESIDENTS, VICE PRESIDENTS AND DEPARTMENT CHAIRPERSONS. TO ACCOMPLISH ITS MISSION, THE COMMITTEE CAN AS NEEDED AND DOES AT ITS DISCRETION, ENGAGE OUTSIDE INDEPENDENT, OUTSIDE ADVISORS INCLUDING, BUT NOT LIMITED TO ATTORNEYS AND COMPENSATION CONSULTANTS. ON AN ANNUAL BASIS THE JEC&BC ENGAGES A NATIONALLY KNOWN, THIRD PARTY CONSULTING FIRM TO PROVIDE A DETAILED STUDY OF THE CASH COMPENSATION FOR EACH EXECUTIVE, DISQUALIFIED PERSON AND INDIVIDUAL IN KEY POSITIONS. THE CONSULTANT USES A VARIETY OF PUBLISHED SURVEYS COMPILED BY INDEPENDENT FIRMS TO PROVIDE THE SOURCE DATA FOR THE STUDY. USING FUNCTIONALLY COMPARABLE POSITIONS IN OTHER SIMILARLY SIZED, NOT-FOR-PROFIT AND FOR-PROFIT HEALTHCARE, ACADEMIC AND RESEARCH ORGANIZATIONS, THE CONSULTING FIRM PRODUCES A STUDY THAT COMPARES EACH DESIGNATED MOFFITT POSITION TO ITS APPROPRIATE MARKET EQUIVALENT. THE RESULTING DATA IS PROVIDED TO THE DIRECTOR OF HR OPERATIONS, WHO IS NOT INCLUDED IN THE EXECUTIVE OR DISQUALIFIED PERSON CATEGORIES, FOR USE IN THE FORMULATION OF RECOMMENDATIONS FOR COMPENSATION CHANGES TO MAINTAIN MARKET COMPETITIVENESS OR TO REWARD PERFORMANCE. THESE RECOMMENDATIONS ALONG WITH THE CONSULTANT'S COMPARABILITY DATA ARE PRESENTED TO THE JEC&BC FOR IT TO CONFIRM ITS REASONABLENESS, MAKE MODIFICATIONS AS IT DEEMS NECESSARY AND PROVIDE FINAL APPROVAL. EVERY THIRD YEAR THE INDEPENDENT CONSULTANT ANALYZES THE TOTAL EXECUTIVE COMPENSATION PROGRAM, USING THE SAME METHODOLOGY AS DESCRIBED ABOVE, THAT INCLUDES THE VALUE OF ALL BENEFITS AND PERQUISITES (CASH AND NON-CASH) PROVIDED AS COMPENSATION TO THE EXECUTIVES AND DISQUALIFIED PERSONS. THE PURPOSE OF THE ANALYSIS IS TO PROVIDE AN OPINION ON THE REASONABLENESS OF EACH OF THE INDIVIDUAL COMPENSATION COMPONENTS AND THE AGGREGATE COMPENSATION TOTAL. THIS MORE COMPREHENSIVE ANALYSIS IS PROVIDED TO THE JEC&BC FOR THEIR USE IN THE ANNUAL REVIEW PROCESS. MINUTES ARE KEPT AT EACH OF THESE ANNUAL MEETINGS DETAILING THE RECOMMENDATIONS PRESENTED AND THE DECISIONS MADE BY THE COMMITTEE. THESE MINUTES ARE PUBLISHED TO THE COMMITTEE AT THE NEXT MEETING AND REPORTED BACK TO THE FULL BOARD. FORM 990, PART VI, SECTION C, LINE 19: MOFFITT FOUNDATION MAKES AVAILABLE ITS CONSOLIDATED AUDITED FINANCIAL STATEMENTS TO THE PUBLIC THROUGH DAC BOND, A THIRD PARTY VENDOR'S WEBSITE AND THE MOFFITT'S WEBSITE. IN ADDITION, FORM 990 IS MADE AVAILABLE ON GUIDESTAR AS WELL AS MOFFITT'S WEBSITE. ALL ORGANIZING AND GOVERNING DOCUMENTS SUCH AS FORM 1023, CONFLICTS OF INTEREST POLICY, AND BYLAWS AS WELL AS FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE ALSO MADE AVAILABLE UPON REQUEST. FORM 990, PART VII, SECTION A, LINE 1A EMPLOYEES WHO ARE LISTED ON MOFFITT FOUNDATION'S FORM 990 ARE EMPLOYEES WHOSE W-2'S WERE ISSUED BY MOFFITT INSTITUTE, THE COMMON PAYMASTER AND RELATED ENTITY. PROCEDURES TO REPORT COMPENSATION OF EMPLOYEES ON FORM 990 PART VII AND ON SCHEDULE J ARE IN ACCORDANCE WITH IRS INSTRUCTIONS FOR EACH RESPECTIVE SECTION. FORM 990, PART IX, LINE 24A CERTAIN MOFFITT CANCER CENTER INTERCOMPANY OVERHEAD HAS BEEN ALLOCATED FROM THE PARENT ENTITY TO THIS FOUNDATION AND THOSE AMOUNTS ARE INCLUDED IN COLUMN(C) AND THEN REALLOCATED ON LINE 24A TO THE PROPER FUNCTIONAL CATEGORIES. FORM 990, PART XI, LINE 9 CHANGES IN NET ASSETS PREDOMINANTLY RELATES TO THE CLOSE OUT OF INTERCOMPANY ACCOUNTS PAYABLE AND RECEIVABLE (DUE TO/DUE FROM) IN THE AMOUNT OF $7,357,669 TO NET ASSETS. HLMCCR INSTITUTE HOSPITAL INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238634 PATIENT CARE FL 501(C)(3) LINE 3 HLMCCRI Inc false HLMCCR INSTITUTE INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 RESEARCH FL 501(C)(3) LINE 7 NA false HLMCCRL Cancer Screening Center INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238640 PRACTICE MGMT FL 501(C)(3) LINE 11 HLMCCRI Inc false MOFFITT TECHNOLOGIES CORPORATION 12902 MAGNOLIA DRIVE TAMPA FL 33612 300332914 TECHNOLOGY MGMT FL HLMCCRI Inc C CORP 0 0 false M2GEN CORP 10902 N MCKINLEY DRIVE TAMPA FL 33612 208486180 DATABASE MGMT FL HLMCCRI Inc C CORP 0 0 false false true false false false false false false false false false false false true true false true false false