2019-05-15T15:35:01-05:00 2018-06-30 161131146 BONADIO & CO LLP 7936 SENECA TURNPIKE CLINTON NY 13323 990 2017-07-01 150532074 UNITED WAY OF THE VALLEY & GREATER UTICA UNIT 3157334691 201 LAFAYETTE STREET NO 201 UTICA NY 13502 ERIN GUTIERREZ MATT EXECUTIVE DIRECTOR 3157334691 2019-05-14 1 RICHARD ZWEIFEL P00085938 3157977781 2019-05-09 72.45.193.198 2019-05-14 13:38:55 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 8F114167F16C7179A3DA06025B70EFA047A493A3 2017 2019-02-21 02:37:17Z ERIN GUTIERREZ MATT 201 LAFAYETTE STREET SUITE 201 UTICA NY 13502 2082333 0 X WWW.UNITEDWAYGU.ORG X 1921 NY PROMOTE INDIVIDUAL WELL BEING, STRENGTHEN FAMILIES, AND IMPROVE QUALITY OF LIFE IN OUR COMMUNITY. 17 17 21 1672 0 0 2152328 1966590 0 0 3702 4421 60226 72317 2216256 2043328 1270490 963772 0 0 812989 834350 0 0 369963 342618 559071 2426097 2357193 -209841 -313865 3396129 3096464 565768 502290 2830361 2594174 TO PROMOTE INDIVIDUAL WELL BEING, STRENGTHEN FAMILIES, AND IMPROVE THE QUALITY OF LIFE IN OUR COMMUNITY. 0 0 1781456 963772 36504 THE MISSION OF UWVGU IS TO MOBILIZE THE CARING POWER OF THE VALLEY & GREATER UTICA AREA BY CONNECTING PEOPLE, RESOURCES AND IDEAS TO CREATE A THRIVING COMMUNITY. COMMUNITY INVESTMENT FUNDING INCLUDES COLLABORATIVE PARTNERSHIPS AND COALITIONS, ASSESSMENT OF COMMUNITY NEEDS AND FUND DISTRIBUTION TO SUPPORT PROGRAMS. THE UWVGU FUNDED 31 AGENCIES IN THE TWELVE MONTH PERIOD ENDING 6/30/18. OUR FOCUS AREAS ARE HEALTH, EDUCATION, INCOME AND COMMUNITY SAFETY NET. 1781456 1 1 0 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 7 0 1 21 1 0 0 0 0 0 0 0 0 0 0 X 17 17 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X X JAIME BONFARDICE 3157334691 201 LAFAYETTE STREET UTICA NY 13502 WILLIAM F PERROTTI PRESIDENT 1.00 X X 0 0 0 DR CATHLEEN MCCOLGIN PAST PRESIDENT 1.00 X X 0 0 0 ERIN M BUSHINGER CHAIR 1.00 X 0 0 0 FRANK DILORENZO CHAIR 1.00 X 0 0 0 MAIMUN N KHAN CHAIR 1.00 X 0 0 0 MATTHEW A NICHOLL CHAIR 1.00 X 0 0 0 GREGORY M MORRA TREASURER 1.00 X X 0 0 0 GILBERT PALLADINO CHAIR 1.00 X 0 0 0 EDWARD M BARRONE DIRECTOR 1.00 X 0 0 0 PATRICK J COSTELLO DIRECTOR 1.00 X 0 0 0 JOHN HOBIKA JR DIRECTOR 1.00 X 0 0 0 MARK S LEWANDROWSKI DIRECTOR 1.00 X 0 0 0 TIFFANY STEFANSKI DIRECTOR 1.00 X 0 0 0 STEPHEN T SURRACE DIRECTOR 1.00 X 0 0 0 EVE VAN DE WAL DIRECTOR 1.00 X 0 0 0 KIM VANDUREN DIRECTOR 1.00 X 0 0 0 SABRINA FRYMAN DIRECTOR 1.00 X 0 0 0 ERIN GUTIERREZ MATT EXECUTIVE DIRECTOR 40.00 X X 0 0 0 BRENDA EPISCOPO FORMER EXECUTIVE DIRECTOR/SECRETARY 40.00 X X 87319 0 13164 87319 0 13164 0 0 0 0 0 1546081 420509 1966590 4772 4772 25796 26147 -351 -351 -351 48671 12858 35813 35813 MANAGEMENT FEES 561000 36482 36482 MISC 561000 22 22 36504 2043328 36504 0 40234 X 963772 963772 70432 29581 23243 17608 616497 306422 85775 224300 21323 6869 3231 11223 70258 32928 9231 28099 55840 20209 20159 15472 195 170 17 8 14800 12920 1305 575 5697 4973 503 221 324464 283245 28620 12599 759 55 95 609 123935 95796 14685 13454 1323 454 397 472 4455 1069 1604 1782 7252 4311 1374 1567 6296 2232 2456 1608 19412 8734 4285 6393 6008 1442 2163 2403 CAMPAIGN SUPPLIES 34030 2447 4259 27324 MEMBERSHIP DUES & SUBSC 7740 1466 2133 4141 BANK FEES 2705 2361 239 105 2357193 1781456 205774 369963 681408 628293 552200 454447 1047677 832384 11971 13350 46059 46059 0 0 1102873 1167990 3396129 3096464 109883 96444 13155 6291 442730 399555 565768 502290 X 2187985 1934226 367223 384795 275153 275153 2830361 2594174 3396129 3096464 X -313865 77678 X X 0 1 X 1 0 X 2267002 2290131 2073493 2152328 1866538 10649492 2267002 2290131 2073493 2152328 1866538 10649492 10649492 4586 2761 3718 4419 4772 20256 138457 118738 87607 47937 36504 429243 11098991 0.95950 0.95070 X 0 1 X 618834 40877 659711 535775 83059 618834 551967 -16192 535775 557848 10756 16637 551967 502295 180 68917 13544 557848 0.41710 0.58290 1 0 39344 39344 0 6715 6715 0 0 INTEREST IN ASSETS HELD BY THIRD PARTY 1161699 CUSTODIAL FUNDS 6291 1167990 CAMPAIGN DESIGNATIONS PAYABLE 359355 DEFERRED REVENUE 40200 399555 1831477 74880 77678 152558 1678919 5697 358712 364409 2043328 2067664 74880 74880 1992784 5697 358712 364409 2357193 PART IV, LINE 2B: THE UNITED WAY IS SERVING AS A CUSTODIAN FOR FUNDS FOR EVENTS TO BE HELD BY OUTSIDE ORGANIZATIONS IN A SUBSEQUENT YEAR. PART V, LINE 4: THE ENDOWMENT FUNDS ARE CURRENTLY HELD BY THE COMMUNITY FOUNDATION OF HERKIMER & ONEIDA COUNTIES, INC. THESE FUNDS CONSIST OF DONOR-RESTRICTED CONTRIBUTIONS AND AMOUNTS DESIGNATED BY THE BOARD OF DIRECTORS TO FUNCTION AS ENDOWMENTS. THE BOARD DESIGNATED PORTION ALONG WITH EARNINGS ARE USED TO COVER OPERATING OR OTHER COSTS AS NEEDED AT THE DISCRETION OF THE BOARD OF DIRECTORS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN BENEFICIAL INTEREST IN AGENCY FUND INVESTMENT 77,678. PART XI, LINE 4B - OTHER ADJUSTMENTS: DONOR DESIGNATED CONTRIBUTIONS 358,712. PART XII, LINE 4B - OTHER ADJUSTMENTS: DONOR DESIGNATED CONTRIBUTIONS 358,712. YOUTH COOKING CHALLENGE 10019 10019 401 384 472 HOCKEY NIGHT 7512 7512 93 970 774 14 31140 31140 6750 3014 48671 48671 494 8104 4260 12858 35813 1 AIDS COMMUNITY RESOURCES 401 COLUMBIA STREET UTICA NY 13502 44090 FUNDED PARTNER BOYS AND GIRLS' CLUB OF THE MOHAWK VALLEY 755 LANSING STREET UTICA NY 13502 5114 FUNDED PARTNER CATHOLIC CHARITIES OF HERKIMER COUNTY 61 WEST STREET ILION NY 13357 41571 FUNDED PARTNER CATHOLIC CHARITIES OF ONEIDA AND MADISON COUNTIES 1408 GENESEE STREET UTICA NY 13502 8054 FUNDED PARTNER CENTER FOR FAMILY LIFE & REC 502 COURT STREET SUITE 402 UTICA NY 13502 10308 FUNDED PARTNER CNY LABOR AGENCY 270 GENESEE STREET UTICA NY 13502 42550 FUNDED PARTNER COUNTRY PANTRY (KIRKLAND) 5476 EUREKA ROAD ROME NY 13440 12734 FUNDED PARTNER FOOD BANK OF CENTRAL NEW YORK 7066 INTERSTATE ISLAND ROAD SYRACUSE NY 13209 6495 FUNDED PARTNER FOOTHILLS RURAL COMMUNITY MINISTRY 7835 CHURCH STREET HOLLAND PATENT NY 13354 11954 FUNDED PARTNER JOHNSON PARK CENTER 26 JOHNSON PARK UTICA NY 13501 68278 FUNDED PARTNER LEGAL AID SOCIETY OF MID-NEW YORK 255 GENESEE STREET UTICA NY 13501 27831 FUNDED PARTNER MULTI-CULTURAL ASSOC FOR MED INTERPRET 309 GENESEE STREET UTICA NY 13501 7808 FUNDED PARTNER NEIGHBORHOOD CENTER OF UTICA 293 GENESEE STREET UTICA NY 13501 31027 FUNDED PARTNER PARKWAY SENIOR CENTER 220 MEMORIAL PARKWAY UTICA NY 13501 27537 FUNDED PARTNER PETER MAURIN HOUSE INC 130 EAGLE STREET UTICA NY 13501 15854 FUNDED PARTNER RESOURCE CENTER FOR INDEPENDENT LIVING 409 COLUMBIA STREET UTICA NY 13502 36925 FUNDED PARTNER SALVATION ARMY OF UTICA 14 CLINTON PLACE UTICA NY 13501 8054 FUNDED PARTNER SALVATION ARMY OF HERKIMER 431 N PROSPECT ST HERKIMER NY 13350 8054 FUNDED PARTNER THE PEACEMAKER PROGRAM 502 COURT STREET SUITE 234 UTICA NY 13502 8054 FUNDED PARTNER THEA BOWMAN HOUSE 731 LAFAYETTE STREET UTICA NY 13502 58725 FUNDED PARTNER UTICA SAFE SCHOOLS HEALTHY STUDENTS PARTNERSHIP INC 106 MEMORIAL PARKWAY 208 UTICA NY 13501 29319 FUNDED PARTNER WOMEN'S EMPLOYMENT AND RESOURCE CENTER 185 GENESEE STREET UTICA NY 13501 10147 FUNDED PARTNER YMCA OF THE MOHAWK VALLEY 83 E MAIN ST MOHAWK NY 13407 22349 FUNDED PARTNER YWCA OF THE MOHAWK VALLEY 1000 CORNELIA STREET UTICA NY 13502 19746 FUNDED PARTNER MOHAWK VALLEY COMMUNITY ACTION AGENCY 9882 RIVER ROAD UTICA NY 13502 11954 FUNDED PARTNER MOHAWK VALLEY RESOURCE CENTER FOR 309 GENESEE STREET UTICA NY 13501 15308 FUNDED PARTNER ON POINT FOR COLLEGE INC 1654 W ONONDOGA BLVD SYRACUSE NY 13204 10147 FUNDED PARTNER UCDCNY VETERN'S OUTREACH CENTER 726 WASHINGTON STREET UTICA NY 13502 15854 FUNDED PARTNER MUNICIPAL HOUSING AUTHORITY OF THE CITY OF UTICA NY 509 2ND STREET UTICA NY 13501 15147 FUNDED PARTNER KIDS ONEIDA 310 MAIN STREET UTICA NY 13501 37342 FUNDED PARTNER FORM 990, PART VI, SECTION B, LINE 11B LINE 11A EXPLANATION - AUDIT COMMITTEE REVIEWS THE UNITED WAY'S 990 WITH MANAGEMENT AND THEN THE BOARD OF DIRECTORS WILL REVIEW AND APPROVE PRIOR TO FILING AND RELEASING IT TO THE PUBLIC. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, ALL STAFF, BOARD MEMBERS AND VOLUNTEERS ARE REQUIRED TO DISCLOSE ANY CONFLICT OF INTEREST BY SIGNING "CODE OF ETHICS" QUESTIONNAIRES. THE AUDIT COMMITTEE CHAIR THEN REVIEWS THE QUESTIONNAIRES FOR CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 OUR COMPENSATION PHILOSOPHY STATEMENT STATES THAT THE POLICY OF THE UNITED WAY OF THE VALLEY & GREATER UTICA AREA IS TO PROVIDE COMPENSATION THAT IS FAIR, REASONABLE AND CONSISTENT WITH COMPENSATION PAID IN THE NON-PROFIT SECTOR FOR POSITIONS OF COMPARABLE WORTH, COMPLEXITY AND RESPONSIBILITY. THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS SHALL DETERMINE THE COMPENSATION OF THE EXECUTIVE DIRECTOR UNDER THE GUIDELINES SET FORTH IN THE COMPENSATION POLICY USING THE FOLLOWING PROCESS: 1) ANNUAL BENCHMARKING 2) SALARY RANGES - THREE BROADBAND LEVELS A) DIRECTOR LEVEL B) PROFESSIONAL/SUPPORT LEVEL C) ADMINISTRATIVE 3) PERFORMANCE REVIEWS FORM 990, PART VI, SECTION C, LINE 19 THE UNITED WAY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST AT THE UNITED WAY OFFICES. IN ADDITION, THE FINANCIAL STATEMENTS AS FILED WITH THE CHARITIES BUREAU ARE AVAILABLE ON THAT AGENCY'S WEB SITE AND THE UNITED WAY'S WEBSITE. FORM 990, PART IX, LINE 11G OTHER SERVICES: PROGRAM SERVICE EXPENSES 283,245. MANAGEMENT AND GENERAL EXPENSES 28,620. FUNDRAISING EXPENSES 12,599. TOTAL EXPENSES 324,464. FORM 990, PART XI, LINE 9: CHANGE IN BENEFICIAL INTEREST IN AGENCY FUND INVESTMENT 77,678. FORM 990 PART XII, LINE 2C. NO CHANGE TO PROCESS