2019-05-15T11:33:33-05:00 2018-06-30 990 2017-07-01 060646973 Yale University YALE 2034325530 PO Box 208239 New Haven CT 065208239 Stephen C Murphy VP for Finance and CFO 2019-05-15 2017 2019-02-21 02:37:17Z Peter Salovey PO Box 208229 New Haven CT 065208229 10379347186 false X www.yale.edu X 1701 CT TO IMPROVE THE WORLD THROUGH RESEARCH, SCHOLARSHIP, EDUCATION, PRESERVATION, AND PRACTICE 19 17 29613 10100 20081049 0 1080694163 1024899090 1820888362 1892932126 1715889875 2126532873 60858413 45572918 4678330813 5089937007 446194189 476580315 0 0 2246191009 2310815635 0 0 53533424 1211513422 1333964661 3903898620 4121360611 774432193 968576396 36620475385 39065768707 8327225538 8140393598 28293249847 30925375109 X SEE SCHEDULE O false false 1802684901 4932549 1598618911 INSTRUCTION: THE PROGRAM SERVICE COSTS INCLUDE SALARIES, FRINGE BENEFITS AND SUPPLIES OF TEACHING APPROXIMATELY 13,000 STUDENTS INCLUDING 5,717 UNDERGRADUATES, 2,958 GRADUATE STUDENTS AND 4,270 PROFESSIONAL SCHOOL STUDENTS. A FACULTY OF MORE THAN 4,600 TEACH AND ADMINISTER PROGRAMS ACROSS A RANGE OF DISCIPLINES IN THE SCIENCES AND ENGINEERING, THE SOCIAL SCIENCES, THE HUMANITIES, AND THE VARIOUS LEARNED PROFESSIONS. MORE THAN 80 MAJORS ARE AVAILABLE IN THE UNDERGRADUATE COLLEGE AND MORE THAN 35 DIFFERENT DEGREE PROGRAMS ARE OFFERED BY THE UNIVERSITY. IN ADDITION TO THE GRADUATE SCHOOL OF ARTS AND SCIENCES, THE UNIVERSITY HAS PROFESSIONAL SCHOOLS INCLUDING ARCHITECTURE, ART, DIVINITY, DRAMA, ENGINEERING AND APPLIED SCIENCE, FORESTRY AND ENVIRONMENTAL STUDIES, LAW, MANAGEMENT, MEDICINE, MUSIC, NURSING, AND PUBLIC HEALTH. 564954885 89935991 117934953 RESEARCH: THE UNIVERSITY ENGAGES IN EXTENSIVE RESEARCH IN MEDICINE, SCIENCE, ENGINEERING, THE ARTS, SOCIAL SCIENCES, AND HUMANITIES. YALE IS RENOWNED FOR BOTH DISCOVERY AND TEACHING; THE UNIVERSITY'S RESEARCH ACTIVITIES ARE AIMED AT THE ADVANCEMENT OF KNOWLEDGE AS WELL AS TRAINING STUDENTS IN THE RESEARCH PROCESS. AS INTEGRAL PARTS OF A UNIFIED, INNOVATIVE, AND ACCESSIBLE STUDENT-CENTERED RESEARCH UNIVERSITY, YALE'S LABS AND CLASSROOMS ARE TURNING OUT GROUNDBREAKING MEDICAL AND SCIENTIFIC DISCOVERIES AND THE NEXT GENERATION OF INNOVATORS IN MORE THAN 20 AREAS OF RESEARCH EXCELLENCE. INCLUDED AMONG THE UNIVERSITY'S OUTSTANDING RESEARCH FACILITIES ARE LABORATORIES, CENTERS, AND INSTITUTES DEVOTED TO RESEARCH IN GEOLOGY, CHEMISTRY, BIOLOGY, ENGINEERING AND APPLIED SCIENCE, ANTHROPOLOGY, PALEONTOLOGY, PSYCHOLOGY, MOLECULAR AND STRUCTURAL BIOLOGY, NUCLEAR STRUCTURE, CHILD DEVELOPMENT, SOCIAL POLICY, BIOSPHERIC STUDIES AND NUMEROUS BIOMEDICAL SCIENCES, TO NAME BUT A FEW. 727780880 373140498 91167792 STUDENT FINANCIAL AID AND SERVICES: YALE COLLEGE ADMITS STUDENTS FOR THEIR ACADEMIC AND PERSONAL PROMISE WITHOUT REGARD TO THEIR ABILITY TO PAY. YALE IS COMMITTED TO AN ADMISSIONS POLICY THAT DOES NOT CONSIDER A STUDENT'S ABILITY TO PAY, AND A FINANCIAL AID POLICY THAT MEETS THE FULL NEED OF ALL STUDENTS WITH NO LOANS REQUIRED. THESE TWO PRINCIPLES: NEED-BLIND ADMISSIONS AND NEED-BASED FINANCIAL AID, ENSURE THAT A YALE EDUCATION IS AFFORDABLE FOR EVERYONE, REGARDLESS OF FAMILY BACKGROUND, CITIZENSHIP, OR IMMIGRATION STATUS. WITH THIS POLICY, YALE STRIVES TO CREATE A LEARNING ENVIRONMENT ACCESSIBLE TO THE MOST TALENTED STUDENTS FROM AROUND THE WORLD AND THAT INCORPORATES THE WIDEST POSSIBLE RANGE OF STUDENT BACKGROUNDS. IN FY2018, 2,933 OR 51%, OF UNDERGRADUATES RECEIVED NEED-BASED SCHOLARSHIPS OR GRANTS FROM YALE SOURCES OF $50,157 ON AVERAGE. ALL OF YALE'S GRADUATE AND PROFESSIONAL SCHOOLS PROVIDE FINANCIAL AID TO THEIR STUDENTS BASED ON THEIR INDIVIDUAL POLICIES AND PROCEDURES. THIS CATEGORY OF EXPENDITURES ALSO INCLUDES: THE OPERATION OF DINING HALLS THAT PROVIDED 2,887,111 MEALS TO STUDENTS, FACULTY AND STAFF; MAINTENANCE OF DORMITORIES HOUSING 4,828 UNDERGRADUATES AND 941 GRADUATE AND PROFESSIONAL SCHOOL STUDENTS; OPERATION AND MAINTENANCE OF ATHLETIC FACILITIES FOR THE 35 INTERCOLLEGIATE SPORTS, OVER 30 INTRAMURAL SPORTS, AND 50 CLUB SPORTS TEAMS OFFERED AT YALE. ALSO INCLUDED ARE PHYSICAL EDUCATION INSTRUCTION, PARKING FACILITIES, LAUNDRY FACILITIES, STUDENT CENTERS, AND OTHER FACILITIES AND PROGRAMS (INCLUDING EXTRACURRICULAR ACTIVITIES AND STUDENT HEALTH SERVICES) THAT PROVIDE SUPPORT, SERVICES, AND ACADEMIC/CULTURAL ENRICHMENT TO THE UNIVERSITY'S STUDENTS. 492522102 8571277 81360935 OTHER PROGRAM SERVICES INCLUDE ACADEMIC SUPPORT, PUBLIC SERVICE, AND OTHER INSTITUTIONAL SUPPORT. 492522102 8571277 81360935 3587942768 true true false true true false true true true true true false false true false false true true true true true true false true false false true true true true false false false false false true false false true true true true false false true true true true false false true 28958 0 true 29613 true true true true HK IC IN EI JE LU IM MP NL PL SN SZ UK CA CJ CH UC ET false false false true true true false false true false false false false X 19 17 true false true false false true false true true false false true true true true true true true true true true X Stephen C Murphy VP For Finance and CFO 2034364488 25 Science Park 150 Munson Street New Haven CT 06511 Peter Salovey Trustee & President 50.0 2.2 X X 1422860 0 260223 Joshua Bekenstein Trustee 5.0 X 0 0 0 Jeffrey L Bewkes Trustee 5.0 X 0 0 0 Maureen C Chiquet Trustee 5.0 X 0 0 0 Donna L Dubinsky Trustee 5.0 X 0 0 0 Charles W Goodyear IV Trustee 5.0 X 0 0 0 Catharine B Hill Trustee 5.0 X 0 0 0 Paul L Joskow Trustee 5.0 X 0 0 0 William E Kennard Trustee 5.0 X 0 0 0 Dannel P Malloy Trustee (ex-officio) 0.0 X 0 0 0 Gina M Raimondo Trustee 5.0 X 0 0 0 E John Rice Jr Trustee 5.0 X 0 0 0 Eve H Rice Trustee 5.0 0.5 X 0 0 0 Kevin P Ryan Trustee 5.0 X 0 0 0 Annette Thomas Trustee 5.0 X 0 0 0 Kathleen E Walsh Trustee 5.0 X 0 0 0 Douglas A Warner III Trustee 5.0 X 0 0 0 Nancy Wyman Trustee (ex-officio) 0.0 X 0 0 0 Lei Zhang Trustee 5.0 X 0 0 0 Bruce D Alexander VP for New Haven & State Affairs 50.0 X 605812 0 44976 Jack F Callahan Jr Sr VP for Operations 50.0 X 681023 0 65699 Alexander E Dreier Sr VP for Institutional Affairs 50.0 X 651778 0 62785 Kimberly M Goff-Crews Secretary & VP for Student Life 50.0 1.0 X 422372 0 40439 Pericles Lewis VP for Global Strategy 50.0 X 152968 0 24912 Janet E Lindner VP for HR & Administration 50.0 X 441983 0 40006 Stephen C Murphy VP for Finance & CFO 50.0 4.0 X 443106 0 67213 Eileen O'Connor VP for Communications 50.0 0.5 X 384886 0 63982 Joan E O'Neill VP for Alumni Affairs & Development 50.0 1.2 X 525577 0 66229 Benjamin Polak Provost 50.0 0.2 X 652423 0 31340 Scott A Strobel VP for West Campus Planning 50.0 X 489780 0 55358 Robert J Alpern Dean, School of Medicine 50.0 X 934965 0 33798 John H Bollier AVP for Facilities 50.0 X 414023 0 55799 David F Swensen Chief Investment Officer 50.0 3.6 X 4333750 0 318045 Dean J Takahashi Sr Director, Investments 50.0 2.0 X 3219909 0 274257 Khalid M Abbed Chief, Neurosurgery Spine 50.0 X 1380613 0 67093 Ravi Dhar Professor of Management & Marketing 50.0 1.0 X 1228602 0 38859 Alan Forman Director, Investments 50.0 X 1324422 0 511971 Charles Fuchs Director, Yale Cancer Center 50.0 X 1282223 0 64775 Timothy R Sullivan Director, Investments 50.0 X 1452877 0 603440 Michael A Peel Former VP for HR & Administration 50.0 X 466285 0 38374 22912237 0 2829573 4079 true true false DIMEO CONSTRUCTION COMPANY 75 CHAPMAN STREET PROVIDENCE RI 02905 CONSTRUCTION & RELATED SERVICES 151714842 STANDARD BUILDERS INC 52 HOLMES ROAD NEWINGTON CT 06111 CONSTRUCTION & RELATED SERVICES 28115185 THE WHITING-TURNER CONTRACTING COMPANY 300 EAST JOPPA ROAD BALTIMORE MD 21286 CONSTRUCTION & RELATED SERVICES 27669913 SHAWMUT WOODWORKING & SUPPLY INC 560 HARRISON AVENUE BOSTON MA 02118 CONSTRUCTION & RELATED SERVICES 14571338 AZ CORPORATION 46 NORWICH WESTERLY ROAD NORTH STONINGTON CT 06359 CONSTRUCTION & RELATED SERVICES 12174390 441 X 882373 0 493244 3642793 528098000 491782680 114396698 1024899090 Medical services 541900 961572396 959820844 1751552 Student Income 611310 680076735 680076735 Contract income Gov & Non-Gov't 541700 125981032 125981032 Auxiliary Services 611710 18154492 18154492 Publication income 511130 20432149 20389214 42935 86715322 84660274 2055048 0 1892932126 390618874 -37809937 428428811 331829 331829 12842115 12842115 23781131 16499112 7282019 0 7282019 7282019 4889862211 2118172030 4675319072 597132999 214543139 1521039031 1735582170 48693285 1686888885 238114 493244 457045 -218931 -218931 9701 1951 7750 7750 Utilities 221000 11762660 11762660 Parking 812930 13897305 5348166 8549139 0 0 0 0 25659965 5089937007 1889082591 20081049 2155874277 59521319 59521319 399527670 399527670 17531326 17531326 0 0 17930212 1488379 15838340 603493 17120405 13680252 3200870 239283 1704075504 1529702606 145877370 28495528 181999739 159354131 19233113 3412495 286247473 249947385 30922075 5378013 103442302 90161160 11332573 1948569 6694309 5742405 951904 2865022 85736 2684575 94711 104873 104873 146588604 146588604 119593103 87428634 32164469 0 3686697 3511140 90138 85419 44200917 22297562 19817988 2085367 28212125 13351369 14753794 106962 2776862 2776862 91643514 87901690 3741824 57766089 52981835 3054742 1729512 9325 9325 11371016 11122111 178185 70720 61260129 59405515 1441871 412743 272807140 250713967 17176355 4916818 34980564 34924312 56252 Supplies - Medical, Research, Other 134526167 127985996 5960596 579575 Books, periodicals, & collections - other 30537256 30537256 Subsidies and community support 28069631 27568147 501484 Collections materials - rare 19533280 19533280 236738038 229151398 4212424 3374216 4121360611 3587942768 479884419 53533424 14198690 0 361980588 585590494 677413458 609341232 145705401 163522877 71766 62315 0 0 143334884 139369027 12523617 13533509 18526941 18836340 7959219052 2930915341 4898764874 5028303711 4774371499 4569037477 25154632525 27417131657 37034244 36202509 0 0 381916898 484837559 36620475385 39065768707 388724871 422437782 4977853 4723248 134070957 119914721 2864350410 3142092985 2515150 2515150 0 0 0 0 557352522 556028769 4375233775 3892680943 8327225538 8140393598 X 4328202374 5503714557 20070457889 21477598425 3894589584 3944062127 28293249847 30925375109 36620475385 39065768707 X 968576396 1484864583 -138909355 317593638 X false true X true true true X 878354797 910761374 963188552 1080694163 1024899090 4857897976 0 0 0 0 0 0 0 0 0 0 0 0 878354797 910761374 963188552 1080694163 1024899090 4857897976 0 4857897976 731938276 433042326 639514386 470037204 465383886 2739916078 0 0 0 0 0 0 0 0 0 0 0 0 7597814054 8717063465 0.6394 0.6229 X X 13471 13471 555265 555265 568736 568736 3868262535 3970554970 3868831271 3971123706 1000000 1000000 250000 250000 0 0 0 0 1000000 1000000 1000000 1000000 4000000 6000000 435170 468867 491746 568736 1964519 250000 250000 250000 250000 1000000 1500000 5821 10077 10866 13471 40235 7 8 32500000 32500000 3951645 3930052 114137373 59521677 true true X X X X false false true X 27441050000 138040000 3277910000 188747483 1072306403 86568114 29509378000 25657499000 204249000 2747729000 188164318 896528695 83733987 27441050000 25789811000 182188000 753230000 178364898 808937122 80427980 25657499000 24089614000 117434000 2579415000 165168000 750471000 81013000 25789811000 20993584000 131476000 4037639000 162357000 833291000 77437000 24089614000 0.1687 0.1349 0.6964 true true true 137052821 137052821 83052254 7214559332 2548003498 4749608088 1299035 1260251 38784 523255610 381651592 141604018 5028303711 Fixed income 63169756 F Common Stock 60145639 F Equity Investments 27061437607 F Other Investments 232378655 F 27417131657 Employee benefit obligations 977270594 Compensated absences 65677141 Financial aid grant obligations 59774117 Asset retirement obligations 39100000 Capital lease obligations 39622697 Liabilities under split-interest agreements 138606080 Advances from Federal gov't for student loans 26087750 Securities sold not yet purchased 89942713 Due to institutions 1735427677 Other liabilities 721172174 3892680943 6928825000 1484864583 0 0 525174755 2010039338 4918785662 188109452 -16958107 171151345 5089937007 3657868000 0 0 0 29041216 29041216 3628826784 188109452 304424375 492533827 4121360611 Schedule D, Part V ENDOWMENT FUNDS ENDOWMENT FUNDS INCLUDE THE VALUE OF THE ENDOWMENT AND UNEXPENDED ENDOWMENT INCOME AT JUNE 30, 2018. Schedule D, Part X, Line 2 LIABILITY FOR UNCERTAIN TAX POSITIONS THE UNIVERSITY WAS NOT REQUIRED TO INCLUDE A FIN 48 (ASC 740), ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, FOOTNOTE IN ITS FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2018. Schedule D, Part III, Line 1a Collections of art - financial statement footnote YALE UNIVERSITY FINANCIAL STATEMENTS - COLLECTIONS FOOTNOTE: COLLECTIONS AT YALE INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S MUSEUMS AND LIBRARIES. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE. COLLECTIONS ARE NOT CAPITALIZED; PURCHASES OF COLLECTION ITEMS ARE RECORDED AS OPERATING EXPENSES IN THE UNIVERSITY'S CONSOLIDATED STATEMENT OF ACTIVITIES IN THE PERIOD IN WHICH THE ITEMS ARE ACQUIRED. Schedule D, Part III, Line 4 Collections of art - description of collections YALE UNIVERSITY COLLECTIONS ARE AN INTEGRAL PART OF TEACHING AND LEARNING ACROSS THE UNIVERSITY AND INCLUDE THE YALE UNIVERSITY ART GALLERY, THE YALE CENTER FOR BRITISH ART, THE PEABODY MUSEUM OF NATURAL HISTORY, AND THE COLLECTION OF MUSICAL INSTRUMENTS. ALL THE COLLECTIONS ARE OPEN TO THE PUBLIC. THE YALE UNIVERSITY ART GALLERY: THE YALE UNIVERSITY ART GALLERY, FOUNDED IN 1832, IS THE OLDEST U.S. COLLEGE ART MUSEUM. THE GALLERY HOUSES MORE THAN 250,000 OBJECTS REPRESENTING EASTERN AND WESTERN CULTURES AND RANGING IN DATE FROM ANCIENT TIMES TO THE PRESENT DAY. THE COLLECTION INCLUDES ANCIENT ART, ASIAN ART, AFRICAN ART, PHOTOGRAPHS, NUMISMATICS, WORKS OF EUROPEAN AND AMERICAN MASTERS FROM VIRTUALLY EVERY PERIOD, AND A RICH COLLECTION OF MODERN AND CONTEMPORARY ART. THE MISSION OF THE YALE UNIVERSITY ART GALLERY IS TO ENCOURAGE APPRECIATION AND UNDERSTANDING OF ART AND ITS ROLE IN SOCIETY THROUGH DIRECT ENGAGEMENT WITH ORIGINAL WORKS OF ART. THE GALLERY STIMULATES ACTIVE LEARNING ABOUT ART AND THE CREATIVE PROCESS THROUGH RESEARCH, TEACHING, AND DIALOGUE AMONG COMMUNITIES OF YALE STUDENTS, FACULTY, ARTISTS, SCHOLARS, ALUMNI, AND THE WIDER PUBLIC. THE GALLERY ORGANIZES EXHIBITIONS AND EDUCATIONAL PROGRAMS TO OFFER ENJOYMENT AND ENCOURAGE INQUIRY, WHILE BUILDING AND MAINTAINING ITS COLLECTIONS IN TRUST FOR FUTURE GENERATIONS. THE YALE CENTER FOR BRITISH ART: THE YALE CENTER FOR BRITISH ART IS A PUBLIC ART MUSEUM AND RESEARCH INSTITUTE FOR THE STUDY OF BRITISH ART AND CULTURE. THE YALE CENTER FOR BRITISH ART, WHICH OPENED IN 1977, HOUSES THE LARGEST AND MOST COMPREHENSIVE COLLECTION OF BRITISH ART OUTSIDE THE UNITED KINGDOM. THE COLLECTION OF PAINTINGS, SCULPTURE, PRINTS, DRAWINGS, RARE BOOKS, AND MANUSCRIPTS REFLECTS THE DEVELOPMENT OF BRITISH ART AND CULTURE FROM THE ELIZABETHAN PERIOD ONWARD. THE CENTER OFFERS A YEAR-ROUND SCHEDULE OF EXHIBITIONS AND PROGRAMS, INCLUDING LECTURES, CONFERENCES, FILMS, CONCERTS, AND PERFORMANCES. THE YALE CENTER FOR BRITISH ART OVERSEES AN ACTIVE RESEARCH PROGRAM THROUGH WHICH IT PROMOTES AND FOSTERS THE SCHOLARSHIP OF ALL ASPECTS OF BRITISH ART AND MATERIAL CULTURE. ACADEMIC RESOURCES OF THE CENTER INCLUDE THE REFERENCE LIBRARY AND ARCHIVES, CONSERVATION LABORATORIES, A STUDY ROOM FOR EXAMINING WORKS ON PAPER AS WELL AS RARE BOOKS AND MANUSCRIPTS FROM THE COLLECTION, AND AN ONLINE CATALOGUE OF THE COLLECTIONS. PEABODY MUSEUM: YALE'S PEABODY MUSEUM OF NATURAL HISTORY, FOUNDED IN 1866, IS ONE OF THE OLDEST AND LARGEST UNIVERSITY-BASED NATURAL HISTORY MUSEUMS WITH WORLDWIDE ACCLAIM FOR ITS DINOSAUR SKELETONS, MAMMAL DISPLAYS, AND NATURAL HISTORY COLLECTIONS. THE PEABODY MUSEUM HOUSES MORE THAN 13 MILLION SPECIMENS AND ARTIFACTS REPRESENTING MORE THAN 4 BILLION YEARS OF GEOLOGICAL, BIOLOGICAL, AND HUMAN HISTORY. THESE COLLECTIONS ARE AT THE HEART OF UNIVERSITY TEACHING AND ARE A RESOURCE FOR SCHOLARS AT YALE AND AROUND THE WORLD. MUSEUMS AND THE EXPERTISE THAT SURROUNDS THEM ARE VIBRANT ELEMENTS OF YALE'S CULTURE OF SCHOLARSHIP AND TEACHING. THE PEABODY IS A WORKING MUSEUM, WHERE PUBLIC EXHIBITION, RESEARCH, CONSERVATION, TEACHING, AND LEARNING INTERSECT. ITS MISSION IS TO SERVE THE UNIVERSITY BY ADVANCING THE UNDERSTANDING OF EARTH'S HISTORY THROUGH GEOLOGICAL, BIOLOGICAL, AND ANTHROPOLOGICAL RESEARCH, AND BY COMMUNICATING THE RESULTS OF THIS RESEARCH TO THE WIDEST POSSIBLE AUDIENCE THROUGH PUBLICATION, EXHIBITION, AND EDUCATIONAL PROGRAMS. FUNDAMENTAL TO THIS MISSION IS STEWARDSHIP OF THE MUSEUM'S RICH COLLECTIONS, WHICH PROVIDE A REMARKABLE RECORD OF THE HISTORY OF THE EARTH, ITS LIFE, AND ITS CULTURES. CONSERVATION, AUGMENTATION AND USE OF THESE COLLECTIONS BECOME INCREASINGLY URGENT AS MODERN THREATS TO THE DIVERSITY OF LIFE AND CULTURE CONTINUE TO INTENSIFY. THE MUSEUM'S COLLECTIONS ARE A MAJOR COMPONENT OF THE RESEARCH AND TEACHING ACTIVITIES OF THE PEABODY AND YALE. THE YALE PEABODY MUSEUM OFFICE OF STUDENT PROGRAMS SUPPORTS YALE STUDENT PARTICIPATION IN THE ACTIVITIES OF THE MUSEUM ACROSS ALL OF ITS DEPARTMENTS AND DIVISIONS. IN ADDITION, EACH YEAR THE YALE PEABODY MUSEUM PROVIDES EDUCATIONAL PROGRAMS ON BIOLOGY, PALEONTOLOGY, GEOLOGY, ANCIENT CIVILIZATIONS, AND SOCIAL STUDIES TO MORE THAN 25,000 STUDENTS FROM CONNECTICUT, MASSACHUSETTS, NEW YORK, AND RHODE ISLAND. ALL PROGRAMS DRAW ON THE MUSEUM'S EXHIBITS TO MEET THE INCREASINGLY SOPHISTICATED NEEDS OF SCIENCE AND SOCIAL STUDIES EDUCATION, AND MOST CAN BE ADAPTED TO ACCOMMODATE SPECIFIC GROUP NEEDS AS REQUESTED. THE MUSEUM'S COLLECTIONS ARE AVAILABLE TO LEGITIMATE RESEARCHERS AT ESTABLISHED INSTITUTIONS FOR SCHOLARLY USE. COLLECTION OF MUSICAL INSTRUMENTS: ESTABLISHED IN 1900, THE COLLECTION OF MUSICAL INSTRUMENTS TODAY COMPRISES NEARLY ONE THOUSAND INSTRUMENTS, THE MAJORITY DOCUMENTING THE HISTORY OF WESTERN ART MUSIC. IT IS COMMITTED TO FOSTERING AN UNDERSTANDING AND APPRECIATION OF MUSICAL INSTRUMENTS FROM ALL CULTURES AND PERIODS. ONE OF THE FOREMOST INSTITUTIONS OF ITS KIND, THE COLLECTION ACQUIRES, PRESERVES, AND EXHIBITS MUSICAL INSTRUMENTS FROM ANTIQUITY TO THE PRESENT, FEATURING RESTORED EXAMPLES IN DEMONSTRATION AND LIVE PERFORMANCE. IT PROVIDES ACCESS TO AND DISSEMINATES INFORMATION ABOUT ITS HOLDINGS TO YALE STUDENTS, FACULTY, AND STAFF; TO SCHOLARS, MUSICIANS, AND INSTRUMENT MAKERS; AND TO THE BROADER PUBLIC. AN IMPORTANT RESOURCE FOR THE MUSIC CURRICULA OF THE UNIVERSITY, THE COLLECTION SERVES AS A LABORATORY FOR COURSES IN THE HISTORY OF MUSICAL INSTRUMENTS AND AS A SUPPLEMENTAL ARCHIVE FOR COURSES TAUGHT IN THE ARTS AND SCIENCES. THE COLLECTION MAINTAINS REGULAR PUBLIC VISITING HOURS, MOUNTS EXHIBITS, AND PRESENTS AN ANNUAL SERIES OF CONCERTS. LECTURES, TOURS, AND SPECIAL CONCERTS ARE OFFERED THROUGHOUT THE YEAR. IN RECENT YEARS THE COLLECTION HAS UNDERTAKEN AN ACTIVE PROGRAM OF DIGITIZATION OF THE OBJECTS THEMSELVES AND SUPPORTING DOCUMENTATION. THIS INFORMATION IS STORED IN THE MUSEUM'S DATABASE, AND MUCH OF IT IS NOW AVAILABLE ON THE ONLINE DIGITAL COLLECTION. YALE UNIVERSITY LIBRARY: IN ADDITION TO ITS MUSEUMS, THE YALE UNIVERSITY LIBRARY PROVIDES OUTSTANDING SUPPORT FOR TEACHING, LEARNING, AND RESEARCH AT THE UNIVERSITY, AND FOR THE WORLD-WIDE SCHOLARLY COMMUNITY, THROUGH ITS STAFF, COLLECTIONS, PROGRAMS, SPACES, AND SERVICES. THE COLLECTION OF NEARLY 15 MILLION PRINT AND ELECTRONIC VOLUMES IS HOUSED IN 15 LIBRARIES, INCLUDING STERLING MEMORIAL, BEINECKE, AND BASS LIBRARIES, THE CENTER FOR SCIENCE AND SOCIAL SCIENCE INFORMATION, AS WELL AS MANY OTHER SCHOOL AND DEPARTMENTAL LIBRARIES. COLLECTIONS RANGE FROM ANCIENT PAPYRI AND EARLY PRINTED BOOKS TO DIGITAL COLLECTIONS AND ELECTRONIC DATABASES; AND THEY TRANSCEND A WIDE ARRAY OF FORMATS INCLUDING TEXT, PHOTOGRAPHS, VIDEO, AUDIO, DATA, MAPS, AND EPHEMERA. IN BUILDING THE MAGNIFICENT COLLECTIONS OVER THE LAST THREE CENTURIES, YALE MADE A STEWARDSHIP COMMITMENT TO ASSIST IN THE PRESERVATION OF HUMAN KNOWLEDGE. THE LIBRARY ALSO HAS A RESPONSIBILITY TO BRING DIGITAL RESOURCES TO THE YALE COMMUNITY AND TO ADDRESS THE CHALLENGES OF DIGITAL PRESERVATION. Schedule D, Part IV, Line 2b Explanation of escrow agreement THE AMOUNT REPORTED ON FORM 990, PART X, LINE 21, ESCROW ACCOUNT LIABILITY, CONSISTS OF SECURITY DEPOSITS RELATED TO LEASE AGREEMENTS AND OTHER DEPOSITS. Schedule D, Part V, Line 4 Intended uses of endowment funds THE ENDOWMENT SPENDING POLICY BALANCES TWO COMPETING GOALS: A) TO PROVIDE A SUBSTANTIAL SOURCE OF REVENUE TO FUND STUDENTS AND SCHOLARS TODAY THROUGH FINANCIAL AID SCHOLARSHIPS, ENDOWED PROFESSORSHIPS, AND OTHER PURPOSES; AND B) TO PRESERVE THE PURCHASING POWER OF THE ENDOWMENT SO THAT IT WILL BE AVAILABLE TO SUPPORT ALL FUTURE GENERATIONS OF STUDENTS AND SCHOLARS. SPENDING FROM THE ENDOWMENT GREW DURING THE LAST DECADE FROM $850 MILLION TO $1.3 BILLION, AN ANNUAL GROWTH RATE OF 4.2%. THE YALE ENDOWMENT CONTAINS THOUSANDS OF FUNDS WITH VARIOUS PURPOSES AND RESTRICTIONS. APPROXIMATELY 83% OF FUNDS CONSTITUTE TRUE ENDOWMENT, GIFTS RESTRICTED BY DONORS TO PROVIDE LONG-TERM FUNDING FOR DESIGNATED PURPOSES. THE REMAINING FUNDS REPRESENT QUASI-ENDOWMENT, MONIES THAT THE YALE CORPORATION CHOOSES TO INVEST AND TREAT AS ENDOWMENT. DONORS FREQUENTLY SPECIFY A PARTICULAR PURPOSE FOR GIFTS, CREATING ENDOWMENTS TO FUND PROFESSORSHIPS, TEACHING, AND LECTURESHIPS (23%); SCHOLARSHIPS, FELLOWSHIPS, AND PRIZES (18%); MAINTENANCE (4%); BOOKS (3%); AND MISCELLANEOUS SPECIFIC PURPOSES (28%). TWENTY-FOUR PERCENT OF FUNDS ARE UNRESTRICTED. NINETEEN PERCENT OF THE ENDOWMENT BENEFITS THE OVERALL UNIVERSITY, WITH REMAINING FUNDS FOCUSED ON SPECIFIC UNITS, INCLUDING THE FACULTY OF ARTS AND SCIENCES (34%), THE PROFESSIONAL AND ARTS SCHOOLS (25%), THE LIBRARY (7%), AND OTHER ENTITIES (15%). Schedule D, Part XI, Line 2(d) Other revenues in audited financial statements not in form 990 TUITION DISCOUNTS WHICH WERE NETTED WITH STUDENT INCOME ON THE AUDITED FINANCIAL STATEMENTS: - -XXX-XX-XXXX NON-YALE ELIMINATION: - 59597095 CHANGE IN FUNDING STATUS OF DEFINED BENEFIT PLANS: - XXX-XX-XXXX ACTUARIAL ADJUSTMENT FOR SPLIT INTEREST LIABILITY: - 3709905 NON-CONTROLLING INTEREST: - XXX-XX-XXXX OTHER: - -732603 Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements EXPENSES ON THE AUDITED FINANCIAL STATEMENTS THAT ARE RECLASSIFIED FOR FORM 990 PURPOSES AND REPORTED ON PART VIII, LINES 6B, 7B, 8B, AND 9B PURSUANT TO FORM INSTRUCTIONS: - -16958107 Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990 EXPENSES ON THE AUDITED FINANCIAL STATEMENTS THAT ARE RECLASSIFIED FOR FORM 990 PURPOSES AND REPORTED ON PART VIII, LINES 6B, 7B, 8B, AND 9B PURSUANT TO FORM INSTRUCTIONS: - 16958107 NON-YALE ELIMINATION: - 12077130 ROUNDING: - 5979 Schedule D, Part XII, Line 4(b) Other expenses in form 990 not in audited financial statements TUITION DISCOUNTS WHICH WERE NETTED WITH STUDENT INCOME ON THE AUDITED FINANCIAL STATEMENTS: - XXX-XX-XXXX true true true true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY YALE UNIVERSITY'S EQUAL OPPORTUNITY STATEMENT: THE UNIVERSITY IS COMMITTED TO BASING JUDGMENTS CONCERNING THE ADMISSION, EDUCATION, AND EMPLOYMENT OF INDIVIDUALS UPON THEIR QUALIFICATIONS AND ABILITIES AND AFFIRMATIVELY SEEKS TO ATTRACT TO ITS FACULTY, STAFF, AND STUDENT BODY QUALIFIED PERSONS OF DIVERSE BACKGROUNDS. IN ACCORDANCE WITH THIS POLICY AND AS DELINEATED BY FEDERAL AND CONNECTICUT LAW, YALE DOES NOT DISCRIMINATE IN ADMISSIONS, EDUCATIONAL PROGRAMS, OR EMPLOYMENT AGAINST ANY INDIVIDUAL ON ACCOUNT OF THAT INDIVIDUAL'S SEX, RACE, COLOR, RELIGION, AGE, DISABILITY, STATUS AS A VETERAN, OR NATIONAL OR ETHNIC ORIGIN; NOR DOES YALE DISCRIMINATE ON THE BASIS OF SEXUAL ORIENTATION OR GENDER IDENTITY OR EXPRESSION. UNIVERSITY POLICY IS COMMITTED TO AFFIRMATIVE ACTION UNDER LAW IN EMPLOYMENT OF WOMEN, MINORITY GROUP MEMBERS, INDIVIDUALS WITH DISABILITIES, AND COVERED VETERANS. THE UNIVERSITY'S EQUAL OPPORTUNITY STATEMENT IS MADE KNOWN TO ALL SEGMENTS OF THE GENERAL COMMUNITY SERVICED BY THE UNIVERSITY. IT IS INCLUDED IN CATALOGUES AND BROCHURES DEALING WITH STUDENT ADMISSIONS, PROGRAMS AND SCHOLARSHIPS OF THE UNIVERSITY AS WELL AS ON ITS WEBSITE WHICH ARE ALL AVAILABLE TO THE GENERAL PUBLIC. Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT THE UNIVERSITY HAS RECEIVED AND CONTINUES TO RECEIVE STUDENT FINANCIAL AID AND GRANTS FROM GOVERNMENTAL AGENCIES. true Antarctica 0 0 Program Services Study Abroad & Other Educational Programs 4500 Central America and the Caribbean 0 0 Program Services Academic Collaboration 22306 Central America and the Caribbean 0 0 Program Services Alumni Relations 8207 Central America and the Caribbean 0 0 Program Services Instruction 25431 Central America and the Caribbean 0 2 Program Services Other Mission Related Activities 18692 Central America and the Caribbean 0 0 Program Services Research 124087 Central America and the Caribbean 0 0 Program Services Seminars & Conferences 69784 Central America and the Caribbean 0 0 Program Services Study Abroad & Other Educational Programs 7890 Central America and the Caribbean 0 0 Grantmaking 416337 Central America and the Caribbean 0 0 Investments 3625383949 East Asia and the Pacific 1 6 Program Services Academic Collaboration 857243 East Asia and the Pacific 0 0 Program Services Alumni Relations 11830 East Asia and the Pacific 0 4 Program Services Cultural Exchange 228743 East Asia and the Pacific 0 0 Program Services Instruction 102685 East Asia and the Pacific 2 13 Program Services Other Mission Related Activities 3540028 East Asia and the Pacific 1 11 Program Services Research 805050 East Asia and the Pacific 0 1 Program Services Seminars & Conferences 935281 East Asia and the Pacific 0 0 Program Services Student Recruitment 247605 East Asia and the Pacific 0 0 Program Services Study Abroad & Other Educational Programs 116943 East Asia and the Pacific 0 0 Fundraising 130684 East Asia and the Pacific 0 0 Grantmaking 4287167 East Asia and the Pacific 0 0 Investments 4969076 Europe (Including Iceland and Greenland) 0 0 Program Services Academic Collaboration 572531 Europe (Including Iceland and Greenland) 0 0 Program Services Alumni Relations 70454 Europe (Including Iceland and Greenland) 0 3 Program Services Cultural Exchange 70765 Europe (Including Iceland and Greenland) 0 0 Program Services Instruction 151561 Europe (Including Iceland and Greenland) 0 19 Program Services Other Mission Related Activities 6357410 Europe (Including Iceland and Greenland) 0 24 Program Services Research 1718388 Europe (Including Iceland and Greenland) 0 7 Program Services Seminars & Conferences 2873548 Europe (Including Iceland and Greenland) 0 0 Program Services Student Recruitment 178437 Europe (Including Iceland and Greenland) 0 3 Program Services Study Abroad & Other Educational Programs 1148929 Europe (Including Iceland and Greenland) 0 0 Program Services Training & Clinical Practice 51994 Europe (Including Iceland and Greenland) 0 0 Fundraising 297881 Europe (Including Iceland and Greenland) 0 0 Grantmaking 6882304 Europe (Including Iceland and Greenland) 0 0 Investments 225285490 Middle East and North Africa 0 0 Program Services Academic Collaboration 60515 Middle East and North Africa 0 0 Program Services Other Mission Related Activities 45634 Middle East and North Africa 0 1 Program Services Research 310931 Middle East and North Africa 0 0 Program Services Seminars & Conferences 128959 Middle East and North Africa 0 0 Program Services Student Recruitment 28207 Middle East and North Africa 0 1 Program Services Study Abroad & Other Educational Programs 123863 Middle East and North Africa 0 0 Program Services Training & Clinical Practice 16968 Middle East and North Africa 0 0 Fundraising 17058 Middle East and North Africa 0 0 Grantmaking 813477 North America (Canada & Mexico only) 0 0 Program Services Academic Collaboration 81212 North America (Canada & Mexico only) 0 0 Program Services Alumni Relations 23804 North America (Canada & Mexico only) 0 0 Program Services Cultural Exchange 7333 North America (Canada & Mexico only) 0 1 Program Services Instruction 150741 North America (Canada & Mexico only) 0 7 Program Services Other Mission Related Activities 117119 North America (Canada & Mexico only) 0 3 Program Services Research 135744 North America (Canada & Mexico only) 0 5 Program Services Seminars & Conferences 869155 North America (Canada & Mexico only) 0 0 Program Services Student Recruitment 95278 North America (Canada & Mexico only) 0 0 Program Services Study Abroad & Other Educational Programs 33867 North America (Canada & Mexico only) 0 2 Program Services Training & Clinical Practice 10126 North America (Canada & Mexico only) 0 0 Grantmaking 1037171 North America (Canada & Mexico only) 0 0 Investments 203869342 Russia and Neighboring States 0 0 Program Services Academic Collaboration 7017 Russia and Neighboring States 0 0 Program Services Instruction 11239 Russia and Neighboring States 0 0 Program Services Other Mission Related Activities 5429 Russia and Neighboring States 0 1 Program Services Research 55353 Russia and Neighboring States 0 0 Program Services Seminars & Conferences 22746 Russia and Neighboring States 0 1 Program Services Study Abroad & Other Educational Programs 72183 Russia and Neighboring States 0 0 Program Services Training & Clinical Practice 7244 Russia and Neighboring States 0 0 Fundraising 6185 Russia and Neighboring States 0 0 Grantmaking 631504 South America 0 0 Program Services Academic Collaboration 45475 South America 0 1 Program Services Cultural Exchange 6427 South America 0 2 Program Services Other Mission Related Activities 100744 South America 0 12 Program Services Research 315489 South America 0 0 Program Services Seminars & Conferences 131048 South America 0 0 Program Services Student Recruitment 37338 South America 0 0 Program Services Study Abroad & Other Educational Programs 93030 South America 0 0 Fundraising 10349 South America 0 0 Grantmaking 1673872 South America 0 0 Investments 2879373 South Asia 0 1 Program Services Academic Collaboration 101792 South Asia 0 2 Program Services Cultural Exchange 6181 South Asia 0 0 Program Services Instruction 19039 South Asia 0 4 Program Services Other Mission Related Activities 61190 South Asia 0 5 Program Services Research 147780 South Asia 0 0 Program Services Seminars & Conferences 124541 South Asia 0 0 Program Services Student Recruitment 52098 South Asia 0 0 Program Services Study Abroad & Other Educational Programs 14973 South Asia 0 0 Fundraising 17043 South Asia 0 0 Grantmaking 220447 South Asia 0 0 Investments 17593 Sub-Saharan Africa 0 1 Program Services Academic Collaboration 217154 Sub-Saharan Africa 0 0 Program Services Alumni Relations 204905 Sub-Saharan Africa 0 0 Program Services Instruction 162838 Sub-Saharan Africa 0 2 Program Services Other Mission Related Activities 295168 Sub-Saharan Africa 2 64 Program Services Research 3964704 Sub-Saharan Africa 0 0 Program Services Seminars & Conferences 112440 Sub-Saharan Africa 0 0 Program Services Student Recruitment 23663 Sub-Saharan Africa 0 3 Program Services Study Abroad & Other Educational Programs 231838 Sub-Saharan Africa 0 0 Program Services Training & Clinical Practice 133366 Sub-Saharan Africa 0 0 Grantmaking 1569047 Sub-Saharan Africa 0 0 Investments 385191512 4 37 2 175 6 212 3631626762 863324309 4494951071 Central America and the Caribbean SUBAWARD - SPONSORED RESEARCH 20886 WIRE TRANSFER Central America and the Caribbean SUBAWARD - SPONSORED RESEARCH 35657 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 36784 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 55858 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 188798 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 8769 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 146549 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 91187 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 10000 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 16595 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 92203 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 282611 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 37172 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 51100 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 51198 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 48350 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 132533 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 5203 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 59424 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 188506 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 30309 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 118097 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 167564 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 6142 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 21480 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 116108 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 58077 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 90111 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 34300 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 109781 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 43145 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 17538 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 96290 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 10000 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 31978 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 91000 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 15827 WIRE TRANSFER Middle East and North Africa SUBAWARD - SPONSORED RESEARCH 79673 WIRE TRANSFER Middle East and North Africa SUBAWARD - SPONSORED RESEARCH 12077 WIRE TRANSFER Middle East and North Africa SUBAWARD - SPONSORED RESEARCH 53202 WIRE TRANSFER North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 135689 WIRE TRANSFER North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 79000 WIRE TRANSFER North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 27000 WIRE TRANSFER North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 124410 WIRE TRANSFER North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 170080 WIRE TRANSFER North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 41550 WIRE TRANSFER Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 15783 WIRE TRANSFER Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 176595 WIRE TRANSFER Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 127531 WIRE TRANSFER Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 59310 WIRE TRANSFER South America SUBAWARD - SPONSORED RESEARCH 143483 WIRE TRANSFER South America SUBAWARD - SPONSORED RESEARCH 40582 WIRE TRANSFER South America SUBAWARD - SPONSORED RESEARCH 401491 WIRE TRANSFER South America SUBAWARD - SPONSORED RESEARCH 249786 WIRE TRANSFER South America SUBAWARD - SPONSORED RESEARCH 62290 WIRE TRANSFER South Asia SUBAWARD - SPONSORED RESEARCH 25955 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 18711 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 193368 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 242636 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 35233 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 147899 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 96814 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 163807 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 21269 WIRE TRANSFER 26 38 Student stipends and fellowships Central America and the Caribbean 59 356295 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Student stipends and fellowships East Asia and the Pacific 344 3124599 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Student stipends and fellowships Europe (Including Iceland and Greenland) 500 5051220 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Student stipends and fellowships Middle East and North Africa 89 639961 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Student stipends and fellowships North America (Canada & Mexico only) 39 309066 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Student stipends and fellowships Russia and Neighboring States 23 239648 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Student stipends and fellowships South America 114 722895 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Student stipends and fellowships South Asia 24 169433 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Student stipends and fellowships Sub-Saharan Africa 99 557486 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Scholarships East Asia and the Pacific 12 88312 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Scholarships Europe (Including Iceland and Greenland) 26 182347 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Scholarships Middle East and North Africa 10 15886 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Scholarships North America (Canada & Mexico only) 13 121667 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Scholarships Russia and Neighboring States 1 9139 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Scholarships South America 18 44017 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Scholarships South Asia 8 13399 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Scholarships Sub-Saharan Africa 2 78508 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Health Premium awards Central America and the Caribbean 2 3498 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Health Premium awards East Asia and the Pacific 41 56629 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Health Premium awards Europe (Including Iceland and Greenland) 47 100964 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Health Premium awards Middle East and North Africa 6 10494 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Health Premium awards North America (Canada & Mexico only) 9 28710 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Health Premium awards Russia and Neighboring States 2 3498 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Health Premium awards South America 6 9328 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Health Premium awards South Asia 8 11660 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Health Premium awards Sub-Saharan Africa 6 9328 CHECK, ELECTRONIC FUND OR WIRE TRANSFER true true true true true true Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICY AND PROCEDURES FOR MONITORING SUB RECIPIENT AWARDS ("SUBWARDS") ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND CONTRACTUAL ARRANGEMENTS, INCLUDING THE PROPER MONITORING AND STEWARDSHIP OF AWARDED FUNDS. PROPER MONITORING OF A SUBAWARD ENSURES THAT AWARDED FUNDS ARE USED FOR AUTHORIZED PURPOSES, PERFORMANCE GOALS ARE MET AND THE SUB RECIPIENT IS IN COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUB RECIPIENT AGREEMENT. SUB RECIPIENT MONITORING PROCEDURES INCLUDE BUT ARE NOT LIMITED TO THE FOLLOWING ACTIVITIES: A FORMAL PRE-QUALIFICATION PROCESS FOR SUB RECIPIENTS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS, REVIEW OF COMPLIANCE WITH REGULATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, IDENTIFICATION AND MANAGEMENT OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY, AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, FINANCIAL STATEMENTS, BILLINGS, SCIENTIFIC PROGRESS, TECHNICAL REPORTS, AND DELIVERABLES OF AN ACTIVE SUBAWARD REGULARLY AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS QUARTERLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. IN ADDITION TO A MONTHLY DEPARTMENTAL REVIEW, THE UNIVERSITY MONITORS A SUB RECIPIENT'S COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUBAWARD ANNUALLY AND UPON CLOSEOUT OF THE SUB RECIPIENT AGREEMENT. IF ANY OF THESE MONITORING PROCEDURES RESULT IN FINDINGS, THE UNIVERSITY WILL TAKE CORRECTIVE ACTION AS NECESSARY. THE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARD FUNDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE. Schedule F, Part I, Line 3 BREAKOUT OF INVESTMENTS PURSUANT TO THE FORM INSTRUCTIONS, THE FOLLOWING IS A BREAKOUT OF AMOUNTS REPORTED AS INVESTMENTS: CENTRAL AMERICA AND THE CARIBBEAN: INVESTMENTS = $3,593,695,115 EXPENDITURES = $31,688,834 EAST ASIA AND THE PACIFIC: INVESTMENTS = $4,650,024 EXPENDITURES = $319,052 EUROPE (INCLUDING ICELAND AND GREENLAND): INVESTMENTS = $223,698,194 EXPENDITURES = $1,587,296 NORTH AMERICA (CANADA & MEXICO ONLY): INVESTMENTS = $203,813,912 EXPENDITURES = $55,430 SOUTH AMERICA: INVESTMENTS = $0 EXPENDITURES = $2,879,373 SOUTH ASIA: INVESTMENTS = $0 EXPENDITURES = $17,593 SUB-SAHARAN AFRICA: INVESTMENTS = $385,191,512 EXPENDITURES = $0 Schedule F, Part II, Line 3 NUMBER OF OTHER ORGANIZATIONS OR ENTITIES THE TOTAL NUMBER REPORTED ON LINE 3 INCLUDES TAX-EXEMPT ORGANIZATIONS AND PUBLIC INSTITUTIONS. MOST OF THE SUBAWARD RECIPIENTS ARE UNIVERSITIES, HOSPITALS, AND RESEARCH INSTITUTIONS. Schedule F, Part II SUBAWARD A SUBAWARD IS AN AWARD OF FINANCIAL SUPPORT FROM THE UNIVERSITY TO A QUALIFIED THIRD PARTY PRIMARILY TO PERFORM RESEARCH AND OTHER RELATED PROGRAMMATIC EFFORTS UNDER A SPONSORED RESEARCH PROJECT. Schedule F, Part III COLUMNS (C) AND (D), TOTAL AWARDS THE AMOUNTS REPORTED IN COLUMNS (C) AND (D) REPRESENT AN ESTIMATE OF TOTAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2018 BASED ON INFORMATION PROVIDED BY THE UNIVERSITY'S UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS. SOME STUDENTS RECEIVED MORE THAN ONE AWARD DURING THE FISCAL YEAR ENDED JUNE 30, 2018. GOLF OUTING 227230 208043 19187 4382 7080 10173 0 16351 BLUE LEADERSHIP BALL 147204 88959 58245 7757 12372 5108 206751 14 356924 196242 160682 4740 28624 116189 12500 25018 731358 493244 238114 16879 48076 131470 12500 248120 457045 -218931 true AIDS PROJECT NEW HAVEN INC 1302 CHAPEL STREET NEW HAVEN CT 06511 222506184 501(C)(3) 315010 SEE PART IV ALBERT EINSTEIN COLLEGE OF MEDICINE INC 1300 MORRIS PARK AVENUE BRONX NY 10461 472209056 501(C)(3) 8731 SEE PART IV ALERE WELLBEING INC 999 THIRD AVENUE SEATTLE WA 98104 200231080 24412 SEE PART IV AMERICAN COLLEGE OF RADIOLOGY 1891 PRESTON WHITE DRIVE RESTON VA 20191 362261602 501(C)(3) 27040 SEE PART IV AMERICAN NATIONAL RED CROSS 431 18TH STREET NW WASHINGTON DC 20006 530196605 501(C)(3) 531164 SEE PART IV AMERICAN UNIVERSITY 4400 MASSACUSETTS AVENUE WASHINGTON DC 20006 530196605 501(C)(3) 10078 SEE PART IV ANN & ROBERT H LURIE CHILDREN'S HOSPITAL OF CHICAGO 225 EAST CHICAGO AVE CHICAGO IL 606112606 362170833 501(C)(3) 29208 SEE PART IV APT FOUNDATION INC ONE LONG WHARF DRIVE NEW HAVEN CT 06511 237061218 501(C)(3) 396641 SEE PART IV ARIZONA STATE UNIVERSITY PO BOX 876011 TEMPE AZ 852876011 860196696 State of AZ 5133 SEE PART IV ATLANTA RESEARCH & EDUCATION FOUNDATION INC 4 EXECUTIVE PARK EAST NE ATLANTA GA 30329 581857346 501(C)(3) 18535 SEE PART IV AUGUSTA UNIVERSITY RESEARCH INSTITUTE INC 1120 15TH STREET AUGUSTA GA 30912 581418202 501(C)(3) 328776 SEE PART IV BANNER HEALTH 901 E WILLETTA STREET PHOENIX AZ 85006 450233470 501(C)(3) 22325 SUBAWARD - SPONSORED RESEARCH BATTELLE MEMORIAL INSTITUTE 505 KING AVENUE COLUMBUS OH 43201 314379427 501(C)(3) 29999 SUBAWARD - SPONSORED RESEARCH BAYLOR COLLEGE OF MEDICINE ONE BAYLOR PLAZA HOUSTON TX 77030 741613878 501(C)(3) 533016 SUBAWARD - SPONSORED RESEARCH BAYLOR UNIVERSITY ONE BEAR PLACE 97043 WACO TX 767987041 741159753 501(C)(3) 178395 SUBAWARD - SPONSORED RESEARCH BETH ISRAEL DEACONESS MEDICAL CENTER 330 BROOKLINE AVENUE BOSTON MA 02215 042103881 501(C)(3) 371201 SUBAWARD - SPONSORED RESEARCH BOARD OF REGENTS NEVADA SYSTEM OF HIGHER EDUCATION 4505 MARYLAND PARKWAY LAS VEGAS NV 891541055 886000024 501(C)(3) 74762 SUBAWARD - SPONSORED RESEARCH BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 042774441 501(C)(3) 973488 SUBAWARD - SPONSORED RESEARCH BRANDEIS UNIVERSITY PO BOX 549110 WALTHAM MA 024549110 042103552 501(C)(3) 111346 SUBAWARD - SPONSORED RESEARCH BRENTWOOD BIOMEDICAL RESEARCH INSTITUTE INC PO BOX 25027 LOS ANGELES CA 90025 954183712 501(C)(3) 95244 SUBAWARD - SPONSORED RESEARCH BRIDGEPORT BOARD OF EDUCATION 45 LYON TERRACE BRIDGEPORT CT 06604 066001865 City-Bridgeport 24149 SUBAWARD - SPONSORED RESEARCH BRIDGEPORT HOSPITAL 267 GRANT STREET BRIDGEPORT CT 06610 060646554 501(C)(3) 37848 SUBAWARD - SPONSORED RESEARCH BRIDGES HEALTHCARE INC 949 BRIDGEPORT AVENUE MILFORD CT 06460 060867978 501(C)(3) 302653 SUBAWARD - SPONSORED RESEARCH BROOKHAVEN NATIONAL LABORATORY 20 BROOKHAVEN AVENUE UPTON NY 119735000 113403915 US Govt 253398 SUBAWARD - SPONSORED RESEARCH BROWN UNIVERSITY 69 BROWN STREET PROVIDENCE RI 02912 050258809 501(C)(3) 929108 SUBAWARD - SPONSORED RESEARCH CARNEGIE MELLON UNIVERSITY PO BOX 371032 PITTSBURGH PA 152507032 250969449 501(C)(3) 34361 SUBAWARD - SPONSORED RESEARCH CAROLINAS MEDICAL CENTER PO BOX 601979 CHARLOTTE NC 282601979 561398929 9974 SUBAWARD - SPONSORED RESEARCH CEDARS-SINAI MEDICAL CENTER 6500 WILSHIRE SUITE 1150 LOS ANGELES CA 90048 951644600 501(C)(3) 72888 SUBAWARD - SPONSORED RESEARCH CHILDREN'S HOSPITAL LOS ANGELES 4650 SUNSET BOUVLEVARD LOS ANGELES CA 90027 951690977 501(C)(3) 28688 SUBAWARD - SPONSORED RESEARCH CHILDREN'S HOSPITAL MEDICAL CENTER 3333 BURNET AVENUE CINCINNATI OH 452293039 310833936 501(C)(3) 60184 SUBAWARD - SPONSORED RESEARCH CITY OF NEW HAVEN 54 MEADOW STREET NEW HAVEN CT 06519 066001876 City-New Haven 250768 SUBAWARD - SPONSORED RESEARCH CLIFFORD W BEERS GUIDANCE CLINIC INC 93 EDWARDS STREET NEW HAVEN CT 06511 060646757 501(C)(3) 31646 SUBAWARD - SPONSORED RESEARCH COLLEGE OF THE HOLY CROSS 1 COLLEGE STREET WORCESTER MA 016102395 042103558 501(C)(3) 10295 SUBAWARD - SPONSORED RESEARCH COLORADO STATE UNIVERSITY 2002 CAMPUS DELIVERY FORT COLLINS CO 805232002 846000545 State of CO 92285 SUBAWARD - SPONSORED RESEARCH COOPERATIVE EDUCATIONAL SERVICES 40 LINDEMAN DRIVE TRUMBULL CT 06611 237121166 State of CT 17250 SUBAWARD - SPONSORED RESEARCH CORNELL SCOTT-HILL HEALTH CORPORATION 50 MITCHELL DRIVE NEW HAVEN CT 06511 060870990 501(C)(3) 158536 SUBAWARD - SPONSORED RESEARCH CORNELL UNIVERSITY 341 PINE TREE ROAD ITHACA NY 14851 150532082 501(C)(3) 330715 SUBAWARD - SPONSORED RESEARCH DALLAS VA RESEARCH CORPORATION PO BOX 397776 DALLAS TX 75339 752329831 501(C)(3) 57473 SUBAWARD - SPONSORED RESEARCH DANA-FARBER CANCER INSTITUTE INC 450 BROOKLINE AVENUE BOSTON MA 02215 042263040 501(C)(3) 543425 SUBAWARD - SPONSORED RESEARCH DARTMOUTH COLLEGE 11 ROPE FERRY ROAD HANOVER NH 037551404 020222111 501(C)(3) 138981 SUBAWARD - SPONSORED RESEARCH DREXEL UNIVERSITY 245 NORTH 15TH STREET PHILADELPHIA PA 19102 231352630 501(C)(3) 41312 SUBAWARD - SPONSORED RESEARCH DUKE UNIVERSITY 324 BLACKWELL STREET WASHIN NO 850 DURHAM NC 27701 560532129 501(C)(3) 1353977 SUBAWARD - SPONSORED RESEARCH EAST CAROLINA UNIVERSITY 2200 S CHARLES BLVD GREENVILLE NC 278584353 566000403 State of NC 20661 SUBAWARD - SPONSORED RESEARCH EAST TENNESSEE STATE UNIVERSITY BOX 70732 JOHNSON CITY TN 376140732 626021046 State of TN 44148 SUBAWARD - SPONSORED RESEARCH EMORY UNIVERSITY PO BOX 935084 ATLANTA GA 311935084 580566256 501(C)(3) 337679 SUBAWARD - SPONSORED RESEARCH FAIR HAVEN COMMUNITY HEALTH CLINIC INC 374 GRAND AVENUE NEW HAVEN CT 06513 060883545 501(C)(3) 459668 SUBAWARD - SPONSORED RESEARCH FOX CHASE CANCER CENTER FOUNDATION 333 COTTMAN AVENUE PHILADELPHIA PA 19111 232003072 501(C)(3) 38507 SUBAWARD - SPONSORED RESEARCH FRED HUTCHINSON CANCER RESEARCH CENTER 1100 FAIRVIEW AVENUE NORTH SEATTLE WA 981091024 237156071 501(C)(3) 73143 SUBAWARD - SPONSORED RESEARCH FREEDOM PHOTONICS LLC 41 AERO CAMINO GOLETA CA 93117 202578468 190967 SUBAWARD - SPONSORED RESEARCH GEORGE MASON UNIVERSITY 4400 UNIVERSITY DRIVE FAIRFAX VA 22030 540836354 State of VA 24596 SUBAWARD - SPONSORED RESEARCH GEORGIA TECH RESEARCH CORPORATION PO BOX 100117 ATLANTA GA 30384 580603146 501(C)(3) 35764 SUBAWARD - SPONSORED RESEARCH GLOBAL HEALTHY LIVING FOUNDATION INC 515 NORTH MIDLAND AVENUE UPPER NYACK NY 10960 204039120 501(C)(3) 70851 SUBAWARD - SPONSORED RESEARCH GRIFFIN HOSPITAL 130 DIVISION STREET DERBY CT 06418 060647014 501(C)(3) 540621 SUBAWARD - SPONSORED RESEARCH HARTFORD HOSPITAL 80 SEYMOUR STREET HARTFORD CT 06102 060646668 501(C)(3) 1885074 SUBAWARD - SPONSORED RESEARCH HASKINS LABORATORIES INC 300 GEORGE STREET NEW HAVEN CT 06511 131628174 501(C)(3) 21103 SUBAWARD - SPONSORED RESEARCH HENRY FORD HEALTH SYSTEM ONE FORD PLACE DETROIT MI 48202 381357020 501(C)(3) 86131 SUBAWARD - SPONSORED RESEARCH HENRY M JACKSON FOUNDATION FOR THE ADVANCEMENT OF MILITARY MEDICINE 6720A ROCKLEDGE DRIVE SUITE 100 BETHESDA MD 20817 521317896 501(C)(3) 7331 SUBAWARD - SPONSORED RESEARCH ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI ONE GUSTAVE L LEVY PLACE NEW YORK NY 100296574 136171197 501(C)(3) 821373 SUBAWARD - SPONSORED RESEARCH ILLINOIS INSTITUTE OF TECHNOLOGY 7562 SOLUTION CENTER CHICAGO IL 606777005 362170136 501(C)(3) 64820 SUBAWARD - SPONSORED RESEARCH INDIANA UNIVERSITY 400 EAST SEVENTH STREET BLOOMINGTON IN 47405 356001673 501(C)(3) 11464 SUBAWARD - SPONSORED RESEARCH INNOVATIONS FOR POVERTY ACTION 101 WHITNEY AVENUE NEW HAVEN CT 06510 061660068 501(C)(3) 556968 SUBAWARD - SPONSORED RESEARCH INSTITUTE FOR CLINICAL RESEARCH INC PO BOX 29545 WASHINGTON DC 200170745 521336656 501(C)(3) 137271 SUBAWARD - SPONSORED RESEARCH INSTITUTE FOR COMMUNITY RESEARCH INC 2 HARTFORD SQUARE WEST SUITE 100 HARTFORD CT 061065128 060653116 501(C)(3) 31645 SUBAWARD - SPONSORED RESEARCH INTER-AMERICAN TROPICAL TUNA COMMISSION 8901 LA JOLLA SHORES DRIVE LA JOLLA CA 920371508 951657183 501(C)(3) 16013 SUBAWARD - SPONSORED RESEARCH JOHNS HOPKINS UNIVERSITY 3910 KESWICK ROAD BALTIMORE MD 21211 520595110 501(C)(3) 802636 SUBAWARD - SPONSORED RESEARCH JOSLIN DIABETES CENTER INC ONE JOSLIN PLACE BOSTON MA 022155306 042203836 501(C)(3) 85642 SUBAWARD - SPONSORED RESEARCH L2 DIAGNOSTICS LLC PO BOX 8175 NEW HAVEN CT 065300175 061509946 457119 SUBAWARD - SPONSORED RESEARCH LAWRENCE LIVERMORE NATIONAL SECURITY LLC PO BOX 5516 LIVERMORE CA 94551 205624386 218958 SUBAWARD - SPONSORED RESEARCH LIBERTY COMMUNITY SERVICES 129 CHURCH STREET SUITE 202 NEW HAVEN CT 06510 222849124 501(C)(3) 182998 SUBAWARD - SPONSORED RESEARCH LOUISIANA STATE UNIVERSITY AND AGRICULTURAL & MECHANICAL COLLEGE 204 THOMAS BOYD HALL BATON ROUGE LA 70803 726000848 501(C)(3) 51670 SUBAWARD - SPONSORED RESEARCH LOVELACE BIOMEDICAL & ENVIRONMENTAL RESEARCH INSTITUTE INC 2425 RIDGECREST DRIVE SE ALBUQUERQUE NM 87108 510154068 501(C)(3) 467354 SUBAWARD - SPONSORED RESEARCH MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT STREET BOSTON MA 02114 042697983 501(C)(3) 751240 SUBAWARD - SPONSORED RESEARCH MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE CAMBRIDGE MA 021394307 042103594 501(C)(3) 1045892 SUBAWARD - SPONSORED RESEARCH MAYO CLINIC PO BOX 860334 MINNEAPOLIS MN 554860334 416011702 501(C)(3) 912298 SUBAWARD - SPONSORED RESEARCH MEDICAL UNIVERSITY OF SOUTH CAROLINA 19 HAGOOD AVENUE CHARLESTON SC 294258040 576000722 State of SC 73034 SUBAWARD - SPONSORED RESEARCH MEDSTAR HEALTH RESEARCH INSTITUTE 108 IRVING STREET NW WASHINGTON DC 20010 526056274 501(C)(3) 78632 SUBAWARD - SPONSORED RESEARCH MEHARRY MEDICAL COLLEGE 1005 DR DB TODD JR BLVD NASHVILLE TN 37208 620488046 501(C)(3) 26033 SUBAWARD - SPONSORED RESEARCH MEMORIAL SLOAN-KETTERING CANCER CENTER PO BOX 27084 NEW YORK NY 10087 131924236 501(C)(3) 518008 SUBAWARD - SPONSORED RESEARCH MICHIGAN STATE UNIVERSITY 426 AUDITORIUM ROAD EAST LANSING MI 48824 386005984 State of MI 85605 SUBAWARD - SPONSORED RESEARCH MIDWESTERN CONNECTICUT COUNCIL ON ALCOHOLISM INC 38 OLD RIDGEBURY ROAD DANBURY CT 06810 060890278 501(C)(3) 99866 SUBAWARD - SPONSORED RESEARCH MIRAGEN THERAPEUTICS INC 6200 LOOKOUT ROAD SUITE 100 BOULDER CO 80301 204362468 807561 SUBAWARD - SPONSORED RESEARCH MONTANA STATE UNIVERSITY PO BOX 172470 BOZEMAN MT 597172470 816010045 State of MT 227677 SUBAWARD - SPONSORED RESEARCH MOUNT SINAI REHABILITATION HOSPITAL INC 490 BLUE HILLS AVENUE HARTFORD CT 06112 061422973 501(C)(3) 18007 SUBAWARD - SPONSORED RESEARCH MYSUNBUDDY INC 1 CENTER PLAZA SUITE 302 BOSTON MA 02108 475354508 40322 SUBAWARD - SPONSORED RESEARCH NARROWS INSTITUTE FOR BIOMEDICAL RESEARCH INC 800 POLY PLACE BROOKLYN NY 11209 113059470 501(C)(3) 199317 SUBAWARD - SPONSORED RESEARCH NATIONAL CENTER FOR HEALTH RESEARCH 1001 CONNECTICUT AVENUE NW WASHINGTON DC 20036 522169212 501(C)(3) 48606 SUBAWARD - SPONSORED RESEARCH NATIONAL JEWISH HEALTH 1400 JACKSON STREET DENVER CO 80206 742044647 501(C)(3) 41780 SUBAWARD - SPONSORED RESEARCH NEW HAVEN FAMILY ALLIANCE INC 230 ASHMUN STREET NEW HAVEN CT 06511 061324343 501(C)(3) 209171 SUBAWARD - SPONSORED RESEARCH NEW REACH INC 153 EAST STREET NEW HAVEN CT 06511 223037451 501(C)(3) 48970 SUBAWARD - SPONSORED RESEARCH NEW YORK STEM CELL FOUNDATION INC 619 W 54TH STREET 3RD FLOOR NEW YORK NY 10019 202905531 501(C)(3) 12527 SUBAWARD - SPONSORED RESEARCH NEW YORK UNIVERSITY PO BOX 5166 NEW YORK NY 10087 135562308 501(C)(3) 231838 SUBAWARD - SPONSORED RESEARCH NORTH CAROLINA STATE UNIVERSITY CAMPUS BOX 7214 RALEIGH NC 276957214 566000756 State of NC 456339 SUBAWARD - SPONSORED RESEARCH NORTHEASTERN UNIVERSITY 360 HUNTINGTON AVENUE BOSTON MA 02115 041679980 501(C)(3) 55498 SUBAWARD - SPONSORED RESEARCH NORTHWESTERN UNIVERSITY 633 CLARK STREET EVANSTON IL 602081112 362167817 501(C)(3) 66061 SUBAWARD - SPONSORED RESEARCH OCEAN STATE RESEARCH INSTITUTE INC 830 CHALKSTONE AVENUE PROVIDENCE RI 029084734 050440574 501(C)(3) 8508 SUBAWARD - SPONSORED RESEARCH OREGON STATE UNIVERSITY 312 KERR ADMINISTRATION BLDG CORVALLIS OR 97331 611730890 State of OR 10396 SUBAWARD - SPONSORED RESEARCH PACIFIC INSTITUTE FOR STUDIES IN DEVELOPMENT ENVIRONMENTAL & SECURITY 654 13TH STREET OAKLAND CA 94612 943050434 501(C)(3) 29957 SUBAWARD - SPONSORED RESEARCH PARTNERS IN HEALTH A NONPROFIT CORPORATION 800 BOYLSTON ST SUITE 300 BOSTON MA 02199 043567502 501(C)(3) 97681 SUBAWARD - SPONSORED RESEARCH PATH PO BOX 900922 SEATTLE WA 98109 911157127 501(C)(3) 32575 SUBAWARD - SPONSORED RESEARCH PENNSYLVANIA STATE UNIVERSITY 227 W BEAVER AVENUE SUITE 401 STATE COLLEGE PA 168014819 246000376 State of PA 329517 SUBAWARD - SPONSORED RESEARCH PHOTON ACQUISITION CORPORATION 10420 RESEARCH ROAD SE ALBUQUERQUE NM 87123 471941203 63881 SUBAWARD - SPONSORED RESEARCH PORTLAND VA RESEARCH FOUNDATION PO BOX 69539 PORTLAND OR 97239 943090170 501(C)(3) 180419 SUBAWARD - SPONSORED RESEARCH PRESIDENT AND FELLOWS OF HARVARD COLLEGE 1350 MASSACHUSETTS AVENUE CAMBRIDGE MA 02138 042103580 501(C)(3) 1667654 SUBAWARD - SPONSORED RESEARCH PROPAGENIX INC 9605 MEDICAL CENTER DR SUITE 325 ROCKVILLE MD 20850 462913183 49400 SUBAWARD - SPONSORED RESEARCH PURDUE UNIVERSITY 1281 WIN HENTSCHEL BLVD WEST LAFAYETTE IN 47906 356002041 501(C)(3) 249136 SUBAWARD - SPONSORED RESEARCH RECOVERY NETWORK OF PROGRAMS INC 2 TRAP FALLS ROAD SUITE 405 SHELTON CT 06484 060910080 501(C)(3) 159653 SUBAWARD - SPONSORED RESEARCH REGENTS OF THE UNIVERSITY OF COLORADO PO BOX 910220 DENVER CO 802910238 846000555 501(C)(3) 371368 SUBAWARD - SPONSORED RESEARCH REGENTS OF THE UNIVERSITY OF MICHIGAN G395 WOLVERINE TOWER LOW RISE ANN ARBOR MI 481091279 386006309 501(C)(3) 344715 SUBAWARD - SPONSORED RESEARCH REGENTS OF THE UNIVERSITY OF MINNESOTA PO BOX 1450 MINNEAPOLIS MN 554855957 416007513 State of MN 92378 SUBAWARD - SPONSORED RESEARCH RENSSELAER POLYTECHNIC INSTITUTE 110 EIGHTH STREET TROY NY 121803590 141340095 501(C)(3) 120706 SUBAWARD - SPONSORED RESEARCH RESEARCH INSTITUTE AT NATIONWIDE CHILDREN'S HOSPITAL 700 CHILDRENS DRIVE COLUMBUS OH 432052664 316056230 501(C)(3) 192860 SUBAWARD - SPONSORED RESEARCH RESEARCH TRIANGLE INSTITUTE PO BOX 900002 RALEIGH NC 276759000 560686338 501(C)(3) 11319 SUBAWARD - SPONSORED RESEARCH RICE UNIVERSITY PO BOX 1892 HOUSTON TX 772511892 741109620 501(C)(3) 27194 SUBAWARD - SPONSORED RESEARCH ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE 3333 GREEN BAY ROAD NORTH CHICAGO IL 600643037 362181973 501(C)(3) 19811 SUBAWARD - SPONSORED RESEARCH RUSH UNIVERSITY MEDICAL CENTER 1700 WEST VAN BUREN STREET CHICAGO IL 60612 362174823 501(C)(3) 22104 SUBAWARD - SPONSORED RESEARCH RUTGERS THE STATE UNIVERSITY 33 KNIGHTSBRIDGE ROAD PISCATAWAY NJ 08854 226001086 501(C)(3) 151135 SUBAWARD - SPONSORED RESEARCH RXGEN INC 4 SCIENCE PARK 4TH FLOOR NEW HAVEN CT 06511 043682460 104902 SUBAWARD - SPONSORED RESEARCH SEATTLE CHILDREN'S HOSPITAL PO BOX 24728 SEATTLE WA 981240728 910564748 501(C)(3) 661041 SUBAWARD - SPONSORED RESEARCH SEPULVEDA RESEARCH CORPORATION 16111 PLUMMER STREET NORTH HILLS CA 91343 954246275 501(C)(3) 40111 SUBAWARD - SPONSORED RESEARCH SMART POWER INC 1120 CONNECTICUT AVENUE NW WASHINGTON DC 20036 030375454 501(C)(3) 307431 SUBAWARD - SPONSORED RESEARCH SMITHSONIAN INSTITUTION 1000 JEFFERSON DRIVE S W WASHINGTON DC 20560 530206027 501(C)(3) 323819 SUBAWARD - SPONSORED RESEARCH SOUTHERN CONNECTICUT STATE UNIVERSITY 501 CRESCENT STREET NEW HAVEN CT 065151355 061363115 State of CT 261479 SUBAWARD - SPONSORED RESEARCH SAINT BARNABAS MEDICAL CENTER 94 OLD SHORT HILLS ROAD LIVINGSTON NJ 07039 221494440 501(C)(3) 102962 SUBAWARD - SPONSORED RESEARCH ST JUDE CHILDREN'S RESEARCH HOSPITAL INC 262 DANNY THOMAS PLACE MEMPHIS TN 38105 620646012 501(C)(3) 19420 SUBAWARD - SPONSORED RESEARCH STANFORD UNIVERSITY 3145 PORTER DRIVE PALO ALTO CA 94304 941156365 501(C)(3) 467088 SUBAWARD - SPONSORED RESEARCH STATE OF CONNECTICUT 24 WOLCOTT HILL ROAD WETHERSFIELD CT 061091152 066000798 State of CT 44063 SUBAWARD - SPONSORED RESEARCH TAMPA VA RESEARCH AND EDUCATION FOUNDATION INC 5620 E FOWLER AVENUE TEMPLE TERRACE FL 336172373 593444354 501(C)(3) 87143 SUBAWARD - SPONSORED RESEARCH TEMPLE UNIVERSITY 1805 NORTH BROAD STREET PHILADELPHIA PA 19122 231365971 501(C)(3) 101255 SUBAWARD - SPONSORED RESEARCH TEXAS A & M UNIVERSITY 400 HARVEY MITCHELL PKWY SOUTH COLLEGE STATION TX 778454375 746000531 State of TX 77053 SUBAWARD - SPONSORED RESEARCH THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ILLINOIS 28392 NETWORK PLACE CHICAGO IL 606731283 376000511 501(C)(3) 89660 SUBAWARD - SPONSORED RESEARCH THE BRIGHAM AND WOMEN'S HOSPITAL INC PO BOX 3887 BOSTON MA 022413887 042312909 501(C)(3) 1518373 SUBAWARD - SPONSORED RESEARCH THE BROAD INSTITUTE INC 415 MAIN STREET CAMBRIDGE MA 02142 263428781 501(C)(3) 378193 SUBAWARD - SPONSORED RESEARCH THE BRONX VETERANS MEDICAL RESEARCH FOUNDATION INC 130 WEST KINGSBRIDGE ROAD BRONX NY 10468 133699250 501(C)(3) 130620 SUBAWARD - SPONSORED RESEARCH THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY PO BOX 601979 CHARLOTTE NC 282601979 560529945 State of NC 26059 SUBAWARD - SPONSORED RESEARCH THE CONNECTICUT CENTER FOR PRIMARY CARE INC 3 FARM GLEN BLVD FARMINGTON CT 06032 030441188 501(C)(3) 329215 SUBAWARD - SPONSORED RESEARCH THE GEORGE WASHINGTON UNIVERSITY 45155 RESEARCH PLACE ASHBURN VA 20147 530196584 501(C)(3) 294100 SUBAWARD - SPONSORED RESEARCH THE HEBREW HOME FOR THE AGED AT RIVERDALE 5901 PALISADE AVENUE RIVERDALE NY 10471 131739971 501(C)(3) 15748 SUBAWARD - SPONSORED RESEARCH THE JOHN B PIERCE LABORATORY INC 290 CONGRESS AVENUE NEW HAVEN CT 06519 060646780 501(C)(3) 354405 SUBAWARD - SPONSORED RESEARCH THE MIRIAM HOSPITAL ONE HOPPIN STREET PROVIDENCE RI 029034141 050258905 501(C)(3) 103867 SUBAWARD - SPONSORED RESEARCH THE POPULATION COUNCIL INC 1 DAG HAMMARSKJOLD PLAZA NEW YORK NY 10017 131687001 501(C)(3) 68244 SUBAWARD - SPONSORED RESEARCH THE REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN FRANCISCO 1855 FOLSOM STREET SUITE 425 SAN FRANCISCO CA 94143 946036493 501(C)(3) 784068 SUBAWARD - SPONSORED RESEARCH THE RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW YORK PO BOX 9 ALBANY NY 122010009 141368361 501(C)(3) 218045 SUBAWARD - SPONSORED RESEARCH THE ROCKEFELLER UNIVERSITY 1230 YORK AVENUE NEW YORK NY 10065 131624158 501(C)(3) 115428 SUBAWARD - SPONSORED RESEARCH THE SCRIPPS RESEARCH INSTITUTE 10550 NORTH TORREY PINES ROAD LA JOLLA CA 92037 330435954 501(C)(3) 201989 SUBAWARD - SPONSORED RESEARCH THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK PO BOX 29789 NEW YORK NY 100879789 135598093 501(C)(3) 1534332 SUBAWARD - SPONSORED RESEARCH THE TRUSTEES OF PRINCETON UNIVERSITY 701 CARNEGIE CENTER PRINCETON NJ 08540 210634501 501(C)(3) 295252 SUBAWARD - SPONSORED RESEARCH THE UNIVERSITY OF ARIZONA 1303 E UNIVERSITY BLVD BOX 3 TUCSON AZ 857190521 742652689 State of AZ 6049 SUBAWARD - SPONSORED RESEARCH THE UNIVERSITY OF CENTRAL FLORIDA BOARD OF TRUSTEES PO BOX 160118 ORLANDO FL 328160118 592924021 State of FL 63574 SUBAWARD - SPONSORED RESEARCH THE UNIVERSITY OF OKLAHOMA 201 STEPHENSON PARKWAY NORMAN OK 73019 731377584 State of OK 18029 SUBAWARD - SPONSORED RESEARCH THOMAS JEFFERSON UNIVERSITY HOSPITALS INC 125 S 9TH STREET PHILADELPHIA PA 19107 232829095 501(C)(3) 5250 SUBAWARD - SPONSORED RESEARCH TRUSTEES OF BOSTON UNIVERSITY 881 COMMONWEALTH AVENUE BOSTON MA 02215 042103547 501(C)(3) 260650 SUBAWARD - SPONSORED RESEARCH TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET PHILADELPHIA PA 19104 231352685 501(C)(3) 859532 SUBAWARD - SPONSORED RESEARCH TUFTS MEDICAL CENTER INC 800 WASHINGTON STREET BOSTON MA 021111533 043400617 501(C)(3) 73326 SUBAWARD - SPONSORED RESEARCH TUFTS UNIVERSITY 136 HARRISON AVENUE BOSTON MA 02111 042103634 501(C)(3) 28094 SUBAWARD - SPONSORED RESEARCH TULANE UNIVERSITY PO BOX 54431 NEW ORLEANS LA 70154 720423889 501(C)(3) 6098 SUBAWARD - SPONSORED RESEARCH UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH PO BOX 3000 BOULDER CO 803073000 840412668 501(C)(3) 70165 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF ALABAMA AT BIRMINGHAM 1720 SECOND AVENUE SOUTH BIRMINGHAM AL 352940109 636005396 501(C)(3) 20713 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF ARKANSAS FOR MEDICAL SCIENCES 4301 W MARKHAM STREET LITTLE ROCK AR 72205 716046242 State of AR 5292 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF CALIFORNIA BERKELEY 2195 HEARST AVENUE BERKELEY CA 947201103 946002123 501(C)(3) 360599 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF CALIFORNIA DAVIS ONE SHIELDS AVENUE DAVIS CA 95616 946036494 501(C)(3) 55144 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF CALIFORNIA IRVINE 120 THEORY SUITE 200 IRVINE CA 926971050 952226406 501(C)(3) 269947 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF CALIFORNIA LOS ANGELES (UCLA) 405 HILGARD AVENUE LOS ANGELES CA 900959000 956006143 501(C)(3) 1201859 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 920930954 956006144 501(C)(3) 373441 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF CALIFORNIA SANTA BARBARA 3201 SAASB SANTA BARBARA CA 93106 956006145 501(C)(3) 10803 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF CENTRAL OKLAHOMA 100 N UNIVERSITY DRIVE EDMOND OK 73034 736017987 State of OK 177841 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF CHICAGO 6054 S DREXEL AVENUE CHICAGO IL 60637 362177139 501(C)(3) 201644 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF CONNECTICUT 438 WHITNEY ROAD STORRS CT 062691133 060772160 State of CT 472274 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF CONNECTICUT HEALTH CENTER 263 FARMINGTON AVENUE FARMINGTON CT 060305335 521725543 State of CT 908478 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF DELAWARE 116 STUDENT SERVICES BLDG NEWARK DE 19716 516000297 501(C)(3) 30471 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF FLORIDA PO BOX 113001 GAINESVILLE FL 326113001 596002052 State of FL 23471 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF GEORGIA RESEARCH FOUNDATION 310 EAST CAMPUS ROAD ATHENS GA 30602 581353149 501(C)(3) 131169 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF HARTFORD 200 BLOOMFIELD AVENUE WEST HARTFORD CT 061171599 060731360 501(C)(3) 8190 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF HAWAII 2440 CAMPUS ROAD HONOLULU HI 96822 996000354 State of HI 21146 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF IOWA 118 S CLINTON STREET IOWA CITY IA 52242 426004813 State of IA 134318 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF KENTUCKY RESEARCH FOUNDATION 301 PETERSON SERVICE BUILDING LEXINGTON KY 40506 616033693 501(C)(3) 32773 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF MARYLAND BALTIMORE 220 ARCH STREET BALTIMORE MD 212011531 526002033 State of MD 196499 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF MASSACHUSETTS 100 MORRISSEY BLVD BOSTON MA 02125 043167352 State of MA 548570 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF MIAMI PO BOX 248106 CORAL GABLES FL 331242912 590624458 501(C)(3) 453013 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL 104B MARKET STREET CHAPEL HILL NC 275997521 566001393 501(C)(3) 349075 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF OREGON PO BOX 3237 EUGENE OR 97403 464727800 State of OR 27373 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF PITTSBURGH PO BOX 371220 PITTSBURGH PA 152517220 250965591 501(C)(3) 442794 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF PUERTO RICO PO BOX 365067 SAN JUAN PR 009365067 660433760 Puerto Rico 133075 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF RHODE ISLAND 70 LOWER COLLEGE ROAD KINGSTON RI 028810811 056000522 501(C)(3) 449225 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF ROCHESTER 910 GENESSEE STREET SUITE 200 ROCHESTER NY 14611 160743209 501(C)(3) 217599 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF SOUTHERN CALIFORNIA 3500 SOUTH FIGUEROA STREET LOS ANGELES CA 900898001 951642394 501(C)(3) 1691832 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF TEXAS AT AUSTIN PO BOX 7159 AUSTIN TX 787137159 746000203 State of TX 571636 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTONIO PO BOX 1898 SAN ANTONIO TX 782971898 741586031 State of TX 21586 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON PO BOX 20036 HOUSTON TX 772250036 741761309 State of TX 103898 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF TEXAS MEDICAL BRANCH AT GALVESTON BOX 660120 DALLAS TX 752660120 746000949 State of TX 109889 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF TEXAS RIO GRANDE VALLEY 1201 WEST UNIVERSITY DRIVE EDINBURG TX 78539 465292740 501(C)(3) 122973 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER AT DALLAS PO BOX 841765 DALLAS TX 752841765 756002868 State of TX 908787 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF THE VIRGIN ISLANDS 2 JOHN BREWERS BAY ST THOMAS VI 00802 660432514 501(C)(3) 67395 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF UTAH 201 SOUTH PRESIDENTS CIRCLE SALT LAKE CITY UT 841129020 876000525 501(C)(3) 27630 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF VERMONT AND STATE AGRICULTURAL COLLEGE 85 SOUTH PROSPECT STREET BURLINGTON VT 05405 030179440 501(C)(3) 95412 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF VIRGINIA PO BOX 400195 CHARLOTTESVILLE VA 229044195 546001796 501(C)(3) 202503 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF WASHINGTON BOX 354966 SEATTLE WA 981954966 916001537 State of WA 1349465 SUBAWARD - SPONSORED RESEARCH UNIVERSITY OF WISCONSIN SYSTEM 21 N PARK STREET SUITE 6101 MILWAUKEE WI 532780538 391805963 State of WI 284507 SUBAWARD - SPONSORED RESEARCH UTAH STATE UNIVERSITY PO BOX 410027 SALT LAKE CITY UT 841410027 876000528 501(C)(3) 115670 SUBAWARD - SPONSORED RESEARCH UT-BATTELLE LLC 1 BETHEL VALLEY ROAD OAK RIDGE TN 37830 621788235 698170 SUBAWARD - SPONSORED RESEARCH VA CONNECTICUT HEALTHCARE SYSTEM 950 CAMPBELL AVENUE WEST HAVEN CT 06516 061379945 US Govt 104580 SUBAWARD - SPONSORED RESEARCH VANDERBILT UNIVERSITY 2301 VANDERBILT PLACE NASHVILLE TN 372401591 620476822 501(C)(3) 353408 SUBAWARD - SPONSORED RESEARCH VANDERBILT UNIVERSITY MEDICAL CENTER 1161 21ST AVENUE NASHVILLE TN 37232 352528741 501(C)(3) 56755 SUBAWARD - SPONSORED RESEARCH VETERANS MEDICAL RESEARCH FOUNDATION OF SAN DIEGO 3350 LA JOLLA VILLAGE DRIVE SAN DIEGO CA 921610001 330189397 501(C)(3) 124464 SUBAWARD - SPONSORED RESEARCH VIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSITY 300 TURNER STREET NW BLACKSBURG VA 24061 546001805 State of VA 7221 SUBAWARD - SPONSORED RESEARCH WASHINGTON UNIVERSITY 700 ROSEDALE AVENUE ST LOUIS MO 63112 430653611 501(C)(3) 253406 SUBAWARD - SPONSORED RESEARCH WAYNE STATE UNIVERSITY PO BOX 02788 DETROIT MI 48202 386028429 501(C)(3) 222081 SUBAWARD - SPONSORED RESEARCH WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY 575 LEXINGTON AVENUE 9TH FLOOR NEW YORK NY 10022 131623978 501(C)(3) 339240 SUBAWARD - SPONSORED RESEARCH YALE NEW HAVEN HEALTH SERVICES CORPORATION 1 CHURCH STREET NEW HAVEN CT 06510 222529464 501(C)(3) 7406 SUBAWARD - SPONSORED RESEARCH BOYS & GIRLS CLUBS OF ST HELENA AND CALISTOGA INC 1420 TAINTER STREET ST HELENA CA 94574 680226714 501(c)(3) 50000 DAF DISTRIBUTION CHILD ADVOCACY CENTER OF SEDGWICK COUNTY 1211 S EMPORIA AVNUE WICHITA KS 682113211 262090660 501(c)(3) 10000 DAF DISTRIBUTION GREATER HOUSTON COMMUNITY FOUNDATION 5120 WOODWAY DRIVE HOUSTON TX 77056 237160400 501(c)(3) 100000 DAF DISTRIBUTION GUILD OF SOMMELIERS EDUCATION FOUNDATION 2030 APPOLLO COURT NAPA CA 94559 593770368 501(c)(3) 30000 DAF DISTRIBUTION THE UNIVERSITY OF CONNECTICUT FOUNDATION INC 2390 ALUMNI DRIVE STORRS CT 06269 066070722 501(c)(3) 461551 DAF DISTRIBUTION WELLESLEY COLLEGE 106 CENTRAL STREET WELLESLEY MA 024818203 042103637 501(c)(3) 901050 DAF DISTRIBUTION WICHITA STATE UNIVERSITY FOUNDATION 1845 FAIRMOUNT CAMPUS BOX 2 WICHITA KS 672600002 486121167 501(c)(3) 40000 DAF DISTRIBUTION YOUTH ENTREPRENEURS INC 4111 E 37TH STREET N WICHITA KS 67220 481187886 501(c)(3) 10000 DAF DISTRIBUTION ACHIEVEMENT FIRST INC 495 BLAKE STREET NEW HAVEN CT 06515 651203744 501(C)(3) 100000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT AMERICAN LIVER FOUNDATION 127 WASHINGTON AVENUE NORTH HAVEN CT 06743 362883000 501(C)(3) 6000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT ANTI-DEFAMATION LEAGUE 1952 WHITNEY AVENUE 3RD FLOOR HAMDEN CT 06517 131818723 501(C)(3) 9000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT ARTSPACE INC 50 ORANGE STREET NEW HAVEN CT 06510 222533535 501(C)(3) 30000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT CALVIN HILL DAY CARE CENTER INC 150 HIGHLAND STREET NEW HAVEN CT 06511 060865321 501(C)(3) 20000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT CHAPEL WEST SPECIAL SERVICES DISTRICT 1205 CHAPEL STREET NEW HAVEN CT 06511 061205893 CITY-NEW HAVEN 10000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT CITY OF NEW HAVEN 200 ORANGE STREET NEW HAVEN CT 06510 066001876 CITY-NEW HAVEN 8300 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT CONNECTICUT INNOVATIONS INCORPORATED 865 BROOK STREET ROCKY HILL CT 06067 061423798 STATE OF CT 30000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT CONNECTICUT POLICE CHIEFS ASSOCIATION INC 365 SILAS DEANE HIGHWAY WETHERSFIELD CT 061092121 060949795 501(C)(6) 10000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT CONNECTICUT RISING INC 77 HARTFORD ROAD SIMSBURY CT 06070 823700390 100000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT CT CYCLING ADVANCEMENT PROGRAM INC 353 MAIN STREET MIDDLETOWN CT 06457 461774656 501(C)(3) 6000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT FIRST CALVARY BAPTIST CHURCH 605 DIXWELL AVENUE NEW HAVEN CT 06511 061173497 501(C)(3) 25000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT JUNTA FOR PROGRSSIVE ACTION INC 169 GRAND AVENUE NEW HAVEN CT 06513 237066862 501(C)(3) 51000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT LONG WHARF THEATRE 222 SARGENT DRIVE NEW HAVEN CT 06511 066073063 501(C)(3) 21000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT MARKET NEW HAVEN INC 45 YALE AVENUE NEW HAVEN CT 06515 061578847 501(C)(6) 343750 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT NEW HAVEN FREE PUBLIC LIBRARY FOUNDATION INCORPORATED 133 ELM STREET NEW HAVEN CT 06510 061283798 501(C)(3) 252500 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT NEW HAVEN INTERNATIONAL FESTIVAL OF ARTS AND IDEAS INC 195 CHURCH STREET 12TH FLOOR NEW HAVEN CT 06510 061444222 501(C)(3) 222000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT NEW HAVEN PROMISE INC 28 LINCOLN WAY NEW HAVEN CT 06510 811267064 501(C)(3) 14531 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT NEW HAVEN SYMPHONY ORCHESTRA INC 4 HAMILTON STREET NEW HAVEN CT 06511 066000592 501(C)(3) 8000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT NEW HAVEN WORKS INC 205 WHITNEY AVENUE NO 106 NEW HAVEN CT 06511 462662124 501(C)(3) 119357 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT NEW HYTES INC PO BOX 2928 NEW HAVEN CT 06515 270772846 501(C)(3) 30000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT POLICE ACTIVITY LEAGUE OF NEW HAVEN INC ONE UNION AVENUE NEW HAVEN CT 06519 471212812 501(C)(3) 20000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT TEACH FOR AMERICA INC 370 JAMES STREET SUITE 404 NEW HAVEN CT 06513 133541913 501(C)(3) 100000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT THE COMMUNITY FOUNDATION FOR GREATER NEW HAVEN 70 AUDUBON STREET NEW HAVEN CT 06510 066032106 501(C)(3) 7500 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT THE FOUNDATION OF THE GREATER NEW HAVEN CHAMBER OF COMMERCE INC 900 CHAPEL STREET NEW HAVEN CT 06510 061142015 501(C)(3) 12000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT THE MORY'S ASSOCIATION INC 306 YORK STREET NEW HAVEN CT 06511 060460080 501(C)(7) 213182 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT THE TENNIS FOUNDATION OF CONNECTICUT INC 900 CHAPEL STREET SUITE 622 NEW HAVEN CT 06510 061287098 501(C)(3) 300000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT ULYSSES S GRANT FOUNDATION PO BOX 200082 YALE STATION NEW HAVEN CT 06520 066071625 501(C)(3) 10000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT UNITED WAY OF GREATER NEW HAVEN INC 370 JAMES STREET NO 403 NEW HAVEN CT 06513 060646761 501(C)(3) 206000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT WALTER CAMP FOOTBALL FOUNDATION INC PO BOX 1663 NEW HAVEN CT 06507 066099383 501(C)(4) 20000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT NEW HAVEN PROMISE INC 28 LINCOLN WAY NEW HAVEN CT 06510 811267064 501(C)(3) 3052797 SCHOLARSHIPS 229 16 STUDENT STIPENDS AND FELLOWSHIPS 4857 78953453 SCHOLARSHIPS 8652 303871100 COST TUITION REDUCTION HEALTH PREMIUM AWARDS 3112 11107366 COST HEALTHCARE PRIZES AND AWARDS 1872 5595751 Schedule I, Part II SUBAWARD A SUBAWARD IS AN AWARD OF FINANCIAL SUPPORT FROM THE UNIVERSITY TO A QUALIFIED THIRD PARTY PRIMARILY TO PERFORM RESEARCH AND OTHER RELATED PROGRAMMATIC EFFORTS UNDER A SPONSORED RESEARCH PROJECT. Schedule I, Part III COLUMN B - NUMBER OF RECIPIENTS THE AMOUNTS REPORTED IN PART III REPRESENT AN ESTIMATE OF TOTAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2018 BASED ON INFORMATION PROVIDED BY THE UNIVERSITY'S UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS. SOME STUDENTS RECEIVED MORE THAN ONE AWARD DURING THE FISCAL YEAR ENDED JUNE 30, 2018. Schedule I, Part II, Line 1 COLUMN H - PURPOSE OF GRANT OR ASSISTANCE SUBAWARDS - SPONSORED RESEARCH Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICY AND PROCEDURES FOR MONITORING SUB RECIPIENT AWARDS ("SUBWARDS") ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND CONTRACTUAL ARRANGEMENTS, INCLUDING THE PROPER MONITORING AND STEWARDSHIP OF AWARDED FUNDS. PROPER MONITORING OF A SUBAWARD ENSURES THAT AWARDED FUNDS ARE USED FOR AUTHORIZED PURPOSES, PERFORMANCE GOALS ARE MET AND THE SUB RECIPIENT IS IN COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUB RECIPIENT AGREEMENT. SUB RECIPIENT MONITORING PROCEDURES INCLUDE BUT ARE NOT LIMITED TO THE FOLLOWING ACTIVITIES: A FORMAL PRE-QUALIFICATION PROCESS FOR SUB RECIPIENTS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS, REVIEW OF COMPLIANCE WITH REGULATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, IDENTIFICATION AND MANAGEMENT OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY, AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, FINANCIAL STATEMENTS, BILLINGS, SCIENTIFIC PROGRESS, TECHNICAL REPORTS, AND DELIVERABLES OF AN ACTIVE SUBAWARD REGULARLY AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS QUARTERLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. IN ADDITION TO A MONTHLY DEPARTMENTAL REVIEW, THE UNIVERSITY MONITORS A SUB RECIPIENT'S COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUBAWARD ANNUALLY AND UPON CLOSEOUT OF THE SUB RECIPIENT AGREEMENT. IF ANY OF THESE MONITORING PROCEDURES RESULT IN FINDINGS, THE UNIVERSITY WILL TAKE CORRECTIVE ACTION AS NECESSARY. THE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARD FUNDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE. X X X true true X X X X X false true false false false false false true true true Peter Salovey Trustee & President 1085266 0 0 0 337594 0 210570 0 49653 0 1683083 0 60000 0 Bruce D Alexander VP for New Haven & State Affairs 552695 0 0 0 53117 0 30570 0 14406 0 650788 0 0 0 Jack F Callahan Jr Sr VP for Operations 616364 0 0 0 64659 0 30570 0 35129 0 746722 0 0 0 Alexander E Dreier Sr VP for Institutional Affairs 608778 0 0 0 43000 0 30570 0 32215 0 714563 0 0 0 Kimberly M Goff-Crews Secretary & VP for Student Life 404372 0 0 0 18000 0 30570 0 9869 0 462811 0 0 0 Pericles Lewis VP for Global Strategy 134968 0 0 0 18000 0 16385 0 8527 0 177880 0 0 0 Janet E Lindner VP for HR & Administration 401983 0 40000 0 0 0 30570 0 9436 0 481989 0 0 0 Stephen C Murphy VP for Finance & CFO 425106 0 0 0 18000 0 30570 0 36643 0 510319 0 0 0 Eileen O'Connor VP for Communications 337581 0 0 0 47305 0 30570 0 33412 0 448868 0 0 0 Joan E O'Neill VP for Alumni Affairs & Development 474090 0 0 0 51487 0 30570 0 35659 0 591806 0 0 0 Benjamin Polak Provost 634423 0 0 0 18000 0 30570 0 770 0 683763 0 0 0 Scott A Strobel VP for West Campus Planning 459631 0 0 0 30149 0 30570 0 24788 0 545138 0 0 0 Robert J Alpern Dean, School of Medicine 916965 0 0 0 18000 0 30570 0 3228 0 968763 0 0 0 John H Bollier AVP for Facilities 414023 0 0 0 0 0 30570 0 25229 0 469822 0 0 0 David F Swensen Chief Investment Officer 843954 0 2907004 0 582792 0 290080 0 27965 0 4651795 0 0 0 Dean J Takahashi Sr Director, Investments 630217 0 2159489 0 430203 0 271781 0 2476 0 3494166 0 0 0 Khalid M Abbed Chief, Neurosurgery Spine 284089 0 1094024 0 2500 0 30258 0 36835 0 1447706 0 0 0 Ravi Dhar Professor of Management & Marketing 1210602 0 0 0 18000 0 30570 0 8289 0 1267461 0 0 0 Alan Forman Director, Investments 607259 0 699163 0 18000 0 477237 0 34734 0 1836393 0 398333 0 Charles Fuchs Director, Yale Cancer Center 886198 0 296855 0 99170 0 30570 0 34205 0 1346998 0 0 0 Timothy R Sullivan Director, Investments 662591 0 772286 0 18000 0 550570 0 52870 0 2056317 0 428334 0 Michael A Peel Former VP for HR & Administration 272370 0 0 0 193915 0 30570 0 7804 0 504659 0 0 0 Schedule J, Part I, Line 1a EACH ONE OF THE BENEFITS THAT WAS CHECKED WAS PROVIDED PURSUANT TO A WRITTEN POLICY. Schedule J, Part II, Column (D) IN ADDITION TO THE EMPLOYER COST OF HEALTH, DENTAL AND OTHER NONTAXABLE BENEFITS AVAILABLE ON A NONDISCRIMINATORY BASIS, COLUMN (D) INCLUDES AMOUNTS AWARDED AS SCHOLARSHIP GRANTS TO CHILDREN OF EMPLOYEES UNDER THE UNIVERSITY'S NONDISCRIMINATORY QUALIFIED TUITION REDUCTION PLAN COVERING ALL ELIGIBLE FACULTY AND STAFF WITH SIX OR MORE YEARS OF SERVICE. Schedule J, Part II, Column (F) COMPENSATION REPORTED IN PRIOR FORM 990 THIS AMOUNT IS ALSO INCLUDED IN COLUMN (E). IT IS, THEREFORE, DOUBLE REPORTED IN PART II AND DOES NOT REPRESENT ADDITIONAL COMPENSATION. Schedule J, Part I, Line 1a First-class or charter travel ON OCCASION DURING THE CALENDAR YEAR 2017, THE UNIVERSITY CHARTERED PRIVATE AIRCRAFT WHEN DEEMED NECESSARY FOR THE CONDUCT OF UNIVERSITY BUSINESS, PURSUANT TO A CORPORATION POLICY. TWO OFFICERS TRAVELED ON SUCH FLIGHTS IN 2017 IN ACCORDANCE WITH THE POLICY. IN ADDITION, ONE OFFICER TRAVELED FIRST CLASS ON COMMERCIAL FLIGHTS DURING 2017 AND ONE HIGHLY COMPENSATED INDIVIDUAL TRAVELED FIRST CLASS ON AN INTERNATIONAL TRAIN, BOTH DUE TO SPECIAL CIRCUMSTANCES. BOTH WERE PERMITTED PURSUANT TO UNIVERSITY POLICY. UNDER APPLICABLE RULES, AMOUNTS FOR SUCH TRAVEL WERE NOT REPORTED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS. Schedule J, Part I, Line 1a Tax indemnification and gross-up payments FIVE OFFICERS AND ONE HIGHLY COMPENSATED INDIVIDUAL RECEIVED TAX GROSS-UP PAYMENTS DURING THE CALENDAR YEAR 2017 FOR CERTAIN LIMITED TAXABLE BENEFITS BASED ON THEIR ESTIMATED RELATED TAX OBLIGATIONS. THESE PAYMENTS WERE TREATED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS. Schedule J, Part I, Line 1a Housing allowance or residence for personal use AS A CONDITION OF HIS EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY, THE PRESIDENT IS REQUIRED TO LIVE ON CAMPUS IN AN APARTMENT WITHIN THE PRESIDENT'S HOUSE. THE ESTIMATED FAIR MARKET RENTAL VALUE OF THIS HOUSING IS INCLUDED AS A NONTAXABLE BENEFIT IN SCHEDULE J, PART II, COLUMN (D). IN ADDITION, TWO OFFICERS WERE PROVIDED UNIVERSITY RESIDENCES FOR PERSONAL USE DURING THE CALENDAR YEAR 2017. THE VALUES OF THE RESIDENCES WERE DETERMINED PURSUANT TO IRC SECTION 119(D), AS REQUIRED, AND TREATED AS TAXABLE COMPENSATION. IN ADDITION, ONE OFFICER AND ONE HIGHLY COMPENSATED EMPLOYEE RECEIVED A HOUSING ALLOWANCE WHICH WAS TREATED AS TAXABLE COMPENSATION TO THE INDIVIDUALS DURING THE CALENDAR YEAR 2017. Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan CERTAIN LISTED PERSONS PARTICIPATED IN SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLANS DURING THE CALENDAR YEAR 2017 AS DESCRIBED BELOW: THE UNIVERSITY HAS AGREED TO SUPPLEMENT THE PRESIDENT'S RETIREMENT INCOME BY MAKING AN ANNUAL CONTRIBUTION TO A NON-QUALIFIED DEFERRED COMPENSATION PLAN, SUBJECT TO VESTING CONDITIONS BASED ON CONTINUING SERVICE TO THE UNIVERSITY AND ADJUSTED FOR EARNINGS BASED ON POSITIVE PERFORMANCE OF THE ENDOWMENT. THE CURRENT YEAR ACCRUAL OF COMPENSATION ASSOCIATED WITH THIS PLAN IS INCLUDED IN SCHEDULE J, PART II, COLUMN (C). A PORTION OF THIS BENEFIT VESTED IN 2017 AND IS REFLECTED IN SCHEDULE J, PART II, COLUMN (B)(III). THE UNIVERSITY PREVIOUSLY AGREED TO SUPPLEMENT THE RETIREMENT INCOME FOR TWO KEY EMPLOYEES IN THE INVESTMENTS OFFICE BY PROVIDING AN ADDITIONAL RETIREMENT BENEFIT EQUAL IN VALUE TO A PERCENTAGE OF SALARY AT VESTING, FOR A TERM OF 20 YEARS, SUBJECT TO VESTING CONDITIONS BASED ON CONTINUING SERVICE TO THE UNIVERSITY. AN ANNUAL ACCRUAL FOR THE ADDITIONAL RETIREMENT BENEFITS IS INCLUDED IN SCHEDULE J, PART II, COLUMN (C). IN ADDITION, THE UNIVERSITY AWARDED BONUSES TO THE TWO PREVIOUSLY MENTIONED EMPLOYEES IN THE INVESTMENTS OFFICE THAT WERE TAXED IN 2017 AND SUBJECT TO DEFERRED PAYMENT WITH ADJUSTMENTS UPWARD OR DOWNWARD DEPENDING ON PERFORMANCE OF THE ENDOWMENT. THESE BONUSES FOR 2017 ARE INCLUDED IN SCHEDULE J, PART II, COLUMN B(III). Schedule J, Part I, Line 7 Non-fixed payments THE UNIVERSITY PAID TWO KEY EMPLOYEES IN THE INVESTMENTS OFFICE BONUSES AWARDED UNDER A LONG TERM INCENTIVE COMPENSATION PLAN WHICH PROVIDES FOR PAYMENTS WHICH ARE BASED ON QUALITATIVE AND QUANTITATIVE PERFORMANCE FACTORS. THE PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). THE UNIVERSITY PAID TWO HIGHLY COMPENSATED EMPLOYEES BONUSES UNDER A LONG TERM INCENTIVE COMPENSATION PLAN WHICH PROVIDES FOR DEFERRED VESTING CONTINGENT ON THE PERFORMANCE OF FUTURE SERVICES AND MAY CHANGE UPWARD OR DOWNWARD DEPENDING ON PERFORMANCE OF THE ENDOWMENT PRIOR TO VESTING AND PAYMENT. THE CURRENT YEAR PAYMENT THAT WAS AWARDED IN PREVIOUS YEARS IS REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). THE AMOUNT AWARDED IN THE CURRENT YEAR BUT SUBJECT TO DEFERRED VESTING IS INCLUDED AS DEFERRED COMPENSATION ON SCHEDULE J, PART II, COLUMN (C). THE UNIVERSITY ALSO PAID TWO HIGHLY COMPENSATED EMPLOYEES ADDITIONAL COMPENSATION PURSUANT TO CLINICAL INCENTIVE PLANS. IN ADDITION, ONE OFFICER RECEIVED A BONUS AND ONE HIGHLY COMPENSATED EMPLOYEE RECEIVED A SIGNING BONUS WHICH WERE APPROVED IN ACCORDANCE WITH UNIVERSITY POLICIES. THE PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). Schedule J, Part I, Line 8 Payments on contract that is subject to the initial contract exception THERE WERE FOUR OFFICERS WITH RESPECT TO WHOM AMOUNTS WERE REPORTED IN PART VII WHERE THOSE AMOUNTS WERE PAID OR ACCRUED PURSUANT TO A CONTRACT THAT WAS SUBJECT TO THE INITIAL CONTRACT EXCEPTION DESCRIBED IN REGS. SECTION 53.4958-4(A)(3). THE COMPENSATION WAS ALSO APPROVED PURSUANT TO PROCESSES CONSISTENT WITH THE REBUTTABLE PRESUMPTION PROCEDURE DESCRIBED IN REGS. SECTION 53.4958-6(C). A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 060806186 20774LZC2 2003-01-08 250000000 SEE PART VI false false false B STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 060806186 20774UU60 2010-02-24 579984034 SEE PART VI true false false C STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 060806186 20774YPD3 2013-07-02 100000000 SEE PART VI false false false D STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 060806186 20774YRW9 2014-07-23 250000000 SEE PART VI false false false A 125000000 0 252221323 0 0 0 0 0 0 252221323 0 0 2009 false false true true B 0 150000000 580160339 0 0 0 0 0 0 490643522 89516817 0 2012 true false true true C 0 0 100000000 0 0 0 0 0 0 0 100000000 0 2007 true false true true D 0 0 250108651 0 0 0 0 0 0 250108651 0 0 2017 false false true true A false true true false true false 0.001 0.001 0.002 false false true B false false true false true false 0.0 0.0 0.0 false false true C false true true false true false 0.0 0.0 0.0 false false true D false false true false false 0.0 0.0 0.0 false false true A false false true false true false false false true B false false false true true false false false true C false true true false true false false false true D false true false false true false false false true A true B true C true D true Schedule K, Part II, Line 3 PROCEEDS TOTAL PROCEEDS OF ISSUE REPRESENT THE ISSUE PRICE (PART I, COLUMN (E)) PLUS ANY INVESTMENT EARNINGS. Schedule K, Part III, Line 3b PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED ANY MANAGEMENT OR SERVICE CONTRACTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL. Schedule K, Part III, Line 3d PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED RESEARCH AGREEMENTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL. Schedule K, Part III, Line 4 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS. Schedule K, Part III, Line 5 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS. Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE NEW MONEY PORTION OF THE 02/24/10 ISSUE IS REPORTED. Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 06/07/17 (CUSIP# 20774YX69): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE PORTION OF THE 06/07/17 ISSUE THAT REFUNDED A POST-2002 ISSUE IS REPORTED. Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT FEBRUARY 24, 2015 WAS NEGATIVE. Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 1/8/2003 (CUSIP# 20774LZC2) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 2/24/2010 (CUSIP# 20774UU60) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES W BONDS ISSUED 4/2002 Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/2/2013 (CUSIP# 20774YPD3) - TO FULLY REDEEM CHEFA SERIES X1 BONDS ISSUED 1/2003 Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2015 (CUSIP# 20774YWE3) - TO FULLY REDEEM CHEFA SERIES Y1, Y2, AND Y3 BONDS ISSUED 10/2005 Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2016 (CUSIP# 20774YJ99) - TO FULLY REDEEM CHEFA SERIES Z1 BONDS ISSUED 10/2007 Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX44) - TO FULLY REDEEM CHEFA SERIES Z2 AND Z3 BONDS ISSUED 10/2007 Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX69) - TO FULLY REDEEM CHEFA SERIES T1 AND X3 BONDS ISSUED 11/1997 AND 1/2003, RESPECTIVELY Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 12/22/2017 (CUSIP# 20774Y3D7) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES 2010A-2 BONDS ISSUED 2/2010 Schedule K, Part IV, Line 2c COLUMN B Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 02/24/2015 A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 060806186 20774YWE3 2015-07-01 300000000 SEE PART VI false false false B STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 060806186 20774YJ99 2016-07-01 399995657 SEE PART VI false false false C STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 060806186 20774YX44 2017-06-07 199998620 SEE PART VI false false false D STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 060806186 20774YX69 2017-06-07 249989726 SEE PART VI false false false A 0 0 300000000 0 0 0 0 0 0 0 300000000 0 2012 true false true true B 0 0 399995657 0 0 0 0 0 0 0 399995657 0 2012 true false true true C 0 0 199998620 0 0 0 0 0 0 0 199998620 0 2012 true false true true D 0 0 249989726 0 0 0 0 0 0 0 249989726 0 2009 true false true true A false true true false true false 0.0 0.001 0.001 false false true B false true true false true false 0.0 0.0 0.0 false false true C false true true false true false 0.001 0.0 0.001 false false true D false true true false true false 0.001 0.001 0.002 false false true A false true true false true false false false true B false true true false true false false false true C false true true false true false false false true D false true true false true false false false true A true B true C true D true A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 060806186 20774Y3D7 2017-12-22 452759255 SEE PART VI false false false A 0 0 453876346 0 3846 152139095 0 0 0 225152297 0 75967865 false true false true A false false true false true false 0.0 0.0 0.0 false false true A false true false false true false false false true A true SCOTT STROBEL OFFICER HOUSING X 100000 62315 false false true 62315 STEFANIE MARKOVITS SPOUSE OF BENJAMIN POLAK, AN OFFICER 175738 COMPENSATION AND BENEFITS, PROFESSOR OF ENGLISH false MARTA MORET SPOUSE OF PETER SALOVEY, AN OFFICER 69958 COMPENSATION AND BENEFITS, ASSOCIATE false PATRICIA PREISIG SPOUSE OF ROBERT ALPERN, A KEY EMPLOYEE 200896 COMPENSATION AND BENEFITS, PROFESSOR, MEDICINE (NEPHROLOGY) AND CELLULAR AND MOLECULAR PHYSIOLOGY false WENDY SHARP SPOUSE OF DEAN TAKAHASHI, A KEY EMPLOYEE 108030 COMPENSATION AND BENEFITS, DIRECTOR OF CHAMBER MUSIC, LECTURER IN MUSIC false HILLHOUSE CAPITAL ADVISORS LTD A TRUSTEE OWNS > 35% 31688834 MANAGEMENT AND PERFORMANCE BASED FEES PAID IN THE ORDINARY COURSE OF BUSINESS false Schedule L, Part II, Column (h) LOAN APPROVAL THE LOAN REPORTED ON SCHEDULE L, PART II WAS MADE AND APPROVED PURSUANT TO UNIVERSITY COMPENSATION POLICIES. X 200 0 NONE X 0 NONE X 1215 114346231 Market value X 6 50467 Other - Sale of Comp. Property X 10 0 NONE X 4 0 NONE X 4 0 NONE X FURNITURE 1 0 NONE X EQUIPMENT 1 0 NONE X MUSICAL INSTRUMENTS 2 0 NONE X ARCHIVAL RECORDS 1 0 NONE 104 false true true Schedule M, Part I, Line 33 REVENUE RECOGNITION PURSUANT TO ACCOUNTING STANDARDS CODIFICATION 958 (ASC 958), THE UNIVERSITY DOES NOT CAPITALIZE ITS COLLECTIONS, INCLUDING WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES AND ARTIFACTS THAT ARE MAINTAINED IN ITS MUSEUMS AND LIBRARIES. NON-CASH CONTRIBUTIONS OF THIS NATURE ARE, THEREFORE, NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH AND THE FURTHERANCE OF PUBLIC SERVICE. OTHER NON-CASH CONTRIBUTIONS WITH NO READILY ASCERTAINABLE FAIR VALUE OR WHICH ARE DEEMED IMMATERIAL ARE NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES. Schedule M, Part I, Line 32b Third parties used to solicit, process, or sell noncash contributions OCCASIONALLY, THE UNIVERSITY ENGAGES THIRD PARTIES (E.G., REAL ESTATE BROKERS, AUCTION HOUSES, INVESTMENT BROKERS) TO SELL CERTAIN NON-CASH CONTRIBUTIONS. Schedule M, Part I Explanations of reporting method for number of contributions Art - Works of art - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Books and publications - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Securities - Publicly traded - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Securities - Miscellaneous - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Collectibles - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Historical artifacts - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Scientific specimens - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Other - FURNITURE AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Other - EQUIPMENT AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Other - MUSICAL INSTRUMENTS AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Other - ARCHIVAL RECORDS AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Form 990, Part I, Line 6 TOTAL NUMBER OF VOLUNTEERS VOLUNTEERS SUPPORT AND BENEFIT THE UNIVERSITY IN A WIDE VARIETY OF ACTIVITIES, PROGRAMS, AND SERVICES. WHILE YALE UNIVERSITY DOES NOT TRACK THE NUMBER OF ITS VOLUNTEERS, THE UNIVERSITY ESTIMATES THAT THE NUMBER OF VOLUNTEERS WAS APPROXIMATELY 10,100 DURING FYE 6/30/18. Form 990, Part III, Line 1 DESCRIPTION OF ORGANIZATION MISSION YALE IS COMMITTED TO IMPROVING THE WORLD TODAY AND FOR FUTURE GENERATIONS THROUGH OUTSTANDING RESEARCH AND SCHOLARSHIP, EDUCATION, PRESERVATION, AND PRACTICE. YALE EDUCATES ASPIRING LEADERS WORLDWIDE WHO SERVE ALL SECTORS OF SOCIETY. WE CARRY OUT THIS MISSION THROUGH THE FREE EXCHANGE OF IDEAS IN AN ETHICAL, INTERDEPENDENT, AND DIVERSE COMMUNITY OF FACULTY, STAFF, STUDENTS, AND ALUMNI. Form 990, Part III, Line 4d Description of other program services (Expenses $ 492,522,102 including grants of $ 8,571,277)(Revenue $ 81,360,935) OTHER PROGRAM SERVICES INCLUDE ACADEMIC SUPPORT, PUBLIC SERVICE, AND OTHER INSTITUTIONAL SUPPORT. Form 990, Part VI, Line 1b NUMBER OF VOTING MEMBERS WHO ARE INDEPENDENT THERE ARE TWO EX-OFFICIO TRUSTEES, THE GOVERNOR OF CONNECTICUT AND THE LIEUTENANT GOVERNOR OF CONNECTICUT. HISTORICALLY, THESE INDIVIDUALS DO NOT PARTICIPATE IN GOVERNANCE ACTIVITIES AT THE UNIVERSITY AND THEY ARE REPORTED AS INDEPENDENT. Form 990, Part VI, Line 2 Family/business relationships amongst interested persons CATHARINE B. HILL AND PAUL L. JOSKOW - Business relationship, JOSHUA BEKENSTEIN AND MAUREEN C. CHIQUET - Business relationship Form 990, Part VI, Line 4 Significant changes to organizational documents DURING THE FYE 6/30/18 THE YALE CORPORATION BY-LAWS WERE AMENDED TO REMOVE TWO UNIVERSITY OFFICERS FROM THE BOARD OF GOVERNORS OF THE YALE UNIVERSITY PRESS AND TO ENHANCE ADMINISTRATIVE FLEXIBILITY BY REMOVING THE SPECIFICATION WITH RESPECT TO THE COMPOSITION OF THIS BOARD FROM THE BY-LAWS TO THE ARTICLES OF GOVERNMENT OF THE YALE UNIVERSITY PRESS. IN ADDITION, THE BY-LAWS WERE AMENDED TO ELIMINATE THE MANDATORY RETIREMENT AGE APPLICABLE TO SUCCESSOR TRUSTEES AND ALUMNI FELLOWS. Form 990, Part VI, Line 7a Members or stockholders electing members of governing body THE GOVERNING BODY INCLUDES SIX ALUMNI TRUSTEES WHO ARE ELECTED BY THE ALUMNI. Form 990, Part VI, Line 11b Review of form 990 by governing body THE FORM 990 WAS REVIEWED BY SENIOR MANAGEMENT. IN ADDITION, THE UNIVERSITY DISTRIBUTED A DRAFT COPY OF FORM 990 TO THE CORPORATION AUDIT COMMITTEE, COMPRISED OF THREE MEMBERS OF THE UNIVERSITY'S GOVERNING BODY. MEMBERS OF SENIOR MANAGEMENT MET WITH CERTAIN UNIVERSITY OFFICERS AND THE CORPORATION AUDIT COMMITTEE TO DISCUSS THE DRAFT FORM 990 AND ANSWER ANY QUESTIONS PRIOR TO FILING. Form 990, Part VI, Line 12c Conflict of interest policy THE YALE UNIVERSITY CONFLICT OF INTEREST POLICY OBLIGATES EACH OFFICER, TRUSTEE, AND KEY EMPLOYEE TO PROMPTLY DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST AS DEFINED IN THE POLICY. EACH SUCH PERSON MUST SIGN A STATEMENT ANNUALLY AFFIRMING THAT HE OR SHE HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, HAS READ AND UNDERSTANDS THE POLICY, AGREES TO COMPLY WITH THE POLICY, AND UNDERSTANDS THAT THE CORPORATION IS CHARITABLE AND IN ORDER TO MAINTAIN ITS EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF HIS OR HER FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTOR AND MEMBERS OF THE COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF A POTENTIAL CONFLICT OF INTEREST, THE INTERESTED PERSON IS EXCUSED FROM THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS MADE, AND IS RECUSED FROM PARTICIPATING IN ANY VOTE ON THE MATTER. Form 990, Part VI, Line 15a Process to establish compensation of top management official THE PROCESS FOR DETERMINING THE COMPENSATION OF THE PRESIDENT INCLUDED INITIAL REVIEW BY THE COMMITTEE ON COMPENSATION (THE COMPENSATION COMMITTEE) OF THE YALE CORPORATION (YALE UNIVERSITY'S GOVERNING BOARD), A RECOMMENDATION VOTED BY THE COMMITTEE TO THE YALE CORPORATION, AND FULL REVIEW AND VOTE BY THE YALE CORPORATION. BOTH REVIEWS INCLUDED REVIEW OF THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER UNIVERSITIES, AS COMPILED BY A PROFESSIONAL COMPENSATION CONSULTANT RETAINED BY THE COMPENSATION COMMITTEE FOR THE PURPOSE, AND REVIEW OF INFORMATION ON SUCH COMPARABLE POSITIONS FROM IRS FORMS 990 FOR SIMILAR ORGANIZATIONS; BOTH REVIEWS CONSIDERED SUCH DATA IN LIGHT OF THE PERFORMANCE OF THE PRESIDENT, WHICH WAS REVIEWED BY THE COMPENSATION COMMITTEE AND BY THE YALE CORPORATION. THE PROCEEDINGS OF THE COMPENSATION COMMITTEE, AND THE PROCEEDINGS OF THE YALE CORPORATION, EACH WERE DOCUMENTED IN MINUTES OF THE RESPECTIVE BODY, CONTEMPORANEOUSLY ADOPTED AND RETAINED IN THE RECORDS OF THE RESPECTIVE BODY, ALONG WITH THE DATA ON COMPARABLE COMPENSATION THAT WAS RELIED UPON. Form 990, Part VI, Line 15b Process to establish compensation of other employees THE PROCESS FOR DETERMINING COMPENSATION OF THE OFFICERS CONSISTED OF REVIEW BY THE COMPENSATION COMMITTEE OF THE RECOMMENDATIONS MADE BY THE PRESIDENT, CONSIDERING THE PERFORMANCE OF EACH OFFICER, AND REVIEW OF DATA ON COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT SIMILAR ORGANIZATIONS, AS COLLECTED BY A PROFESSIONAL COMPENSATION CONSULTANT THROUGH SURVEYS; THE COMPENSATION COMMITTEE VOTED RECOMMENDATIONS ON COMPENSATION OF SUCH INDIVIDUALS TO THE YALE CORPORATION. THE YALE CORPORATION RECEIVED THE RECOMMENDATIONS OF THE COMPENSATION COMMITTEE, AND DISCUSSED THESE WITH THE PRESIDENT, WHO REVIEWED THE PERFORMANCE OF EACH OFFICER WITH THE YALE CORPORATION, AND ALSO THE COMPARABLE COMPENSATION INFORMATION. THE YALE CORPORATION THEN VOTED ON THE COMPENSATION OF EACH OFFICER. THE PROCEEDINGS OF THE COMPENSATION COMMITTEE AND OF THE CORPORATION EACH WERE DOCUMENTED IN MINUTES CONTEMPORANEOUSLY ADOPTED AND RETAINED IN THE RECORDS OF THE RESPECTIVE BODY, ALONG WITH THE DATA ON COMPARABLE COMPENSATION THAT WAS RELIED UPON. OF THE KEY EMPLOYEES, THE COMPENSATION OF THE DEAN, SCHOOL OF MEDICINE WAS RECOMMENDED BY THE PRESIDENT TO THE COMPENSATION COMMITTEE, AND REVIEWED BY THAT COMMITTEE IN CONJUNCTION WITH ITS REVIEW OF THE PERFORMANCE OF THE DEAN AND CONSIDERATION OF DATA ON THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER INSTITUTIONS COMPILED BY AN INDEPENDENT COMPENSATION CONSULTANT. THE COMPENSATION COMMITTEE VOTED TO APPROVE THE COMPENSATION, AND CONTEMPORANEOUSLY DOCUMENTED ITS PROCEEDINGS IN MINUTES RETAINED IN ITS RECORDS ALONG WITH THE COMPENSATION DATA RELIED UPON. WITH RESPECT TO THE CHIEF INVESTMENT OFFICER AND SENIOR DIRECTOR, INVESTMENTS, THE COMPENSATION COMMITTEE VOTED TO APPROVE THE COMPENSATION AFTER CONSIDERATION OF THE RECOMMENDATIONS OF THE PRESIDENT AND OF THE FOLLOWING: REVIEW OF THE PERFORMANCE OF EACH, INVESTMENT PERFORMANCE OF THE YALE ENDOWMENT OVER DESIGNATED PERIODS, OTHER PERFORMANCE-RELATED INFORMATION, AND AN ANALYSIS OF THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT TAXABLE AND TAX-EXEMPT ORGANIZATIONS PREPARED BY AN INDEPENDENT COMPENSATION CONSULTANT RETAINED FOR THE PURPOSE. THE COMPENSATION COMMITTEE CONTEMPORANEOUSLY DOCUMENTED ITS PROCEEDINGS IN MINUTES RETAINED IN ITS RECORDS ALONG WITH THE COMPENSATION DATA RELIED UPON. EXCEPT AS NOTED ABOVE, COMPENSATION DECISIONS FOR KEY EMPLOYEES WERE MADE BY THE EMPLOYEE'S SUPERVISOR IN ACCORDANCE WITH UNIVERSITY POLICIES AND PROCEDURES. NO MEMBER OF THE YALE CORPORATION WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO A COMPENSATION ARRANGEMENT DESCRIBED ABOVE (I.E., BY VIRTUE OF A FAMILY OR BUSINESS RELATIONSHIP) PARTICIPATED IN THE COMPENSATION COMMITTEE REVIEW OR THE VOTE OF THE YALE CORPORATION WITH RESPECT TO SUCH COMPENSATION ARRANGEMENT. Form 990, Part VI, Line 19 Required documents available to the public THE UNIVERSITY'S GOVERNING DOCUMENTS, INCLUDING ANY AMENDMENTS, FINANCIAL STATEMENTS AND STANDARDS OF BUSINESS CONDUCT ARE AVAILABLE ON THE UNIVERSITY'S WEBSITE OR UPON REQUEST. Form 990, Part VII, Section A COMPENSATION COMPENSATION FOR THE FORMER OFFICER INCLUDES AMOUNTS RELATED TO SERVICE IN AN OFFICER POSITION THROUGH 6/30/17. Form 990, Part VII, Section A, Line 1a, Column (B) AVERAGE HOURS PER WEEK THE NUMBER OF HOURS REPORTED FOR EACH LISTED PERSON IS AN ESTIMATE. THE ESTIMATE FOR TRUSTEES INCLUDES MEETING TIME AND PREPARATION, AS WELL AS ATTENDANCE AT CERTAIN OFFICIAL UNIVERSITY FUNCTIONS DURING THE YEAR, BUT DOES NOT INCLUDE TRAVEL TIME OR ATTENDANCE AT OTHER EVENTS AS TRUSTEES. IN MANY CASES, THE ACTUAL AVERAGE HOURS PER WEEK FOR LISTED PERSONS, OTHER THAN TRUSTEES, EXCEEDED 50 HOURS. Form 990, Part VII, Section A, Line 1a, Column (A) Continuation of titles for each listed person PETER SALOVEY: PROFESSOR OF PSYCHOLOGY BRUCE D. ALEXANDER: & CAMPUS DEVELOPMENT ALEXANDER E. DREIER: GENERAL COUNSEL AND SR COUNSELOR TO THE PRESIDENT PERICLES LEWIS: VP FOR GLOBAL STRATEGY EFFECTIVE 8/27/17; DEPUTY PROVOST FOR INTERNATIONAL AFFAIRS EFFECTIVE 8/27/17 JANET E. LINDNER: VP FOR HR & ADMINISTRATION EFFECTIVE 7/1/17 BENJAMIN POLAK: PROFESSOR OF ECONOMICS; PROFESSOR, SCHOOL OF MANAGEMENT SCOTT A. STROBEL: & PROGRAM DEVELOPMENT; DEPUTY PROVOST FOR TEACHING & LEARNING; PROFESSOR OF MOLECULAR BIOPHYSICS AND BIOCHEMISTRY; PROFESSOR OF CHEMISTRY; HOWARD HUGHES MEDICAL INSTITUTE PROFESSOR ROBERT J. ALPERN: PROFESSOR OF MEDICINE (NEPHROLOGY) KHALID M. ABBED: ASSOCIATE PROFESSOR OF NEUROSURGERY; DIRECTOR, MINIMALLY INVASIVE SPINE SURGERY & SPINE TUMOR SURGERY RAVI DHAR: PROFESSOR OF PSYCHOLOGY; DIRECTOR OF THE CENTER FOR CUSTOMER INSIGHTS CHARLES FUCHS: PROFESSOR OF MEDICINE (MEDICAL ONCOLOGY) MICHAEL A. PEEL: VP FOR HR & ADMINISTRATION THROUGH 6/30/17 Form 990, Part VIII, Line 2f Other Program Service Revenue - Total Revenue: 86715322, Related or Exempt Function Revenue: 84660274, Unrelated Business Revenue: 2055048, Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Form 990, Part IX, Line 24 UNRELATED BUSINESS INCOME TAX OTHER EXPENSES INCLUDE $3,533,151 OF STATE UNRELATED BUSINESS INCOME TAX. Form 990, Part XI, Line 9 Other changes in net assets or fund balances Change in funding status of defined benefit plans - XXX-XX-XXXX; Actuarial adjustments for split interest liability - 3709905; Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICY AND PROCEDURES FOR MONITORING SUB RECIPIENT AWARDS ("SUBWARDS") ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND CONTRACTUAL ARRANGEMENTS, INCLUDING THE PROPER MONITORING AND STEWARDSHIP OF AWARDED FUNDS. PROPER MONITORING OF A SUBAWARD ENSURES THAT AWARDED FUNDS ARE USED FOR AUTHORIZED PURPOSES, PERFORMANCE GOALS ARE MET AND THE SUB RECIPIENT IS IN COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUB RECIPIENT AGREEMENT. SUB RECIPIENT MONITORING PROCEDURES INCLUDE BUT ARE NOT LIMITED TO THE FOLLOWING ACTIVITIES: A FORMAL PRE-QUALIFICATION PROCESS FOR SUB RECIPIENTS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS, REVIEW OF COMPLIANCE WITH REGULATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, IDENTIFICATION AND MANAGEMENT OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY, AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, FINANCIAL STATEMENTS, BILLINGS, SCIENTIFIC PROGRESS, TECHNICAL REPORTS, AND DELIVERABLES OF AN ACTIVE SUBAWARD REGULARLY AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS QUARTERLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. IN ADDITION TO A MONTHLY DEPARTMENTAL REVIEW, THE UNIVERSITY MONITORS A SUB RECIPIENT'S COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUBAWARD ANNUALLY AND UPON CLOSEOUT OF THE SUB RECIPIENT AGREEMENT. IF ANY OF THESE MONITORING PROCEDURES RESULT IN FINDINGS, THE UNIVERSITY WILL TAKE CORRECTIVE ACTION AS NECESSARY. THE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARD FUNDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE. FORM 990, PART VII, SECTION B, COLUMN(C) COMPENSATION THE AMOUNT REPORTED REPRESENTS DIRECT CASH PAYMENTS MADE DURING THE CALENDAR YEAR 2017 TO INDEPENDENT CONTRACTORS FOR SERVICES. FOR CONSTRUCTION SERVICES, THE FEES REPRESENT THE ENTIRE CONTRACT COST. Boylston LLC C/O Yale University PO Box 208239 New Haven CT 065208239 463324804 Investment DE 7998309 3400972578 Yale University Investment Holdco LLC C/O Yale University PO Box 208239 New Haven CT 065208239 814546058 Investment DE 502638 459221055 Yale University YD SMA LLC C/O Yale University PO Box 208239 New Haven CT 065208239 463365267 Investment DE 3486315 416271554 Yale University Fenix I LLC C/O Yale University PO Box 208239 New Haven CT 065208239 262863129 Investment DE 0 34575150 Yale University Harbor Hills Investments LLC C/O Yale University PO Box 208239 New Haven CT 065208239 200099423 Investment DE 0 21150758 Yale University Renaissance I LLC C/O Yale University PO Box 208239 New Haven CT 065208239 262863298 Investment DE 0 14213153 Yale University WE 2 Church Street South LLC C/O Yale University PO Box 208239 New Haven CT 065208239 800066065 Investment CT 600000 10706372 Yale University ESV Holdings LLC C/O Yale University PO Box 208239 New Haven CT 065208239 203980473 Investment DE 0 10113381 Yale University WE 135 College Street LLC C/O Yale University PO Box 208239 New Haven CT 065208239 300893138 Investment DE 75035 9944773 Yale University OME Holdings LLC C/O Yale University PO Box 208239 New Haven CT 065208239 Investment DE 0 5650349 Yale University Overlea LLC C/O Yale University PO Box 208239 New Haven CT 065208239 821445515 Investment DE 0 5319014 Yale University Yale Global Enterprises LLC C/O Yale University PO Box 208239 New Haven CT 065208239 270859961 Supports Higher Education CT 0 4741057 Yale University Alpha 9 LLC C/O Yale University PO Box 208239 New Haven CT 065208239 270982227 Investment CT 0 3451348 Yale University S Property Holding LLC C/O Yale University PO Box 208239 New Haven CT 065208239 273717440 Investment CT 0 2789635 Yale University Passive Holding LLC C/O Yale University PO Box 208239 New Haven CT 065208239 223783661 Investment NJ 0 960334 Yale University Amistad Partners LLC C/O Yale University PO Box 208239 New Haven CT 065208239 731683601 Investment CT 0 599975 Yale University Yale Student Investment Fund LLC C/O Yale University PO Box 208239 New Haven CT 065208239 463851735 Investment DE 1795 441639 Yale University Sardous LLC C/O Yale University PO Box 208239 New Haven CT 065208239 020580383 Investment DE 0 164353 Yale University 41 North LLC C/O Yale University PO Box 208239 New Haven CT 065208239 061594874 Investment DE 0 5844 Yale University Beta 14 LLC C/O Yale University PO Box 208239 New Haven CT 065208239 270982129 Inactive CT 0 0 Yale University Bluefield Timber LLC C/O Yale University PO Box 208239 New Haven CT 065208239 020520556 Investment DE 0 0 41 North LLC Endurance LLC C/O Yale University PO Box 208239 New Haven CT 065208239 061606540 Investment DE 0 0 Yale University GSWM Investments LLC C/O Yale University PO Box 208239 New Haven CT 065208239 273717358 Investment CT 0 0 Yale University Medical Practice Management LLC C/O Yale University PO Box 208239 New Haven CT 065208239 271545102 Administrative Services CT 0 0 Yale University Moms Partnership LLC C/O Yale University PO Box 208239 New Haven CT 065208239 060646973 Supports Wellness Initiatives CT 0 0 Yale University The UK Friends of Yale University Limited C/O Yale University PO Box 208239 New Haven CT 065208239 980552738 Accepts charitable contributions UK 1293611 0 Yale University Yale Educational Consulting (Beijing) LLC C/O Yale University PO Box 208239 New Haven CT 065208239 981006940 Supports Higher Education CH 0 0 Yale Global Enterprises LLC Yale Leadership (Beijing) Educational Consulting Co Ltd C/O Yale University PO Box 208239 New Haven CT 065208239 981200465 Supports Higher Education CH 0 0 Yale Global Enterprises LLC 1970 (DEC02) Yale William S Beinecke Life-Pingry c/o Yale University PO Box 208239 New Haven CT 065208239 136331695 Supports higher education IL 501(c)(3) PF Yale University true 3C Corporation c/o Yale University PO Box 208239 New Haven CT 065208239 412046529 Investment DC 501(c)(3) Type I Yale University true 5C Corporation c/o Yale University PO Box 208239 New Haven CT 065208239 200763050 Investment DC 501(c)(3) Type I Yale University true Alumni Fund Association of Yale University c/o Yale University PO Box 208239 New Haven CT 065208239 066078326 Encourages and solicits contributions to or for Yale University CT 501(c)(3) Type I Yale University true Chapel Company c/o Yale University PO Box 208239 New Haven CT 065208239 061532073 Inactive CT 501(c)(2) Yale University true Charles A Coffin Memorial Fund c/o Yale University PO Box 208239 New Haven CT 065208239 066034841 Supports higher education CT 501(c)(3) Type III-O Yale University true Edith B Jackson Trust #3 c/o Yale University PO Box 208239 New Haven CT 065208239 846150096 Supports higher education NC 501(c)(3) PF Yale University true FW & Elsie Heyl Science Scholarship Fund c/o Yale University PO Box 208239 New Haven CT 065208239 386194019 Supports higher education MI 501(c)(3) Type III-O NA false Ford Adelaide D Ten T U W c/o Yale University PO Box 208239 New Haven CT 065208239 946216169 Supports higher education NC 501(c)(3) PF Yale University true Founding Fathers Papers Inc c/o Yale University PO Box 208239 New Haven CT 065208239 222365602 Supports and facilitates publications NJ 501(c)(3) Type I NA false Gruber Foundation the c/o Yale University PO Box 208239 New Haven CT 065208239 451540594 Supports higher education DE 501(c)(3) Type I Yale University true Health Benefits Holdings Inc c/o Yale University PO Box 208239 New Haven CT 065208239 061559155 Investment CT 501(c)(2) Yale University false HR Properties Inc c/o Yale University PO Box 208239 New Haven CT 065208239 061341463 investment CT 501(c)(2) Yale University true Jonathan Edwards Trust c/o Yale University PO Box 208239 New Haven CT 065208239 066084676 Supports Higher Education CT 501(c)(3) Type III-FI Yale University true Paul Mellon Centre for Studies in British Art c/o Yale University PO Box 208239 New Haven CT 065208239 223783661 Promotes and supports study of British art and architecture UK 501(c)(3) Yale University true Preston J Dunn TR UW FBO Yale University c/o Yale University PO Box 208239 New Haven CT 065208239 066366026 Supports higher education CT 501(c)(3) PF Yale University true Preston J Dunn Tr UW FBO Yale University 1928 Alumni Fund c/o Yale University PO Box 208239 New Haven CT 065208239 066366024 Supports higher education CT 501(c)(3) PF Yale University true Prospect Street Holdings Inc c/o Yale University PO Box 208239 New Haven CT 065208239 061424260 Title Holding Company CT 501(c)(2) Yale University true Richard U Light Foundation c/o Yale University PO Box 208239 New Haven CT 065208239 382456949 Supports education MI 501(c)(3) Type III-O NA false RTA Incorporated c/o Yale University PO Box 208239 New Haven CT 065208239 060768741 Supports education CT 501(c)(3) Type III-FI NA false Staff Retirement Holdings Inc c/o Yale University PO Box 208239 New Haven CT 065208239 061559156 Investment CT 501(c)(2) Yale University false Stoeckel E B Residue Trust c/o Yale University PO Box 208239 New Haven CT 065208239 060653108 Supports artistic programs CT 501(c)(3) Type III-FI Yale University true The Board of Trustees of the Sheffield Scientific School c/o Yale University PO Box 208239 New Haven CT 065208239 066032565 Promotes the study of the physical, natural and mathematical sciences CT 501(c)(3) Type II Yale University true THE CHIEF EXEC LEADERSHIP INST OF THE YALE SCHOOL OF MGMT INC c/o Yale University PO Box 208239 New Haven CT 065208239 582617787 Provides research and peer-driven edu. programs to businesses DE 501(c)(3) Type I Yale University true UW Eugene Higgins Char Trust NMA c/o Yale University PO Box 208239 New Haven CT 065208239 136073358 Supports education NY 501(c)(3) Type III-O NA false Yale Alumni Association of Cleveland c/o Yale University PO Box 208239 New Haven CT 065208239 341218706 Supports education OH 501(c)(3) Type III-FI NA false Yale Alumni Publications Inc c/o Yale University PO Box 208239 New Haven CT 065208239 060646970 Distributes alumni magazine CT 501(c)(3) Type III-FI NA false Yale Alumni Scholarship of Cleveland Inc c/o Yale University PO Box 208239 New Haven CT 065208239 346523145 Funds scholarships OH 501(c)(3) Type III-FI NA false Yale Club of Central New Jersey c/o Yale University PO Box 208239 New Haven CT 065208239 226048686 Funds scholarships NJ 501(c)(3) Type III-O NA false Yale Scholarship Fund of Pittsburgh c/o Yale University PO Box 208239 New Haven CT 065208239 237046816 Funds scholarships PA 501(c)(3) Type III-FI Yale University true Yale Scholarship Trust of Boston c/o Yale University PO Box 208239 New Haven CT 065208239 046113108 Funds scholarships MA 501(c)(3) Type III-FI Yale University true Yale Southern Observatory Inc c/o Yale University PO Box 208239 New Haven CT 065208239 066068906 Research and education CT 501(c)(3) 7 Yale University true Yale University Elizabethan Club Corp c/o Yale University PO Box 208239 New Haven CT 065208239 060332975 Promotes appreciation of literature among membership and community CT 501(c)(3) Type III-FI Yale University true Yale University Press London c/o Yale University PO Box 208239 New Haven CT 065208239 Publishes serious works UK 501(c)(3) Yale University true Yale University Retiree Health Benefits Coverage Trust c/o Yale University PO Box 208239 New Haven CT 065208239 066414276 501(a) Trust that Supports Yale University CT 501(c)(3) Type II Yale University true Yale Wisconsin Scholarship Fund c/o Yale University PO Box 208239 New Haven CT 065208239 396065573 Funds scholarships WI 501(c)(3) Type III-O NA false Yale-New Haven Medical Center Inc c/o Yale University PO Box 208239 New Haven CT 065208239 237440891 Supports joint programs of Yale-New Haven Hospital and Yale University CT 501(c)(3) Type III-FI NA false Fourth Century LLC c/o Yale University PO Box 208239 New Haven CT 065208239 412046537 Investment DE Yale University Excluded 410014259 9844472651 true -1600174 false 0.998 Fifth Century LP c/o Yale University PO Box 208239 New Haven CT 065208239 200763076 Investment NV Yale University Excluded 637070727 5282192976 true 26146062 false 0.998 Laurel 2008 LP c/o Yale University PO Box 208239 New Haven CT 065208239 261649501 Investment NV Fifth Century LP Excluded 286493962 1742327097 true 5437865 false 0.996 667 LP c/o Yale University PO Box 208239 New Haven CT 065208239 061609184 Investment DE BBF I Holdings LP Excluded -1651995 1111506898 false false 0.8136 BBF I Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 208497574 Investment NV Fifth Century LP Excluded -1651995 1111506898 false false 0.996 Long Term Value Fund LP c/o Yale University PO Box 208239 New Haven CT 065208239 980623624 Investment CJ Laurel 2008 LP Excluded 95515674 1099289407 false false 0.996 YHG Investment LP c/o Yale University PO Box 208239 New Haven CT 065208239 Investment CJ Gaoling Yali Feeder Ltd Excluded 103967855 1028176294 true false 0.8054 YB Institutional LP c/o Yale University PO Box 208239 New Haven CT 065208239 043431530 Investment DE Yale University Excluded 56881159 794250864 true 6037260 false 0.9796 Farallon Capital Institutional Partners II LP c/o Yale University PO Box 208239 New Haven CT 065208239 943106692 Investment CA Yale University Excluded 73536749 778600032 true 182 false 0.9099 CYR Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 260788802 Investment NV Fifth Century LP Excluded -1522926 576897959 false false 0.996 CRS Master Fund LP c/o Yale University PO Box 208239 New Haven CT 065208239 452658870 Investment CJ CRS Fund Ltd Excluded 47398781 527981351 false false 0.8482 Prospect Street Partners Ltd c/o Yale University PO Box 208239 New Haven CT 065208239 593041479 Investment FL Yale University Excluded 3203683 477598006 false false 0.815 Foxway LP c/o Yale University PO Box 208239 New Haven CT 065208239 463794906 Investment DE Yale University Excluded 81783908 427116676 false false 0.9993 Yellow Warbler LP c/o Yale University PO Box 208239 New Haven CT 065208239 260342603 Investment TX Fourth Century LLC Excluded -169672453 377789879 true -272632 false 0.9939 Luxiver LP c/o Yale University PO Box 208239 New Haven CT 065208239 451504333 Investment DE Yale University Excluded 37024210 352573622 false -20629265 false 0.9987 Bluebart LP c/o Yale University PO Box 208239 New Haven CT 065208239 383979963 Investment DE Yale University Excluded 4699112 327027555 true false 0.9907 NIFL Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 208973999 Investment NV Fifth Century LP Excluded 2123817 311073088 false false 0.996 SP II Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 260697863 Investment NV Fifth Century LP Excluded 41488416 306560951 true 15555004 false 0.996 Ktown LP c/o Yale University PO Box 208239 New Haven CT 065208239 274278453 Investment DE Fourth Century LLC Excluded 2135311 268765169 false false 0.9722 Morris Island Partners LP c/o Yale University PO Box 208239 New Haven CT 065208239 464538290 Investment DE Fourth Century LLC Excluded -24664147 247305176 false false 0.9834 Easton 2007 LP c/o Yale University PO Box 208239 New Haven CT 065208239 260627974 Investment NV Fifth Century LP Excluded 54928118 239680837 true 1784108 false 0.996 High Street Partners Ltd c/o Yale University PO Box 208239 New Haven CT 065208239 981332371 Investment CJ Yale University Excluded 18313608 227023747 false false 0.9364 Long Meadow LP c/o Yale University PO Box 208239 New Haven CT 065208239 263238155 Investment DE Yale University Excluded -1600209 209813125 false false 0.9903 M&H Realty Partners VI LP c/o Yale University PO Box 208239 New Haven CT 065208239 571182074 Investment CA Fourth Century LLC Excluded -1703625 141187849 false false 0.5161 KHP Fund II LP c/o Yale University PO Box 208239 New Haven CT 065208239 205882068 Investment CA Fourth Century LLC Excluded 1675681 104497022 true 107841 false 0.6018 JBG Investment Fund III LP c/o Yale University PO Box 208239 New Haven CT 065208239 522384738 Investment DE Fourth Century LLC Excluded 610995 100871932 true 4098 false 0.5798 Motus Fund Ltd c/o Yale University PO Box 208239 New Haven CT 065208239 981253737 Investment CJ Yale University Excluded 1729391 90198287 false true 0.9801 Noga Partners LP c/o Yale University PO Box 208239 New Haven CT 065208239 201192059 Investment DE Fourth Century LLC Excluded 7638855 86040067 true 251109 false 0.9002 JPF V Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 202008388 Investment NV Fifth Century LP Excluded 15121311 85637066 true 1980449 false 0.996 RCP II Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 260444200 Investment NV Fifth Century LP Excluded 13232790 68265930 false false 0.996 Y2K Partners LP c/o Yale University PO Box 208239 New Haven CT 065208239 711007459 Investment DE Fourth Century LLC Excluded 379877 66275709 false false 0.998 TDRC II-A LP c/o Yale University PO Box 208239 New Haven CT 065208239 205025534 Investment NV Fifth Century LP Excluded 0 65419699 false false 0.996 Manaslu Fund II LP c/o Yale University PO Box 208239 New Haven CT 065208239 981158285 Investment CJ Fourth Century LLC Excluded 2639680 62237161 false false 0.5269 Bayroot LLC c/o Yale University PO Box 208239 New Haven CT 065208239 200390410 Investment DE Fourth Century LLC Excluded 10136646 59653994 false false 0.9881 Sedgwick LP c/o Yale University PO Box 208239 New Haven CT 065208239 260483594 Investment NV Fifth Century LP Excluded 10607447 54722188 false false 0.7984 RCP Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 202008465 Investment NV Fifth Century LP Excluded 551087 46985364 false false 0.996 VERNON LLC c/o Yale University PO Box 208239 New Haven CT 065208239 800904292 Investment DE Fourth Century LLC Excluded 2291873 42963867 true 29464 false 0.7984 JPS Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 208909921 Investment NV Fifth Century LP Excluded 11523190 42613687 false false 0.996 ABINGDON LLC c/o Yale University PO Box 208239 New Haven CT 065208239 611707283 Investment DE Fourth Century LLC Excluded 7064502 42166242 true 2290750 false 0.7984 Fulton LLC c/o Yale University PO Box 208239 New Haven CT 065208239 260165041 Investment DE Fourth Century LLC Excluded 439969 42024170 false false 0.7984 Omaha LP c/o Yale University PO Box 208239 New Haven CT 065208239 Investment CA OM Holdings LP Excluded -2639542 41181380 false false 0.986 AEF 6 US Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 262867531 Investment NV Fifth Century LP Excluded -4811118 41033433 true -8227 false 0.996 SP 8 Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 260558478 Investment NV Fifth Century LP Excluded -1733049 41027932 false false 0.996 Osceola LP c/o Yale University PO Box 208239 New Haven CT 065208239 262008431 Investment NV Fifth Century LP Excluded 7128307 40380592 true 931976 false 0.7984 Ridgefield IX LLC c/o Yale University PO Box 208239 New Haven CT 065208239 901007364 Investment DE Fourth Century LLC Excluded 4392015 40327379 false false 0.7984 Ramsgate VIII LLC c/o Yale University PO Box 208239 New Haven CT 065208239 205259910 Investment DE Fourth Century LLC Excluded 2148422 40173689 false false 0.7984 CAUTHEN VII LLC c/o Yale University PO Box 208239 New Haven CT 065208239 263653027 Investment DE Fourth Century LLC Excluded 6000129 36952440 true 79426 false 0.7984 Uhle LLC c/o Yale University PO Box 208239 New Haven CT 065208239 273981909 Investment DE Fourth Century LLC Excluded 2833264 35527991 true -348534 false 0.7984 Farallon Capital Institutional Partners 25 LP c/o Yale University PO Box 208239 New Haven CT 065208239 943388317 Investment DE Yale University Unrelated 140344 34964476 true 375991 false 0.8726 Ramsgate XI LLC c/o Yale University PO Box 208239 New Haven CT 065208239 465209548 Investment DE Fourth Century LLC Excluded 0 34194003 false false 0.7984 Gloster LLC c/o Yale University PO Box 208239 New Haven CT 065208239 201263980 Investment DE Fourth Century LLC Excluded 1691713 33867531 true 198360 false 0.7984 CYR Fund LP c/o Yale University PO Box 208239 New Haven CT 065208239 260270646 Investment DE CYR Holdings LP Excluded -1522929 33806425 false false 0.8539 NLVF II Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 261545222 Investment NV Fifth Century LP Excluded 21082592 31815127 false false 0.996 MEP IX LP c/o Yale University PO Box 208239 New Haven CT 065208239 752537935 Investment DE Fourth Century LLC Excluded 2680309 31016354 false false 0.998 JBG Investment Fund IV LLC c/o Yale University PO Box 208239 New Haven CT 065208239 010815265 Investment DE Fourth Century LLC Unrelated -2488126 30385549 true -1767501 false 0.5988 HERNDON IV LLC c/o Yale University PO Box 208239 New Haven CT 065208239 471698457 Investment DE Fourth Century LLC Unrelated -350053 29503660 true -495995 false 0.7984 AEF 5 US Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 204076676 Investment NV Fifth Century LP Excluded 22164 28910150 false false 0.996 HERNDON LLC c/o Yale University PO Box 208239 New Haven CT 065208239 371659934 Investment DE Fourth Century LLC Excluded 878407 27167089 false false 0.7984 CAUTHEN VI LLC c/o Yale University PO Box 208239 New Haven CT 065208239 208202030 Investment DE Fourth Century LLC Excluded -650992 26879470 true -100385 false 0.7984 Alamance VII LLC c/o Yale University PO Box 208239 New Haven CT 065208239 452046522 Investment DE Fourth Century LLC Excluded 13439224 26431794 false false 0.7984 IVP VI Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 208699381 Investment NV Fifth Century LP Excluded 36771062 25659240 false false 0.996 HEVP II Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 261828824 Investment NV Fifth Century LP Excluded -721662 25629985 false false 0.996 Windom LP c/o Yale University PO Box 208239 New Haven CT 065208239 261768804 Investment NV Fifth Century LP Excluded 4114416 25300150 true 622679 false 0.7984 Wynnwood VIII LP c/o Yale University PO Box 208239 New Haven CT 065208239 263294405 Investment NV Fifth Century LP Excluded 2051594 24764071 true -275353 false 0.7984 Typhoon LLC c/o Yale University PO Box 208239 New Haven CT 065208239 010685132 Investment DE Fourth Century LLC Excluded 638125 24620382 false false 0.9127 Kenwood LLC c/o Yale University PO Box 208239 New Haven CT 065208239 383863347 Investment DE Fourth Century LLC Excluded 1428479 24596767 false false 0.7984 Radford LLC c/o Yale University PO Box 208239 New Haven CT 065208239 455470954 Investment DE Fourth Century LLC Excluded -412748 24324671 false false 0.7984 Kenwood 2014 LLC c/o Yale University PO Box 208239 New Haven CT 065208239 465704870 Investment DE Fourth Century LLC Excluded 17553 24313992 true 9697 false 0.7984 Strategic Residential Fund II LLC c/o Yale University PO Box 208239 New Haven CT 065208239 043584406 Investment DE Yale University Excluded 0 24063541 false false 0.95 Merriweather LLC c/o Yale University PO Box 208239 New Haven CT 065208239 043664410 Investment DE Fourth Century LLC Excluded 827161 23566464 false false 0.988 Woodway LP c/o Yale University PO Box 208239 New Haven CT 065208239 261206761 Investment NV Fifth Century LP Excluded 8856005 21548359 true 373348 false 0.7984 Cauthen VIII LLC c/o Yale University PO Box 208239 New Haven CT 065208239 452750613 Investment DE Fourth Century LLC Excluded -6647740 21524860 true 495229 false 0.7984 Danville LLC c/o Yale University PO Box 208239 New Haven CT 065208239 453531407 Investment DE Fourth Century LLC Unrelated 955817 20687698 true 675408 false 0.7984 MACOMB XI LLC c/o Yale University PO Box 208239 New Haven CT 065208239 800958889 Investment DE Fourth Century LLC Excluded 1681812 20249730 true -567195 false 0.7984 Yadkin IV LLC c/o Yale University PO Box 208239 New Haven CT 065208239 461569715 Investment DE Fourth Century LLC Excluded 3675270 19555412 true 436 false 0.7984 Corbin VII LLC c/o Yale University PO Box 208239 New Haven CT 065208239 472456807 Investment DE Fourth Century LLC Excluded 1128789 19210555 false false 0.7984 HEVP Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 204982016 Investment NV Fifth Century LP Excluded -2572260 18544799 false false 0.996 Arlington LLC c/o Yale University PO Box 208239 New Haven CT 065208239 383909979 Investment DE Fourth Century LLC Excluded 0 18068591 false false 0.7984 FILLMORE LLC c/o Yale University PO Box 208239 New Haven CT 065208239 453783115 Investment DE Fourth Century LLC Excluded 6931194 17735844 false false 0.7984 Harbor Hills Development LP c/o Yale University PO Box 208239 New Haven CT 065208239 161453802 Investment DE Harbor Hills Holdings LP Unrelated 337403 17398382 true 335997 false 0.99 Whitehaven XI LLC c/o Yale University PO Box 208239 New Haven CT 065208239 371738599 Investment DE Fourth Century LLC Excluded 531637 16742455 false false 0.7984 Tilden III LLC c/o Yale University PO Box 208239 New Haven CT 065208239 462024260 Investment DE Fourth Century LLC Excluded 1126757 16680754 false false 0.7984 POE LP c/o Yale University PO Box 208239 New Haven CT 065208239 262765485 Investment NV Fifth Century LP Excluded 5454653 16184873 true -375064 false 0.7984 BCVF 2007 Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 205965183 Investment NV Fifth Century LP Excluded 2535147 15989390 false false 0.996 IRIS 2009 LP c/o Yale University PO Box 208239 New Haven CT 065208239 264100777 Investment NV Fifth Century LP Excluded 3555708 15969228 false false 0.996 Ramsgate X LLC c/o Yale University PO Box 208239 New Haven CT 065208239 273616177 Investment DE Fourth Century LLC Excluded 3630888 15277319 false false 0.7984 Lorton LLC c/o Yale University PO Box 208239 New Haven CT 065208239 454238865 Investment DE Fourth Century LLC Excluded 273084 14684883 true -4974 false 0.7984 CLEVELAND LLC c/o Yale University PO Box 208239 New Haven CT 065208239 900743297 Investment DE Fourth Century LLC Excluded -369479 14655155 false false 0.7984 Ridgefield VIII LP c/o Yale University PO Box 208239 New Haven CT 065208239 261603389 Investment NV Fifth Century LP Excluded 10128766 14182551 true 413167 false 0.7984 Alderbrook LP c/o Yale University PO Box 208239 New Haven CT 065208239 202939768 Investment NV Fifth Century LP Excluded 4259085 14172767 true -327846 false 0.7984 Chicago LP c/o Yale University PO Box 208239 New Haven CT 065208239 Investment CA Fifth Century LP Excluded 17291 14153520 false false 0.988 Volta IV LLC c/o Yale University PO Box 208239 New Haven CT 065208239 270914710 Investment DE Fourth Century LLC Excluded 4780131 13283727 true -285919 false 0.7984 Barton LLC c/o Yale University PO Box 208239 New Haven CT 065208239 352497887 Investment DE Fourth Century LLC Excluded -178576 13276770 false false 0.7984 Calvert VI LP c/o Yale University PO Box 208239 New Haven CT 065208239 261603346 Investment NV Fifth Century LP Excluded 1144851 12572594 true 271490 false 0.7984 Cauthen IX LLC c/o Yale University PO Box 208239 New Haven CT 065208239 465376519 Investment DE Fourth Century LLC Excluded 1694843 12550109 true 46351 false 0.7984 Dent VI LP c/o Yale University PO Box 208239 New Haven CT 065208239 262867610 Investment NV Fifth Century LP Excluded -1835260 12487085 true -3328 false 0.7984 Wynnwood II LP c/o Yale University PO Box 208239 New Haven CT 065208239 205548320 Investment NV Fifth Century LP Excluded 2649554 12355417 true -175632 false 0.7984 Chandler LLC c/o Yale University PO Box 208239 New Haven CT 065208239 320438514 Investment DE Fourth Century LLC Excluded 105416 11801581 true -112044 false 0.7984 Veitch LLC c/o Yale University PO Box 208239 New Haven CT 065208239 450999084 Investment DE Fourth Century LLC Excluded 7516499 11796138 true 4071030 false 0.7984 Whitehaven X LLC c/o Yale University PO Box 208239 New Haven CT 065208239 275205346 Investment DE Fourth Century LLC Excluded 140502 11543483 false false 0.7984 Freshet Wind Energy LLC c/o Yale University PO Box 208239 New Haven CT 065208239 331200160 Investment DE FWEB LLC Excluded 567685 11243892 false false 0.7984 Corbin LLC c/o Yale University PO Box 208239 New Haven CT 065208239 201263962 Investment DE Fourth Century LLC Excluded 646092 11221272 true -34447 false 0.7984 Calvert LP c/o Yale University PO Box 208239 New Haven CT 065208239 203960036 Investment NV Fifth Century LP Excluded -2517870 11178696 true -1208292 false 0.7984 FIF IV (CFA) Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 204764198 Investment NV Fifth Century LP Excluded -7936277 11154397 true -154727 false 0.996 Kenwood 2014-A LLC c/o Yale University PO Box 208239 New Haven CT 065208239 465722301 Investment DE Fourth Century LLC Excluded 2212 11075661 false false 0.7984 Sangamore III LLC c/o Yale University PO Box 208239 New Haven CT 065208239 260753284 Investment DE Fourth Century LLC Excluded 6672791 10920770 false false 0.7984 HUIDIKOPER LP c/o Yale University PO Box 208239 New Haven CT 065208239 264196504 Investment NV Fifth Century LP Excluded 2375225 10667478 false false 0.7984 LCPF V Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 202776532 Investment NV Fifth Century LP Excluded 10454216 9744138 false false 0.996 Harbor Hills Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 020729602 Investment DE Yale University Unrelated -125762 9650886 true -127168 false 1.00 Scott LLC c/o Yale University PO Box 208239 New Haven CT 065208239 273616316 Investment DE Fourth Century LLC Excluded 3982873 9316443 true -106422 false 0.7984 Whitehaven LLC c/o Yale University PO Box 208239 New Haven CT 065208239 263915778 Investment DE Fourth Century LLC Excluded 494260 9189352 false false 0.7984 Fessenden LP c/o Yale University PO Box 208239 New Haven CT 065208239 262270383 Investment NV Fifth Century LP Excluded 4178848 9070354 false false 0.7984 KHP Fund I LP c/o Yale University PO Box 208239 New Haven CT 065208239 651232049 Investment CA Fourth Century LLC Excluded 516398 8837886 true 47881 false 0.508 Gloster III LLC c/o Yale University PO Box 208239 New Haven CT 065208239 208833953 Investment DE Fourth Century LLC Excluded 550697 8783358 false false 0.7984 PEPF IV Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 260290250 Investment NV Fifth Century LP Excluded 37629 8782058 false false 0.996 Ode IV LLC c/o Yale University PO Box 208239 New Haven CT 065208239 611724296 Investment DE Fourth Century LLC Excluded 0 8472889 false false 0.7984 ANACONDA LP c/o Yale University PO Box 208239 New Haven CT 065208239 980596408 Investment CA Fifth Century LP Excluded -878117 8470760 false false 0.988 Garfield LP c/o Yale University PO Box 208239 New Haven CT 065208239 204592367 Investment NV Fifth Century LP Excluded -2384494 8461593 false false 0.7984 Quinn LP c/o Yale University PO Box 208239 New Haven CT 065208239 263879664 Investment NV Fifth Century LP Excluded -214008 8306392 false false 0.7984 ECP II Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 260151337 Investment NV Fifth Century LP Excluded 20354861 7963592 false false 0.996 KCF Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 208861865 Investment NV Fifth Century LP Excluded 3361699 7956392 false false 0.996 Barton-A LLC c/o Yale University PO Box 208239 New Haven CT 065208239 611732894 Investment DE Fourth Century LLC Excluded 462054 6651322 false false 0.7984 Dent LP c/o Yale University PO Box 208239 New Haven CT 065208239 204202230 Investment NV Fifth Century LP Excluded 5630 6129953 false false 0.7984 FRC II Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 261670120 Investment NV Fifth Century LP Excluded 2617071 5442148 false false 0.996 Macomb VIII LP c/o Yale University PO Box 208239 New Haven CT 065208239 205681131 Investment NV Fifth Century LP Unrelated -1270170 5400000 true -1284647 false 0.7984 AVON LP c/o Yale University PO Box 208239 New Haven CT 065208239 204056103 Investment NV Fifth Century LP Unrelated -95407 5210616 true -98025 false 0.7984 OM Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 205073267 Investment NV Fifth Century LP Excluded 19418977 4988153 false false 0.996 BE III Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 205495967 Investment NV Fifth Century LP Excluded -2504001 4342050 false false 0.996 Tilden II LLC c/o Yale University PO Box 208239 New Haven CT 065208239 274210952 Investment DE Fourth Century LLC Excluded 11564049 4071289 false false 0.7984 Strategic Residential Fund I LLC c/o Yale University PO Box 208239 New Haven CT 065208239 043398268 Investment DE Yale University Excluded 0 3908650 false false 0.925 BCAF Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 208453177 Investment NV Fifth Century LP Excluded 19524280 3833525 false false 0.996 Wynnwood LP c/o Yale University PO Box 208239 New Haven CT 065208239 201363230 Investment NV Fifth Century LP Excluded 2762796 3770603 true 30514 false 0.7984 Lorton-A LLC c/o Yale University PO Box 208239 New Haven CT 065208239 454239136 Investment DE Fourth Century LLC Excluded 316865 3734960 false false 0.7984 MEP IV Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 260646713 Investment NV Fifth Century LP Excluded 329321 3712015 false false 0.996 GEF II Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 260348232 Investment NV Fifth Century LP Excluded 241012 3619172 false false 0.996 Volta LP c/o Yale University PO Box 208239 New Haven CT 065208239 203738749 Investment NV Fifth Century LP Excluded -2463851 3601342 false false 0.7984 Alamance VI LLC c/o Yale University PO Box 208239 New Haven CT 065208239 208558864 Investment DE Fourth Century LLC Excluded 0 3547557 false false 0.7984 Ramsgate IX LLC c/o Yale University PO Box 208239 New Haven CT 065208239 208833887 Investment DE Fourth Century LLC Excluded 187237 3185007 false false 0.7984 Wilson LP c/o Yale University PO Box 208239 New Haven CT 065208239 202232279 Investment NV Fifth Century LP Excluded -1119703 3131704 false false 0.7984 ALAMANCE LLC c/o Yale University PO Box 208239 New Haven CT 065208239 202575524 Investment DE Fourth Century LLC Excluded 3 2926359 false false 0.7984 Macomb IX LP c/o Yale University PO Box 208239 New Haven CT 065208239 205025458 Investment NV Fifth Century LP Excluded -122973 2804902 false false 0.7984 Hawthorne III LLC c/o Yale University PO Box 208239 New Haven CT 065208239 260854590 Investment DE Fourth Century LLC Excluded 0 2574406 false false 0.7984 Yadkin LLC c/o Yale University PO Box 208239 New Haven CT 065208239 202707395 Investment DE Fourth Century LLC Excluded 320315 2513913 true 3203 false 0.7984 Kilimanjaro Fund LP c/o Yale University PO Box 208239 New Haven CT 065208239 981288980 Investment CJ Yale University Excluded 517 2462309 true false 0.7979 Klingle LP c/o Yale University PO Box 208239 New Haven CT 065208239 204592461 Investment NV Fifth Century LP Excluded -355608 2402461 false false 0.7984 GHEP III Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 203853985 Investment NV Fifth Century LP Excluded -20966 2246574 false false 0.996 BOF Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 205923569 Investment NV Fifth Century LP Excluded 2845522 2103992 false false 0.996 Goldsboro LP c/o Yale University PO Box 208239 New Haven CT 065208239 201996058 Investment NV Fifth Century LP Excluded -269918 2031340 true 26144 false 0.7984 ODE LLC c/o Yale University PO Box 208239 New Haven CT 065208239 371567347 Investment DE Fourth Century LLC Excluded 0 2024025 false false 0.7984 Edmunds LP c/o Yale University PO Box 208239 New Haven CT 065208239 204257832 Investment NV Fifth Century LP Excluded 1102920 2008132 true 67925 false 0.7984 Yuma LP c/o Yale University PO Box 208239 New Haven CT 065208239 261584783 Investment NV Fifth Century LP Excluded 7830 1829110 false false 0.7984 Alamance A LLC c/o Yale University PO Box 208239 New Haven CT 065208239 203484520 Investment DE Fourth Century LLC Excluded 2 1800843 false false 0.7984 SF-New Partners LP c/o Yale University PO Box 208239 New Haven CT 065208239 920179258 Investment DE Fourth Century LLC Excluded 128160 1729835 false false 0.9789 Dent A LP c/o Yale University PO Box 208239 New Haven CT 065208239 208725065 Investment NV Fifth Century LP Excluded 1464 1593802 false false 0.7984 Manaslu Fund LP c/o Yale University PO Box 208239 New Haven CT 065208239 980615593 Investment CJ MP-MF Holdings LP Excluded 22402117 1592710 false false 0.9535 Ogden LP c/o Yale University PO Box 208239 New Haven CT 065208239 201212114 Investment NV Fifth Century LP Excluded -128237 1392611 false false 0.7984 MP-MF Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 262099979 Investment NV Fifth Century LP Excluded 22402118 1389392 false false 0.996 Ordway LP c/o Yale University PO Box 208239 New Haven CT 065208239 205189347 Investment NV Fifth Century LP Excluded 6694482 1306600 true 2562537 false 0.7984 Westpath LLC c/o Yale University PO Box 208239 New Haven CT 065208239 202297672 Investment DE Fourth Century LLC Excluded 1279634 1269042 true 124463 false 0.7984 YEI Innovation Fund LLC c/o Yale University PO Box 208239 New Haven CT 065208239 364773553 Investment CT Yale University Excluded -18954 1242927 true false 0.5229 Yadkin III LLC c/o Yale University PO Box 208239 New Haven CT 065208239 262477930 Investment DE Fourth Century LLC Excluded 270434 1197180 true 1897 false 0.7984 Ramsgate IX A LLC c/o Yale University PO Box 208239 New Haven CT 065208239 261797786 Investment DE Fourth Century LLC Excluded 68086 1158185 false false 0.7984 Cauthen LLC c/o Yale University PO Box 208239 New Haven CT 065208239 202776143 Investment DE Fourth Century LLC Excluded 274300 1088722 true 14101 false 0.7984 Roseland Property Partners LP c/o Yale University PO Box 208239 New Haven CT 065208239 223283867 Investment NJ Yale University Unrelated -1 895373 false -1 false 0.60 ARC Energy Fund 9 US LP c/o Yale University PO Box 208239 New Haven CT 065208239 981441560 Investment CA Yale University Excluded 1944 628278 true false 0.5115 Newington LP c/o Yale University PO Box 208239 New Haven CT 065208239 200763113 Investment NV Fifth Century LP Excluded 507193 441972 false false 0.7984 100 Howe Street Associates LLC c/o Yale University PO Box 208239 New Haven CT 065208239 061386762 Investment CT Yale University Excluded 209370 400849 true false 0.9708 Luxiver Nawab LP c/o Yale University PO Box 208239 New Haven CT 065208239 453117734 Investment DE Yale University Excluded 0 350179 false false 1.00 4620 Associates LLC c/o Yale University PO Box 208239 New Haven CT 065208239 134036667 Investment DE Yale University Excluded 117302 303328 false false 0.8399 IVP V Co-Investment Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 202707519 Investment NV Fifth Century LP Excluded 669110 278072 false false 0.996 Welborn LP c/o Yale University PO Box 208239 New Haven CT 065208239 201212127 Investment NV Fifth Century LP Excluded -13007 193678 false false 0.7984 94 Howe Street Associates LLC c/o Yale University PO Box 208239 New Haven CT 065208239 061428914 Investment CT Yale University Excluded 38466 141044 true false 0.9193 Tilden LLC c/o Yale University PO Box 208239 New Haven CT 065208239 208558781 Investment DE Fourth Century LLC Excluded 1300731 105085 false false 0.7984 Ramsgate LLC c/o Yale University PO Box 208239 New Haven CT 065208239 200419757 Investment DE Fourth Century LLC Excluded 4972256 93757 false false 0.7984 Starfar I Partners LP c/o Yale University PO Box 208239 New Haven CT 065208239 943205101 Investment DE Yale University Unrelated -9895 49905 false -9895 false 0.6083 Corbin VI LLC c/o Yale University PO Box 208239 New Haven CT 065208239 270773197 Investment DE Fourth Century LLC Excluded -4993 17297 false false 0.7984 CRANBROOK LLC c/o Yale University PO Box 208239 New Haven CT 065208239 203115503 Investment DE Fourth Century LLC Excluded -2648762 16699 false false 0.7984 Dumbarton LP c/o Yale University PO Box 208239 New Haven CT 065208239 203919432 Investment NV Fifth Century LP Excluded -2126538 0 false false 0.7984 Ridgefield LP c/o Yale University PO Box 208239 New Haven CT 065208239 202022850 Investment NV Fifth Century LP Excluded 9335482 0 false false 0.7984 SANGAMORE LLC c/o Yale University PO Box 208239 New Haven CT 065208239 200357077 Investment DE Fourth Century LLC Excluded -54867 0 false false 0.7984 Harbor Hills Utilities LP c/o Yale University PO Box 208239 New Haven CT 065208239 161453800 Investment DE Harbor Hills Holdings LP Unrelated 14343 0 false 14343 false 0.99 IVA II Holdings LP c/o Yale University PO Box 208239 New Haven CT 065208239 202652041 Investment NV Fifth Century LP Excluded -2819931 -840507 false false 0.996 Sangamore II LLC c/o Yale University PO Box 208239 New Haven CT 065208239 202672293 Investment DE Fourth Century LLC Excluded 309174 -7609434 true -13170 false 0.7984 Harbor Hills Country Club LP c/o Yale University PO Box 208239 New Haven CT 065208239 161453797 Investment DE Harbor Hills Holdings LP Unrelated -477508 -7878709 false -477508 false 0.99 Greenfield Land Parallel Partners I LP c/o Yale University PO Box 208239 New Haven CT 065208239 204411467 Investment DE Fourth Century LLC Unrelated 367415 -26353084 true 270327 false 0.988 New FYI Ltd c/o Yale University PO Box 208239 New Haven CT 065208239 Investment CJ Yale University C Corporation 147840880 1325709697 0.6871 true Gaoling Yali Feeder Ltd c/o Yale University PO Box 208239 New Haven CT 065208239 Investment CJ Fourth Century LLC C Corporation 92811911 962011033 0.998 true CRS Fund Ltd c/o Yale University PO Box 208239 New Haven CT 065208239 900314487 Investment CJ CYR Holdings LP C Corporation 63688283 544279325 0.996 true The Caeruleus Fund c/o Yale University PO Box 208239 New Haven CT 065208239 Investment CJ Yale University C Corporation 1999353 420557515 1 true LTR Focus Fund c/o Yale University PO Box 208239 New Haven CT 065208239 Investment MP Yale University C Corporation 55597550 323763315 1 true Fourth Century Trust c/o Yale University PO Box 208239 New Haven CT 065208239 206699631 Investment CT Yale University Trust 66101032 161344573 1 true PWEB LLC c/o Yale University PO Box 208239 New Haven CT 065208239 273304430 Investment DE Fourth Century LLC C Corporation 7981752 131820175 0.998 true YB Cayman Ltd c/o Yale University PO Box 208239 New Haven CT 065208239 Investment CJ YB Institutional LP C Corporation 4041579 47993081 0.9796 true NW UK REGIONAL II (NO 1) LP c/o Yale University PO Box 208239 New Haven CT 065208239 981208249 Investment UK Fourth Century LLC C Corporation 4376191 20691083 0.998 true 3285500 Nova Scotia Limited c/o Yale University PO Box 208239 New Haven CT 065208239 Investment CA OM Holdings LP C Corporation 3309312 15748283 0.986 true LP Value Ltd c/o Yale University PO Box 208239 New Haven CT 065208239 Investment VQ Yale University C Corporation -177536 12660568 0.9517 true Connecticut Boola Inc c/o Yale University PO Box 208239 New Haven CT 065208239 060798544 Investment CT Yale University C Corporation 46395 9450730 1 true Manaslu Partners Ltd c/o Yale University PO Box 208239 New Haven CT 065208239 Investment CJ MP-MF Holdings LP C Corporation 5662194 6010833 0.996 true FWEB LLC c/o Yale University PO Box 208239 New Haven CT 065208239 273304506 Investment DE Fourth Century LLC C Corporation 567685 3082314 0.998 true NCH Investors Fund (YU) Corp c/o Yale University PO Box 208239 New Haven CT 065208239 Investment CJ Fourth Century LLC C Corporation 46447 3021383 0.998 true 2089841 Ontario Ltd c/o Yale University PO Box 208239 New Haven CT 065208239 Investment CA Fifth Century LP C Corporation -1679931 2672529 0.988 true Harbor Hills Country Club Inc c/o Yale University PO Box 208239 New Haven CT 065208239 161452585 Investment DE Harbor Hills Holdings LP C Corporation 4 38291 1 true Harbor Hills Sales Inc c/o Yale University PO Box 208239 New Haven CT 065208239 593343340 Investment FL Harbor Hills Holdings LP C Corporation 0 1000 1 true Yale University Hong Kong Trust c/o Yale University PO Box 208239 New Haven CT 065208239 Accepts charitable contributions HK Yale University Trust 3642793 150 1 true 3313148 Nova Scotia Limited c/o Yale University PO Box 208239 New Haven CT 065208239 Investment CA OM Holdings LP C Corporation 0 0 0.986 true Drama Productions Inc c/o Yale University PO Box 208239 New Haven CT 065208239 060851103 Performing Arts CT Yale University C Corporation 0 0 1 true Charitable Pooled Income Funds (3) c/o Yale University PO Box 208239 New Haven CT 065208239 Investment CT Various Trust false CHARITABLE REMAINDER TRUSTS (47) c/o Yale University PO Box 208239 New Haven CT 065208239 Investment CT Yale University Trust false false true true false false false false false false false false true true true false true true true true 100 Howe Street Associates LLC S 203745 CASH VALUE 1970 (DEC02) Yale William S Beinecke Life-Pingry S 168343 CASH VALUE 3C Corporation B 2234397 CASH VALUE 3C Corporation S 15524316 CASH VALUE 4620 Associates S 68827 CASH VALUE 5C Corporation B 711948 CASH VALUE 5C Corporation S 3365529 CASH VALUE ARC Energy Fund 9 US LP B 778271 CASH VALUE Bluebart LP B 37441057 CASH VALUE Caeruleus Fund S 72281513 CASH VALUE Charles A Coffin Memorial Fund S 300000 CASH VALUE Drama Productions Inc P 1276813 CASH VALUE Edith B Jackson Trust #3 S 110000 CASH VALUE Farallon Capital Institutional Partners 25 LP B 561039 CASH VALUE Farallon Capital Institutional Partners II LP B 39970300 CASH VALUE Farallon Capital Institutional Partners II LP S 1644702 CASH VALUE Fifth Century LP B 179695827 CASH VALUE Fifth Century LP S 904921495 CASH VALUE Fourth Century LLC B 1114963974 CASH VALUE Fourth Century LLC S 1943395623 CASH VALUE Fourth Century Trust S 50367350 CASH VALUE Harbor Hills Holdings LP B 550000 CASH VALUE High Street Partners Ltd B 1964491 CASH VALUE Long Meadow LP B 250000000 CASH VALUE LTR Focus Fund S 115000000 CASH VALUE Luxiver LP S 108000000 CASH VALUE Paul Mellon Centre for Studies in British Art B 5506096 CASH VALUE Stoeckel E B Residue Trust S 375000 CASH VALUE Strategic Residential Fund I LLC S 22473062 CASH VALUE The Board of Trustees of The Sheffield Scientific School S 18765684 CASH VALUE The Chief Executive Leadership Institute of the Yale School of Management I nc S 447954 CASH VALUE Yale University Elizabethan Club Corp R 637536 CASH VALUE Yale University Hong Kong Trust C 3642793 CASH VALUE Yale University Press London M 867127 CASH VALUE Yale University Press London L 917770 CASH VALUE Yale University Retiree Health Benefits Coverage Trust Q 26396511 CASH VALUE YB Institutional Limited Partnership S 48497000 CASH VALUE Preston J Dunn TR UW FBO Yale University S 97154 CASH VALUE SCHEDULE R, PARTS I-V: NAME, ADDRESS AND EIN: THE FORM 990, SCHEDULE R, LISTS THE NAME OF EACH ENTITY AS OF THE DATE OF THE FORM 990 FILING. Schedule R, Part III, Column (h) DISPROPORTIONATE ALLOCATIONS INDICATED IN COLUMN (H) OF PART III GENERALLY RELATE TO I.) A GENERAL PARTNER'S TYPICAL CARRIED INTEREST WITH RESPECT TO PRIVATE FUND INVESTMENTS OR II.) ALLOCATIONS AMONG 501(C)(3) ORGANIZATIONS THAT ARE PARTNERS OR MEMBERS IN AN INVESTMENT ENTITY. Schedule R, Part IV CHARITABLE REMAINDER TRUSTS AS OF JUNE 30, 2018, YALE UNIVERSITY HELD A GREATER THAN 50% BENEFICIAL INTEREST IN 47 CHARITABLE REMAINDER TRUSTS (CRTS). THE UNIVERSITY WAS THE TRUSTEE OF 40 OF THESE CRTS, OF WHICH 38 WERE DOMICILED IN CONNECTICUT, ONE IN PENNSYLVANIA AND ONE IN MASSACHUSETTS. Schedule R, Part V, Line 2 TRANSFERS THIS SCHEDULE REFLECTS ALL TRANSFERS BY YALE UNIVERSITY TO CORPORATIONS, PARTNERSHIPS, OR OTHER ENTITIES CONTROLLED BY YALE AS DEFINED IN IRC SECTION 512(B)(13) AND RELATED TAX-EXEMPT ORGANIZATIONS NOT DESCRIBED IN IRC SECTION 501(C)(3). IN SOME INSTANCES, THESE ENTITIES MADE FURTHER TRANSFERS TO OTHER ENTITIES CONTROLLED BY THEM OR YALE UNIVERSITY. IN ADDITION, THIS SCHEDULE REFLECTS ALL TRANSFERS TO YALE UNIVERSITY BY CORPORATIONS, PARTNERSHIPS, OR OTHER ENTITIES CONTROLLED BY YALE AS DEFINED IN IRC SECTION 512(B)(13) AND RELATED TAX-EXEMPT ORGANIZATIONS NOT DESCRIBED IN IRC SECTION 501(C)(3). IN SOME INSTANCES, THESE ENTITIES RECEIVED TRANSFERS FROM OTHER ENTITIES CONTROLLED BY THEM OR YALE UNIVERSITY. Yale University PO Box 208239 New Haven CT 065208239 060646973 X 13471 555265 568736 3868262535 3868831271 1000000 250000 0 0 0 3C CORPORATION PO BOX 208239 NEW HAVEN CT 06520 412046529 0 0 0 0 0 0 0 0 0 0 5C CORPORATION PO BOX 208239 NEW HAVEN CT 06520 200763050 0 0 0 0 0 0 0 0 0 0 ALUMNI FUND ASSOCIATION OF YALE UNIVERSITY 157 CHURCH STREET NEW HAVEN CT 06510 066078326 0 0 0 0 0 0 0 0 0 0 BOARD OF TRUSTEES OF THE SHEFFIELD SCIENTIFIC SCHOOL PO BOX 208239 NEW HAVEN CT 06520 066032565 0 0 0 20240964 20240964 1000000 250000 0 0 0 THE CHIEF EXECUTIVE LEADERSHIP INSTITUTE OF THE YALE SCHOOL OF MANAGEMENT I NC 101 CONSTITUTION AVENUE SUITE 900 E AST WASHINGTON DC 20001 582617787 0 0 0 2274680 2274680 263734 65934 0 0 0 THE NEW CLINICAL PROGRAM DEVELOPMENT CORPORATION 789 HOWARD AVENUE NEW HAVEN CT 06519 061565494 0 0 0 40000000 40000000 1000000 250000 0 0 0 YALE SOUTHERN OBSERVATORY INC PO BOX 208239 NEW HAVEN CT 06520 066068906 0 0 0 0 0 0 0 0 0 0 YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST PO BOX 208239 NEW HAVEN CT 06520 066414276 0 0 0 32794663 32794663 1000000 250000 0 0 0 YALE NEW HAVEN MEDICAL CENTER INC 20 YORK STREET NEW HAVEN CT 06510 237440891 0 0 0 1113005 1113005 186301 46575 0 0 0 THE GRUBER FOUNDATION PO BOX 208239 NEW HAVEN CT 06520 451540594 0 0 0 5869123 5869123 443456 110864 0 0 0