2019-05-15T13:17:01-05:00 2018-06-30 420714325 RSM US LLP 80 CITY SQUARE BOSTON MA 021293742 990 2017-07-01 050306206 JOHNSON & WALES UNIVERSITY JOHN 4015981900 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 JOSEPH J GREENE TREASURER & CFO 4015981900 2019-05-15 1 LYNNE JOHNSON P00757336 6179129000 66.98.98.10 2019-05-15 13:08:27 ED P AE799F09013C0652A304EFA9FE5C55F0AD924143 80A56547EDB5E2BF0711BF7CB6211EB1BC4D6842 2017 2019-02-21 02:37:17Z MINNIE L RUNEY 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 521208240 0 X WWW.JWU.EDU X 1914 RI EDUCATIONAL ACTIVITIES 16 15 6467 241 8915553 2381018 11115077 7211623 492013364 459950531 3884503 7722211 2514981 2364472 509527925 477248837 168535693 162597449 0 0 192490037 173849312 53520 24195 5009436 150061048 140370668 511140298 476841624 -1612373 407213 987795655 973914431 241336329 214007713 746459326 759906718 THE MISSION OF JOHNSON & WALES UNIVERSITY (JWU) IS TO PROVIDE AN EXCEPTIONAL EDUCATION THAT INSPIRES PROFESSIONAL SUCCESS AND LIFELONG PERSONAL AND INTELLECTURAL GROWTH. 0 0 429619754 162597449 452445803 IN FY 2018, JWU ENROLLMENT AT ITS 4 CAMPUSES (PROVIDENCE, RI; N. MIAMI, FL; DENVER, CO; CHARLOTTE, NC) AND ONLINE LEARNING PROGRAM TOTALED 14,271 STUDENTS.(12,859 UNDERGRADS AND 1,412 GRAD) JWU AWARDED 4,572 DEGREES INCLUDING 1,334 ASSOCIATE'S, 2,553 BACHELOR'S,651 GRADUATE, 17 DOCTORIAL, AND 17 CERTIFICATES. JWU EMPLOYED 489 F.T. AND 531 P.T. FACULTY THROUGHOUT ITS COLLEGE OF CULINARY ARTS, COLLEGE OF HOSPITALITY MGT., COLLEGE OF ARTS & SCIENCE, COLLEGE OF BUSINESS, COLLEGE OF ENGINEERING & DESIGN,COLLEGE OF HEALTH AND WELLNESS AND COLLEGE OF ONLINE. 2,824 STUDENTS PARTICIPATED IN 11-WEEK INTERNSHIPS; 31% OF JWU STUDENTS WHO REPORTED THEIR PARENTS AS FIRST GENERATION COLLEGE STUDENTS. 91% RECEIVED INSTITUTIONAL AID, WITH AN AVERAGE AID OF $14,351 PER STUDENT. INSTITUTIONAL SCHOLARSHIPS EXCEEDED $162 MILLION. 429619754 1 1 0 1 0 0 0 1 1 1 1 1 0 0 1 1 0 1 1 1 1 0 1 1 1 0 0 1 1 1 1 0 1 0 0 0 0 0 0 1 0 1 0 0 0 1 1 1 0 0 0 1 25408 0 1 6467 1 1 1 0 0 0 0 1 1 0 0 0 0 X 16 15 0 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 1 1 1 AK CO KY MD MA MI NH OH OK OR SC WA NY X MARIA RIX 4015982964 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 WILLIAM J MURPHY TRUSTEE 1.00 0.00 X 0 0 0 CLAY SNYDER TRUSTEE 1.00 0.00 X 0 0 0 WILLIAM E TRUEHEART TRUSTEE (TERM ENDED 11/17) 1.00 0.00 X 0 0 0 MICHELE BAILEY DIMARTINO TRUSTEE 1.00 0.00 X 0 0 0 LAURA FREID TRUSTEE 1.00 0.00 X 0 0 0 MERRILL W SHERMAN TRUSTEE 1.00 0.00 X 0 0 0 JOHN MARTIN TRUSTEE 1.00 0.00 X 0 0 0 JOHN H WHITE JR TRUSTEE 1.00 0.00 X 0 0 0 JOHN J BOWEN SEE SCH J CHANCELLOR, PRESIDENT & CEO 45.00 0.00 X X 5329638 0 60678 BRENDA DANN-MESSIER TRUSTEE, ADJUNCT FACULTY 1.00 0.00 X 2200 0 0 DARREN LOPES TRUSTEE 1.00 0.00 X 0 0 0 LAURIE WHITE TRUSTEE (TERM ENDED 11/17) 1.00 0.00 X 0 0 0 JAMES H HANCE JR CHAIR OF BOARD 1.00 0.00 X 0 0 0 LAWRENCE DISPASQUALE TRUSTEE 1.00 0.00 X 0 0 0 DAVID WILSON TRUSTEE 1.00 0.00 X 0 0 0 DERICK CLOSE TRUSTEE 1.00 0.00 X 0 0 0 PHILIP S RENAUD II TRUSTEE 1.00 0.00 X 0 0 0 D CHIP WADE TRUSTEE 1.00 0.00 X 0 0 0 THOMAS DWYER SEE SCH J VICE CHANCELLOR, EXEC VP 45.00 0.50 X 2964428 0 47640 EMILY GILCREAST SECRETARY, CHIEF OF STAFF 45.00 0.00 X 141343 0 25295 MINNIE L RUNEY COO, PRESIDENT, PVD CAMPUS 45.00 0.00 X 435965 0 47193 JOSEPH J GREENE JR CFO, TREASURER 45.00 0.00 X 283118 0 66988 MARIE F BERNARDO SR VP OF ADMINISTRATION 45.00 0.00 X 287088 0 86335 LILY S HSU PROVOST 45.00 0.00 X 266391 0 48978 KENNETH F DISAIA SENIOR VP, ENROLLMENT MGMT 45.00 0.00 X 265545 0 62333 AKHIL GUPTA CHIEF INFORMATION OFFICER 45.00 0.00 X 198067 0 36945 TARUN MALIK VP, CHARLOTTE CAMPUS 45.00 0.00 X 226391 0 48566 LARRY RICE PRESIDENT, N. MIAMI CAMPUS 45.00 0.00 X 249614 0 48464 DIANE H D'AMBRA VP OF HUMAN RESOURCES 45.00 0.00 X 249158 0 51062 RICHARD A WISCOTT PRESIDENT, DENVER CAMPUS 45.00 0.00 X 222584 0 47664 ROBERT TAYLOR VP FACILITIES & CONSTRUCTION 45.00 0.00 X 210192 0 52561 ROBERT MOCK JR PRESIDENT, CHARLOTTE CAMPUS 45.00 0.00 X 233517 0 43516 RONALD L MARTEL VP OF STUDENT AFFAIRS 45.00 0.00 X 223274 0 22168 MICHAEL J DOWNING VP OF AUXILIARY SERVICES 45.00 0.00 X 206470 0 34250 DOUGLAS J WHITING VP OF COMMUNICATIONS 45.00 0.00 X 206413 0 43480 JOSEPH L STALEY VICE CHANCELLOR, RESOURCE DEVELOPMENT 45.00 0.00 X 225507 0 46268 BILLEYE AUCLAIR VICE PROVOST 45.00 0.00 X 206624 0 41645 WILLIAM MCARDLE VP FINANCE 45.00 0.00 X 176167 0 37615 12809694 0 999644 275 1 1 0 SHAWMUT DESIGN & CONSTRUCTION INC 560 HARRISON AVENUE BOSTON MA 02118 CONSTRUCTION SERVICES 4837093 SODEXHO INC 8011 34TH AVENUE MINNEAPOLIS MN 55425 MAINTENANCE SERVICES 2117632 OCEAN STATE JANITORIAL SERVICE INC 243 NARRAGANSETT PARK DRIVE EAST PROVIDENCE RI 02916 CLEANING SERVICES 1901856 DIMEO CONSTRUCTION CO 75 CHAPMAN STREET PROVIDENCE RI 02905 CONSTRUCTION SERVICES 1861758 GOOGLE INC PO BOX 39000 DEPT 33654 SAN FRANCISCO CA 94139 ADVERTISING SERVICES 1336584 85 27022 535567 2183448 4465586 405253 7211623 TUITION 611310 369669526 369669526 RESIDENCE & DINING 611310 74452439 74452439 DOUBLETREE HOTEL 721110 8360531 8360531 STUDENT FEES 611310 3471238 3471238 STUDENT PRACTICUM 611310 2330782 2330782 1666015 1663222 2793 459950531 2043922 60956 1982966 1589467 962627 626840 626840 491273 135567 40932636 7472836 37837773 4889410 3094863 2583426 5678289 5678289 97387 535567 269593 -172206 -172206 STUDENT SERVICES 611310 960074 960074 ADMISSIONS & ALUMNI EVENTS 611310 276207 276207 CAREER DEVELOPMENT & EXPLORATION 611310 258066 258066 415491 415491 1909838 477248837 452536971 8915553 8584690 60890 60890 162083928 162083928 452631 452631 5118268 4405280 712988 1104043 813015 291028 128371054 111262042 15261916 1847096 10775091 9284541 1322393 168157 19515148 18175702 1071432 268014 8965708 7624641 1186144 154923 598213 598213 457598 310375 147223 198352 198352 161504 161504 24195 24195 547415 547415 3285737 3149526 136211 6488873 5630759 635944 222170 9802295 8156739 1489383 156173 5025085 5025085 344242 166265 177977 24903066 20676489 3821637 404940 5357026 4827568 371429 158029 6653080 5605220 938084 109776 36774746 30424867 5754021 595858 3178671 3049299 129372 FOOD/BEVERAGE/KITCHEN S 9016488 8323061 689659 3768 CONSULTING 8526793 6724729 1722442 79622 STUDENT SERVICES EXPENS 7344945 7332887 12058 CLASSROOM AND EDUCATION 4549084 4501429 19138 28517 7157455 5796562 1285683 75210 476841624 429619754 42212434 5009436 5132486 4541994 18299811 28084945 5518544 6935011 11020746 10389821 19869032 15643776 1493635 1264200 8333187 7147643 1026568561 403501322 650080506 623067239 10921824 75754941 257125884 201084861 987795655 973914431 43388182 32825875 14590864 12682289 176113329 161579936 615129 548818 504810 334761 6124015 6036034 241336329 214007713 X 708409126 718491176 13877080 17064398 24173120 24351144 746459326 759906718 987795655 973914431 X 407213 13040629 -450 X 0 1 X 1 1 1 X 7548949 5172379 5565009 11115077 7211623 36613037 7548949 5172379 5565009 11115077 7211623 36613037 1836760 34776277 4810012 3925940 3212501 3008323 2641606 17598382 2235427 3100725 1947593 1877149 2386845 11547739 2718269 2402623 5897234 1246256 1057461 13321843 79081001 2337586374 0.43980 0.42620 X SCHEDULE A, PART II: THE UNIVERSITY MEETS THE PUBLIC SUPPORT TEST UNDER CURRENT GUIDANCE (AS DISCLOSED IN PART II) AND THEREFORE QUALIFIES FOR THE SPECIAL RULE UNDER SECTION 509(A)(1) FOR SCHEDULE B REPORTING. 0 0 0 0 0 0 1 161504 0 1 6387 167891 0 PART II-B, LINE 1: PART II-B, 1(G): DIRECT CONTACT: $161,504 PAID TO CONSULTING FIRMS TO MAINTAIN GOVERNMENT RELATIONS. PART II-B, 1(I): PORTION OF THE UNIVERSITY'S MEMBERSHIP DUES PAID TO THE AICU (ASSOCIATION OF INDEPENDENT COLLEGES & UNIVERSITIES OF RHODE ISLAND) AND TO THE NAICU (NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES & UNIVERSITIES), SPENT ON LOBBYING ACTIVITIES WAS $5,285 AND $1,102, RESPECTIVELY. 2510533 X X X 0 0 1 X 255888050 283096 17583285 1094775 21028869 251630787 238944479 496827 29395425 783109 12165572 255888050 263780114 536061 -11869295 -1056606 -12445795 238944479 272935957 572068 -2443263 -994929 -6289719 263780114 244787924 1447404 33599912 -817174 -6082109 272935957 0.88000 0.09000 0.03000 0 0 73514466 73514466 760291747 265242311 495049436 6243701 6074195 169506 174624605 131432805 43191800 11894042 752011 11142031 623067239 CASH 2498447 F COMMONFUND CEP VI 497168 F COMMONFUND CEP V 200577 F COMMONFUND CEP VII 667769 F PARK STREET CAPITAL V 325440 F PARK STREET CAPITAL VI 1327207 F PARK STREET CAPITAL VIII 3048728 F 457B 2494993 F AGILITY FEEDER FUND 163096492 F FIX 2199647 F PARK STREET NRF II 292711 F DOVER STREET VIII 844224 F ETON PARK OVERSEAS FUND 21064 F COMMONFUND CVP VIII 976412 F PARK STREET CAPITAL NRF IV 960661 F PARK STREET CAPITAL IX 3321430 F SIGULER GUFF DISTRESSED OPPORTUNITIES FUND 919865 F KING STREET CAPITAL LTD 73915 F COMMONFUND CVP IX 1632852 F SIGULER GUFF DISTRESSED OPPORTUNITIES FUND IV 1338339 F ASIA ALTERNATIVE CAPITAL PARTNERS 3140017 F PARK STREET CAPITAL NRF V 2418909 F PREFERRED STOCK CERTIFICATES 12000 F DOVER STREET VIII 1806304 F TRUEBRIDGE CAPITAL PARTNERS 4569690 F PODCO 2400000 F 201084861 ANNUITY DEPOSITS 85668 REFUNDABLE U.S. GRANTS 3455373 457B DEFERRED COMPENSATION PLAN 2494993 6036034 X PART III, LINE 4: THE CULINARY ARTS MUSEUM IS AN EDUCATIONAL RESOURCE FOR JOHNSON & WALES UNIVERSITY, WHICH SEEKS TO BOTH PRESERVE AND INTERPRET CULINARY AND HOSPITALITY HERITAGE. IT IS A SHOWCASE FOR THE WORK OF STUDENTS, FACULTY, ALUMNI AND DISTINGUISHED VISITING CHEFS. THROUGH EXHIBITIONS AND SPECIAL EVENTS, THE MUSEUM STRIVES TO INTERPRET THE EVOLUTION OF FOOD PREPARATION AND PRESENTATION, THE DEVELOPMENT OF CULINARY EQUIPMENT AND TECHNOLOGY, THE DIVERSE MENUS OFFERED AND THE PLACES WHERE PEOPLE PARTAKE OF FOOD. TO ENHANCE THE UNIVERSITY'S SENSE OF TRADITION AND TO RECOGNIZE THE IMPORTANCE OF PUBLIC ART, THE UNIVERSITY INSTALLED BRONZE WILDCAT SCULPTURES ON ALL 4 CAMPUSES, WHICH REPRESENT THE FOUR TENENTS THAT CHARACTERIZE WHAT IT MEANS TO BE A WILDCAT, BOTH ON THE ATHLETIC FIELDS AND IN THE CLASSROOM: PRIDE, COURAGE, CHARACTER AND COMMUNITY. PART IV, LINE 2B: THE UNIVERSITY HOLDS MONEY AS A CUSTODIAN FOR STUDENT CLUBS AND POTENTIAL FUTURE PROGRAMS TO BE REFUNDED IF PROGRAM IS NOT INITIATED. PART V, LINE 4: THE UNIVERSITY USES ITS ENDOWMENT FUND FOR THE GENERAL BENEFIT OF THE UNIVERSITY'S CURRENT AND FUTURE STUDENTS (INCLUDING SCHOLARSHIPS AND LOAN FUNDS) AND FOR THE FUTHERANCE OF THE EDUCATIONAL MISSION OF THE UNIVERSITY. PART X, LINE 2: JOHNSON & WALES UNIVERSITY IS RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS AN EDUCATIONAL INSTITUTION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM FEDERAL AND STATE INCOME TAXES ON RELATED INCOME. ANY TAX ON THE SUBSIDIARIES OR UNRELATED BUSINESS ACTIVITES IS NOT SIGNIFICANT TO THE CONSOLIDATED FINANCIAL STATEMENTS. THE UNIVERSITY HAS IDENTIFIED ITS TAX STATUS AS A TAX EXEMPT ENTITY AND ITS DECISION TO INCLUDE OR EXCLUDE ITEMS OF INCOME UNRELATED TO ITS OPERATIONS AS TAX POSITIONS; HOWEVER, THE UNIVERSITY HAS DETERMINED THAT SUCH TAX POSITIONS DO NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. MANAGEMENT BELIEVES THE UNIVERSITY HAS NO UNCERTAIN TAX POSITIONS AT JUNE 30, 2018 OR 2017. WITH FEW EXCEPTIONS, THE UNIVERSITY IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR FISCAL YEARS BEFORE 2015. INTEREST AND PENALTIES, IF ANY, ARE INCLUDED IN INCOME TAX EXPENSE. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 JOHNSON & WALES UNIVERSITY RECRUITS THROUGHOUT THE U.S. AND DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM A LARGE GEOGRAPHICAL AREA. PER REV. PROC. 75-50, 1975-2 C.B. 587, SECTION 4.03 PARAGRAPH 2(B), SUCH A SCHOOL MAY SATISFY THE PUBLICITY REQUIREMENT BY COMPLYING WITH SECTION 4.02, WHICH REQUIRES THAT A SCHOOL'S NONDISCRIMINATORY POLICY AS TO STUDENTS BE INCLUDED IN ALL ITS BROCHURES AND CATALOGUES DEALING WITH STUDENT ADMISSIONS, PROGRAMS, AND SCHOLARSHIPS. THE UNIVERSITY COMPLIES WITH THIS REQUIREMENT. MOREOVER, THE UNIVERSITY CURRENTLY ENROLLS STUDENTS OF RACIAL MINORITY GROUPS IN MEANINGFUL NUMBERS. SCHEDULE E, PART I, LINE 6 JOHNSON & WALES UNIVERSITY PARTICIPATES IN THE TITLE IV FINANCIAL AID PROGRAMS AND RECEIVES GRANTS FROM THE U.S. DEPARTMENT OF EDUCATION AND THE STATES OF RHODE ISLAND, FLORIDA, NORTH CAROLINA, MASSACHUSETTS,DELAWARE, VERMONT, MARYLAND, PENNSYLVANIA,IOWA AND COLORADO. 0 EAST ASIA AND THE PACIFIC 1 19 PROGRAM SERVICES STUDENT RECRUITING 213187 SOUTH ASIA 1 7 PROGRAM SERVICES STUDENT RECRUITING 15540 EUROPE (INCLUDING ICELAND & GREENLAND) 4 PROGRAM SERVICES STUDENT RECRUITING 14250 MIDDLE EAST AND NORTH AFRICA 2 PROGRAM SERVICES STUDY ABROAD 22730 SUB-SAHARAN AFRICA 1 PROGRAM SERVICES STUDENT RECRUITING 4500 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 1901283 SUB-SAHARAN AFRICA PROGRAM SERVICES STUDY ABROAD 142762 EAST ASIA AND THE PACIFIC PROGRAM SERVICES STUDY ABROAD 311112 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES STUDY ABROAD 101777 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SERVICES STUDY ABROAD 2370363 SOUTH AMERICA PROGRAM SERVICES STUDY ABROAD 39670 EUROPE (INCLUDING ICELAND & GREENLAND) GRANTMAKING 323817 EAST ASIA AND THE PACIFIC GRANTMAKING 81348 CENTRAL AMERICA AND THE CARIBBEAN GRANTMAKING 13565 SOUTH AMERICA GRANTMAKING 2000 SUB-SAHARAN AFRICA GRANTMAKING 12000 SOUTH ASIA PROGRAM SERVICES STUDY ABROAD 12480 SOUTH AMERICA 1 PROGRAM SERVICES STUDENT RECRUITING 21750 MIDDLE EAST AND NORTH AFRICA GRANTMAKING 3200 SOUTH ASIA GRANTMAKING 16701 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES STUDENT RECRUITING 22250 2 33 0 1 2 34 2625364 3020921 5646285 STUDY ABROAD SCHOLARSHIP EUROPE 166 323817 CREDIT TO STUDENT ACCOUNT BOOK STUDY ABROAD SCHOLARSHIP EAST ASIA & THE PACIFIC 35 81348 CREDIT TO STUDENT ACCOUNT BOOK STUDY ABROAD SCHOLARSHIP CENTRAL AMERICA AND THE CARIBBEAN 6 13565 CREDIT TO STUDENT ACCOUNT BOOK STUDY ABROAD SCHOLARSHIP SOUTH AMERICA 1 2000 CREDIT TO STUDENT ACCOUNT BOOK STUDY ABROAD SCHOLARSHIP SUB-SAHARAN AFRICA 8 12000 CREDIT TO STUDENT ACCOUNT BOOK STUDY ABROAD SCHOLARSHIP SOUTH ASIA 4 16701 CREDIT TO STUDENT ACCOUNT BOOK STUDY ABROAD SCHOLARSHIP MIDDLE EAST & NORTH AMERICA 1 3200 CREDIT TO STUDENT ACCOUNT BOOK 1 0 1 1 1 1 PART I, LINE 2: THE UNIVERSITY APPLIES SCHOLARSHIPS FOR THE STUDY-ABROAD PROGRAM DIRECTLY TO STUDENTS' ACCOUNTS RECEIVABLE BALANCES. X X X X X X X 1 EDUCATION ADVISORY BOARD 1920 EAST PARHAM ROAD RICHMOND VA 23228 ANNUAL GIVING PROGRAM CONSULTING 0 0 24195 0 24195 AL AK AR CA CO CT FL GA HI IL KS KY LA ME MD MA MI MN MO MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI EMERIL 2017 340150 277010 63140 10979 2400 36217 69558 CHLT EPICUREAN SOCIETY 53150 47600 5550 10950 6613 5158 5 239654 210957 28697 13717 12102 26812 7645 67442 632954 535567 97387 24696 25452 69642 7645 142158 269593 -172206 1 UNITED WAY OF RI 228 WATERMAN AVE PROVIDENCE RI 02906 050276059 501C3 40500 DONOR-ADVISED PHILANTROPHY FUND TO ASSIST VARIOUS NON-PROFIT ORGANIZATIONS IN RHODE ISLAND UNITED STATES CHALLENGE CUP 21 AGNES ST E PROVIDENCE RI 02914 223019734 501C3 7500 PROVIDES JUNIOR GOLFERS THE OPPORTUNITY TO DEVELOP THEIR SKILLS CHARLOTTE RESCUE MISSION 907 WEST 1ST ST CHARLOTTE NC 28202 560571223 501C3 9286 FMV WEEKLY PASTRY DONATIONS FOOD FOR THE HUNGRY 3 SCHOLARSHIPS 11676 162083928 BOOK SCHOLARSHIPS PART I, LINE 2: PART II - THE OFFICE OF THE CHIEF OPERATING OFFICER MONITORS ALL FUNDS ALLOCATED TO EXTERNAL ORGANIZATIONS. PART III- THE UNIVERSITY PROVIDES ASSISTANCE IN THE FORM OF SCHOLARSHIPS THAT ARE ALL APPLIED TO STUDENTS' ACCOUNTS RECEIVABLE BALANCES AT THE BURSAR'S OFFICE. X X 1 1 X X X X X 1 1 0 0 0 0 0 1 0 JOHN J BOWEN SEE SCH J CHANCELLOR, PRESIDENT & CEO 706666 0 0 0 4622972 0 26700 0 33978 0 5390316 0 4517788 0 THOMAS DWYER SEE SCH J VICE CHANCELLOR, EXEC VP 491761 0 0 0 2472667 0 26700 0 20940 0 3012068 0 2371253 0 EMILY GILCREAST SECRETARY, CHIEF OF STAFF 123128 0 0 0 18215 0 12427 0 12868 0 166638 0 0 0 MINNIE L RUNEY COO, PRESIDENT, PVD CAMPUS 383623 0 25000 0 27342 0 26700 0 20493 0 483158 0 0 0 JOSEPH J GREENE JR CFO, TREASURER 262796 0 0 0 20322 0 25877 0 41111 0 350106 0 0 0 MARIE F BERNARDO SR VP OF ADMINISTRATION 267846 0 0 0 19242 0 25186 0 61149 0 373423 0 0 0 LILY S HSU PROVOST 262827 0 0 0 3564 0 26164 0 22814 0 315369 0 0 0 KENNETH F DISAIA SENIOR VP, ENROLLMENT MGMT 173027 0 0 0 92518 0 21327 0 41006 0 327878 0 0 0 AKHIL GUPTA CHIEF INFORMATION OFFICER 195320 0 0 0 2747 0 19605 0 17340 0 235012 0 0 0 TARUN MALIK VP, CHARLOTTE CAMPUS 224320 0 0 0 2071 0 23285 0 25281 0 274957 0 0 0 LARRY RICE PRESIDENT, N. MIAMI CAMPUS 230850 0 0 0 18764 0 23704 0 24760 0 298078 0 0 0 DIANE H D'AMBRA VP OF HUMAN RESOURCES 228849 0 0 0 20309 0 25322 0 25740 0 300220 0 0 0 RICHARD A WISCOTT PRESIDENT, DENVER CAMPUS 203500 0 0 0 19084 0 20279 0 27385 0 270248 0 0 0 ROBERT TAYLOR VP FACILITIES & CONSTRUCTION 161582 0 0 0 48610 0 19675 0 32886 0 262753 0 0 0 ROBERT MOCK JR PRESIDENT, CHARLOTTE CAMPUS 105230 0 0 0 128287 0 18885 0 24631 0 277033 0 0 0 RONALD L MARTEL VP OF STUDENT AFFAIRS 213789 0 0 0 9485 0 21556 0 612 0 245442 0 0 0 MICHAEL J DOWNING VP OF AUXILIARY SERVICES 203602 0 0 0 2868 0 20608 0 13642 0 240720 0 0 0 DOUGLAS J WHITING VP OF COMMUNICATIONS 203500 0 0 0 2913 0 20755 0 22725 0 249893 0 0 0 JOSEPH L STALEY VICE CHANCELLOR, RESOURCE DEVELOPMEN 223328 0 0 0 2179 0 22756 0 23512 0 271775 0 0 0 BILLEYE AUCLAIR VICE PROVOST 202157 0 0 0 4467 0 19568 0 22077 0 248269 0 0 0 WILLIAM MCARDLE VP FINANCE 154130 0 0 0 22037 0 15829 0 21786 0 213782 0 0 0 PART I, LINE 1A TRAVEL FOR COMPANION - THE SPOUSES OF CERTAIN LISTED PERSONS OCCASIONALLY ACCOMPANY THEM ON BUSINESS TRIPS. THE SPOUSES ARE EMPLOYEES OF THE UNIVERSITY AND TRAVEL IN THEIR CAPACITY AS EMPLOYEES OF THE UNIVERSITY. SUCH TRAVEL IS NOT TREATED AS TAXABLE COMPENSATION. -HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES - SOCIAL CLUB DUES ARE PAID FOR CERTAIN OFFICERS OF THE UNIVERSITY IN ACCORDANCE WITH THEIR EMPLOYMENT CONTRACTS WHICH ARE APPROVED BY THE COMPENSATION COMMITTEE. IN ALL CASES, WHERE THE BENEFIT IS TAXABLE, IT'S TREATED AS COMPENSATION. PART I, LINES 4A-B WAYNE KEZIRIAN, KENNETH DISAIA, ROBERT MOCK AND AND ROBERT TAYLOR RECEIVED SEVERANCE PAY OF $25,114, $72,543, $127,804 AND $47,221 RESPECTIVELY. DURING THE YEAR THERE WAS A SEVERANCE PAYMENT MADE PURSUANT TO A CONFIDENTIAL AGREEMENT. ALL AMOUNTS PAID HAVE BEEN PROPERLY REPORTED ON FORM W-2 AND REPORTED IN FORM 990, PART VII, COLUMN D, AND AND ALSO IN SCHEDULE J, PART II, COLUMN B (III). THE AGREEMENT IS AVAILABLE TO THE INTERNAL REVENUE SERVICE UPON REQUEST. JOHN BOWEN AND THOMAS DWYER PARTICIPATE IN A SUPPLEMENTAL EMPLOYEE RETIREMENT PLAN (SERP), WHICH WAS ESTABLISHED UNDER SECTION 457(F) OF THE IRC. THE SERP WAS ESTABLISHED AND APPROVED BY THE BOARD OF TRUSTEES IN 2006 TO REWARD PERFORMANCE, LOYALTY, AND CONTINUOUS SERVICE OF SELECTED EXECUTIVES TO AGE 65. ONLY EXECUTIVES SPECIFICALLY DESIGNATED BY THE BOARD QUALIFY FOR PARTICIPATION, THEY MUST REMAIN EMPLOYED BY THE INSTITUTION THROUGH AGE 65 AND THE BENEFIT SUPPLEMENTS OTHER INSTITUTIONAL RETIREMENT PLANS SUCH THAT THE RECIPIENT WILL RECEIVE TOTAL RETIREMENT INCOME EQUAL TO 75% OF FINAL COMPENSATION. $4,592,982 WAS PAID TO JOHN BOWEN IN FEBRUARY, 2017 AND $2,422,517 WAS PAID TO THOMAS DWYER IN NOVEMBER, 2017. PART I, LINE 7 CERTAIN INDIVIDUALS LISTED IN PART VII, SECTION A, LINE 1(A), WERE PAID BONUSES, SEE SCHEDULE J, PART II, COLUMN A AND B (II), FOR THE SUCCESSFUL IMPLEMENATION OF PROGRAMS IN SUPPORT OF THE UNIVERSITY'S MISSION. A COLORADO EDUCATIONAL AND CUTURAL FACILITIES 840896727 19645RUP4 2013-09-18 117152127 SERIES A: CAPITAL PROJECTS ON DENVER CAMPUS; REFUNDED 5 ISSUES 0 0 0 B NORTH CAROLINA CAPITAL FACILITIES FINANCE AGENCY 561592154 65819GJH2 2013-08-08 42523473 REFUNDED NORTH CAROLINA CAPITAL FACILITIES FINANCE AGENCY 2003 REV BONDS 0 0 0 C NORTH CAROLINA FACILITIES FINANCE AGENCY 561592154 2014-03-11 26502035 PURCHASE CITY VIEW TOWERS RESIDENCE HALL ON NC CAMPUS FOR STUDENT HOUSING 0 0 0 D RHODE ISLAND HEALTH AND EDUCATIONAL BUILDING CORPORATION 521300173 2015-09-22 30000000 CONSTRUCT ACADEMIC BUILDING ON PROVIDENCE CAMPUS 0 0 0 A 31415000 117166610 2211638 27807739 87149483 2015 1 0 1 1 B 7445000 42523494 4665 42518829 2004 1 0 1 1 C 7508910 26502035 26502035 2014 0 0 1 1 D 3848997 30031844 348800 29682497 54 2016 0 0 1 1 A 0 1 1 1 0 0.00230 0.00100 0.00330 0 1 0.07440 1 1 B 0 1 1 1 0 0.01170 0.00000 0.01170 0 0 1 C 0 1 0 0 0.00000 0.00000 0.00000 0 0 1 D 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 1 0 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: COLORADO EDUCATIONAL AND CUTURAL FACILITIES DATE THE REBATE COMPUTATION WAS PERFORMED: 03/31/2018 ISSUER NAME: NORTH CAROLINA CAPITAL FACILITIES FINANCE AGENCY DATE THE REBATE COMPUTATION WAS PERFORMED: 08/01/2018 ISSUER NAME: RHODE ISLAND HEALTH AND EDUCATIONAL BUILDING CORPORATION DATE THE REBATE COMPUTATION WAS PERFORMED: 08/31/2018 SCHEDULE K, PART I, LINE A, COLUMN (F): SERIES A WAS A NEW MONEY ISSUE USED TO FUND CAPITAL PROJECTIONS ON THE DENVER CAMPUS, PROCEEDS WERE $30,002,664. SERIES B WAS A REFUNDING ISSUE THAT REFUNDED THE FOLLOWING: COLORADO EDUCATIONAL AND CULTURAL FACILITIES AUTHORITY, SERIES 2003A, $23,985,062 RHODE ISLAND HEALYH AND EDUCATIONAL BUILDING CORPORATION, SERIES 2003, $20,811,689 (THE RHODE ISLAND 2003 SERIES REFUNDED 1992 AND 1993 ISSUES) RHODE ISLAND HEALYH AND EDUCATIONAL BUILDING CORPORATION, SERIES 1999, $23,036,937 RHODE ISLAND HEALYH AND EDUCATIONAL BUILDING CORPORATION, SERIES 1996, $6,262,926 CITY OF NORTH MIAMI, FLORIDA, SERIES 2003A, $13,053,439 (THE NORTH MIAMI 2003 SERIES REFUNDED A 1994 ISSUE) SCHEDULE K, PART II, LINE 3: THE DIFFERENCE OF THE ISSUE PRICE REPORTED IN PART I AND THE TOTAL PROCEEDS IN PART II, LINE 3 IS THE INTEREST EARNED ON THE PROJECT FUND DURING THE CONSTRUCTION PERIOD. SCHEDULE K, PART III, LINE 4, 5 AND 6 HAVE BEEN CALCULATED FOR COLORADO 2003 AND 2013A, CHARLOTTE 2003 AND 2014, AND RI 2015 ISSUES AS THESE ARE THE POST 2002 ORIGINAL ISSUES. SCHEDULE K, PART III, LINE 7, COLUMNS A, B, C AND D: AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AN/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND OR UNRELATED TRADE OR BUSINESS USE REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. SCHEDULE K, PART III, LINE 8C, COLUMN A: PROPERTY WAS SOLD THAT THE UNIVERSITY ORIGINALLY PURCHASED WITH TAX-EXEMPT BOND PROCEEDS AND, UNDER THE ADVICE OF BOND COUNSEL, SOLD THE PROPERTY AT FAIR MARKET VALUE IN A CASH TRANSACTION AND CREATED A DEFEASANCE ESCROW TO PAY THE ALLOCABLE BONDS (BECAUSE THE BONDS WERE NOT ELIGIBLE FOR PREPAYMENT). AT THE ISSUE DATE OF THE BONDS, THE UNIVERSITY REASONABLY EXPECTED THAT 95% OF THE NET PROCEEDS OF THE ISSUE WOULD BE USED TO PROVIDE EXEMPT FACILITIES AND FOR NO OTHER PURPOSE FOR THE ENTIRE TERM OF THE BONDS, AND THE AMOUNT OF THE ISSUE WAS BASED ON REASONABLE ESTIMATES OF THE COST OF THE FACILITIES PURCHASED OR IMPROVED. SEE SCHEDULE O SEE SCHEDULE O 0 X 4 29780 SALE COMPARABLE ITEMS X 107 261271 SALE COMPARABLE ITEMS X OTHER 43 114202 SALE COMPARABLE ITEM 0 1 0 PART I, COLUMN (B): LINE 9 REPRESENTS THE NUMBER OF THE GIFTS RECEIVED. LINE 19 AND 25 REPRESENT THE NUMBER OF SEPERATE GIFTS ON SEPERATE DATES; THAT IS, ONE DONOR MAY HAVE MADE MULTIPLE GIFTS DURING THE YEAR, AND EACH GIFT MAY CONTAIN MULTIPLE ITEMS. FORM 990, PART VI, SECTION A, LINE 6 IN ADDITION TO THE GOVERNING BOARD (BOARD OF TRUSTEES) THE UNIVERSITY HAS A GROUP OF INDIVIDUALS REFERRED TO AS "THE CORPORATION". THE CORPORATION CONSISTS OF MEMBERS REPRESENTING VARIOUS CONSTITUENCIES AND AREAS OF BUSINESS THAT ARE RELEVANT TO THE INSTITUTION'S MISSION AND PURPOSES. THE ONLY DUTY AND AUTHORITY OF THE CORPORATION IS TO ELECT THE MEMBERS OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7A IN ADDITION TO THE GOVERNING BOARD (BOARD OF TRUSTEES) THE UNIVERSITY HAS A GROUP OF INDIVIDUALS REFERRED TO AS "THE CORPORATION". THE CORPORATION CONSISTS OF MEMBERS REPRESENTING VARIOUS CONSTITUENCIES AND AREAS OF BUSINESS THAT ARE RELEVANT TO THE INSTITUTION'S MISSION AND PURPOSES. THE ONLY DUTY AND AUTHORITY OF THE CORPORATION IS TO ELECT THE MEMBERS OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO FILING, A COMPLETE COPY OF THE 990 IS PROVIDED TO THE BOARD OF TRUSTEES. IN ADDITION, MEMBERS OF THE AUDIT COMMITTEE MEET WITH ACCOUNTING MANAGEMENT TO ADDRESS ANY QUESTIONS. ALL QUESTIONS MUST BE ADDRESSED TO THE SATISFACTION OF THE COMMITTEE MEMBERS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EACH TRUSTEE, OFFICER AND SENIOR EXECUTIVE SHALL DISCLOSE TO THE BOARD AT LEAST ONCE EACH YEAR ALL THE MATERIAL FACTS CONCERNING HIS OR HER RELATIONSHIP WITH, OR INTEREST IN, ANY PERSON, FIRM, CORPORATION OR OTHER ENTITY WITH WHOM THE UNIVERSITY HAS, OR PROPOSES TO ENTER INTO, ANY CONTRACT OR OTHER TRANACTION WHICH MAY, DIRECTLY, OR INDIRECTLY, RESULT IN FINANCIAL GAIN OR OTHER ADVANTAGE TO SUCH TRUSTEE, OFFICER OR SENIOR EXECUTIVE BY REASON OF SUCH RELATIONSHIP OR INTEREST. ADDITIONALLY, WHERE APPLICABLE, ALL TRUSTEES, OFFICERS AND SENIOR EXECUTIVES ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS OF INTEREST NOT LATER THAN WHEN THE POTENTIAL CONFLICT BECOMES A MATTER OF BOARD ACTION. THE CORPORATE SECRETARY SHALL COLLECT THE INFORMATION INCLUDED IN THE AFOREMENTIONED DISCLOSURE STATEMENTS AND REPORT ON THE SAME TO THE AUDIT COMMITTEE. THE INFORMATION IS REVIEWED BY ACCOUNTING PERSONNEL FOR BUSINESS AND PERSONAL RELATIONSHIPS THAT MAY RESULT IN A CONFLICT OF INTEREST SITUATION. AS PART OF THE ANNUAL INDEPENDENT AUDIT, ALL TRANSACTIONS WITH SUCH BUSINESSES AND / OR INDIVIDUALS MUST BE SUMMARIZED FOR PURPOSES OF THE REQUIRED FINANCIAL STATEMENT DISCLOSURE OF RELATED PARTY TRANSACTIONS. THIS PROVIDES AN ADDED OPPORTUNITY FOR MANAGEMENT TO REVIEW SUCH TRANSACTIONS AND RELATIONSHIPS FOR PROPRIETY. TRUSTEES, OFFICERS AND SENIOR EXECUTIVES MAY VOTE ON AND / OR PARTICIPATE IN APPROVING TRANSACTIONS WITH SUCH BUSINESSES AND / OR INDIVIDUALS IN CERTAIN PRESCRIBED CIRCUMSTANCES IN WHICH THE RELATIONSHIP IS CLEARLY DISCLOSED AND THE TRANSACTION IS APPROVED BY A MAJORITY OF THE DISINTERESTED TRUSTEES, OFFICERS AND / OR SENIOR EXECUTIVES THAT ARE CHARGED WITH MAKING THE DECISION REGARDING THE TRANSACTION IN QUESTION. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF THE UNIVERSITY'S TOP MANAGEMENT OFFICIAL (THE UNIVERSITY CHANCELLOR) AS WELL AS THE NEXT TWO HIGHEST RANKING OFFICIALS (THE VICE CHANCELLOR AND THE CHIEF OPERATING OFFICER) INCLUDED ALL OF THE ELEMENTS OF THE REBUTTABLE PRESUMPTION OF REASONABLENESS. THE INDEPENDENT COMPENSATION COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES INDEPENDENTLY ENGAGED A FIRM OF COMPENSATION SPECIALISTS TO PERFORM A STUDY TO EVALUATE THE COMPENSATION LEVELS OF SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED INSTITUTIONS. THIS INFORMATION WAS USED BY THE COMMITTEE TO EVALUATE THE COMPENSATION OF THESE THREE ADMINISTRATORS. THE RESULTING COMPENSATION AMOUNTS WERE OFFICIALLY APPROVED BY THE COMMITTEE AND DOCUMENTED IN THE MEETING MINUTES AS WELL AS IN SIGNED EMPLOYMENT CONTRACTS FOR EACH INDIVIDUAL. THESE COMPENSATION AMOUNTS WERE APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD, AND THE COMPENSATION OF THE CHANCELLOR/PRESIDENT/CEO WAS APPROVED BY THE ENTIRE BOARD OF TRUSTEES. THIS PROCESS OCCURRED IN DECEMBER OF 2012 FOR CONTRACT PERIODS BEGINNING ON JANUARY 1, 2013. SIMILAR COMPENSATION STUDIES HAVE BEEN PERFORMED FOR ALL OF THE REMAINING INDIVIDUALS AND/OR POSIITIONS REPORTED IN PART VII, EXCEPT FOR THE POSITION OF THE SECRETARY. ALL OF THESE STUDIES WERE PERFORMED IN 2015 FOR COMPENSATION EFFECTIVE JULY 1, 2015. ADDITIONALLY, DURING THE INTERVENING YEARS BETWEEN THE FORMAL STUDIES, THE COMPENSATION FOR ALL OF THESE INDIVIDUALS IS REVIEWED BY THE COMPENSATION COMMITTEE OF THE GOVERNING BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE GENERAL PUBLIC VIA THE UNIVERSITY'S AND THE MASSACHUSETTS ATTORNEY GENERAL'S WEBSITES. THE UNIVERSITY'S FORM 990 WITHOUT SCHEDULE B IS AVAILABLE TO THE GENERAL PUBLIC VIA GUIDESTAR'S AND THE MASSACHUSETT ATTORNEY GENERAL'S WEBSITES. THE UNIVERSITY'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT MADE AVAILABLE TO THE GENERAL PUBLIC. FORM 990, PART XI, LINE 9: CHANGE IN INVESTMENT IN CORPORATE SUBS. -450. SCHEDULE L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: (A) NAME OF PERSON: SARAH C. MALIK (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $95,354 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) AMOUNT OF TRANSACTION: $10,011 (F) DESCRIPTION OF TRANSACTION: BENEFITS (G) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: KATHLEEN A. HARNEY (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $79,006 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) AMOUNT OF TRANSACTION: $8,109 (F) DESCRIPTION OF TRANSACTION: BENEFITS (G) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: JAMES C. GREENE (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $57,964 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) AMOUNT OF TRANSACTION: $11,091 (F) DESCRIPTION OF TRANSACTION: BENEFITS (G) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: IRMA JULIE GREENE (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $73,022 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) AMOUNT OF TRANSACTION: $87,305 (F) DESCRIPTION OF TRANSACTION: BENEFITS (G) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: BARBARA G. DISAIA (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $66,968 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) AMOUNT OF TRANSACTION: $63,941 (F) DESCRIPTION OF TRANSACTION: BENEFITS (G) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: MICHELE VON HEIN (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $98,935 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) AMOUNT OF TRANSACTION: $86,434 (F) DESCRIPTION OF TRANSACTION: BENEFITS (G) SHARING OF ORGANIZATION REVENUES? = NO WILDCAT REALTY HOLDINGS LLC 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 454834756 REAL ESTATE HOLDINGS RI 2594684 JOHNSON & WALES UNIVERSITY JOHNSON & WALES UNIVERSITY CLUB 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 050366691 RETAIL SALES RI JOHNSON & WALES UNIVERSITY C -450 1.00000 1 CHARITABLE REMAINDER ANNUITY TRUST(1) CHARITABLE TRUST RI JOHNSON & WALES UNIVERSITY T 1 CHARITABLE REMAINDER UNITRUST(1) CHARITABLE TRUST RI JOHNSON & WALES UNIVERSITY T 1 JOHNSON & WALES UNIVERSITY-DENVER INC 7150 MOUNTAINVIEW BOULEVARD DENVER CO 80220 INACTIVE, DISSOLVED 1/24/19 CO JOHNSON & WALES UNIVERSITY C 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0