2019-04-17T14:08:03-05:00 2018-05-31 420714325 RSM US LLP 1 S WACKER DRIVE STE 800 CHICAGO IL 60606 990 2017-06-01 362170786 American Osteopathic Association AMER 3122028115 142 East Ontario Street Chicago IL 60611 Adrienne White-Faines Executive Director 3122028115 2019-04-15 1 Zack Fortsch P00052725 3126343400 108.171.132.189 2019-04-15 13:04:27 CD P F6217F2D6ED5C2D75B43E0AF4E216B671259B073 972ACA630144D1186DE4CD2460E77C4D7B57CBE3 2017 2019-02-21 02:37:17Z Adrienne White-Faines 142 East Ontario Street Chicago IL 60611 56879786 0 X www.osteopathic.org X 1897 IL The American Osteopathic Association (AOA) is a membership association representing more than 144,406 osteopathic physicians (DO's) and osteopathic medical students. The AOA serves as the primary certifying board for DOs, is the accrediting agency for osteopathic medical schools, and has federal authority to accredit hospitals and other health care facilities. 31 27 202 0 59133 -26090 721482 351955 44706031 43687810 1283281 2205185 701326 958559 47412120 47203509 1415787 1566440 0 0 22113067 21100126 0 0 0 24880884 23837238 48409738 46503804 -997618 699705 74172456 72679540 26012510 22576443 48159946 50103097 X The AOA's mission is to advance the distinctive philosophy and practice of osteopathic medicine. 0 0 3945505 3992869 See Schedule O 1996123 21881586 Membership Services:The Department of Membership is responsible for developing and executing initiatives that provide significant financial and volunteer resources to support the AOA's mission by retaining and recruiting 46,938 members. Membership projects build awareness of overall AOA programs that ultimately lead to improved quality of patient care, such as the iLearn Mentor Program, the Clinical Assessment Program, practice management programs for young physicians, and leadership development opportunities and information for students, interns and residents. 1440095 348115 Publications:The AOA publishes 1 peer-reviewed scientific publication: The Journal of the American Osteopathic Association (JAOA). This print and online publication provides continuing medical education (CME) to osteopathic physicians (DO's) and other health care professionals, and it complements the education of osteopathic medical students. Approximately 12,800 primary care DO's receive the print copies and more than 130,000 receive the electronic tables of contents for the JAOA. In addition, the AOA produces an online news publication, The DO. 30800428 1566440 17406107 Grants:Grants provided to the organizations and individuals to further studies in the field of osteopathic medicine. 65 entities were provided with grants totaling $1,671,440 to fund research and advancement for the osteopathic profession. Conventions:Revenues and expenses associated with the annual convention of which main activities include conducting CME and research presentations. Department of Certifying Board Services:In 2018, the AOA was responsible for the development of certification and continuous certification processes for over 32,000 osteopathic physician diplomats and for management of the Osteopathic Continuous Certification (OCC) process for each of the 18 specialty certifying boards and their subspecialty certifications. The AOA awarded 2,068 new primary certifications, 314 new subspecialty certifications and 112 new certifications of added qualifications (CAQ's). Department of Government Relations:Expenses incurred with gathering and documenting information for AOA on a National and State level and acting as the organization's liaison in Washington, D.C. All expenses of the Washington, D.C. satellite office are included, as well as all expenses required to represent the 144,406 osteopathic physicians (DO's) and osteopathic medical students in the United States. Elected Officials:Expenses related to the Board of Trustees and the annual, mid-year, and interim meeting to conduct business when the House of Delegates is not in session. 30800428 1566440 17406107 38182151 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1 442 0 1 202 1 1 1 0 0 0 0 0 0 0 0 0 X 31 27 0 0 0 0 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 0 IL X Frank Bedford CPA 3122028115 142 East Ontario Street Chicago IL 60611 Robert Juhasz DO Trustee 2.00 X 2550 0 0 Ronald Burns DO Trustee 2.00 X 10809 0 0 Ernest Gelb DO Trustee 2.00 1.00 X 2850 0 0 Geraldine O'Shea DO Trustee 2.00 1.00 X 5100 0 0 William Mayo DO Trustee 2.00 X 95931 0 0 Joseph Giaimo DO Trustee 2.00 1.00 X 4050 0 0 William Burke DO Trustee 2.00 X 4500 0 0 Michael Murphy DO Trustee 2.00 1.00 X 3600 0 0 Teresa Hubka DO Trustee 2.00 1.00 X 6500 0 0 Thomas Ely DO Trustee 2.00 1.00 X 4350 0 0 Frank Tursi DO Trustee 2.00 1.00 X 3450 0 0 Craig Magnatta DO Trustee 2.00 1.00 X 3000 0 0 Mark Cantieri DO Trustee 2.00 X 5400 0 0 Joseph Yasso DO Trustee 2.00 X 2850 0 0 Richard Thacker DO Trustee 2.00 X 3600 0 0 Barbara Walker DO Trustee 2.00 1.00 X 3600 0 0 Ira Monka DO Trustee 2.00 X 5250 0 0 John Bodell DO Trustee 2.00 1.00 X 2850 0 0 Bruce Wolf DO Trustee 2.00 X 3550 0 0 James Lally DO Trustee 2.00 1.00 X 1100 0 0 Robert Piccinini DO Trustee 2.00 X 0 0 0 Michael Ogle DO Trustee 2.00 X 2700 0 0 Robert Hostoffer Trustee 2.00 X 0 0 0 Vanessa Halvorsen Student Rep. (from 7/2017) 2.00 X 1300 0 0 Seger Morris Physician Prac. Rep. (from 7/2017) 2.00 X 1200 0 0 Sarah Wolff Intern/Res. Rep. (from 7/2017) 2.00 X 1150 0 0 Frederick Stine Student Rep. (until 7/2017) 2.00 X 900 0 0 Caleb Hentges Student Rep. (from 7/2017) 2.00 X 900 0 0 Jennie Kwon Physician Prac. Rep. (from 7/2017) 2.00 X 150 0 0 Jordan Hitchins OMS IV Student Rep.(until 7/2017) 2.00 X 2200 0 0 Jimmy DeMeo DO Intern/Res. Rep. (until 7/2017) 2.00 X 2050 0 0 Sonbol Shahid-Salles DO Physician Prac. Rep.(until 7/2017) 2.00 X 2400 0 0 Lucie Mitchell Intern/Res. Rep. (until 7/2017) 2.00 X 900 0 0 Mansoor Ali Jatoi Physician Prac. Rep. (until 7/2017) 2.00 X 900 0 0 John BecherDO Past President 37.50 X X 4500 0 0 Boyd Buser DO President 37.50 X X 222309 0 0 Mark Baker DO President Elect 37.50 X X 234831 0 0 Sally Szumlas COO 37.50 X 187062 0 23509 Josh Prober Legal Counsel 39.00 1.00 X 326638 0 56456 Adrienne White-Faines MPA CEO 38.00 2.00 X 498329 0 62732 Frank W Bedford CPA CFO/Controller 39.00 1.00 X 285303 0 46844 James Swartwout Department SVP 37.50 X 293380 0 51416 Phil Atwood Chief Information Officer 37.50 X 214767 0 26185 Charles Simpson CCO 37.50 X 278015 0 48806 David Pugach Department SVP 37.50 X 228046 0 3361 Stephen Trent DO Director, Div. of Training 37.50 X 199147 0 36331 Kenya McRae Department VP 37.50 X 190873 0 26594 Mat Kremke VP 37.50 X 183696 0 49901 Jeffrey Weaver VP 37.50 X 153413 0 35401 Sheridan Chaney AVP 37.50 X 150077 0 41791 3842026 0 509327 16 0 1 0 Cramer-Krasselt Drawer 975 Milwaukee WI 53259 Advertising Consulting 2291687 Sidley Austin PO Box 0642 Chicago IL 60690 Legal Consulting 547791 Premier Healthcare 5882 Collections Center Drive Chicago IL 60693 Consulting 542639 Infinity Consulting Solutions Inc 462 7th Avenue 2nd Floor New York NY 10018 Consulting 430489 Metriks Amerique 5840 Summit Street Sylvania OH 43560 Psychometric Consulting 328714 11 351955 351955 Membership Fees 900099 21881586 21881586 Certifying Boards 900099 9279590 9279590 Post Doctoral Ed Fees 900099 3992869 3992869 Convention 900099 3296454 3296454 College Accreditation Fees 900099 2334940 2334940 2902371 2843238 59133 43687810 884946 884946 3392968 2811651 581317 581317 581317 8184865 6864626 1320239 1320239 1320239 377242 377242 377242 47203509 43628677 59133 3163744 X 1566440 1566440 1785711 1785711 15400445 12489110 2911335 1010802 839572 171230 2894701 2404339 490362 8467 7033 1434 581175 581175 80798 80798 730739 606952 123787 213359 213359 6032336 5010458 1021878 151056 125467 25589 820359 681390 138969 1203925 999980 203945 2878950 2391256 487694 1595698 1325387 270311 6273321 5210620 1062701 713277 592448 120829 179993 149502 30491 Printing & Publications 378010 313975 64035 Dues 181783 150989 30794 Contract Services 38005 31567 6438 Subscriptions 34724 28842 5882 1749730 1471113 278617 46503804 38182151 8321653 0 28328430 24418790 1790530 1484158 999673 1165016 2071926 1753726 29409950 20435447 8852622 8974503 32079131 34830450 50144 52897 74172456 72679540 4902474 6110174 20196706 15629159 913330 837110 26012510 22576443 X 46044465 48287225 2115481 1815872 48159946 50103097 74172456 72679540 699705 1243446 0 X 0 1 X 1 0 X 1223739 885075 2824027 721482 351955 6006278 41445797 43401306 44056948 44706031 43687810 217297892 42669536 44286381 46880975 45427513 44039765 223304170 0 0 0 223304170 2391992 3358295 3852020 4050378 4277914 17930599 2391992 3358295 3852020 4050378 4277914 17930599 411101 332776 980421 374977 313479 2412754 45472629 47977452 51713416 49852868 48631158 243647523 0.91650 0.92240 0.07360 0.06740 X 19111 711628 730739 45714065 46444804 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 655097 697701 707185 730739 2790722 250000 250000 250000 250000 1000000 1500000 19320 50167 47833 19111 136431 7920881 111699 721721 455958 8298343 7478388 147706 653636 358849 7920881 7730431 213145 -198532 266656 7478388 7711001 135430 311594 210115 217479 7730431 7205419 245386 735054 219048 255810 7711001 1.00000 0.00000 0.00000 0 0 1625000 1625000 19977445 14988324 4989121 7807505 5447123 2360382 8974503 Lease Incentive - Tenant Improvements 239064 Lease Incentive - Deferred Rent 333938 Other Liabilities 264108 837110 X 48233596 1243446 1243446 46990150 213359 213359 47203509 46290445 0 46290445 213359 213359 46503804 Part V, Line 4: Endowments are used to promote the ability to perform research and education in the field of Osteopathic medicine. Part X, Line 2: The Association is exempt from income taxes under Section 501(c)(3) of the Internal Revenue Code and applicable state law. However, the Association files income tax returns which report income from certain activities not directly related to the Association's tax-exempt purpose, such as advertising income, which are subject to taxation as unrelated business income. During the years ended May 31, 2018 and 2017, the Association did not pay any taxes resulting from unrelated business income. The accounting standard on accounting for uncertainty in income taxes addresses the determination of whether tax benefits claimed or expected to be claimed on a tax return should be recorded in the financial statements. Under this guidance, the Association may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by taxing authorities, based on the technical merits of the position. Examples of tax positions include the tax-exempt status of the Association, and various positions related to the potential sources of unrelated business taxable income. As of May 31, 2018 and 2017, there were no unrecognized tax positions identified or recorded as liabilities. The Association files Forms 990 and 990-T and certain other forms in the U.S. federal jurisdiction and the State of Illinois. The Association is no longer subject to examination by the Internal Revenue Service for years before 2015. 1 AACOM 5550 Friendship Blvd Ste 310 Chevy Chase MD 20815 237190271 501(c)(3) 75000 To fund research for the advancement of the osteopathic profession. ACOFP 330 E Algonquin Road Arlington Heights IL 60005 363341154 501(c)(3) 8500 To fund research for the advancement of the osteopathic profession. AMA 330 N Wabash Chicago IL 60611 360727175 501(c)(3) 12500 To fund research for the advancement of the osteopathic profession. American Osteopathic Foundation 142 E Ontario Street Suite 1450 Chevy Chase IL 60611 366056120 501(c)(3) 126469 To fund research for the advancement of the osteopathic profession. Arizona Osteopathic Medical Association 5150 N 16th Street Ste A-122 Phoenix AZ 85016 866052826 501(c)(3) 5000 To fund research for the advancement of the osteopathic profession. Cal San Diego 9500 Gilman Drive La Jolla CA 92093 956006144 501(c)(3) 45000 To fund research for the advancement of the osteopathic profession. Edward Via 2265 Kraft Drive Blacksburg VA 24060 542052107 501(c)(3) 34941 To fund research for the advancement of the osteopathic profession. EqualHealth Inc Box 1575 Brookline MA 02446 273645742 501(c)(3) 9600 Scholarships. Lake Erie COM 1858 W Grandview Blvd Erie PA 16509 251698677 501(c)(3) 17521 To fund research for the advancement of the osteopathic profession. Midwestern COM 555 31st Street Downers Grove IL 60515 363377698 501(c)(3) 52444 To fund research for the advancement of the osteopathic profession. MSU COM A439 East Fee East Lansing MI 48824 380601400 501(c)(3) 44955 To fund research for the advancement of the osteopathic profession. New York Institute Northern Blvd Old Westbury NJ 11568 131624166 501(c)(3) 55883 To fund research for the advancement of the osteopathic profession. Presidential Memorial 142 E Ontario Street Chicago IL 60611 366056120 501(c)(3) 20000 Scholarships Rowan University SOM 201 Mullica Hill Road Glassboro NJ 08028 222764819 GOV 87382 To fund research for the advancement of the osteopathic profession. Touro University 1310 Johnson Lane Vallejo CA 94592 609020553 501(c)(3) 45000 To fund research for the advancement of the osteopathic profession. UNTHSC 3400 Camp Bowie Blvd Fort Worth TX 76107 756064033 501(c)(3) 104991 To fund research for the advancement of the osteopathic profession. Western UHS Pacific 450 E 3rd Street Pomona CA 91766 282468045 501(c)(3) 32843 To fund research for the advancement of the osteopathic profession. 18 0 Part I, Line 2: Specific proposed budgets must be submitted before a grant is issued. Along with the proposed budget, grant requests must be accompanied by mid-term and full-term financial statements. Any changes to agreed upon budgets must be made via formal written request and approved by the Council on Research. All un-used funds are returned upon completion of grant projects. X X 1 1 X X X X 0 0 0 0 0 0 0 1 0 Boyd Buser DO President 222309 0 0 0 0 0 0 0 0 0 222309 0 0 0 Mark Baker DO President Elect 234831 0 0 0 0 0 0 0 0 0 234831 0 0 0 Sally Szumlas COO 169895 0 16250 0 917 0 0 0 23509 0 210571 0 0 0 Josh Prober Legal Counsel 308009 0 17950 0 679 0 19730 0 36726 0 383094 0 0 0 Adrienne White-Faines MPA CEO 455397 0 40868 0 2064 0 29235 0 33497 0 561061 0 0 0 Frank W Bedford CPA CFO/Controller 268211 0 15988 0 1104 0 19031 0 27813 0 332147 0 0 0 James Swartwout Department SVP 276018 0 14194 0 3168 0 18603 0 32813 0 344796 0 0 0 Phil Atwood Chief Information Officer 202842 0 8281 0 3644 0 15111 0 11074 0 240952 0 0 0 Charles Simpson CCO 260816 0 16095 0 1104 0 17100 0 31706 0 326821 0 0 0 David Pugach Department SVP 223046 0 5000 0 0 0 0 0 3361 0 231407 0 0 0 Stephen Trent DO Director, Div. of Training 192711 0 3000 0 3436 0 13978 0 22353 0 235478 0 0 0 Kenya McRae Department VP 179219 0 11103 0 551 0 13717 0 12877 0 217467 0 0 0 Mat Kremke VP 173871 0 9378 0 447 0 11535 0 38366 0 233597 0 0 0 Jeffrey Weaver VP 152143 0 0 0 1270 0 10743 0 24658 0 188814 0 0 0 Sheridan Chaney AVP 146620 0 3000 0 457 0 10793 0 30998 0 191868 0 0 0 Part I, Line 1a 1) First-class or charter travel AOA paid or reimbursed the cost of first class airfare for the following positions and their spouses: President, President Elect, Immediate Past President and Executive Director. These amounts are treated as non-taxable for the officers and taxable for spouses. 2) Travel for companions AOA paid or reimbursed spousal travel expenses for the following positions: President, President Elect, Immediate Past President and Executive Director. Additionally, AOA paid or reimbursed spousal travel for other Trustees only when they traveled to meetings to fulfill an obligation of the AOA President. These amounts are treated as taxable. Part I, Line 7 Bonuses are made at the Committee on Administrative Personnel's discretion. Form 990, Part III, Line 4a, Program Service Accomplishments: Department of Education: The function of the AOA Department of Education is to promote excellence in osteopathic medicine through education. In tax year 2017, the AOA: Division of Educational Resource Services -Monitored and recorded the progress of 7,684 trainees in 965 residency training programs. Division of Postdoctoral Training -Approved 10 new programs (83 positions), increased size of 30 programs and revised 50 programs for Continuing Approval. -Conducted 0 Osteopathic Postdoctoral Training Institution (OPTI) continuing approval site visits. -Executed a national education conference for residency program directors and medical educators. -Approved 431 ACC-ME PGY1 46 Federal/Military PGY1 and 162 ACC-ME PGY2/Fellowship Training applications. Division of Training Program Review Services -Continued its charge of reviewing all osteopathic training programs. Form 990, Part VI, Section B, line 11b Prior to filing, the Controller and CEO review Form 990 and then provide it to the Audit Committee for review and approval. Form 990, Part VI, Section B, line 12c Before vendors and capital requests are approved, the requesting officer, director, trustee, or key employee must disclose any potential conflict of interest. Those key personnel with conflicts are advised to recuse themselves from participating in decision making related to the conflict. Form 990, Part VI, Section B, line 15 The compensation (salaries, bonuses, benefits) for the Chief Executive Officer and staff (including key employees) are set based upon information provided by an external compensation service, who furnishes information drawn from surveys (including Forms 990) from comparable healthcare associations and other employers in the relevant geographic markets. A committee of the Board of Trustees - the Committee on Administrative Personnel (COAP) - is provided with the information for the Chief Executive Officer's compensation and makes recommendations for final approval by the entire Board of Trustees. Compensation for the President, President-elect and Immediate Past President are based upon information regarding compensation for physicians for one year and approved by a disinterested majority of the Committee on Administrative Personnel and Board of Trustees. The Finance Committee also reviews the aggregate compensation for staff. Form 990, Part VI, Section C, line 19 The AOA's governing documents (constitution and bylaws and code of ethics) are published on-line and available at the AOA's website - https://osteopathic.org/about/leadership/aoa-governance-documents/. The Association's conflict of interest policy and financial statements are available to the public upon request for the same period of disclosure as set forth in IRC Section 6104(d). Form 990, Part IX, line 11g Professional Consulting Fees: Program service expenses 5,010,458. Management and general expenses 1,021,878. Fundraising expenses 0. Total expenses 6,032,336. American Osteopathic Information Association 142 East Ontario Street Chicago IL 60611 364340931 To improve the effectiveness of DO's through technology IL 501(c)(6) N/A American Osteopathic Association 0 AT Still Osteopathic Foundation and Research Institute 142 East Ontario Street Chicago IL 60611 366056030 To support research for the advancement of the osteopathic profession IL 501(c)(3) Line 7 American Osteopathic Association 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1 0 0 American Osteopathic Information Association Q 1794942 FMV