2019-11-15T16:43:53-06:00 2018-12-31 331197384 ANDERSEN TAX LLC 100 FIRST STREET STE 1600 SAN FRANCISCO CA 94105 990PF 2018-01-01 383840804 WADHWANI OPERATING FOUNDATION WADH 6509462505 PO BOX 1987 LOS ALTOS CA 94023 ROMESH WADHWANI DIRECTOR 6509462505 2019-11-13 1 SABRINA A CHIN P00734293 4153625990 209.234.158.166 2019-11-13 18:12:15 PS P E9C924457B5D275461852EC86B70A375E5271692 88073FDB48F12F1BC12D85A4758BE242193F4228 2018 2020-03-31 21:24:44Z X 254317038 X 2076577 1300571 1295587 1295587 15156 53149 53149 6712132 18558096 1497260 0 1444656 11547366 4358963 11549092 14393362 5707699 446521 0 0 409021 129414 0 0 194493 71167 0 0 71167 70535 0 0 52710 96193 32950 0 99936 3606228 0 0 3600713 263526 0 0 263526 17865 0 0 68068 0 0 71495 2285196 869 0 2216670 7054713 33819 0 6979731 0 0 7054713 33819 0 6979731 4494379 14359543 5707699 5782865 252683 252683 267123 8841011 8841011 7879 18520 18520 242310738 240507082 240507082 69547 30186 29833 39361 39361 4485755 4658381 4658381 252884193 254317038 254317038 3764581 -2182254 3764581 -2182254 X 249119612 256499292 249119612 256499292 252884193 254317038 249119612 4494379 2885301 256499292 0 256499292 REALIZED GAIN/LOSS P 6712132 6712132 0 0 PUBLICLY TRADED SECURITIES P 6119120 6126892 -7772 -7772 PUBLICLY TRADED SECURITIES P 3721204 3738858 -17654 -17654 8521.00 SHS ALTERYX INC CL A D 2017-03-24 2018-09-10 514547 119294 395253 395253 10704.00 SHS COUPA SOFTWARE INC D 2015-05-26 2018-09-10 829238 178971 650267 650267 230.00 SHS ALTERYX INC CL A D 2017-03-24 2018-09-10 13889 3220 10669 10669 10704.00 SHS COUPA SOFTWARE INC D 2015-05-26 2018-06-28 647966 181469 466497 466497 1497260 -7772 0 8549249 237835684 0.035946 3571014 129099152 0.027661 3343056 82505757 0.040519 2036411 55322336 0.036810 1826607 51836988 0.035238 0.176174 0.035235 246686248 8691990 143595 8835585 6998812 287191 0 287191 0 287191 2358077 0 0 2358077 X 0 2070886 2070886 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 0 0 1 0 1 N/A WADHWANI FAMILY OFFICE 6509462505 FOUR MAIN STREET SUITE 120 LOS ALTOS CA 94022 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ROMESH T WADHWANI PO BOX 1987 LOS ALTOS CA 94023 PRESIDENT/CEO/DIRECTOR 0.50 0 0 0 KATHLEEN E WADHWANI PO BOX 1987 LOS ALTOS CA 94023 SECRETARY/DIRECTOR 0.50 0 0 0 AJAY KELA PO BOX 1987 LOS ALTOS CA 94023 EXECUTIVE DIRECTOR 40.00 446521 41861 0 SASHI CHIMALAMARRI 5700 VILLAGE OAKS DRIVE SAN JOSE CA 95123 EXECUTIVE VICE PRESI 40.00 70500 0 0 0 NINELEAPS TECHNOLOGY SOLUTIONS PRIVATE LIMITED 1025 103080 FEET ROAD BENGALURU KARNATAKA IN 560034 DEVELOPMENT OF ANDROID & WEB APPLICATION FOR THE CLOUD BASED PLATFORM 304265 LUIS JAVIER CAMPOS STIVALET AV PASEO DEL POPOCATEPETL 35 PUEBLA MX PROFESSIONAL FEES IN MEXICO 159372 LIQUID E LEARNING SERVICES F-3 SECTOR - 8 NODIA IN 201301 DEVELOPMENT OF THE WATCH,THINK AND DO COMPONENTS WHICH IS OUR SKILLING CONTE 153087 TRIBYTE TECHNOLOGIES PRIVATE LIMITED 2ND FLOOR ITI LAYOUT NEW BEL ROADNEW B BANGALORE IN 560054 LICENSE FEES AND SUBSCRIPTION FOR LEARNING MANAGEMENT SYSTEM 104524 SARK INTERNATIONAL TOURS & TRAVELS PVT LTD 20 4TH FLOOR R T NAGAR MAIN ROAD BANGALORE IN 560032 TRANSPORT AGENT FOR AIR TICKETS, INSURANCE, AND VISA 97708 0 GTI: THE GLOBAL TRAINING INSTITUTE AIMS TO TRANSFORM BOTH THE VOCATIONAL SKILLING ECOSYSTEM AS WELL AS THE ENTREPRENEURSHIP EDUCATOR COMMUNITY BY RUNNING HIGH IMPACT FACULTY DEVELOPMENT AND MENTOR DEVELOPMENT PROGRAMS. THESE PROGRAMS ARE RUN ON A BLENDED-LEARNING MODE, AND EACH FACULTY RECEIVES APPROPRIATE CERTIFICATION BASED ON THEIR PERFORMANCE IN THIS EXTENSIVE 180-DAY PERIOD. 28368 SDN: THE SKILLS DEVELOPMENT NETWORK PROGRAM BUILDS INDIA'S CAPACITY FOR HIGHER EDUCATION IN COURSES OF STUDY THAT EMPHASIZE BUILDING CORE SKILLS NECESSARY TO ENTER THE JOB MARKET. THE FOUNDATION, IN COLLABORATION WITH CENTRAL AND STATE GOVERNMENTS, DEVELOPS POST-SECONDARY CURRICULUM AND COURSE OFFERINGS CONSISTENT WITH SKILLS DEVELOPMENT. THE FOUNDATION HAS DEVELOPED A PLATFORM SO THAT COURSE OFFERINGS ARE AVAILABLE ONLINE. 198518 WF GLOBAL EXPANSION IS A DISTINCT PROGRAM OF THE FOUNDATION. THE PROGRAM IS A LAUNCH-PAD FOR ALL OF WF'S REPLICABLE INITIATIVES WITH A GOAL OF MULTIPLYING THE FOUNDATION'S IMPACT ACROSS EMERGING ECONOMIES. THE COUNTRIES THAT WERE EXPLORED ARE PAKISTAN, MALAYSIA AND INDONESIA. TO REACH RAPID SCALE THROUGH STRONG ON THE GROUND PARTNERSHIPS FOR EXECUTION AND FINANCIAL RESOURCES. GLOBAL STARTED OUTREACH IN BOTH PAKISTAN AND MALAYSIA AND HAD GOOD RESPONSE FROM ACADEMIA, GOVERNMENTS AND ENTREPRENEUR ECO-SYSTEM PLAYERS. GLOBAL TEAM WORKS CLOSELY WITH THE NEN EDUCATION, CONTENT AND ENTREPRENEUR SUPPORT TEAMS. 1648461 ECOSYSTEM: FOR EARLY AND GROWTH STAGE ENTREPRENEURS AND SMALL AND MEDIUM BUSINESS OWNERS, MENTORING PROGRAM OFFERS DEEP CONNECTS INTO THE GLOBAL ENTREPRENEUR ECOSYSTEM, HELPS ADDRESS KEY BUSINESS CHALLENGES AND ENABLES TRANSFORMATION FOR THE VENTURE. THE PROGRAM, A ZERO EQUITY AND ZERO FEE MODEL, FOCUSES ON PROVIDING GOAL-BASED, TIME-BOUND,AND STRUCTURED MENTORING. 15000 0 68233941 6540050 175668900 250442891 0 0 250442891 3756643 246686248 12334312 X 6979731 0 19081 6998812 0 6998812 X 5707699 5647075 3248596 4125288 18728658 4851544 4800014 2761307 3506495 15919359 6998812 9327417 3571014 3343056 23240299 0 0 0 0 0 6998812 9327417 3571014 3343056 23240299 0 0 8222875 7927856 4303305 2750192 23204228 0 0 0 0 ROMESH T WADHWANI KATHLEEN E WADHWANI X 0 0 14 1300571 14 15156 01 1440999 18 6712132 SECTION 965(A) RECLASS TO COLUMN (D) 01 3657 -3657 SECTION 965(A) INCOME INCLUSION 3657 0 9472515 0 9472515 0 0 0 0 0 0 0 0 0 0 X X 1 ROMESH KATHLEEN WADHWANI PO BOX 1987 LOS ALTOS CA 94023 1173 X 2 ROMESH KATHLEEN WADHWANI PO BOX 1987 LOS ALTOS CA 94023 688481 X X 3 ROMESH KATHLEEN WADHWANI PO BOX 1987 LOS ALTOS CA 94023 835126 X X 4 ROMESH KATHLEEN WADHWANI PO BOX 1987 LOS ALTOS CA 94023 536699 X X 5 ROMESH KATHLEEN WADHWANI PO BOX 1987 LOS ALTOS CA 94023 15098 X X 2 10,704 SHARES OF COUPA SOFTWARE INCORPORATED 688481 2018-06-20 3 10,704 SHARES OF COUPA SOFTWARE INCORPORATED 835126 2018-09-10 4 8,751 SHARES OF ALTERYX COMMON STOCK 536699 2018-09-10 5 374 SHARES OF DOCUSIGN INC. 15098 2018-11-19 ACCOUNTING FEES - TAX 65900 32950 0 64350 ACCOUNTING FEES - AUDIT 30293 0 0 35586 ADAMS STREET CO-INVEST IV FMV 2769807 2769807 AMPOOL, INC. FMV 500000 500000 AKRIDATA FMV 1000000 1000000 BLACKROCK FIXED INCOME MANAGEMENT FMV 28033091 28033091 CAPIP QUESTBACK FMV 2483624 2483624 CAPIP GUIDESPARK FMV 3246750 3246750 CASCADE RIDGE FMV 2506124 2506124 CASHEBOX FMV 2000000 2000000 CORRUM CAPITAL GLOBAL FMV 4930355 4930355 FLEX CAPITAL GLOBAL FMV 200000 200000 GLOBAL OPPORTUNITY FUND FMV 4941876 4941876 GUARDIAN POINT LP FMV 1786277 1786277 GURTIN FIXED INCOME MANAGEMENT FMV 30502047 30502047 HERITAGE HEALTHCARE INNOVATION FUND II FMV 2117176 2117176 ICAPITAL FMV 5089873 5089873 ICQ OPPORTUNITIES FUND FMV 296106 296106 IRI ROLLOVER AT COST 6472937 6472937 IRI WARRANTS AT COST 904200 904200 MELTWATER HEALTHCARE INNOVATION FUND II FMV 18423665 18423665 MSC (STG III TRACKING INTEREST) FMV 335022 335022 SEQUOIA CAP HERITAGE FUND FMV 92584769 92584769 SYMPHONY EYC CAYMAN LTD FMV 1630603 1630603 TENNENBAUM OPPORTUNITIES FMV 983131 983131 THINK INVESTMENTS FMV 4185804 4185804 UNITUS SEED FUND FMV 263903 263903 VECTOR CAPITAL CREDIT OPPORTUNITY OFFSHORE FUND FMV 13940378 13940378 VECTOR MM CO-INVEST FMV 7359399 7359399 WASPIRE INVESTMENTS FMV 1005173 1005173 OTHER EQUITY SECURITIES FMV 14992 14992 LEGAL FEES 70535 0 0 52710 DISTRIBUTION RECEIVABLE 4485755 4658381 4658381 MARKETING 2995 0 0 2995 OFFICE EXPENSES 12098 0 0 12098 BANK CHARGES 869 869 0 2644 UTILITIES 2739 0 0 2739 OTHER EXPENSES 1543 0 0 1543 SDN EXPENSES 198518 0 0 198518 GTI EXPENSES 28368 0 0 28368 OND EXPENSES 26662 0 0 26662 ECOSYSTEM EXPENSES 15000 0 0 15000 GLOBAL EXPENSES 237527 0 0 237527 GLOBAL EXPENSES - LATIN AMERICA 638520 0 0 638520 GLOBAL EXPANSION - EAST AFRICA 292331 0 0 292331 GLOBAL EXPANSION - WEST AFRICA 112408 0 0 112408 GLOBAL EXPANSION - MENA 88597 0 0 88597 GLOBAL EXPANSION - BRAZIL 59475 0 0 59475 GLOBAL EXPANSION - INDIA 52792 0 0 52792 GLOBAL EXPANSION - SOUTH AFRICA 166811 0 0 166811 PLATFORM DEVELOPMENT 343821 0 0 277642 WRITE OFF 2607 0 0 0 NONDEDUCTIBLE EXPENSES 1515 0 0 0 ADAMS STREET CO-INVEST 14586 -258414 -258414 AG DIRECT LENDING FUND III 0 82355 82355 BLACKROCK FIXED INCOME MANAGEMENT -231840 0 0 CAPIP QUESTBACK 84378 391439 391439 CAPIP GUIDESPARK 0 252401 252401 CASCADE RIDGE 115931 0 0 CORRUM CAPITAL GLOBAL CREDIT OPPORTUNITIES FUND 0 722960 235862 FLEX CAPTIAL FUND I 0 -5915 -5915 GLOBAL OPPORTUNITIES FUND -266696 475778 -259922 GUARDIAN POINT, LP -254681 151610 -79828 GURTIN FIXED INCOME 482381 0 0 HERITAGE HEALTHCARE INNOVATION FUND II, LP -26284 -60098 -62050 ICAPITAL-MSD PRIVATE CREDIT 0 193728 193728 ICQ OPPORTUNITIES FUND 2, LP -6460 100996 100996 KOTAK WM INDIA FUND LIMITED - KOTAK INDIA DEBT FUND 20630 865330 0 LESS 965 REPORTED ON 990T 0 -2699 -2699 LESS: AMOUNT REPORTED ON FORM 990-T AS UBTI 0 -226249 -226249 MELTWATER CO-INVEST LP -2603545 3040486 3040486 OTHER INVESTMENT INCOME -76712 0 0 SCHF US, LP 3604546 2500005 -1120805 SECTION 965 INCLUSION 0 3657 3657 STG III LP 335022 1152565 0 SUBPART F INCOME FROM VECTOR CAPITAL CREDIT OPPORTUNITY FUND LTD 0 1454984 1454984 SYMPHONY EYC CAYMAN 0 -681 -681 SYMPHONY RETAIL SOLUTIONS 0 157 157 TENNENBAUM OPPORTUNITIES FUND VI, LLC -122577 99307 77912 THINK INVESTMENTS LTD. 455327 72115 0 UNITUS SEED FUND LP -19760 -17402 -17402 VECTOR CAPITAL CREDIT OPPORTUNITY OFFSHORE FUND, LTD. -328027 0 0 VECTOR MM COINVEST 91764 424349 424349 WASPIRE INVESTMENTS LLC 176673 161099 161099 UBS 13839 0 -29671 -29671 UBS 16946 0 -483 -483 ADJUSTMENT FOR SECTION 965 -3657 0 0 SECTION 965(A) INCOME INCLUSION 3657 3657 3657 PRIOR PERIOD ADJUSTMENT - SYMPHONY EYC CAYMAN LTD 1474602 BOOK/TAX GAAP ADJUSTMENT - EXCISE TAX 1410699 PAYABLE TO WADHWANI CHARITABLE FOUNDATION 1171483 47235 PAYROLL LIABILITIES -560 -3391488 ACCRUED EXPENSES 312027 292851 CREDIT CARD LIABILITY 107 0 EXCISE TAX LIABILITY 2282650 871950 OTHER LIABILITIES -1126 -2802 OTHER FEES 358454 0 0 352939 CONSULTING FEES 3247774 0 0 3247774 PAYROLL TAXES 19929 0 0 19929 OTHER TAXES 243597 0 0 243597