2019-11-15T11:24:40-06:00 2018-12-31 472310177 GELMAN LLP 1940 E 17TH STREET SANTA ANA CA 927058606 990PF 2018-01-01 954494669 WARREN & KATHARINE SCHLINGER FOUNDATION WARR 7146930413 65 ENTERPRISE NO 333 ALISO VIEJO CA 92656 SARAH CHRISMAN CFO AND SECRETARY 7146930413 2019-11-11 1 MARK C TACKMANN CPA MBA P00207473 7146672600 34.209.244.39 2019-11-11 09:40:48 PS P 5FFD0ADD0CDF395AFCFE30AD1013068A51F28D97 5FFD0ADD0CDF395AFCFE30AD1013068A51F28D97 2018 2020-03-31 21:24:44Z X 131897598 X 83792225 5612 5612 2802975 2802975 1607604 16089493 1607604 88208416 4416191 0 0 0 0 0 10465 0 0 10465 32285 0 0 32285 162122 162122 0 0 88485 3508 0 84977 6260 0 0 4053 299617 165630 0 131780 3900000 3900000 4199617 165630 0 4031780 84008799 4250561 0 36551 680099 680099 17190129 17190129 17190129 2850 18108886 78512290 104690151 7208546 9252231 9337219 25356833 105634749 131897598 2687 0 82117 0 84804 X 25356833 105549945 25356833 105549945 25356833 105634749 25356833 84008799 0 109365632 3815687 105549945 159 SHS ISHARE CORE S&P 500 P 2017-08-21 2018-07-16 44779 38830 5949 5949 601 SHS ISH TR CORE DIVID GROWTH P 2018-07-16 2018-10-11 21233 21143 90 90 .1060 SHS JP MORGAN INCOME BUILDER FUND CL P 2018-09-27 2018-10-11 1 1 0 0 1,512.62 SHS MFS VALUE FD CL P 2018-10-11 59053 64092 -5039 -5039 9,302.26 SHS MFS GROWTH FUND CL P 2018-07-16 946351 828191 118160 118160 0.841 SHS MFS GLOBAL TOTAL RETURN FD CL P 2018-10-11 15 15 0 0 0.267 SHS MFS TOTAL RETURN BOND FUND CL P 2018-10-11 3 3 0 0 22,098.072 SHS OPPENHEIMER LIMITED TERM BOND FUND CL P 2018-10-11 98778 99188 -410 -410 1,201.374 SHS T ROWE PRICE PERSONAL STAT BAL FD P 2018-07-16 29469 28749 720 720 140,244.54 SHS FRANKLIN TOTAL RETURN FUND ADVISORS CLASS P 2018-04-17 1346343 1383728 -37385 -37385 94,928.138 SHS MFS INTERNATIONAL DIVERSIFICATION FUND P 2018-12-06 1720357 1949478 -229121 -229121 0.8120 SHS OPPENHEIMER CAPITAL INCOME FD P 2018-10-11 8 8 0 0 2,567.821 SHS JP MORGAN VALUE ADVANTAGE FD P 2018-01-17 95992 85971 10021 10021 0.9050 SHS JP MORGAN CORE PLUS BOND CL P 2018-10-11 7 7 0 0 1,003.293 SHS OPPENHEIMER INTERNATL GROWTH FD CL P 2017-12-13 2018-01-17 45780 41542 4238 4238 91,159.85 SHS OPPENHEIMER INTL DIVERSIFIED FD CL P 2018-01-17 2018-12-06 1486351 1747029 -260678 -260678 29,522.786 SHS JP MORGAN GROWTH ADVANTAGE FD P 2018-01-17 637631 552372 85259 85259 14,863.696 SHS T ROWE PRICE OVERSEAS STOCK FUND RETAIL P 2018-12-06 152602 161605 -9003 -9003 12,708.77 SHS FRANKLIN RISING DIVIDENDS FD ADV P 2017-12-05 2018-07-16 793416 716708 76708 76708 16,567.642 SHS MFS LIMITED MATURITY FD P 2018-04-17 2018-10-11 97222 97404 -182 -182 187,839.701 SHS TEMPLETON FOREIGN FD ADV P 2018-01-17 1549326 1439984 109342 109342 6,845.743 SHS FRANKLIN MUTUAL QUEST FD CL P 2018-10-11 110876 109578 1298 1298 14 SHS ISHARES CORE S&P 500 P 2017-08-21 2018-10-11 3870 3419 451 451 1,852.72 SHS JP MORGAN INCOME BUILDER FUND P 2017-08-21 2018-10-11 18916 19158 -242 -242 893.25 SHS MFS GLOBAL TOTAL RETURN FD P 2016-10-24 2018-10-11 15202 14596 606 606 8,925 SHS MFS TOTAL RETURN BOND FUND CL P 2015-03-18 2018-10-11 93182 97330 -4148 -4148 9,249.44 SHS OPPENHEIMER CAPITAL INCOME FD CL P 2016-10-24 2018-10-11 92993 90275 2718 2718 1116 SHS JP MORGAN VALUE ADVANTAGE FD P 2017-04-25 2018-10-11 39439 37364 2075 2075 11,472.097 SHS JP MORGAN CORE PLUS BOND CL P 2016-04-12 2018-10-11 92730 94170 -1440 -1440 27,746 SHS OPPENHEIMER INTERNATL GROWTH FD CL P 2016-12-14 2018-01-17 1266050 994335 271715 271715 127,228 SHS T ROWE PRICE OVERSEAS STOCK FUND P 2017-10-17 2018-12-06 1264646 1419159 -154513 -154513 72,038 SHS FRANKLIN MUTUAL QUEST FD CL P 2017-09-06 2018-10-11 1151167 1151823 -656 -656 18,470 SHS ISHARES RUSSELL 1000 VALUE P 2010-12-22 2018-01-22 2395238 1194634 1200604 1200604 CAPITAL GAINS DIVIDENDS P 420467 420467 420467 1607604 -130033 0 3938840 68475510 0.057522 3894027 63054169 0.061757 3371185 63315034 0.053245 3569583 67293926 0.053045 3335259 56460556 0.059072 0.284641 0.056928 94128916 5358571 42506 5401077 4031780 85011 0 85011 0 85011 48850 30000 0 78850 877 7038 0 0 0 0 0 0 0 0 0 0 0 1 CA 1 0 1 0 0 1 N/A STACY S SCHLINGER 7146930413 75 ENTERPRISE STE M ALISO VIEJO CA 92656 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SARAH L CHRISMAN 65 ENTERPRISE STE 333 ALISO VIEJO CA 92656 CFO AND SECRETARY 0.00 0 0 0 NORMAN W SCHLINGER 65 ENTERPRISE STE 333 ALISO VIEJO CA 92656 VICE PRESIDENT 0.00 0 0 0 NONE 0 NONE 0 0 95204026 358325 0 95562351 0 0 95562351 1433435 94128916 4706446 4706446 85011 85011 4621435 0 4621435 0 4621435 4031780 0 4031780 0 4031780 4621435 0 0 59659 611900 671559 4031780 0 0 0 4031780 0 589655 589655 81904 0 0 0 0 0 0 0 81904 81904 X FIVE ACRES - THE BOYS AND GIRLS AID SOCIETY OF LA COUNTY 760 MOUNTAIN VIEW STREET ALTADENA CA 91001 NONE EXEMPT GENERAL SUPPORT 2000 AMERICAN RED CROSS 430 MADELINE DRIVE PASADENA CA 91105 NONE EXEMPT GENERAL SUPPORT 5000 BEAR LEAGUE PO BOX 393 HOMEWOOD CA 96141 NONE EXEMPT GENERAL SUPPORT 75000 BOYS AND GIRLS CLUB OF NORTH TAHOE PO BOX 1617 KINGS BEACH CA 96143 NONE EXEMPT GENERAL SUPPORT 150000 CALIFORNIA INSTITUTE OF TECHNOLOGY 1200 E CALIFORNIA BLVD MC5-32 PASADENA CA 91125 NONE EXEMPT GENERAL SUPPORT AND SCHOLARSHIP PROGRAM 250000 CHILDREN GIVING GIFTS 4740 GREEN RIVER ROAD STE 217 CORONA CA 92880 NONE EXEMPT GENERAL SUPPORT 55000 CLAREMONT INSTITUTE 1317 W FOOTHILL BLVD 120 UPLAND CA 91786 NONE EXEMPT GENERAL SUPPORT 5000 COMMUNITY CONCERN FOR CATS PO BOX 3795 WALNUT CREEK CA 94598 NONE EXEMPT GENERAL SUPPORT 100000 CONTRA COSTA INTERFAITH HOUSING 399 TAYLOR BLVD 115 PLEASANT HILL CA 94523 NONE EXEMPT GENERAL SUPPORT 10000 HOUSE EAR INSTITUTE 2100 W THIRD STREET LOS ANGELES CA 90057 NONE EXEMPT GENERAL SUPPORT 15000 HUMAN OUTREACH PROJECT 7938 S 3500 EAST SUITE B-100 SALT LAKE CITY UT 84121 NONE EXEMPT GENERAL SUPPORT 150000 HUNTINGTON MEDICAL RESEARCH INSTITUTES 686 S FAIR OAKS AVE PASADENA CA 91105 NONE EXEMPT GENERAL SUPPORT 3000 HUNTINGTON MEMORIAL HOSPITAL 100 W CALIFORNIA BLVD PASADENA CA 91105 NONE EXEMPT GENERAL SUPPORT 10000 MAMMOTH LAKES FOUNDATION PO BOX 1815 MAMMOTH LAKES CA 93546 NONE EXEMPT GENERAL SUPPORT 25000 NATIONAL RIGHT TO WORK FOUNDATION 8001 BRADDOCK ROAD SUITE 600 SPRINGFIELD VA 22151 NONE EXEMPT GENERAL SUPPORT 10000 NORTHERN LIGHT SCHOOL 3710 DORISA AVENUE OAKLAND CA 94605 NONE EXEMPT GENERAL SUPPORT 10000 OMEGA BOYS CLUB 1060 TENNESSEE ST RM 4 SAN FRANCISCO CA 94107 NONE EXEMPT GENERAL SUPPORT 10000 SCHLINGER CHRISMAN FOUNDATION 426 ENNISBROOK DRIVE SANTA BARBARA CA 93108 FNDTN OF BOARD MEMBERS EXEMPT GENERAL SUPPORT 1425000 SCRIPPS COLLEGE 1030 COLUMBIA AVE CLAREMONT CA 91711 NONE EXEMPT SCHOLARSHIP FUND 5000 THE LEADERSHIP INSTITUTE 1101 N HIGHLAND STREET ARLINGTON VA 22201 NONE EXEMPT GENERAL SUPPORT 5000 THE SCHLINGER FAMILY FOUNDATION 65 ENTERPRISE STE 333 ALISO VIEJO CA 92656 FNDTN OF BOARD MEMBERS EXEMPT GENERAL SUPPORT 1050000 TONY LARUSSAS ANIMAL RESCUE FOUNDATION 2890 MITCHELL DRIVE WALNUT CREEK CA 94598 NONE EXEMPT GENERAL SUPPORT 200000 UC REGENTS-YOUNG ENTREPRENEUR 1995 UNIVERSITY AVE STE 401 BERKELEY CA 94704 NONE EXEMPT GENERAL SUPPORT 100000 UC BERKELEY CHEMISTRY AND CHEMICAL ENGINEER 1995 UNIVERSITY AVE STE 401 BERKELEY CA 94704 NONE EXEMPT GENERAL SUPPORT 30000 UC REGENTS-UC BERKELEY HAAS SCHOOL 1995 UNIVERSITY AVE STE 401 BERKELEY CA 94704 NONE EXEMPT GENERAL SUPPORT 100000 UC SANTA BARBARA CHEMICAL ENGINEERING 4219 CHEADLE HALL 4TH FL SANTA BARBARA CA 93106 NONE EXEMPT GENERAL SUPPORT 25000 UCSF FOUNDATION 220 MONTGOMERY ST SAN FRANCISCO CA 94104 NONE EXEMPT GENERAL SUPPORT 50000 VILLA EXPERANZA SERVICES 2060 EAST VILLA STREET PASADENA CA 91107 NONE EXEMPT GENERAL SUPPORT 5000 INLAND VALLEY HOPE PARTNERS 1753 N PARK AVENUE POMONA CA 91768 NONE EXEMPT GENERAL SUPPORT 20000 3900000 0 14 5612 14 2802975 18 1607604 0 4416191 0 4416191 0 0 0 0 0 0 0 0 0 0 X X 1 ESTATE OF WARREN G SCHLINGER 65 ENTERPISE STE 333 ALISO VIEJO CA 92656 83792225 X ACCOUNTING 32285 0 0 32285 FORM 990-PF, PART XV, LINE 3A IN ADDITION TO PUBLIC CHARITIES, THE FOUNDATION GRANTED MONEY TO TWO RELATED FOUNDATIONS TOTALING $2,475,000 IN 2018. A QUALIFYING DEDUCTION IS CLAIMED FOR THIS AMOUNT UNDER IRC SECTION 4942(G)(3)(A) BASED ON THE RECIPIENTS ORGANIZATIONS' DISTRIBUTION FROM CORPUS TO PUBLIC CHARITIES WITHIN THE PRESCRIBED TIME PERIOD. MUTUAL FUNDS - FIXED INCOME 9252231 9337219 UNITED PARCEL SERVICE 58231720 86411580 MUTUAL FUNDS - EQUITIES 20280570 18278571 LEGAL 10465 0 0 10465 OTHER 3815687 INSURANCE 2200 0 0 2200 EMA FEE 80 0 0 80 BANK CHARGES 66 0 0 66 ATTORNEY GENERAL FEE 150 0 0 150 POSTAGE AND OTHER EXPENSES 1557 0 0 1557 OTHER COSTS 2207 0 0 0 ACCRUED EXPENSES 0 82117 ML MANAGEMENT FEES 162122 162122 0 0 ESTATE OF WARREN G SCHLINGER 65 ENTERPISE STE 333 ALISO VIEJO CA 92656 FOREIGN TAXES PAID 3508 3508 0 0 TAXES PAID 84967 0 0 84967 FRANCHISE TAX BOARD 10 0 0 10