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PC TO SUPPORT START UP OF SENIOR-FOCUSED FOUNDATION. 50000 SERVING SENIORS 525 14TH STREET SUITE 200 SAN DIEGO CA 92101 NONE PC TO SUPPORT GENERAL OPERATIONS OF THE GARY AND MARY WEST SENIOR WELLNESS CENTER. 157500 SERVING SENIORS 525 14TH STREET SUITE 200 SAN DIEGO CA 92101 NONE PC TO SUPPORT INTEGRATED CARE COORDINATION FOR SENIOR WELLNESS AND DENTAL SERVICES. 128694 SERVING SENIORS 525 14TH STREET SUITE 200 SAN DIEGO CA 92101 NONE PC TO SUPPORT GENERAL OPERATIONS FOR THE GARY AND MARY WEST SENIOR WELLNESS CENTER. 152913 SERVING SENIORS 525 14TH STREET SUITE 200 SAN DIEGO CA 92101 NONE PC CHALLENGE GRANT TO SUPPORT THE GARY AND MARY WEST SENIOR WELLNESS CENTER OPERATIONS. 50000 SERVING SENIORS 525 14TH STREET SUITE 200 SAN DIEGO CA 92101 NONE PC TO SUPPORT INTEGRATED DENTAL AND WELLNESS CARE COORDINATION. 123841 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 220 MONTGOMERY STREET FIFTH FLOOR SAN FRANCISCO CA 94104 NONE PC TO SUPPORT THE EMERGING LEADERS IN AGING PROGRAM. 50000 UNIVERSITY OF 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PROVIDING ORAL HEALTHCARE FOR PACE AND COMMUNITY SENIORS IN AN INTEGRATED, COMMUNITY-BASED MODEL. 500000 INTERCULTURAL SENIOR CENTER 3010 R STREET OMAHA NE 68107 NONE PC TO SUPPORT SOCIAL SERVICES FOR SENIORS. 25000 INTERFAITH COMMUNITY SERVICES INC 550 WEST WASHINGTON AVENUE SUITE B ESCONDIDO CA 92025 NONE PC TO SUPPORT CARE COORDINATION AND NUTRITION SERVICES FOR SENIORS. 50000 LEGAL AID SOCIETY OF SAN DIEGO INC 110 SOUTH EUCLID AVENUE SAN DIEGO CA 92114 NONE PC TO SUPPORT HEALTH ADVOCACY AND BENEFITS COUNSELING FOR LOW-INCOME SENIORS. 133000 MEALS ON WHEELS AMERICA 1550 CRYSTAL DRIVE NO 1004 ARLINGTON VA 22202 NONE PC TO SUPPORT A COMPREHENSIVE HEALTHCARE DATA INFRASTRUCTURE FOR MEAL DELIVERY PROGRAMS FOR LOW-INCOME SENIORS. 112500 MEALS-ON-WHEELS GREATER SAN DIEGO 2254 SAN DIEGO AVENUE SUITE 200 SAN DIEGO CA 92110 NONE PC TO SUPPORT WRAP-AROUND MONITORING AND CARE NAVIGATION SERVICES FOR SENIORS. 112000 OUTLOOK NEBRASKA INC 4125 S 72ND STREET OMAHA NE 68127 NONE PC TO SUPPORT THE ADAPTIVE TECHNOLOGY PROGRAM FOR VISUALLY-IMPAIRED SENIORS. 30000 PROJECT HOUSEWORKS 2316 SOUTH 24TH STREET OMAHA NE 68108 NONE PC TO SUPPORT HOME MODIFICATIONS AND HOME REPAIRS FOR LOW-INCOME SENIOR HOMEOWNERS. 50000 SAN DIEGO REGIONAL ECONOMIC DEVELOPMENT FOUNDATION 530 B STREET 7TH FLOOR SAN DIEGO CA 92101 NONE PC TO SUPPORT ATTRACTING LOCAL WORKFORCE TALENT AND HIGHLIGHT SAN DIEGO'S RESEARCH IN AGING. 25000 SAN DIEGO SENIORS COMMUNITY FOUNDATION 626 TARENTO DRIVE SAN DIEGO CA 92106 NONE PC TO SUPPORT START UP OF SENIOR-FOCUSED FOUNDATION. 50000 SERVING SENIORS 525 14TH STREET SUITE 200 SAN DIEGO CA 92101 NONE PC TO SUPPORT GENERAL OPERATIONS OF THE GARY AND MARY WEST SENIOR WELLNESS CENTER. 157500 SERVING SENIORS 525 14TH STREET SUITE 200 SAN DIEGO CA 92101 NONE PC TO SUPPORT INTEGRATED CARE COORDINATION FOR SENIOR WELLNESS AND DENTAL SERVICES. 128694 UNIVERSITY OF CALIFORNIA SAN FRANCISCO 220 MONTGOMERY STREET FIFTH FLOOR SAN FRANCISCO CA 94104 NONE PC TO SUPPORT THE EMERGING LEADERS IN AGING PROGRAM. 50000 VOLUNTEERS ASSISTING SENIORS 1941 SOUTH 42ND STREET SUITE 312 OMAHA NE 68105 NONE PC TO SUPPORT ASSISTING SENIORS WITH BENEFITS PROGRAMS. 20000 10481194 14 6961794 14 656689 18 434610 0 8053093 0 8053093 1 0 0 0 0 0 0 0 0 1a(1) 1000000 CIVICA RX EXPENDITURE RESPONSIBILITY GRANT 1 CIVICA RX SOCIAL WELFARE ORG A DIRECTOR OF THE FOUNDATION IS ALSO A DIRECTOR OF CIVICA RX. ACCOUNTING FEES 38406 30725 7681 THE FOUNDATION MADE ITS FIRST EXPENDITURE RESPONSIBILITY GRANT TO A SOCIAL WELFARE ORGANIZATION IN THE AMOUNT OF $1 MILLIION AND MADE A $9 MILLION LOAN COMMITMENT TO THE SAME ORGANIZATION AS A PROGRAM-RELATED INVESTMENT. ONLY THE GRANT WAS PAID IN 2018. THE GRANT AND GRANTEE ARE DESCRIBED MORE FULLY IN RESPONSE TO NO. 2 OF PART VII-B, LINE 5C, BELOW. GARY AND MARY WEST HEALTH POLICY CENTER INC 1909 K STREET NW SUITE 730 WASHINGTON DC 20006 2018-01-03 5400000 TO SUPPORT THE GARY AND MARY WEST HEALTH POLICY CENTER (THE "POLICY CENTER") IN CARRYING OUT ITS CHARITABLE PURPOSES RELATED TO RESEARCH OBJECTIVES IN THE AREAS OF MEDICARE REFORM AND VALUE-BASED INSURANCE DESIGN. THE AMOUNT EXPENDED BY THE POLICY CENTER IN 2018 WAS $5,078,891. THE AMOUNT DISTRIBUTED BY THE GARY AND MARY WEST FOUNDATION WAS $5,400,000. $321,109 OF FUNDS, IN EXCESS OF EXPENDITURES IN 2018, WAS RETURNED TO THE FOUNDATION IN 2019. SIMILARLY, $81,518 WAS REFUNDED IN 2018 FOR EXCESS DISTRIBUTIONS IN 2017. 5078891 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. MIDTERM 07/31/18, FINAL 01/30/19. MONTHLY EXPENSE REPORTS THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE, BEYOND THE RECEIPT AND REVIEW OF THE RECONCILIATION TO THE GRANTEE'S AUDITED FINANCIAL STATEMENTS. CIVICA RX 2912 EXECUTIVE PARKWAY SUITE 325 LEHI UT 84043 2018-09-04 1000000 TO PROMOTE SOCIAL WELFARE BY MAKING ESSENTIAL GENERIC DRUGS BROADLY AVAILABLE TO INDIVIDUALS SERVICED BY ITS MEMBER HOSPITALS AND HEALTH SYSTEMS, INCLUDING HIGH-NEEDS POPULATIONS. THIS POPULATION INCLUDES UNINSURED PATIENTS, PATIENTS AT OR BELOW 150% OF POVERTY LEVELS, PATIENTS WITH HIGH HEALTH CARE SPENDING (E.G., TOP 10%), AND IMPOVERISHED OR OTHERWISE VULNERABLE OR DISADVANTAGED PATIENTS SUCH AS THE DISABLED, THE FRAIL ELDERLY, AND THOSE WITH MULTIPLE CHRONIC CONDITIONS. 0 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. 01/30/19 THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE, BEYOND THE RECEIPT AND REVIEW OF THE GRANTEE'S AUDITED FINANCIAL STATEMENTS. FORM 990-PF; PART VII-B; QUESTION 1A(4) WEST FAMILY INVESTMENTS, INC. PROVIDED INVESTMENT MANAGEMENT SERVICES TO THE GARY AND MARY WEST FOUNDATION DURING 2018 FOR A MARKET BASED FEE. WEST FAMILY INVESTMENTS, INC. IS OWNED BY GARY AND MARY WEST, SUBSTANTIAL CONTRIBUTORS TO THE FOUNDATION AND TWO ADDITIONAL MEMBERS OF THE FOUNDATION. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941(D)(2)(E).WEST DEVELOPMENT, LLC PROVIDED PROFESSIONAL INFORMATION TECHNOLOGY SERVICES TO THE GARY AND MARY WEST FOUNDATION DURING 2018 FOR A MARKET BASED FEE. WEST FAMILY HOLDINGS, LLC IS THE SOLE MEMBER OF WEST DEVELOPMENT, LLC. THE TWO MEMBERS OF WEST FAMILY HOLDINGS, LLC ARE THE GARY L. WEST 2010 REVOCABLE LIVING TRUST AND THE MARY E. WEST 2010 REVOCABLE LIVING TRUST. BOTH MEMBERS OWN 50% OF WEST FAMILY HOLDINGS, LLC. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941(D)(2)(E). EXPLANATION PART XV, QUESTION 1B GARY WEST AND MARY WEST COLLECTIVELY OWN 10% OR MORE OF PASSIVE INVESTMENT PARTNERSHIPS. FORM 990-PF THE FOUNDATION'S FINANCIAL STATEMENTS ARE PREPARED IN ACCORDANCE WITHACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OFAMERICA (U.S. GAAP). ACCORDINGLY, THE FOUNDATION'S BOOKS ARE ON THEACCRUAL BASIS AND IT RECORDS FIXED-INCOME, EQUITY SECURITIES,DERIVATIVE CONTRACTS, MUTUAL FUNDS, AND ALTERNATIVE INVESTMENTS AT FAIRVALUE IN THE FINANCIAL STATEMENTS AND THE TAX RETURN IN ACCORDANCE WITHFINANCIAL ACCOUNTING STANDARDS BOARD, ASC 820, FAIR VALUE MEASUREMENTS. ELM PARK ADVANTEDGE 716458 716458 MCCLATCHY CO 985000 985000 PVTPL TMX FIN LLC 804700 804700 THORNBURG MORTGAGE INC 11 11 THORNBURG MORTGAGE INC 47 47 WBB TERM LOAN 491875 491875 ACACIA MINING CMN 115430 115430 AGNC INVT CORP. COM 459548 459548 ANNALY CAPITAL MANAGEMENT, INC. CMN 2600375 2600375 BANCO LATINOAMERICANO EXPORT CMN CLASS E 1566048 1566048 BROOKDALE SENIOR LIVING, INC. CMN 1448145 1448145 CAUTIVO MINING INC COM 590 590 CENTURYLINK INC COM 7654947 7654947 CHIMERA INVESTMENT CORPORATION CMN 15325646 15325646 CISCO SYSTEMS, INC. CMN 4333000 4333000 COMCAST CORPORATION CMN CLASS A NON VOTING 4086000 4086000 ELLINGTON RESIDENTIAL MORT. 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CMN 1009872 1009872 NSTAR ELEC CO PFD 4.25% 731250 731250 NUSTAR ENERGY LP PFD SER C 302157 302157 OAKTREE SPECIALTY LENDING CORP COM 657663 657663 OAKTREE STRATEGIC INCOME CORP COM 24265 24265 PENNANTPARK FLOATING RATE CAT LTD 1222741 1222741 PENNANTPARK INVESTMENT CORP. MUTUAL FUND 1345809 1345809 REDDY ICE HOLDINGS, INC. CMN 7914 7914 REDDY ICE HOLDINGS, INC. CONV PFD 21858 21858 REVERSE MORTGAGE INVESTMENT TR INC COM 1350000 1350000 SEADRILL LTD 19061 19061 SIERRA METALS, INC. CMN 571512 571512 SOLAR CAPITAL LTD. CMN 2006257 2006257 SOLAR SENIOR CAPITAL LTD. CMN 1450265 1450265 STARWOOD PROPERTY TRUST INC. CMN 1429014 1429014 SUTHERLAND ASSET MANAGEMENT CORPORA COM 363881 363881 SYNCHRONY FINANCIAL CMN 514877 514877 TCG BDC INC COM 288536 288536 TCP CAP CORP 218798 218798 TETRAGON FINANCIAL GROUP LTD. CMN 379301 379301 THL CREDIT INC CMN 669700 669700 TRANSATLANTIC PETROLEUM LTD. CMN 56959 56959 TRANSOCEAN LTD. CMN 115204 115204 TWO HARBORS INVESMENT CORP 2269624 2269624 VALE SA ADR 59355 59355 ZIMMER HLDGS, INC. CMN 207440 207440 ZOETIS, INC. CMN CLASS A 1811224 1811224 ARIAS RESOURCE CAPITAL FMV 924733 924733 ASIA-PACIFIC CREDIT FMV 374795 374795 BLUE RIVER ARBITRAGE FMV 2300506 2300506 DIALECTIC ANTITHESIS OFF FMV 389673 389673 ELM PARK CREDIT III FMV 56059 56059 ELM PARK CREDIT OPP FUND II FMV 609073 609073 EMERGING EUROPE FMV 997883 997883 ETON PARK OVERSEAS FUND FMV 8951 8951 FORTRESS MSR FMV 520679 520679 GCP FUND III REIT & CORP FMV 4598993 4598993 GCP FUND IV REIT FMV 837920 837920 GS MEZZANINE FMV 58085 58085 GS MIDDLE MARKET LENDING CORP FMV 1192477 1192477 INVESCO MORTG RECOVERY FMV 61577 61577 KAYNE ANDERSON RE DEBT FMV 386481 386481 LARGO RES LTD WARRANT CERT FMV 1900597 1900597 MARATHON EUROPEAN CREDIT FMV 84346 84346 OAKTREE RE DEBT FUND CAYMAN FMV 368675 368675 OAKTREE RE DEBT II FEED CAYMAN FMV 158721 158721 OHA EUROPEAN SCF OFFSHORE FMV 196330 196330 OHA SCF PARALLEL FMV 39178 39178 OLEA SPECIAL OPP FMV 711332 711332 PONDFIELD CAPITAL, LLC FMV 2036717 2036717 SCG ATLAS FMV 620373 620373 SKELLIG OFFSHORE FMV 47519 47519 STARWOOD OPPORTUNITY FUND FMV 413476 413476 SUMMIT WATER DEVELOPMENT FMV 32127 32127 TACONIC CRE DISLOCATION FMV 307267 307267 TACONIC EUROPEAN FUND II FMV 566905 566905 TACONIC SIDECAR OFFSHORE III FMV 1753114 1753114 TAIGA SPECIAL OPP FMV 292488 292488 VCP23 LLC FMV 1668272 1668272 VWH OFFSHORE FUND LP FMV 157942 157942 WTS/GENERAL MOTORS COMPANY FMV 4205 4205 XPV WATER FUND AT COST 960398 960398 FURNITURE & EQUIPMENT 282625 199373 83252 83252 COMPUTER EQUIPMENT 100667 91089 9578 9578 LEASEHOLD IMPROVEMENTS 558014 316177 241837 241837 LEGAL FEES 89316 56601 31399 SECURITY DEPOSIT 15096 15346 15346 INTEREST RECEIVABLE 69554 131470 131470 DIVIDENDS RECEIVABLE 752289 845067 845067 PARTNERSHIP DISTRIBUTION RECEIVABLE 218984 749205 749205 EQUITY TRANSACTIONS RECEIVABLE 299743 0 0 UNREALIZED LOSS ON INVESTMENTS 4812819 UNREALIZED LOSS ON FOREIGN CURRENCY 26 GRANTEE PROJECT EXPENSES 460288 0 479253 DUES & SUBSCRIPTIONS 46089 430 46859 COMPUTER EXPENSE 33649 8412 25390 TELEPHONE 33173 8293 26581 INSURANCE 28738 6229 39827 SUPPLIES 11196 2799 9015 IT SUPPORT 10413 2603 7769 FEES 7665 1916 5973 POSTAGE 2842 710 2131 MISCELLANEOUS EXPENSES 1433 358 1075 INVESTMENT PARTNERSHIP INCOME 656689 656689 656689 LIABILITIES UNDER OPTION CONTRACTS 133451 800 ADVOCACY AND ADMINISTRATION 946912 0 1018170 INVESTMENT FEES 727310 727310 0 FEDERAL EXCISE TAX 139516 0 0 PAYROLL TAXES 55266 11979 43287 OTHER TAXES 3005 751 2254