2019-11-12T19:23:42-06:00 2018-12-31 953416914 GIVEN & COMPANY INC 3029 WILSHIRE BLVD STE 200 SANTA MONICA CA 90403 990PF 2018-01-01 954712282 MARK C LEMONS FOUNDATION MARK 3108287547 3029 WILSHIRE BLVD NO 200 SANTA MONICA CA 90403 MARK C LEMONS TRUSTEE 3108287547 2019-11-12 1 PETER GOLDBERG P00020952 3108287547 69.63.82.150 2019-11-12 19:14:08 PS P 35FA7E0B56B5C00F73D437BD11CF3AA1DECB9A9C A321294CE95BA6A6CCFC4948B73E4CECBE996DED 2018 2020-01-14 16:20:31Z X 7229052 X 255000 184375 184375 83622 2454 83622 293416 2359198 293416 49091 49062 865504 529307 35000 1750 33250 14000 4000 10000 3839 1246 2583 61731 61510 75 114570 68506 45908 430431 430431 545001 68506 476339 320503 460801 1883 19405 19405 363876 726150 726150 310 310 310 1922874 1846114 2476813 1865622 1812877 1738099 1993019 2074245 2268275 6147584 6479101 7229052 0 0 X 0 0 0 0 6147584 6479101 6147584 6479101 6147584 6479101 6147584 320503 11014 6479101 0 6479101 MWREIF IV HOLDINGS LLC P 751 751 751 RBC 469 26900 26784 116 116 RBC 469 151139 148380 2759 2759 RBC 351 89879 100070 -10191 -10191 RBC 449 442408 238476 203932 203932 RBC 461 P 40093 45459 -5366 -5366 RBC 461 P 231770 207919 23851 23851 RBC 697 P 844145 876783 -32638 -32638 RBC 697 P 171396 121911 49485 49485 RBC 566 P 360024 300000 60024 60024 OAKTREE CAPITAL P 96 96 96 OAKTREE CAPITAL P 595 595 595 CAPITAL GAINS DIVIDENDS P 2 2 2 293416 0 384760 6953619 0.055332 315747 6345624 0.049758 269029 6380160 0.042166 221432 5478295 0.040420 244927 5741875 0.042656 0.230332 0.046066 7283589 335526 4608 340134 476339 X 4608 0 4608 0 4608 3225 7000 0 10225 0 5617 5617 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 0 0 0 0 1 N/A MARK C LEMONS 3108287547 C/O GIVEN CO 3029 WILSHIRE BLVD STE 200 SANTA MONICA CA 90403 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 MARK C LEMONS 3029 WILSHIRE BLVD STE 200 SANTA MONICA CA 90403 TRUSTEE 20.00 35000 0 0 NONE 0 NONE 0 0 5592200 425939 1376368 7394507 0 0 7394507 110918 7283589 364179 364179 4608 14104 18712 345467 0 345467 0 345467 476339 0 476339 4608 471731 345467 214165 0 0 476339 214165 0 0 262174 0 0 0 0 0 0 0 0 83293 0 0 0 MARK C LEMONS X AMERICAN HEART ASSOCIATION 7272 GREENVILLE AVE DALLAS TX 75231 PUBLIC CHARITY GENERAL SUPPORT 1000 CAMP DEL CORAZON 11615 HESBY STREET NORTH HOLLYWOOD CA 916013620 PUBLIC CHARITY PUBLIC SUPPORT 5000 CHILDREN'S BUREAU 1910 MAGNOLIA AVENUE LOS ANGELES CA 900071220 PUBLIC CHARITY SOCIAL SERVICES 10000 CITY OF LAFAYETTE AQUATICS PO BOX 61812 LAFAYETTE LA 705961812 PUBLIC GOVERNMENTAL GENERAL SUPPORT 1500 ECKER HILL PTO 2465 WEST KILBY RD PARK CITY UT 84098 PUBLIC CHARITY GENERAL SUPPORT 1000 EGYPTIAN THEATER 328 MAIN STREET PARK CITY UT 84060 PUBLIC CHARITY GENERAL SUPPORT 5000 KELLY BRUSH FOUNDATION THREE MAIN STREET 104 BURLINGTON VT 05401 PUBLIC CHARITY GENERAL SUPPORT 5000 PARK CITY COMMUNITY FDN PO BOX 681499 PARK CITY UT 84068 PUBLIC CHARITY GENERAL SUPPORT 156500 PARK CITY DAY SCHOOL 3120 PINEBROOK ROAD PARK CITY UT 84098 PUBLIC CHARITY GENERAL SUPPORT 42690 PARK CITY EDUCATION FDN 2700 KEARNS BLVD PARK CITY UT 84060 PUBLIC CHARITY GENERAL SUPPORT 33000 PARK CITY HIGH SCHOOL 1750 KEARNS BLVD PARK CITY UT 84060 PUBLIC CHARITY GENERAL SUPPORT 5000 SOUTHERN CALIFORNIA PGA FOUNDATION 3333 CONCOURS ST BLDG 2 STE 2100 ONTARIO CA 91764 PUBLIC CHARITY GENERAL SUPPORT 10000 SUMMITLAND CONSERVANCY PO BOX 1775 PARK CITY UT 84060 PUBLIC CHARITY GENERAL SUPPORT 53000 TGR FOUNDATION 121 INNOVATION DR STE 150 IRVINE CA 92617 PUBLIC CHARITY GENERAL SUPPORT 10000 TRAILSIDE ELEMENTARY PTO 5700 TRAILSIDE DR PARK CITY UT 84098 PUBLIC CHARITY GENERAL SUPPORT 3241 UNIVERSITY OF UTAH 201 PRESIDENTS CIRCLE SALT LAKE CITY UT 84112 PUBLIC CHARITY GENERAL SUPPORT 20000 USSA FDN (SKI AND SNOWBOARD) 1 VICTORY LAND PARK CITY UT 84060 PUBLIC CHARITY GENERAL SUPPORT 20000 UTAH FOOD BANK 3150 SOUTH 900 WEST SALT LAKE CITY UT 84119 PUBLIC CHARITY GENERAL SUPPORT 1000 YOUTH SPORTS ALLIANCE 1665 BONANZA DRIVE PARK CITY UT 84060 PUBLIC CHARITY GENERAL SUPPORT 27500 UTAH ATHLETIC FOUNDATION PO BIX 980337 PARK CITY UT 84098 PUBLIC CHARITY GENERAL SUPPORT 10000 WESTMINSTER COLLEGE 1840 SOUTH 1300 EAST SALT LAKE CITY UT 84105 PUBLIC CHARITY GENERAL SUPPORT 10000 430431 0 14 184375 531120 81168 16 2454 525990 29 14 49062 18 293416 81197 529307 0 610504 0 0 0 0 0 0 0 0 0 0 X X 1 MARK C LEMONS CHARITABLE LEAD UNITRUST 3029 WILSHIRE BLVD STE 200 SANTA MONICA CA 90403 255000 X ACCOUNTING 14000 4000 10000 RBC 351 FIXED INCOME 665817 649294 RBC 449 FIXED INCOME 48595 56708 RBC 469 TAXABLE FIXED INCOME 798465 760747 RBC 566 - RBC ABSOLUTE RETURN BARRIER NOTE 300000 271350 RBC 449 INTERNATIONAL EQUITIES 154135 177652 RBC 449 US EQUITIES 398324 832442 RBC 461 INTERNATIONAL EQUITIES 78731 73869 RBC 461 US EQUITIES 525179 712927 RBC 697 INTERNATIONAL EQUITIES 75697 76618 RBC 697 US EQUITIES 528225 532475 RBC 351 INTERNATIONAL EQUITIES 85823 70830 4C GPS 1 LP AT COST 400996 400996 IRONWOOD MULTI-STRATEGY AT COST 410158 418489 MWFEIF IV HOLDINGS LLC AT COST 156637 157481 RBC 351 GATEWAY TR AT COST 327722 361685 RBC 351 GLOBAL X FUNDS AT COST 74664 53690 RBC 351 SARATOGA ADVANTAGE AT COST 100000 84713 RBC 449 HOST HOTELS & RESORTS AT COST 14510 15003 RBC 461 AMERICAN TOWER AT COST 36339 61694 RBC 461 CYRUSONE AT COST 20641 42304 RBC 566 RBC BARRIER ENHANCED RETURN NOTE AT COST 150000 131835 RMA CORE PLUS RE FUND I-R LLC AT COST 232578 414700 RBC 566 - RBC ABSOLUTE RETURN BARRIER NOTE AT COST 150000 125685 BANK CHARGES 146 0 0 RBC ADR, PROGRAM, AND MISC FEES 44685 44685 0 CALIF REGISTRY CHARITABLE TRUST 75 0 75 SCH K-1 PASS-THRU MWREIF IV HOLDINGS 8823 8823 0 4C GPS 1 LP 8002 8002 0 OAKTREE CAPITAL SCH K-1 63 63 63 4CGPS 1 LP GUARANTEED PAYMENT 48999 48999 48999 OAKTREE CAPITAL SCH K-1 29 0 29 MISCELLANEOUS ADJUSTMENTS 11014 FOREIGN TAX 1110 1110 0 PAYROLL TAXES 2719 136 2583 FRANCHISE TAX BOARD 10 0 0