2019-11-09T16:08:59-06:00 2018-12-31 GRANT THORNTON LLP 757 THIRD AVENUE 3RD FLOOR NEW YORK NY 100172013 990PF 2018-01-01 133794889 THE SIMONS FOUNDATION INC % MARLOW KEE SIMO 6466540066 160 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10010 MARLOW KEE CFO 6466540066 2019-11-04 true Scott Thompsett P00741490 2125990100 2019-11-04 209.220.136.124 26377520193135000000 2019-11-09 P BB689B47C4810116FFAF734305B3B6F212C66569 979609585EDF7A80B261DC170E7F22891F321D40 2018 2020-03-31 21:24:44Z X 3661971193 X 222000000 847121 847121 662 662 87717 86581 1638 217926871 200062444 196966342 1011615 118139692 0 441873986 316040398 0 1041729 1041729 38779194 38892516 12598901 12548977 622403 0 0 628325 189850 45535 0 215315 1068622 30482 0 1025402 2669 1745157 0 0 4173206 220469 0 0 11112465 0 0 13351089 0 0 15581359 12592213 0 0 12567123 602642 0 0 465014 35567377 7668148 0 32037113 131702360 9709791 0 115002873 232615024 254753107 364317384 9709791 0 369755980 77556602 306330607 0 238446434 137133357 137133357 186815 26036 186815 186815 866199 8848283 8848283 4893 3670 3670 2830061919 3085488001 3085488001 461751727 32881209 246719463 428870518 428870518 62986 1440549 1440549 3316187930 3661971193 3661971193 13278481 15835419 545164348 520106239 0 110000000 176178544 165605284 734621373 811546942 X 2581566557 2850424251 2581566557 2850424251 3316187930 3661971193 2581566557 77556602 327444764 2986567923 136143672 2850424251 LONG-TERM CAPITAL GAIN FROM LPS P 24681438 SHORT-TERM CAPITAL GAIN FROM LPS P 4579664 LESS SHORT-TERM CAPITAL GAIN FROM UBTI P -5636 LESS LONG-TERM CAPITAL GAIN FROM UBTI P -61869 LESS 1231 GAIN FROM UBTI P -357973 FUND-OF-FUND INVESTMENT SALE 1 P 200000000 31921756 168078244 168078244 FUND-OF-FUND INVESTMENT SALE 2 P 62444 9970 52474 52474 196966342 false 354047942 2843625435 0.124506 302247966 2715724823 0.111296 276544942 2459437453 0.112442 265715246 2092304588 0.126996 206778839 2078519607 0.099484 0.574724 0.114945 3082949716 354369655 3063306 357432961 380955445 X 3063306 3063306 3063306 4300000 500000 4800000 1736694 1736694 false false false 0 0 0 false false true true false true true CA DE NY true false false true false true www.simonsfoundation.org MARLOW KEE 6466540066 160 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10010 true BD false false true true false false false false false false false false false false false true false false true false false false false Marilyn Simons 160 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10010 president/trustee 40.0 0 0 0 James Simons 160 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10010 chairman of the board 30.0 0 0 0 Mark Silber 160 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10010 trustee 1.0 0 0 0 Gerald Fischbach 160 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10010 trustee/Chief Scientist 40.0 500019 50351 0 David Eisenbud 160 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10010 trustee 1.0 5000 0 0 Margaret Hamburg 160 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10010 Trustee 1.0 5000 0 0 Peter B Littlewood 160 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10010 Trustee 1.0 4000 0 0 William H Press 160 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10010 Trustee 1.0 8000 0 0 Marlow Kee 160 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10010 CFO/Secretary 40.0 415151 50207 0 Shirley Tilghman 160 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10010 Trustee 1.0 4000 0 0 LOUIS REICHARDT 160 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10010 DIRECTOR OF SFARI 40.0 600023 50351 0 ANTOINE GEORGES 160 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10010 DIRECTOR CCQ 30.0 491000 215611 0 ALEX LASH 160 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10010 CHIEF INFORMATICS 40.0 475076 47885 0 MARIAN CARLSON 160 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10010 DIR. OF LIFE SCIENCE 40.0 450017 32987 0 LESLIE GREENGARD 160 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10010 DIRECTOR CCB 40.0 425049 22000 0 287 Regeneron Pharmaceuticals Inc 777 Old Saw Mill River Road TARRYTOWN NY 10591 Genetic Sequence Svc 5591718 DNA Genotek Inc 3000 - 500 PALLADIUM DRIVE OTTAWA ONTARIO CA ONK2V 1C2 CA Genetic Sequence Svc 1815479 MSA Security Ltd 9 Murray Street 2nd Floor NEW YORK NY 10007 security services 1519448 PreventionGenetics LLC 3800 South Business Park Ave MARSHFIELD WI 54449 genotyping services 1341149 Bootstrap Agency LLC 321 North Fullerton 2 MONTCLAIR NJ 07042 Program Consulting 1280700 36 FLATIRON INSTITUTE - SEE ATTACHMENT 21 42234391 SIMONS AUTISM RESEARCH INITIATIVE - SEE ATTACHMENT 21 15897806 OUTREACH & EDUCATION - SEE ATTACHMENT 21 5020065 LIFE SCIENCES - SEE ATTACHMENT 21 2361628 2931422299 130689330 67786560 3129898189 0 3129898189 46948473 3082949716 154147486 154147486 3063306 46837 3110143 151037343 2114292 153151635 153151635 369755980 0 11199465 0 0 380955445 3063306 377892139 153151635 0 2016 2015 2014 0 102400876 164242254 103251274 89687122 14274674 473856200 380955445 0 222000000 153151635 5803810 701660010 0 0 0 0 222000000 102400876 377259134 164242254 103251274 89687122 14274674 5803810 JAMES AND MARILYN SIMONS NONE X SEE Attachment 18 160 fifth avenue New York NY 10010 None grants paid 254753107 254753107 SEE Attachment 19 160 5th avenue New York NY 10010 none grants approved 207179818 207179818 14 847121 14 662 531120 1136 16 86581 525990 425478 18 219127224 REBATES 0 01 79929 0 MISCELLANEOUS INCOME 01 1126 REAL ESTATE TAX RECOVERY 01 65668 ROYALTY INCOME 15 73400 UNRELATED BUSINESS INCOME TAX REFUNDS 01 791492 PORTFOLIO LOSS FROM INVESTMENTS IN LPS 525990 -1625831 -1199217 221073203 0 219873986 false false false false false false false false false false X X 1 James and Marilyn Simons 160 5th Avenue 7th Floor New York NY 10010 222000000 X KPMG LLP 88500 35400 0 56100 GRANT THORNTON, LLP 101350 10135 0 159215 Gerald Fischbach CHIEF SCIENTIST, GERALD FISCHBACH, UNDERTAKES A DUAL ROLE AT THE SIMONS FOUNDATION. THE COMPENSATION REPORTED ON THE FORM 990-PF IS PAID FOR SERVICES RENDERED AS AN EMPLOYEE OF THE FOUNDATION. DR. FISCHBACH IS NOT COMPENSATED IN HIS CAPACITY AS A BOARD DIRECTOR. HEDGE FUNDS FMV 668942769 668942769 PRIVATE EQUITY FUNDS FMV 478549109 478549109 INVESTMENT IN SUBSIDIARY FMV 1937996123 1937996123 LOEB BLOCK & PARTNERS 106157 0 0 152201 PHILLIPS NIZER LLP 11199 0 0 20305 COOLEY LLP 76622 0 0 60695 BRODY & BROWNE LLP 134477 0 0 113816 SCHANER & LUBITZ, PLLC 19606 0 0 5894 FRAGOMEN, DEL REY, BERNSEN, LOEWY LLP 170192 0 0 197424 MORGAN, LEWIS & BOCKIUS LLP 18119 0 0 18119 ROPES & GRAY, LLP 25748 0 0 4463 PRINCE LOBEL TYE LLP 16929 0 0 17365 FOX ROTHSCHILD LLP 29320 0 0 25451 CUSHMAN & WAKEFIELD, INC. 4000 0 0 4000 DOUGLAS COBLENS 10034 0 0 8592 MIDLAND LOAN SERVICES 110000000 110000000 DUE FROM THIRD PARTIES 62830 1440379 1440379 DUE FROM AFFILIATES 156 170 170 CHANGE IN NET UNREALIZED APPRECIATION 0 OF INVESTMENTS 136143672 INFORMATION TECHNOLOGY 7814908 0 0 7607726 WEB DESIGN & COMMUNICATIONS EXPENSES 2929621 0 0 2765667 DIGITAL ADVERTISING 332415 332415 INVESTMENT EXPENSES FROM LPS 0 7668148 0 0 OFFICE EXPENSES 4877322 0 0 2356611 PROGRAM SUPPORT SERVICE 7190001 0 0 7371651 GENOME SEQUENCING 3406696 0 0 3314005 HONORARIUM EXPENSES 539658 0 0 448963 INSURANCE 688249 0 0 431500 SECURITY EXPENSE 1546118 0 0 1511837 GRANT RESEARCH SERVICES 1699817 0 0 5896022 CAPITAL LEASE AMORTIZATION EXPENSE 4540670 0 0 0 EXPENSE REIMBURSMENTS FOR GRANTEE 1902 0 0 716 Rebates 79929 0 0 Miscellaneous income 1126 1126 Real Estate Tax Recovery 65668 Royalty Income 73400 73400 Ordinary Income from Investments in Limited Partnerships 0 15715655 0 irc Section 965(A) Inclusion from pass-thru investments 42393 Unrelated Business Income Tax Refunds 791492 0 0 Unrelated Business Loss (Investment) reported on Form 990-T 0 1625831 0 Subpart F Income Inclusion 100681287 0 NET UNREALIZED GAIN ON INVESTMENT IN 0 100% OWNED SUBSIDIARY 327444764 DEFERRED EXCISE TAX LIABILITY 22190706 12048974 DEFERRED RENT LIABILITY 2852656 145487 CAPITAL LEASE LIABILITY 151135182 153410823 HUMAN RESOURCES CONSULTING 326835 0 0 340752 RECRUITING FEES 174970 0 0 171923 EMPLOYEE TRAINING/DEVELOPMENT 37942 0 0 27412 PAYROLL SERVICES 23067 0 0 20135 INVESTMENT MANAGEMENT FEES 30482 30482 0 0 AGENCY PLACEMENT FEES 269049 0 0 253299 MISCELLANEOUS CONSULTING 206277 0 0 211881 CURRENT & DEFERRED FEDERAL EXCISE TAX PROVISION 3886637 0 0 0 UNRELATED BUSINESS INCOME TAX 286569 0 0 0 FOREIGN TAXES 0 220469 0 0 Helicoid Investment limited C/O HAMILTON TRUST MGMT CO LTD PALM GROVE HOUSE ROAD TOWN TORTOLA, BVI CJ 990688931 NO TRANSFERS 0 Clinical Research Associates LLC 160 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10010 463285474 Grant to Support Charitable Mission 1660000 Foundation Associates LLC 160 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10010 463285543 Grant to Support Charitable Mission 1800000 3460000