2019-11-06T16:51:08-06:00 2019-06-30 BDO USA LLP 8401 GREENSBORO DRIVE 800 MCLEAN VA 22102 990 2018-07-01 522204473 The Golden LEAF Inc % BETH EDMONDSON GOLD 2524427474 301 N Winstead Avenue Rocky Mount NC 27804 EDWARD P LORD ACTING PRESIDENT 2524427474 2019-11-05 true Marc Berger P01871563 7038930600 4.15.233.162 54621820193105000007 2019-11-06 P 7786EE2CCB208287C6C340735A63E8801147EBFE 651D255A1A915A1FDEE8CC96D476D00223E3EE33 2018 2020-03-31 21:24:44Z EDWARD P LORD 301 N Winstead Avenue Rocky Mount NC 27804 114896928 false X www.goldenleaf.org X 1999 NC SEE PART III, LINE 1 15 15 17 0 998262 47744750 57739692 0 0 59171870 46616044 4776 7440 106921396 104363176 72977505 59453799 0 0 2126610 2067969 0 0 0 3568373 3382109 78672488 64903877 28248908 39459299 1129837199 1192806381 201052429 196863993 928784770 995942388 X GOLDEN LEAF'S MISSION IS TO INCREASE ECONOMIC OPPORTUNITY IN NORTH CAROLINA'S RURAL AND TOBACCO-DEPENDENT COMMUNITIES THROUGH LEADERSHIP IN GRANTSMAKING, COLLABORATION, INNOVATION, AND STEWARDSHIP AS AN INDEPENDENT AND PERPETUAL FOUNDATION. false false 60983066 59453799 The primary purpose for which this Corporation was formed is to promote the social welfare and lessen the burdens of government by receiving and distributing funds to be used to provide economic impact assistance to economically affected or tobacco-dependent regions of North Carolina. In accordance with the consent decree and final judgment in state of north Carolina V. Phillip Morris Incorporated, ET AL., 98 CVS 14377. Activities in which the corporation may engage in the state of North Carolina include, but are not limited to, the following: 1. Education Assistance- provision of funds for educational programs for tobacco farmers and other workers impacted or projected to be impacted by the decline in demand for and/or production of tobacco or tobacco products. 2. Job training and employment assistance - Provision of loans and grants, to be used for job training and other employment-related programs to organizations assisting tobacco farmers and other workers dependent on tobacco farming, production and sales to transition to other sources of income. 3. Scientific research - Provision of funding for scientific research to develop new uses for tobacco or for the development of alternative cash crops. 4. Economic hardship assistance - Provision of direct grants, loans and other assistance programs to alleviate economic hardship, poverty or need experienced by tobacco farmers, quota owners, their families and others as a result of decline in quota and/or production of tobacco or tobacco products. 5. Public works and industrial recruitment - Provision of grants and loans to local governments for upgrading utilities, transportation, and other public service infrastructure to attract new businesses or for more general economic development purposes. 6. Health and human services - Provision of funding for improved health care and other social services needed to maintain the stability of tobacco-dependent communities. 7. Community assistance - Provision of direct grants and loans to economically depressed and deteriorating tobacco-dependent communities to be used exclusively for public purposes. 60983066 true true false true false false false false false false false true false false false false true false false false true false false false false false false true false true false false false false false false false false false false false false false false false false false true 18 0 true 17 true true true true EI false false false false false false false false false false X 15 15 false false true false true true true true true false false true true true true true true true false false X BETH EDMONDSON 2524427474 301 N WINSTEAD AVE rocky mount NC 27804 X BO BIGGS DIRECTOR 3.0 0.0 X 1144 0 0 LAWRENCE DAVENPORT DIRECTOR 3.0 0.0 X 416 0 0 BARRY DODSON DIRECTOR 3.0 0.0 X 0 0 0 DON FLOW ASSISTANT SECRETARY 3.0 0.0 X X 0 0 0 JIM GARDNER DIRECTOR 3.0 0.0 X 936 0 0 TOMMY HESTER TREASURER 3.0 0.0 X X 1040 0 0 RANDY ISENHOWER CHAIR 15.0 0.0 X X 1248 0 0 CAROLYN JUSTICE VICE-CHAIR 3.0 0.0 X X 832 0 0 JOHNATHAN RHYNE DIRECTOR 3.0 0.0 X 416 0 0 LEE ROBERTS DIRECTOR 3.0 0.0 X 0 0 0 DAVID ROSE DIRECTOR 3.0 0.0 X 1040 0 0 THOMAS STITH SECRETARY 3.0 0.0 X X 1040 0 0 DAVID STOVER DIRECTOR 3.0 0.0 X 936 0 0 BOBBIE J RICHARDSON DIRECTOR 3.0 0.0 X 0 0 0 TOM TAFT DIRECTOR 3.0 0.0 X 0 0 0 JEROME VICK DIRECTOR 3.0 0.0 X 728 0 0 DAN GERLACH PRESIDENT 40.0 0.0 X 204627 0 42683 MARK SORRELLS SENIOR VICE PRESIDENT 40.0 0.0 X 191649 0 37432 EDWARD LORD VP PROGRAMS/STAFF ATTY 40.0 0.0 X 143181 0 35921 BETH EDMONDSON CONTROLLER 30.0 0.0 X 106440 0 27246 JONATHAN P BOYD DIRECTOR OF INVESTMENTS 40.0 0.0 X 102968 0 20693 758641 0 163975 5 false true false SILCHESTER INTERNATIONAL INVESTORS 780 THIRD AVENUE 42ND FLOOR NEW YORK NY 10017 Investment Mngmt 578546 DRZ 250 PARK AVENUE SOUTH SUITE 250 WINTER PARK FL 32789 Investment Mngmt 467341 WELLINGTON MANAGEMENT 280 Congress Street BOSTON MA 02110 Investment MGMT 445353 Prime Buchholz Associates Inc 25 Chestnut Street PORTSMOUTH NH 03801 Invest. Consulting 361901 Sit Investment Associates 80 S 8TH STREET MINNEAPOLIS MN 55402 INVESTMENT MNGMT 340419 9 57500000 239692 57739692 0 16891425 998262 15893163 0 0 0 0 0 40258371 10533752 29724619 29724619 29724619 0 0 0 0 0 0 0 0 0 OTHER INCOME 900099 7440 7440 7440 104363176 998262 45625222 59453799 59453799 0 0 0 1150089 765945 384144 0 0 606725 491810 114915 0 60215 42572 17643 0 141904 87075 54829 0 109036 74625 34411 0 0 151289 0 151289 0 70000 0 70000 0 0 0 2745563 0 2745563 0 26219 26219 46525 0 46525 0 35951 0 35951 0 70791 0 70791 0 0 86376 0 86376 0 46542 41021 5521 0 0 0 0 0 0 19225 0 19225 0 BOARD OF DIRECTORS EXPENSES 40293 40293 UNRELATED BUS. INCOME TAX 17476 17476 CAPITAL OUTLAYS 13327 13327 DUES AND MEMBERSHIPS 10061 10061 2471 2471 64903877 60983066 3920811 0 1238843 1187307 0 0 0 0 62674 4535924 0 0 0 0 136870 112230 0 0 111654 112906 0 0 396087112 416447598 732200046 770410416 0 0 0 0 0 0 1129837199 1192806381 185817 194338 200866612 196669655 0 0 0 0 0 0 0 0 0 0 0 0 0 0 201052429 196863993 X 0 0 0 0 928784770 995942388 928784770 995942388 1129837199 1192806381 X 39459299 13504476 14193843 X false true X true false X 513851 11212167 35389953 47744750 57739692 152600413 0 0 513851 11212167 35389953 47744750 57739692 152600413 0 152600413 8759107 8177230 9100450 13527254 16891425 56455466 0 9280 3332 4488 4776 7440 29316 209085195 0.72985 0.65896 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false false false false true 7172 false false 7172 false Lobbying Activity - Form 990, Schedule C, Part II-B, LIne 1G: These expenses represent salary and benefit costs for our president and director of programs/ government relations for time spent lobbying members of the NC general assembly related to legislation affecting Golden Leaf funding and educating legislators and their staff on the mission of the foundation and its work. ACADIAN GLOBAL MANAGED 57673838 F AG REALTY FND VII(TE)&FND VIII 3885947 F ARC IMPACT FUND 11551581 F AURORA VENTURES IV & V 3307126 F BEACON CPTL STRTEGIC PTRS V&VI 564217 F SWIFTCURRENT OFFSHORE, LTD. 26514955 F CANTILLON GLOBAL VALUE FUND 68729190 F CARLYLE VENTURE PARTNERS II,LP 1942602 F CAROUSEL CAPITAL PTRS III-V 14631441 F COLONY INVESTORS VIII, L.P 141400 F DENHAM COMMODITY PTRS FND V&VI 3993955 F ENCAP ENERGY CPTL FND/FLATROCK 26811189 F FARALLON CAPITAL INSTITUTIONAL 36861878 F FPA HAWKEYE FUND, LLC 36465640 F HARVEST MLP INCOME FUND II LLC 21648901 F HIGHLINE CAPITAL INTL, LTD 12579676 F KING STREET CAPITAL, LTD 29566484 F LEXINGTON CAPITAL PTRS V & LCP 1000414 F LONE CASCADE, L.P 36879691 F MATLIN PATTERSON GLOBAL OPP 1999544 F MATRIX CAPITAL MGMT FD (OFSHR) 42349338 F OCH-ZIFF REAL ESTATE FUND III 3219155 F OZ OVERSEAS FUND II, LTD 1511941 F Q-BLK PRIVATE CAPITAL II, L.P 2813516 F SHEPHERD INVESTMENTS INTL, LTD 499805 F SILCHESTER INTL VALUE EQUITY 78282616 F SYNERGY LIFE SCIENCE PTRS, L.P 861722 F REALTY ASSOC. FND VIII,IX & X 3652860 F TACONIC OPP. OFFSHORE FUND,LTD 36468252 F THOMAS H LEE EQUITY FUND VI,LP 837594 F TRUEBRIDGE CAPITAL PARTNERS V 919308 F VARDE CREDIT PARTNERS 30459681 F VARDE FUND IX, X, XI & XII 26721722 F WARBURG PINCUS X 7817935 F WELLINGTON ARCHIPELAGO 34109469 F WELLINGTON BAY POND 20483897 F WELLINGTON CTF EMERGING MARKET 44639314 F NUT TREE OFF SHORE FUND, LTD 36053389 F TRILANTIC CAPITAL PARTNERS VI 1959233 F 770410416 115122089 13504476 13504476 101617613 2745563 2745563 104363176 47964471 47964471 2745563 14193843 16939406 64903877 FORM 990, SCHEDULE D, PART XII, LINE 4B: CANCELLED GRANTS $14,193,843 Central America and the Caribbean Investments 253410369 Europe (Including Iceland and Greenland) Investments 68729190 North America Investments 54593367 376732926 376732926 true false false true true false true Town of Ayden PO Box 219 Ayden NC 28513 566001170 Gov't Entity 102000 SEE PART IV Bakersville Community Medical Clinic PO Box 27 Bakersville NC 28705 561084427 501(c)(3) 150000 See Part IV Town of Beaufort 701 Front St Beaufort NC 28570 566001173 Gov't Entity 67153 See Part IV County of Beaufort 121 West 3rd Street Washington NC 28573 566001521 Gov't Entity 296300 See Part IV Beaufort County Schools 321 Smaw Road Washington NC 27889 566000991 501(c)(3) 1235000 See Part IV County of Bertie PO Box 530 Windsor NC 27983 566000276 Gov't Entity 3801830 See Part IV Bethel AME Zion Church 255 Vass Rd Spring Lake NC 28390 561477764 501(c)(3) 44250 See Part IV Town of Bladenboro PO Box 455 411 Ivey Street Bladenboro NC 28320 561030186 Gov't Entity 55000 See Part IV Boys & Girls Club of the Tar River Region PO Box 1622 Rocky Mount NC 27803 560934910 501(c)(3) 110000 See Part IV Boys & Girls Homes of North Carolina Inc PO Box 127 400 Flemington Dr Lake Waccamaw NC 28450 581387871 501(c)(3) 142690 See Part IV Burke Partnership for Economic Development 2128 S Sterling St Suite 150 Morganton NC 28655 593762106 501(c)(3) 276000 See Part IV Caldwell Community College & Tech Institute 2855 Hickory Blvd Hudson NC 28638 560817481 Gov't Entity 152250 See Part IV Caldwell Memorial Hospital Foundation Inc PO Box 1890 Lenoir NC 28645 581935514 501(c)(3) 200000 See Part IV Cape Fear Community College Foundation Inc 411 North Front St Wilmington NC 28401 581308578 501(c)(3) 90814 See Part IV Carolina Small Business Development Fund 3128 Highwoods Boulevard Raleigh NC 27604 581903219 501(c)(3) 425000 See Part IV Carolinas Gateway Partnership 427 Falls Road Rocky Mount NC 27804 561931327 501(c)(3) 537500 See Part IV Carteret Community College Foundation Inc 3505 Arendell St Morehead City NC 28557 516089453 501(c)(3) 25850 See Part IV County of Caswell PO Box 98 144 Court Square Yanceyville NC 27379 566000283 Gov't Entity 200000 See Part IV Catawba Valley Community College Foundation Inc 2550 US Hwy 70 SE Hickory NC 28602 581598131 501(c)(3) 135000 See Part IV Center for Agri & Food Entrepreneurship 1461 Sand Hill Road Candler NC 28715 814593322 501(c)(3) 90000 See Part IV Center for Creative Leadership One Leadership Place Greensboro NC 27410 237079591 501(c)(3) 1800000 See Part IV Town of Cerro Gordo PO Box 26 Cerro Gordo NC 28430 561090005 Gov't Entity 195600 See Part IV Town of Chadbourn 602 N Brown Street Chadbourn NC 28431 566001198 Gov't Entity 225000 See Part IV Chatuge Regional Hospital Inc 110 S Main Street Hiawassee GA 30546 582513901 501(c)(3) 100000 See Part IV Chesapeake Regional Medical Center 736 Battlefield Blvd N Chesapeake VA 23320 237133975 Gov't Entity 100000 See Part IV Columbus County Hospital Foundation Inc 500 Jefferson St Whiteville NC 284728806 010673231 501(c)(3) 302450 See Part IV Core Sound Waterfowl Museum PO Box 556 1785 Island Road Harkers Island NC 28531 561776900 501(c)(3) 75000 See Part IV County of Currituck 153 Courthouse Road Suite 110 Currituck NC 27929 566000292 Gov't Entity 1000000 See Part IV Dare County Schools 3020 Wrightsville Ave PO Box 1508 Nags Head NC 27959 566001017 Gov't Entity 249728 See Part IV County of Duplin PO Box 910 224 Seminary Street Kenansville NC 28349 566000296 Gov't Entity 330000 See Part IV East Carolina University E 5th Street Greenville NC 27858 566000403 Gov't Entity 1030000 See Part IV Town of Edenton PO Box 300 Edenton NC 27932 566001216 Gov't Entity 187995 See Part IV Edenton Chowan Partnership 101 W Water Street Edenton NC 27932 561978763 501(c)(3) 65000 See Part IV City of Elizabeth City PO Box 347 Elizabeth City NC 27909 566000226 Gov't Entity 250000 See Part IV Elizabeth City Pasquotank Public Schools 1200 Halstead Blvd Elizabeth City NC 27909 560891512 Gov't Entity 545000 See Part IV Town of Elizabethtown PO Box 716 Elizabethtown NC 28337 566001217 Gov't Entity 547220 See Part IV ENCED African Methodist Epis Zion Church 3050 Berks Way Raleigh NC 27614 203232540 501(c)(3) 350683 See Part IV Town of Erwin 100 West F Street Erwin NC 28339 560890158 Gov't Entity 319000 See Part IV Essence of the Cross Ministries 2310 Appian Lane Box 571 Monroe NC 28110 550852499 501(c)(3) 13571 See Part IV Town of Fair Bluff PO Box 157 Fair Bluff NC 28439 566001222 Gov't Entity 400000 See Part IV Town of Fairmont PO Box 248 Fairmont NC 28340 566001223 Gov't Entity 450000 See Part IV Town of Faison PO Box 365 110 Northeast Center Street Faison NC 28341 566001224 Gov't Entity 42735 See Part IV Town of Farmville 3672 North Main Street Farmville NC 27828 566001225 Gov't Entity 102700 See Part IV City of Fayetteville 433 Hay Street Fayetteville NC 283015537 566001226 Gov't Entity 24200 See Part IV Fayetteville State University Foundation 1200 Murchison Road Fayetteville NC 28301 237029901 501(c)(3) 134200 See Part IV Flora Macdonald Educational Foundation 200 North College St Red Springs NC 28377 560798355 501(c)(3) 500000 See Part IV Friday Institute for Educational Innovation (NCSU) 1890 Main Campus Drive Raleigh NC 27606 566000756 Gov't Entity 165000 See Part IV Town of Fuquay-Varina 401 Old Honeycutt Rd FuquayVarina NC 27526 566001231 Gov't Entity 338400 See Part IV City of Goldsboro PO Drawer A Goldsboro NC 27530 566000228 Gov't Entity 961307 See Part IV Goshen Medical Center Inc 412 S West Center Street Faison NC 28341 561209062 501(c)(3) 200000 See Part IV Gtr Shekinah Glory Full Gospel Ministries 818 New Bridge St Jacksonville NC 28540 561912378 501(c)(3) 380000 See Part IV County of Greene 229 Kingold Blvd Snow Hill NC 28580 566000304 Gov't Entity 483000 See Part IV Greenville Utilities Commission (GUC) PO Box 1847 401 S Greene Street Greenville NC 27835 566000517 Gov't Entity 2000000 See Part IV Halifax Community College PO Drawer 809 100 College Drive Weldon NC 27890 560896018 Gov't Entity 712000 See Part IV Halifax County Schools 9525 Hwy 301 S Halifax NC 27839 566001042 Gov't Entity 200000 See Part IV City of Havelock PO Box 368 1 Governmental Ave Havelock NC 28532 566023932 Gov't Entity 177282 See Part IV Henderson Collegiate 1071 Old Epsom Rd Henderson NC 27536 264206516 501(c)(3) 200000 See Part IV Hertford County Public Schools 701 N Martin Street Winton NC 27986 566001048 501(c)(3) 203000 See Part IV City of Hickory PO Box 398 Hickory NC 28601 566001244 Gov't Entity 400000 See Part IV Hill's Chapel Missionary Baptist Church 401 East Jones St PO Box 244 Trenton NC 28585 371614030 501(c)(3) 50000 See Part IV Hope Restorations Inc PO Box 1656 Kinston NC 28501 474619038 501(c)(3) 75000 See Part IV The Hospice & Home Care Foundation of NC 3101 Industrial Drive Suite 204 Raleigh NC 27609 562127943 501(c)(3) 200000 See Part IV Johnston Community College Foundation Inc 245 College Road PO Box 2350 Smithfield NC 27577 581663605 501(c)(3) 200000 See Part IV County of Johnston PO Box 1049 207 East Johnston Street Smithfield NC 275773939 566000311 Gov't Entity 500000 See Part IV County of Jones 418 HWY 58 N Unit A Trenton NC 28585 566000312 Gov't Entity 80000 See Part IV Town of Lewiston Woodville 103 Church St LewistonWoodville NC 27849 561008971 Gov't Entity 200000 See Part IV Town of Liberty PO Box 1006 Liberty NC 27298 566001266 Gov't Entity 100000 See Part IV City of Lumberton PO Drawer 1388 Lumberton NC 283591388 566001274 Gov't Entity 768000 See Part IV Martin-Tyrrell-Washington Dist Health DEPT 198 NC Hwy 45 North Plymouth NC 27962 561066387 Gov't Entity 100000 See Part IV Mayland Community College 200 Mayland DR PO Box 547 Spruce Pine NC 287770547 560990134 Gov't Entity 81000 See Part IV Town of Maysville PO Box 869 404 Main St Maysville NC 28555 560946816 Gov't Entity 76983 See Part IV MCNC 3021 E Cornwallis Rd PO Box 12889 Durham NC 277092889 581406628 501(c)(3) 1327130 See Part IV Methodist University Inc 5400 Ramsey Street Fayetteville NC 28311 560657294 501(c)(3) 41820 See Part IV Mid-East Commission 1502 N Market St Suite A Washington NC 27889 560905636 Gov't Entity 641400 See Part IV Murphy Medical Center Inc 3990 E US Hwy 64 Alt Murphy NC 28906 561844262 501(c)(3) 100000 See Part IV Neuse Regional Water and Sewer Authority 2811 Barrus Road LaGrange NC 28551 562240257 Gov't Entity 1300000 See Part IV City of New Bern PO Box 1129 New Bern NC 285631129 566000235 Gov't Entity 230000 See Part IV The North Carolina A&T Real Estate FDN INC 1601 East Market St Greensboro NC 27411 566075899 501(c)(3) 150000 See Part IV North Carolina Community College System 5016 Mail Service Ctr Raleigh NC 27699 561288079 Gov't Entity 775000 See Part IV North Carolina Global Transpark Authority PO Box 1476 3800 Hwy 58 N Kinston NC 28503 561767291 Gov't Entity 300000 See Part IV NC School of Science & Mathematics FDN PO Box 2733 Durham NC 27715 561250756 501(c)(3) 465000 See Part IV NC State Education Assistance AuthoritY PO Box 13663 Research Tri Park NC 27709 566172047 Gov't Entity 2420500 See Part IV North Carolina State University 2701 Sullivan Drive Research Administration/SPARCS Raleigh NC 276957514 566000756 Gov't Entity 65000 See Part IV North Carolina's Eastern Economic Dev Corp 1020 Red Banks Road Suite 150 Greenville NC 27858 561995352 501(c)(3) 150000 See Part IV Town of North Topsail Beach 1000 Hwy 210 Sneads Ferry NC 28460 561692876 Gov't Entity 50020 See Part IV NE Academy for Aerospace & Advanced Tech PO Box 2889 Elizabeth City NC 27906 464978300 501(c)(3) 500000 See Part IV Town of Oakboro 109-A North Main Street Oakboro NC 28129 566001304 Gov't Entity 2500000 See Part IV Onslow Water & Sewer Authority 228 Georgetown Road Jacksonville NC 28540 412139765 Gov't Entity 1029500 See Part IV Town of Oriental PO Box 472 Oriental NC 28571 561092769 Gov't Entity 916406 See Part IV Our Community Hospital Inc PO Box 405 921 Junior High School Rd Scotland Neck NC 27874 560600035 501(c)(3) 148000 See Part IV Town of Parmele PO Box 98 Parmele NC 27861 561372511 Gov't Entity 288000 See Part IV Town of Pembroke PO Box 866 Pembroke NC 28372 560809922 Gov't Entity 200000 See Part IV Pender County Schools 925 Penderlea Hwy Burgaw NC 28425 566001599 Gov't Entity 190749 See Part IV County of Perquimans 128 N Church Street Hertford NC 27944 566000330 Gov't Entity 750000 See Part IV Pitt Community College PO Drawer 7007 Greenville NC 278357007 560793335 Gov't Entity 200000 See Part IV Town of Pollocksville PO Box 97 Pollocksville NC 285730097 561054547 Gov't Entity 248900 See Part IV Town of Princeton PO Box 67 Princeton NC 27569 566017367 Gov't Entity 555135 See Part IV City of Raeford 315 N Main Street Raeford NC 28376 566001313 Gov't Entity 893000 See Part IV Town of Red Springs PO Box 790 217 South Main Street Red Springs NC 28377 566001315 Gov't Entity 283507 See Part IV River City Community Development Corp 501 E Main Street Elizabeth City NC 27909 561709321 501(c)(3) 500000 See Part IV Roanoke Chowan Community Health Center Inc 120 Health Center Drive Ahoskie NC 27910 421638714 501(c)(3) 200000 SEE PART IV Roanoke-Chowan Community College 109 Community College Rd Ahoskie NC 27910 560891591 Gov't Entity 368200 SEE PART IV Rockingham County Schools 511 Harrington Highway Eden NC 27288 561813738 Gov't Entity 200000 SEE PART IV City of Rocky Mount PO Box 1180 Rocky Mount NC 278021180 566001323 Gov't Entity 128926 SEE PART IV Town of Rowland PO Box 127 Rowland NC 28383 566001325 Gov't Entity 12150 SEE PART IV Rural Economic Development Center Inc 4021 Carya Dr Raleigh NC 27610 561552375 501(c)(3) 11174203 SEE PART IV Town of Selma 114 North Raiford St Selma NC 27576 566001331 Gov't Entity 142000 SEE PART IV Southeast Education Alliance Foundation Inc PO Box 1116 Sneads Ferry NC 28460 471997713 501(c)(3) 150000 SEE PART IV City of Southport 1029 N Howe Street Southport NC 28461 566001338 Gov't Entity 151767 SEE PART IV St Cyprian's Epis Church Epis Diocese 604 Johnson St PO Box 809 New Bern NC 28563 560552784 501(c)(3) 143855 SEE PART IV St Philips Episcopal Church PO Box 10476 Southport NC 28461 561161559 501(c)(3) 56205 SEE PART IV St Stephen AME Zion Church 107 N 12th Street Morehead City NC 28557 561412979 501(c)(3) 180537 SEE PART IV ST STephen ChURCH of Christ 432 First Avenue PO Box 388 Trenton NC 28585 270110704 501(c)(3) 93500 SEE PART IV Town of Surf City 201 Community Center Dr Surf City NC 28445 560768870 Gov't Entity 415000 SEE PART IV Tabernacle Baptist Church PO Box 1510 New Bern NC 28563 560769901 501(c)(3) 21309 SEE PART IV Town of Tabor City PO Drawer 655 301 Fifth Street Tabor City NC 28463 566001349 Gov't Entity 221125 SEE PART IV Thomasville City Schools 400 Turner Street Thomasville NC 27360 566001120 Gov't Entity 200000 SEE PART IV Town of Trenton PO Box 399 Trenton NC 285850399 560884709 Gov't Entity 75000 SEE PART IV Trenton Volunteer Fire Department Inc 105 S Cherry Street PO Box 309 Trenton NC 28585 900685201 501(c)(3) 500000 SEE PART IV Triangle ResIDENT Opt for Substance Abusers 1820 James Street Durham NC 27707 561861158 501(c)(3) 200000 SEE PART IV United Worship Center Church of New Bern 907 Main Street PO Box 12811 New Bern NC 28561 562120411 501(c)(3) 76104 SEE PART IV Vance-Granville Community College 200 Comm College Rd Henderson NC 27536 560937968 Gov't Entity 160000 SEE PART IV County of Wayne 224 E Walnut St POBox 227 Goldsboro NC 275330227 566001520 Gov't Entity 519883 SEE PART IV Wayne County Development Alliance Inc 309 E Chestnut Street Goldsboro NC 27530 205132258 501(c)(3) 220539 SEE PART IV Western Piedmont Council of Governments PO Box 9026 Hickory NC 28603 560955853 Gov't Entity 96800 SEE PART IV Town of Windsor PO Box 508 Windsor NC 27983 566001375 Gov't Entity 197165 SEE PART IV 126 GRANTS MONITORING - FORM 990, SCHEDULE I, LINE 2: APPLICANTS THAT RECEIVE AWARDS FROM THE BOARD ARE REQUIRED TO SIGN A GRANTEE ACKNOWLEDGEMENT & AGREEMENT, WHICH STATES GUIDELINES AND CONDITIONS FOR A GRANT. GRANTEES MUST ALSO ATTEND A GRANTS MANAGEMENT TRAINING SESSION, UNLESS WAIVED BY THE SENIOR VICE PRESIDENT OR PRESIDENT OF THE FOUNDATION FOR GOOD CAUSE. GOOD CAUSE INCLUDES, FOR EXAMPLE, THE GRANTEE HAS PREVIOUSLY SUCCESSFULLY MANAGED A GRANT FROM THE FOUNDATION. THE GRANTEE ACKNOWLEDGEMENT & AGREEMENT MAY CONTAIN CONDITIONS THAT MUST BE SATISFIED BEFORE FUNDS WILL BE RELEASED. THESE CONDITIONS, ALONG WITH REQUIREMENTS FOR INTERIM AND FINAL REPORTS, ARE ENTERED IN A DATABASE. ONCE THE FOUNDATION RECEIVES THE SIGNED GRANTEE ACKNOWLEDGEMENT & AGREEMENT, EVIDENCE THAT PRECONDITIONS HAVE BEEN MET, AND A WRITTEN REQUEST FOR PAYMENT, THE APPLICANT IS ELIGIBLE TO RECEIVE AN INITIAL DISBURSEMENT. GRANTEES MAY RECEIVE ADVANCES IN INCREMENTS OF UP TO 20% OF THE GRANT AWARD OR REIMBURSEMENTS OF UP TO 80% OF THE GRANT AWARD OR A COMBINATION OF ADVANCES AND REIMBURSEMENTS WITHIN THOSE RESPECTIVE LIMITS. A SUM EQUAL TO 20% OF THE TOTAL AMOUNT OF THE GRANT IS RETAINED BY THE FOUNDATION UNTIL COMPLETION OF THE GRANTEE'S OBLIGATIONS UNDER THE GRANT, INCLUDING THE SUBMISSION TO THE FOUNDATION OF A FINAL REPORT ON THE FUNDED PROJECT AND SATISFACTION OF ANY REMAINING CONDITIONS TO RELEASE OF FUNDS. THE PRESIDENT OF THE FOUNDATION HAS THE AUTHORITY TO MODIFY THIS RELEASE SCHEDULE. GRANTEES MAY USE FUNDS ONLY FOR ITEMS IDENTIFIED IN THE PROJECT'S APPROVED BUDGET. SHOULD THE GRANTEE SEEK TO SPEND FUNDS ON A ITEM NOT INCLUDED IN THE BUDGET OR IN AN AMOUNT IN EXCESS OF THE APPROVED BUDGET AMOUNT, THE GRANTEE MUST RECEIVE APPROVAL OF A BUDGET MODIFICATION. IN NO EVENT MAY A GRANTEE SPEND GOLDEN LEAF FUNDS IN EXCESS OF THE AMOUNT AWARDED BY THE GOLDEN LEAF BOARD. GRANTEES MUST SUBMIT INTERIM REPORTS IN SIX MONTH INCREMENTS BEGINNING SIX MONTHS AFTER THE AWARD DATE AND A FINAL REPORT WITHIN 60 DAYS AFTER COMPLETION OF THE PROJECT, THOUGH THIS SCHEDULE MAY BE ADJUSTED IF APPROPRIATE FOR A PROJECT. IN SOME CASES, GRANTEES ARE ALSO REQUIRED TO SUBMIT REPORTS AFTER THE CONCLUSION OF THE PROJECT TO DOCUMENT ONGOING ACTIVITIES AND OUTCOMES. THE REPORTS INCLUDE INFORMATION REGARDING THE WORK ACCOMPLISHED COMPARED TO AN APPROVED LIST OF ACTIVITIES, REPORTED OUTCOMES OF THE PROJECT COMPARED TO APPROVED PROJECTED OUTCOMES, AND EXPENDITURE REPORTS. USING A SAMPLING PROCESS, THE FOUNDATION VERIFIES REPORTED ACTIVITIES, OUTCOMES, AND EXPENDITURES BY REVIEWING SUPPORTING DOCUMENTATION. FOUNDATION STAFF ALSO CONDUCTS SITE VISITS FOR SOME OF THE PROJECTS. THE GRANT MONITORING PROCESS IS RISK ADJUSTED, WITH SOME GRANTEES, SUCH AS THOSE WITH LESS GRANTS MANAGEMENT EXPERIENCE AND CAPACITY, RECEIVING MORE INTENSIVE MONITORING. Schedule I, Part II, Column h, Purpose of grant or assistance: 1 Martin Luther King Jr. Boulevard Drainage Repair 2 Bakersville and Celo Clinic Renovations 3 Utility Boom Truck Replacement 4 Northside Water System District IV/V Backup Generators 5 Beaufort County SEA Academy 6 Bertie County Public Library, Cooperative Extension Joint Use Facility & Community Meeting Room 7 Hurricane Florence Recovery Program/Bethel AME Zion Church 8 Bladenboro Police Department Back-up Generator 9 Williford Education Revitalization Program (WERP) 10 Rural Child Victim - Advocacy and Support Therapy Program (RCV-AST) 11 JP3 (Jackson Corrugated, LLC.) 12 Bridging the Gap: A Centralized Advanced Manufacturing Center 13 Comprehensive Behavioral Health Program 14 Production Technician Training 15 Hurricane Florence Recovery Loan Program 16 Kingsboro Mega-Site Infrastructure (A CSX Select Site) 17 Marine Science and Technology (MaST) Early College High School 18 Caswell Enterprise Center - On the Square 19 K-64 Connecting Business to Talent 20 Strengthening Support for NC Food Entrepreneurs 21 Golden LEAF Scholars Leadership Program, 2019-2020 22 Cerro Gordo Well #2 Rehabilitation 23 Stormwater Evaluation Report 24 Hayesville Family Practice 25 Internal Medicine of Elizabeth City Expansion 26 CRHS Emergency Water Backup System 27 Mitigation Roofing System for Core Sound Waterfowl Museum at Harkers Island 28 Currituck Station Wastewater Treatment Plant Expansion 29 Future Ready through InnoVision and InnoVation 30 Medic 3 Relocation 31 Rural Innovations Strengthening Eastern-29 Counties Program (RISE- 29) 32 Videotaping and Cleaning of Sanitary Sewer Lines and Manholes 33 Infrastructure Improvements to Airport Industrial Park Phase II & Midway Drive Marine Park 34 "Oxford Height Bridge Replacement/Relocation Project" 35 ECPPS Go STEM/+ 36 Greene's Lake & Conservation Park Dam Stabilization 37 Hurricane Florence Recovery 38 Maye Street Culvert Replacement 39 Church Repairs for Community Service 40 Fair Bluff Apartments - Rough/Ready Road 41 WWTR Access Road & Generator Improvements 42 Emergency Preparedness for the Town of Faison 43 Jones Street Storm Drainage Improvements 44 Shoreline Drive 45 Fayetteville State University - School of Nursing 46 Flora Macdonald Campus Restoration Project 47 Phase V: Leadership Supports for Digital Learning Initiatives & STEM Initiative Redesign 48 Mineral Spring Park Streambank Stabilization 49 Hurricane Matthew Infrastructure Recovery 50 Duplin County M.D. Residency Training 51 Shekinah Restore 52 Water System Backup Generators & Law Enforcement Center Generator Relocation 53 Indigreen Park and Project Holy Grail Utility Infrastructure 54 Community Education Centers in Halifax County & Nursing-Recruit and Retain: Getting Ready for Next Generation NCLEX 55 HCS STEM Program 56 McCotter Canal Stabilization 57 Tighter Teaching through Tech 58 Middle School STEM - Curriculum and Careers Connected 59 Project Cure 60 Rebuild Hill's Chapel Missionary Baptist Church 61 Rebuilding East Kinston 62 Address Serious RN Shortages in Home Health and Hospice in NC 63 Specialty Care Training: Accelerated Entry into Nursing Practice 64 Heidi Water and Sewer Infrastructure Improvement Project 65 Trent River/Chinquapin Branch Waterline Damage Replacement 66 Workforce & Education Vitality Center 67 Liberty Damage Study Project 68 Lumberton Jaycee Hut Reconstruction Project 69 MTW Behavioral Health Clinic 70 Mitchell County High School Computer Numeric Control (CNC) Machining Lab Build-Out Project 71 Maysville Equipment Replacement 72 Southeast NC Ag & Rural Connectivity Accelerator 73 Infrastructure Repair - Emergency Ravine & Bridge Stabilization 74 RAMP East (Regional Advanced Manufacturing Pipeline) 75 Project RED 76 Raw Water Intake Modifications 77 Hurricane Florence-Related Street Repair 78 College of Agriculture & Environmental Science Industrial Hemp Pilot Program 79 North Carolina Community College -- Two-Year Scholarships 80 Jetstream 81 Enabling Prosperity and Connectivity 82 Golden LEAF Scholars Program 83 Management of Guava Root-Knot Nematode in North Carolina AgricuLture 84 Northeast Regional Educator Professional Development Series 85 Engineering Design and Repair of Damaged Town Park 86 Scaling NEAAAT 87 Project Blue Sky Public Infrastructure Improvement 88 Northwest Regional Water Reclamation Facility (NWRWRF) - Electrical Building Rehabilitation & Hazard Mitigation Project 89 Whittaker Pointe Restoration Project 90 OCH-BHR Renovations 91 North Main Street Sewer Repair & Maintenance Garage Replacement 92 Prospect Road Sewer Upgrades 93 Mechatronics A Classroom to Career Pathway 94 Phase 1 Inland Basin Construction 95 Expanding Educational and Career Opportunities for the Citizens of Eastern North Carolina by Equipping Nursing and Allied Health Labs with State-of-the-Art Medical Equipment and Associated Technology 96 Hurricane Florence Sanitary Sewer Improvements 97 Princeton Business Improvement District Drainage Study, Repair, & ReplacEment 98 City of Raeford - South Main Street and Southern Avenue Stormwater Improvements 99 Red Springs Water System Back-up Power Generation 100 Northeast NC Trades Training Center 101 Woodland Primary Care Expansion 102 Universal Technical Training Center 103 Rockingham County Schools -- Reidsville High School Manual Machining Program 104 Parkers Canal Drainage Improvement Project 105 Hurricane Florence Small Business Recovery Fund 106 Regional Leadership and Capacity Building Program, Hurricane Florence Rapid Recovery Loan Program & HURRICANE FLORENCE SMALL BUSINESS RECOVERY FUND 107 COMPREHENSIVE INFLOW AND INFILTRATION STUDY 108 SEA-ACT (Southeast Education Alliance (SEA)-Alternative Certification for Teachers (ACT)) 109 Southport City Boat Dock Renovation 110 St. Cyprian's Episcopal Church Hurricane Florence Restoration 111 Restoration and Repair of St. Philips Chapel of the Cross, Circa 1843 112 Restoration of St. Stephen AME Zion Church 113 Restoration of St. Stephen Church of Christ, Disciples of Christ 114 Replacement Town Hall 115 Nelva R Albury Park Repairs & Hurricane Florence Relief 116 Flood & Drainage Improvements Town of Tabor City 117 Academy of Advanced Manufacturing and Design Innovation 118 Wastewater Treatment Plant Improvements 119 Trenton Volunteer Fire Department Station Replacement 120 Vocational Training Equipment for TROSA Triad 121 United Worship Center Restoration 122 Welding Technology Advanced Skills Upgrade Initiative 123 Wayne County Executive Jetport Corporate Area Expansion - Waterline Improvements & EMS Station 1 Replacement - Seven Springs, Sewer Lift Station Genoa 124 Seven Springs Community Volunteer Fire Department Station Replacement 125 Filling the Gap (FTG) in the West! 126 Windsor Rescue Pump Station Improvements X true true X X X X false false false false false false false false false DAN GERLACH PRESIDENT 204627 0 0 0 0 0 21349 0 21334 0 247310 0 0 0 MARK SORRELLS SENIOR VICE PRESIDENT 191649 0 0 0 0 0 20136 0 17296 0 229081 0 0 0 EDWARD LORD VP PROGRAMS/STAFF ATTY 143181 0 0 0 0 0 14765 0 21156 0 179102 0 0 0 OTHER COMPENSATION - FORM 990, SCHEDULE J, PART I, LINE 1A: Rotary Club Dues paid for president WRITTEN POLICY - FORM 990, SCHEDULE J, PART I, LINE 1B: Payment of dues approved by board of directors SIGNIFICANT CHANGES TO GOVERNING DOCUMENTS- 990, PART VI, LINE 4: THE FOUNDATION CHANGED ITS BYLAWS. APPROVAL OF GOVERNING BODY DECiSIONS- 990, PART VI, LINE 6, 7A, 7B: The foundation is governed by a board of directors comprised of fifteen directors. Five directors are appointed by the governor of the state of north carolina. Five directors are appointed by the president pro tempore of the north carolina senate. five directors are appointed by the speaker of the north carolina house of representatives. DISPOSAL OF ASSETS - FORM 990, PART VI, LINE 7B: THE FOUNDATION MAY NOT DISPOSE OF ASSETS PURSUANT TO THE PROVISIONS OF SECTION 55A-12-02 OF THE NORTH CAROLINA GENERAL STATUTES WITHOUT THE APPROVAL OF THE NORTH CAROLINA GENERAL ASSEMBLY. THE FOUNDATION MAY NOT AMEND ITS ARTICLES OF INCORPORATION WITHOUT THE APPROVAL OF THE NORTH CAROLINA GENERAL ASSEMBLY. FORM 990 REVIEW PROCESS - FORM 990, PART VI, LINE 11B: A copy of Form 990 was provided to each member of the foundation's board of directors. The audit committee of the board reviewed the Form 990 and, prior to its filing, recommended approval to the full board. CONFLICTS OF INTEREST - FORM 990, PART VI, LINE 12C: The foundation'S board of directors and committees meet approximately six times per year. At each such meeting, or group of meetings, directors are asked to confirm their disclosure or make any new disclosures. When a director discloses an interest in a proposed transaction, the director Does not participate in the discussion concerning, or the vote upon, the proposed transaction. DETERMINING COMPENSATION - FORM 990, PART VI, LINE 15: THE PERSONNEL COMMITTEE OF THE BOARD OF DIRECTORS REVIEWED SALARY AND BENEFIT INFORMATION FOR POSITIONS COMPARABLE TO THE PRESIDENT AT OTHER NORTH CAROLINA FOUNDATIONS AND ENDOWMENTS AND REVIEWED THE RESULTS OF A SALARY STUDY OF NONPROFIT SALARIES PRIOR TO MAKING A RECOMMENDATION TO THE BOARD REGARDING THE PRESIDENT'S SALARY AND BENEFITS. THE BOARD APPROVED THE SALARY AND BENEFITS OF THE PRESIDENT. AVAILABILITY OF OTHER DOCUMENTS - FORM 990, PART VI, LINE 19: The organization makes its governing documents and conflict of interest policy available upon request. The financial statements are made available on the organization's website and upon request. CHANGES IN NET ASSETS - FORM 990, PART XI, LINE 9: CANCELLED GRANTS $14,193,843 OVERSIGHT/SELECTION PROCESS - FORM 990, PART XII, LINE 2C: The process has not changed from the prior year.