2019-08-14T09:14:49-05:00 2018-09-30 133791592 PERELSON WEINER LLP 299 PARK AVENUE 2ND FLOOR NEW YORK NY 101710002 990 2017-10-01 810884172 FELLOWSHIPS AT AUSCHWITZ FOR THE STUDY OF PROFESSIONAL ETHICSINCFASPE INC FELL 6465712200 404 FIFTH AVENUE THIRD FLOOR NEW YORK NY 10018 DAVID GOLDMAN CHAIRMAN/PRES/DIRECTOR 6465712200 2019-08-14 1 SANDY CHAN P01286568 2126053100 2019-08-13 38.121.162.130 2019-08-14 10:14:36 ED P BBC3AF1BBAA9BB9F903575B5FE343E193814B33C 48C591E4254E1855BD320509A9BEC36963E7BEFF 2017 2020-03-31 21:24:44Z X DAVID GOLDMAN 404 FIFTH AVENUE THIRD FLOOR NEW YORK NY 10018 1124617 0 X WWW.FASPE-ETHICS.ORG X 2015 NY FASPE INC. CHALLENGES GRADUATE STUDENTS AND FUTURE LEADERS TO RECOGNIZE AND CONFRONT THEIR ETHICAL RESPONSIBILITIES AS PROFESSIONALS BY ANALYZING THE DECISIONS AND ACTIONS OF NAZI-ERA PROFESSIONALS. 17 17 7 0 0 0 1310865 456840 61500 0 4277 20978 592623 379082 1969265 856900 0 0 0 0 235110 307776 0 0 142380 737423 619327 972533 927103 996732 -70203 1098544 1052514 84547 89082 1013997 963432 FASPE INC. CHALLENGES GRADUATE STUDENTS AND FUTURE LEADERS TO RECOGNIZE AND CONFRONT THEIR ETHICAL RESPONSIBILITIES AS PROFESSIONALS BY ANALYZING THE DECISIONS AND ACTIONS OF NAZI-ERA PROFESSIONALS. 0 0 693062 0 THE CENTRAL ACTIVITY WAS A SET OF FELLOWSHIP PROGRAMS, EACH OF WHICH FOCUSED ON A SPECIFIC PROFESSION: BUSINESS, CLERGY, JOURNALISM, LAW, AND MEDICINE. FASPE INC. ALSO CONDUCTED A NUMBER OF CONTINUING LEGAL EDUCATION (CLE) CLASSES ENTITLED "LEARNING FROM THE PAST: USING THE HOLOCAUST TO STUDY CONTEMPORARY LEGAL ETHICS." FASPE INC. CONDUCTED CORPORATE TRAINING PROGRAMS TO ENCOURAGE INDIVIDUAL PARTICIPANTS TO BE INVESTED IN THE ETHICAL AND CULTURAL DIRECTION OF THEIR ORGANIZATION. FASPE INC. ALSO HAS A WEEK-LONG INTENSIVE PROGRAM, WHICH IS CALLED ETHICS ABROAD, FOR ESTABLISHED PROFESSIONALS AND OTHERS WHO ARE INTERESTED IN ENGAGING IN FASPE INC.'S APPROACH TO PROFESSIONAL ETHICS AND HISTORY. 693062 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 16 0 1 7 1 0 0 0 0 0 1 1 0 0 X 17 17 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 NY X THE ORGANIZATION 6465712200 404 FIFTH AVENUE 3RD FLOOR NEW YORK NY 10018 X DAVID GOLDMAN CHAIRMAN/PRESIDENT/DIRECTOR 30.00 X X 0 0 0 FREDERICK MARINO SECRETARY/TREASURER/DIRECT 5.00 X X 0 0 0 ANDREW EDER DIRECTOR 1.00 X 0 0 0 DR NANCY R ANGOFF DIRECTOR 0.50 X 0 0 0 DEBBIE BISNO DIRECTOR 0.00 X 0 0 0 RONALD G CASTY DIRECTOR 0.00 X 0 0 0 MARTIN FISCHER DIRECTOR 0.00 X 0 0 0 CAROL GOLDMAN DIRECTOR 0.00 X 0 0 0 BILL GRUESKIN DIRECTOR 0.00 X 0 0 0 JANA JETT LOEB DIRECTOR 0.00 X 0 0 0 DAVID G MARWELL DIRECTOR 0.00 X 0 0 0 PETER J SACRIPANTI DIRECTOR 0.00 X 0 0 0 SYLVIA SAFER DIRECTOR 0.00 X 0 0 0 HUGO SANTILLAN DIRECTOR 0.00 X 0 0 0 DR ISAAC HERSCHKOPF DIRECTOR 0.00 X 0 0 0 PHILIP PERCIVAL DIRECTOR 0.00 X 0 0 0 DAVID L TAUB DIRECTOR 0.00 X 0 0 0 0 0 0 0 0 0 0 0 456840 456840 18757 18757 173411 171190 2221 2221 2221 475609 96527 379082 379082 856900 0 0 400060 253995 180270 21918 51807 2931 2080 253 598 28102 19945 2425 5732 22748 16145 1963 4640 21765 21765 52325 28125 24200 2923 1074 1849 15471 9533 2126 3812 14008 5045 4408 4555 37221 26417 3212 7592 270474 270474 13686 13155 123 408 2272 1613 196 463 HONORARIA 66800 66800 PROGRAM MANAGEMENT & DE 58234 8750 49484 ALUMNI NETWORK 36645 36645 BANK AND CREDIT CARD PR 15036 4943 10093 12467 6991 2280 3196 927103 693062 91661 142380 456320 54786 36493 0 77211 83349 521746 907605 6774 6774 1098544 1052514 63547 40107 21000 48975 84547 89082 X 1013997 963432 1013997 963432 1098544 1052514 -70203 19638 0 X X 0 1 X 0 0 X 126000 1310865 456840 1893705 126000 1310865 456840 1893705 1170655 723050 4277 18757 23034 1916739 1129732 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 X 876540 19640 19640 856900 0 856900 927103 0 927103 0 927103 PART X, LINE 2: FASPE INC. WAS INCORPORATED IN THE STATE OF NEW YORK AND IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE ("CODE"), AND THEREFORE, HAS MADE NO PROVISION FOR INCOME TAXES IN THE ACCOMPANYING FINANCIAL STATEMENTS. FASPE INC. HAS BEEN DETERMINED BY THE INTERNAL REVENUE SERVICE ("IRS") NOT TO BE A "PRIVATE FOUNDATION" WITHIN THE MEANING OF SECTION 509(A) OF THE CODE. THERE WAS NO UNRELATED BUSINESS INCOME EARNED DURING FISCAL YEAR ENDED SEPTEMBER 30, 2018. FASPE INC. FOLLOWS THE PROVISIONS OF FASB ASC 740 "INCOME TAXES." FASPE INC. HAS ANALYZED ITS TAX FILING POSITIONS AND CONCLUDED IT HAS NO UNCERTAIN TAX POSITION. ACCORDINGLY, AN ACCRUAL OF LIABILITY FOR UNRECOGNIZED TAX BENEFITS IS DEEMED NOT NECESSARY. FASPE INC. HAS FILED IRS FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, AS REQUIRED, AND ALL OTHER APPLICABLE RETURNS IN JURISDICTIONS WHERE SO REQUIRED. DURING THE FISCAL YEARS ENDED SEPTEMBER 30, 2018 AND 2017,THERE WERE NO INTEREST OR PENALTY RECORDED OR INCLUDED IN THE STATEMENT OF ACTIVITIES. FASPE INC. IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. THE IRS FORM 990 FOR THE FISCAL YEARS ENDED SEPTEMBER 30, 2016 (INITIAL YEAR), 2017 AND 2018 ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE, GENERALLY FOR THREE YEARS AFTER THEY WERE FILED. 1 EUROPE (INCLUDING ICELAND & GREENLAND) 0 1 PROGRAM SERVICES FASPE INC. OFFERS FULLY PAID FELLOWSHIPS TO STUDY PROFESSIONAL ETHICS USING HOLOCAUST SITES IN GERMANY AND POLAND AS EXAMPLES OF THE ETHICAL LAPSES OF A SOCIETY AT LARGE. THE FELLOWSHIPS ARE CONDUCTED VIA GROUP TOURS. THE PAYMENT WAS RELATED TO SERVICES PROVIDED BY THE PROGRAM DIRECTOR WHO OVERSAW AND COORDINATED THE ACADEMIC PROGRAM. 30360 0 1 0 0 0 1 30360 0 30360 FASPE INC. OFFERS FULLY PAID FELLOWSHIPS TO STUDY PROFESSIONAL ETHICS USING HOLOCAUST SITES IN GERMANY AND POLAND AS EXAMPLES OF THE ETHICAL LAPSES OF A SOCIETY AT LARGE. THE FELLOWSHIPS ARE CONDUCTED VIA GROUP TOURS. THE PAYMENT WAS RELATED TO SERVICES PROVIDED BY THE PROGRAM DIRECTOR WHO OVERSAW AND COORDINATED THE ACADEMIC PROGRAM. EUROPE (INCLUDING ICELAND & GREENLAND) 1 30360 CHECK/WIRE CASH 0 0 0 0 0 0 FASPE INC. GALA 475609 475609 96527 475609 475609 96527 96527 379082 FORM 990, PART VI, SECTION A, LINE 2 THE FOLLOWING DIRECTORS HAVE FAMILY RELATIONSHIPS: - DAVID GOLDMAN AND DEBBIE BISNO - DAVID GOLDMAN AND CAROL GOLDMAN FORM 990, PART VI, SECTION B, LINE 11B A DRAFT FORM 990 IS INITIALLY REVIEWED BY THE FINANCE COMMITTEE. THE FINAL FORM 990 IS APPROVED BEFORE FILING WITH THE TAX AUTHORITY. A COMPLETE COPY OF THE FORM 990 IS DISTRIBUTED TO THE BOARD MEMBERS FOR REVIEW AT THE BOARD MEETING. FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR, PRINCIPAL OFFICER, AND MEMBER OF A COMMITTEE ANNUALLY AFFIRMS THAT HE/SHE RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY AND THAT HE/SHE IS IN COMPLIANCE WITH IT. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THE BOARD MEMBERS ASSUME RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT.