2019-11-15T10:10:01-06:00 2018-12-31 420714325 RSM US LLP 9801 WASHINGTONIAN BLVD STE 500 GAITHERSBURG MD 20878 990 2018-01-01 208530747 RESULTS FOR DEVELOPMENT INSTITUTE INC RESU 2027960130 1111 19TH STREET NW NO 700 WASHINGTON DC 20036 GINA LAGOMARSINO PRESIDENT/CEO 2027960130 2019-11-14 1 WILLIAM E TURCO CPA P00369217 3012963600 66.98.98.134 2019-11-14 18:33:32 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 00BFBB601F26E6691F3C42FDB75EEBE807206D5E 2018 2020-04-17 16:48:07Z R4D GINA LAGOMARSINO 1111 19TH STREET NW NO 700 WASHINGTON DC 20036 19263393 0 X WWW.R4D.ORG X 2007 DC WE WORK WITH CHANGE AGENTS AROUND THE GLOBE TO CREATE SELF-SUSTAINING SYSTEMS THAT SUPPORT HEALTHY, EDUCATED PEOPLE. 14 13 187 16 0 64556 29324861 17015466 3390728 2101888 14548 -11107 72496 142739 32802633 19248986 3310260 2880856 0 0 14508090 15026981 0 0 65989 8940846 8524675 26759196 26432512 6043437 -7183526 35454024 27992228 5379782 5085178 30074242 22907050 X WE WORK WITH CHANGE AGENTS AROUND THE GLOBE TO CREATE SELF-SUSTAINING SYSTEMS THAT SUPPORT HEALTHY, EDUCATED PEOPLE. 0 0 11764687 1852273 728282 HEALTH:RESULTS FOR DEVELOPMENT (R4D) PROVIDES EVIDENCE, ADVICE, SUPPORT AND CONNECTIONS TO CHANGE AGENTS AS THEY DRIVE THE PROGRESS NEEDED TO DELIVER HIGH-QUALITY, AFFORDABLE HEALTH SERVICES FOR ALL. R4D WORKS WITH CHANGE AGENTS WHO WANT TO ADVANCE THEIR HEALTH-RELATED GOALS SUCH AS ACHIEVING UNIVERSAL HEALTH COVERAGE (UHC), HEALTH FINANCING, STRENGTHENING PRIMARY HEALTH CARE AND ENDING PREVENTABLE CHILD AND MATERNAL DEATHS BUT WHO ARE UNSURE HOW BEST TO DO THIS. WE HELP THEM DESIGN AND IMPLEMENT REFORMS THAT DRAW ON GLOBAL EXPERIENCE ADAPTED TO LOCAL CONTEXTS. PLEASE SEE R4D.ORG FOR MORE INFORMATION. 7442840 1028583 200161 INTEGRATED STRATEGIES:RESULTS FOR DEVELOPMENT LEVERAGES CROSS-CUTTING STRATEGIES IN HEALTH, EDUCATION, AND NUTRITION TO BRIDGE THE GAPS IN THE VARIOUS SECTORS. USING STRATEGIES SUCH AS ACCOUNTABILITY & CITIZEN ENGAGEMENT, COLLABORATIVE LEARNING, DATA FOR DECISION-MAKING, EVALUATION & ADAPTIVE LEARNING, PUBLIC-PRIVATE ENGAGEMENT, SCALING INNOVATIONS, MARKET SHAPING, AND SUSTAINABLE FINANCING HARNESSES THE POWER OF CHANGE AGENTS TO AFFECT FINANCING SOLUTIONS, EDUCATION SYSTEMS, HEALTH SYSTEMS, AND NUTRITION TARGETS AND TO STRIVE FOR FULLY INTEGRATED SYSTEMS. PLEASE SEE R4D.ORG FOR MORE INFORMATION. 1143809 207625 NUTRITION:RESULTS FOR DEVELOPMENT WORKS AT THE GLOBAL AND COUNTRY LEVEL TO HELP CHANGE AGENTS FINANCE AND MEET AMBITIOUS NUTRITION TARGETS. WE WORK IN THE AREAS OF NUTRITION FINANCING, NUTRITION INNOVATIONS, DATA FOR DECISION MAKING IN NUTRITION, FOOD SYSTEMS AND MARKET SHAPING, SUPPORT TO KEY CHANGE AGENTS DRIVING GLOBAL, REGIONAL OR NATIONAL EFFORTS TO TACKLE MALNUTRITION. PLEASE SEE R4D.ORG FOR MORE INFORMATION. 806720 965820 EDUCATION:AT RESULTS FOR DEVELOPMENT, WE FOCUS ON ENSURING THAT CHANGE AGENTS HAVE THE RESOURCES, INSIGHTS AND CONNECTIONS THEY NEED TO IMPROVE LEARNING AND ENSURE THAT ALL CHILDREN HAVE THE OPPORTUNITY TO THRIVE AND SUCCEED. WORKING SIDE BY SIDE WITH PROGRAMMATIC AND FUNDING PARTNERS WHO SHARE OUR VALUES AND PRINCIPLES, WE AIM TO STRENGTHEN EDUCATION SYSTEMS SO THAT THEY SERVE ALL CHILDREN AT ALL STAGES FROM EARLY CHILDHOOD DEVELOPMENT TO PRIMARY AND SECONDARY SCHOOL LEARNING, TO ENSURING THAT ADOLESCENTS AND YOUNG ADULTS HAVE THE SKILLS THEY NEED TO FIND WORK AND SUCCEED IN LIFE. PLEASE SEE R4D.ORG FOR MORE INFORMATION. 806720 965820 21158056 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 62 0 1 187 1 1 1 1 TZ ET NI 0 0 0 0 0 0 0 0 0 0 X 14 13 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 DC X DEBRA SOTELO CHIEF FINANCIAL OFFICER 2027960130 1111 19TH STREET NW NO 700 WASHINGTON DC 20036 DAVID DE FERRANTI CHAIR/SENIOR FELLOW 30.00 X X 234706 0 20544 MARK HINKLEY VICE CHAIR 3.00 X X 0 0 0 OZGUR KARAOSMANOGLU TREASURER 3.00 X X 0 0 0 JANO CABRERA SECRETARY 3.00 X X 0 0 0 OLIVIER LAFOURCADE DIRECTOR 3.00 X 0 0 0 ROBERTO DANINO DIRECTOR 3.00 X 0 0 0 JULIO FRENK DIRECTOR 3.00 X 0 0 0 DOUG HATTAWAY DIRECTOR 3.00 X 0 0 0 FOLA LAOYE DIRECTOR 3.00 X 0 0 0 DZINGAI MUTUMBUKA DIRECTOR 3.00 X 0 0 0 NGOZI OKONJO-IWEALA DIRECTOR 3.00 X 0 0 0 JORGE QUIROGA DIRECTOR 3.00 X 0 0 0 JOZEF RITZEN DIRECTOR 3.00 X 0 0 0 HENRY SCHIRMER DIRECTOR 3.00 X 0 0 0 DONALD BERWICK DIRECTOR 3.00 X 0 0 0 SANIA NISHTAR DIRECTOR 3.00 X 0 0 0 GHUFRON MUKTI DIRECTOR 3.00 X 0 0 0 GINA LAGOMARSINO PRESIDENT & CEO 40.00 X 315593 0 25406 QUOC NGUYEN CHIEF FINANCIAL OFFICER THRU 5/2019 40.00 X 183937 0 35718 RYAN NOLL CHIEF PEOPLE OFFICER THRU 5/2019 40.00 X 155811 0 50897 HEATHER LUCA CHIEF COMMUNICATIONS OFFICER 40.00 X 168955 0 31425 NATHANIEL HELLER EXECUTIVE VICE PRESIDENT THRU 9/2019 40.00 X 283444 0 65078 WILLIAM MAKINEN EXECUTIVE VICE PRESIDENT THRU 5/2019 40.00 X 287985 0 62017 AUGUSTIN FLORY MANAGING DIRECTOR 40.00 X 245773 0 11525 CHERYL CASHIN SENIOR PROGRAM DIRECTOR 40.00 X 240736 0 56038 CHRIS ATIM SENIOR PROGRAM DIRECTOR 40.00 X 174846 0 13431 COURTNEY TOLMIE SENIOR PROGRAM DIRECTOR 40.00 X 176981 0 29016 GRACE CHEE SENIOR PROGRAM DIRECTOR 40.00 X 175735 0 11167 AMANDA FOLSOM SENIOR PROGRAM DIRECTOR 40.00 X 171640 0 37047 ALLISON KELLEY SENIOR PROGRAM DIRECTOR 40.00 X 159815 0 10248 LAUREL HATT PROGRAM DIRECTOR 40.00 X 152258 0 38844 NATHAN BLANCHET PROGRAM DIRECTOR 40.00 X 154126 0 50924 ALIZ AGOSTON SENIOR DIRECTOR OPERATIONS 40.00 X 135982 0 36104 MARK ROLAND PROGRAM DIRECTOR 40.00 X 129603 0 18644 3547926 0 604073 32 0 1 0 VELIR STUDIOS INC 212 ELM STREET SOMERVILLE MA 02144 PHCPI WEBSITE SUPPORT 298833 EKOHE LIMITED 720 604 KALOK BLDG 720 NATHAN RD KOWLOON HK WEB MAINTENANCE & HOSTING SERVICES 200118 MCMASTER UNIVERSITY PPF/CHEPA CRL-209 HAMILTON ON LS K CA WEBSITE UPDATES AND SUPPORT 151417 IQVIA SOLUTIONS PTY LTD POSTNET STE 228 PRIVATE BAG X32 HIGHVELD PARK SF TECHNICAL SUPPORT FOR NHIA AND NHIS BENE 132000 RRD DESIGN LLC 4111 EAST MADISON STREET SEATTLE WA 98112 DESIGN SOLUTIONS FOR BRANDING, INFORGRAP 127777 8 9785858 7229608 17015466 CONTRACTS 900099 2101888 2101888 2101888 3300 -3300 -3300 -3300 11107 -11107 -11107 -11107 OTHER INCOME 900099 146039 146039 146039 19248986 2101888 0 131632 X 1062837 1062837 1818019 1818019 3316640 2569935 746705 9089596 8232610 856986 864014 755302 108712 864781 747521 117260 891950 759957 131993 97868 20843 77025 75330 2166 73164 3765127 3018667 746460 104989 24166 65423 15400 298766 70780 227986 1136940 64431 1072509 1630915 1558250 69735 2930 266560 225897 37738 2925 253346 333 253013 60498 60498 EQUIPMENT & SOFTWARE 248012 74883 173129 PAYROLL PROCESSING FEES 189080 133693 55387 RECRUITMENT 64854 9390 55464 MEMBERSHIP & DUES 48961 48961 283429 8376 230319 44734 26432512 21158056 5208467 65989 156921 262015 8079142 9860519 24153253 15439702 907306 591439 344534 258745 2927373 1347565 1812868 1579808 35454024 27992228 1471944 1107167 542935 294075 237311 689572 3127592 2994364 5379782 5085178 X -1972259 -2578150 32046501 25485200 30074242 22907050 35454024 27992228 X -7183526 16334 X 0 1 X 1 1 1 X 12713431 19316015 27673545 29324861 17015466 106043318 12713431 19316015 27673545 29324861 17015466 106043318 45496045 60547273 17585 16953 137462 63871 235871 645 30014 3587 8625 146039 188910 106468099 23980713 0.56870 0.50500 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2014 AMOUNT: $ 645. 2015 AMOUNT: $ 30,014. 2016 AMOUNT: $ 3,587. 2017 AMOUNT: $ 8,625. 2018 AMOUNT: $ 146,039. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1686088 655205 1030883 318705 318705 0 922580 373655 548925 1579808 DEFERRED RENT 1520712 DEFERRED UPLIFTING ALLOWANCE 1473652 2994364 X 19248986 0 19248986 0 19248986 26416178 -16334 -16334 26432512 0 26432512 PART X, LINE 2: R4D IS GENERALLY EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. IN ADDITION, R4D QUALIFIES FOR CHARITABLE CONTRIBUTION DEDUCTIONS AND HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. INCOME THAT IS NOT RELATED TO EXEMPT PURPOSES, LESS APPLICABLE DEDUCTIONS, IS SUBJECT TO FEDERAL AND STATE CORPORATE INCOME TAXES. R4D DID NOT HAVE ANY NET UNRELATED BUSINESS INCOME FOR THE YEARS ENDED DECEMBER 31, 2018 AND 2017. R4D FOLLOWS THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, R4D MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSES DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES AND ACCOUNTING IN INTERIM PERIODS. R4D HAD NO SUCH POSITIONS RECORDED IN THE FINANCIAL STATEMENTS AT DECEMBER 31, 2018 AND 2017. GENERALLY, R4D IS NO LONGER SUBJECT TO U.S. FEDERAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2015. PART XII, LINE 2D - OTHER ADJUSTMENTS: GRANT REFUNDS -16,334. 1 SUB-SAHARAN AFRICA 3 11 PROGRAM SERVICES SUPPORT OF SCALING UP ACCESS TO AMOXICILLIN DT, HEALTH CARE FINANCING TECHNICAL ASSISTANCE & PHC SERVICES FOR DESIGN AND IMPLEMENTATION OF FINANCING MECHANISMS 162138 RUSSIA AND NEIGHBORING STATES 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 69561 SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 1597041 NORTH AMERICA 0 0 GR 151417 3 11 0 0 3 11 1980157 0 1980157 SUB-SAHARAN AFRICA SUPPORT STRATEGIC PURCHASING RESOURCE CENTER IN AFRICA 500000 WIRE RUSSIA AND NEIGHBORING STATES LEARNING NETWORK FOR COUNTRIES IN TRANSITION 69561 WIRE SUB-SAHARAN AFRICA SUPPORT GOVERNMENT OF NIGERIA IN DEVELOPING GUIDELINES FOR THE STATES ON IMPLEMENTATION OF THE NATIONAL HEALTH ACT 51357 WIRE SUB-SAHARAN AFRICA DESIGN AND IMPLEMENTATION OF PER-PAYMENT STRATEGIC PURCHASING SCHEME FOR PHC SERVICES 379164 WIRE SUB-SAHARAN AFRICA SCALING UP ACCESS TO AMOXICILLIN DT 485623 WIRE SUB-SAHARAN AFRICA NIGERIA HEALTH FINANCING PROJECT SUB-NATIONAL LEARNING NETWORK 128133 WIRE SUB-SAHARAN AFRICA DEVELOPMENT AND SUBMISSION OF PROPOSAL FOR INTEGRATED HEALTH SYSTEMS INNOVATION ACCELERATOR 52765 WIRE NORTH AMERICA RUN THE HEALTH SYSTEMS EVIDENCE PORTAL FOR PHCPI AND PROVIDE TECHNICAL MAINTENANCE 151417 WIRE 3 5 0 0 0 0 0 0 PART I, LINE 2: R4D MONITORS A MONTHLY VERIFICATION OF BANK STATEMENTS, MONTHLY AUDIT OF RECEIPTS AND EXPENSE CLASSIFICATION BY SENIOR FINANCE STAFF, AND ORGANIZATION PROGRAM STAFF IS ON THE GROUND IN COUNTRY. IN COUNTRY CHECKS AND BALANCES ACCORDING TO GAAP AS WELL AS HEADQUARTERS CHECKS AND BALANCES BASED OFF PROPER INTERNAL CONTROLS AND GAAP ENSURE DATA INTEGRITY AND PROPER EXPENSE REPORTING. 1 ABT ASSOCIATES INC PO BOX 84-5586 BOSTON MA 022845586 042347643 159415 RAPID FEEDBACK MONITORING, EVALUATION, RESEARCH AND LEARNING DUKE UNIVERSITY GLOBAL HEALTH INNOVATION CENTER PO BOX 104132 DURHAM NC 27708 560532129 501(C)(3) 288158 ADVANCE UNIVERSAL HEALTH COVERAGE IN SUB-SAHARAN AFRICA FEED THE CHILDREN INC PO BOX 36 OKLAHOMA CITY OK 73101 736108657 501(C)(3) 65930 AFRICAN COLLABORATIVE FOR HEALTH FINANCIANG SOLUTIONS ICF MACRO INC 530 GAITHER ROAD SUITE 500 ROCKVILLE MD 20850 520955232 24393 DEVELOPMENT AND SUBMISSION OF PROPOSAL FOR INTEGRATED HEALTH SYSTEMS INNOVATION ACCELERATOR IDINSIGHT INC 576 SACRAMENTO ST 1ST FLOOR SAN FRANCISCO CA 94111 274933181 501(C)(3) 44372 SCALING UP ACCESS TO CHILDHOOD PNEUMONIA TREATMENT IN TANZANIA MATHEMATICA POLICY RESEARCH PO BOX 2393 PRINCETON NJ 085432393 222112296 261906 RAPID FEEDBACK MONITORING, EVALUATION, RESEARCH AND LEARNING UNIVERSITY OF NOTRE DAME - RSPA 836A GRAVE HALL NOTRE DAME IN 46556 350868188 501(C)(3) 7707 RAPID FEEDBACK MONITORING, EVALUATION, RESEARCH AND LEARNING POPULATION SERVICES INTERNATIONAL (PSI) 1120 19TH STREET NW SUITE 600 WASHINGTON DC 20036 560942853 501(C)(3) 50000 COSTS AND BENEFITS OF INVESTING IN PHC TO ADVANCE "VERTICAL" OUTCOME JOHN SNOW INC 161 N FORT MYER DR 1600 ARLINGTON VA 22209 042578580 41600 PHCPI SUPPORT TO DEVELOP TOOLS, BUILD CAPACITY, AND LEVERAGE EXISTING DATA FOR INTEGRATED PHC DELIVERY SYSTEM VELIR STUDIOS INC 212 ELM STREET SUITE 401 SOMERVILLE MA 02144 043526955 119356 PHCPI SUPPORT TO DEVELOP TOOLS, BUILD CAPACITY, AND LEVERAGE EXISTING DATA FOR INTEGRATED PHC DELIVERY SYSTEM 5 5 PART I, LINE 2: R4D MAINTAINS A ROBUST PROCUREMENT PROCESS AND EDUCATION OF PROGRAM STAFF TO MONITOR THE USE OF GRANT FUNDS. THE PROGRAM TEAM ALONGSIDE WITH THEIR PARTNERS REVIEWS ALL FINANCIAL REPORTS FOR ACCURACY, APPROPRIATE DOCUMENTATION, ADHERENCE TO APPROVED BUDGET, ADHERENCE TO SIGNED AGREEMENT, AND USAID COMPLIANCE. MONTHLY AND QUARTERLY EXPENDITURE REPORTS ARE REVIEWED AND DISCUSSED BETWEEN R4D FINANCE AND PROGRAM STAFF AND COMPARED TO THE ALLOWABLE EXPENDITURES OF THE GRANTEE. X X X X X 0 0 0 0 0 0 0 1 0 DAVID DE FERRANTI CHAIR/SENIOR FELLOW 228268 0 0 0 6438 0 20544 0 1248 0 256498 0 0 0 GINA LAGOMARSINO PRESIDENT & CEO 315143 0 0 0 450 0 25406 0 2047 0 343046 0 0 0 QUOC NGUYEN CHIEF FINANCIAL OFFICER THRU 5/2019 183685 0 0 0 252 0 16886 0 20719 0 221542 0 0 0 RYAN NOLL CHIEF PEOPLE OFFICER THRU 5/2019 151693 0 4000 0 118 0 14664 0 42561 0 213036 0 0 0 HEATHER LUCA CHIEF COMMUNICATIONS OFFICER 165812 0 3000 0 143 0 15455 0 17571 0 201981 0 0 0 NATHANIEL HELLER EXECUTIVE VICE PRESIDENT THRU 9/2019 283156 0 0 0 288 0 25354 0 41291 0 350089 0 0 0 WILLIAM MAKINEN EXECUTIVE VICE PRESIDENT THRU 5/2019 284328 0 0 0 3657 0 24335 0 39018 0 351338 0 0 0 AUGUSTIN FLORY MANAGING DIRECTOR 245412 0 0 0 361 0 8875 0 6628 0 261276 0 0 0 CHERYL CASHIN SENIOR PROGRAM DIRECTOR 240198 0 0 0 538 0 18684 0 38697 0 298117 0 0 0 CHRIS ATIM SENIOR PROGRAM DIRECTOR 172947 0 0 0 1899 0 8718 0 5779 0 189343 0 0 0 COURTNEY TOLMIE SENIOR PROGRAM DIRECTOR 175343 0 1500 0 138 0 15709 0 14596 0 207286 0 0 0 GRACE CHEE SENIOR PROGRAM DIRECTOR 175341 0 0 0 394 0 11167 0 1335 0 188237 0 0 0 AMANDA FOLSOM SENIOR PROGRAM DIRECTOR 171494 0 0 0 146 0 15489 0 22813 0 209942 0 0 0 ALLISON KELLEY SENIOR PROGRAM DIRECTOR 159521 0 0 0 294 0 10248 0 1255 0 171318 0 0 0 LAUREL HATT PROGRAM DIRECTOR 152126 0 0 0 132 0 600 0 44702 0 197560 0 0 0 NATHAN BLANCHET PROGRAM DIRECTOR 153998 0 0 0 128 0 12680 0 39458 0 206264 0 0 0 ALIZ AGOSTON SENIOR DIRECTOR OPERATIONS 135830 0 0 0 152 0 12546 0 25052 0 173580 0 0 0 PART I, LINE 7 DURING THE YEAR ENDED DECEMBER 31, 2018, THE BOARD OF DIRECTORS AWARDED BONUSES TO VARIOUS EMPLOYEES BASED ON REVIEW OF THEIR PERFORMANCES. FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE WITH THE TAX PREPARER AND THEN FORWARDED TO THE FULL BOARD OF DIRECTORS FOR FINAL REVIEW PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD OF DIRECTORS APPROVED A CONFLICT OF INTEREST POLICY AT THEIR OCTOBER 28, 2009 MEETING. THE BOARD MEMBERS REVIEW THE CONFLICT OF INTEREST POLICY ANNUALLY. TO ENSURE THE RESULTS FOR DEVELOPMENT INSTITUTE OPERATES IN A MANNER CONSISTENT WITH CHARITABLE PURPOSES AND DOES NOT ENGAGE IN ACTIVITIES THAT COULD JEOPARDIZE ITS TAX-EXEMPT STATUS, PERIODIC REVIEWS SHALL BE CONDUCTED. THE PERIODIC REVIEWS SHALL, AT A MINIMUM, INCLUDE THE FOLLOWING SUBJECTS: WHETHER COMPENSATION ARRANGEMENTS AND BENEFITS ARE REASONABLE, BASED ON COMPETENT SURVEY INFORMATION, AND THE RESULT OF ARM'S LENGTH BARGAINING, AND WHETHER PARTNERSHIPS, JOINT VENTURES, AND ARRANGEMENTS WITH MANAGEMENT ORGANIZATIONS CONFORM TO R4D'S WRITTEN POLICIES, ARE PROPERLY RECORDED, REFLECT REASONABLE INVESTMENT OR PAYMENTS FOR GOODS AND SERVICES, FURTHER CHARITABLE PURPOSES AND DO NOT RESULT IN INUREMENT, IMPERMISSIBLE PRIVATE BENEFIT OR IN AN EXCESS BENEFIT TRANSACTION. IF THE GOVERNING BOARD OR COMMITTEE DETERMINES THE MEMBER HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT SHALL TAKE APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. FORM 990, PART VI, SECTION B, LINE 15A THE BOARD OF DIRECTORS REVIEWS AND APPROVES THE PRESIDENT'S COMPENSATION ON AN ANNUAL BASIS. THE BOARD OF DIRECTORS COMMISSIONED A REPORT FROM AN INDEPENDENT CONSULTANT IN 2009, 2010, 2013 AND 2016 TO ENSURE THE APPROPRIATENESS OF THE COMPENSATION LEVELS OF THE MANAGING DIRECTORS AND THE PRESIDENT. IN 2010 AND 2013 THE R4D MANAGEMENT UNDERTOOK A REVIEW OF AN INDEPENDENTLY PRODUCED COMPENSATION SURVEY OF OTHER NONPROFIT ORGANIZATIONS OF SIMILAR SIZE AND SCOPE TO R4D TO ENSURE THE APPROPRIATENESS OF THE COMPENSATION LEVELS OF ITS STAFF. ANNUALLY R4D MANAGEMENT REVIEWS THE SALARY OF ITS STAFF AND COMPENSATION OF R4D MANAGING DIRECTORS AND ALL STAFF SALARIES ARE APPROVED BY THE PRESIDENT. IN NOVEMBER 2015, THE BOARD REVIEWED THE PRESIDENT'S EMPLOYMENT CONTRACT AND RENEWED THIS CONTRACT FOR AN ADDITIONAL YEAR TO BE REVIEWED ANNUALLY HENCEFORTH. THE RESULTS OF THE ANNUAL REVIEW SHALL BE AN INPUT TO THE DETERMINATION OF EXECUTIVE'S COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 R4D MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTANTS: PROGRAM SERVICE EXPENSES 3,018,667. MANAGEMENT AND GENERAL EXPENSES 746,460. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 3,765,127. FORM 990, PART XI, LINE 9: GRANT REFUND 16,334.