2019-11-08T16:06:16-06:00 2019-06-30 440615592 HARDEN CUMMINS MOSS & MILLER LLC 105 N MAIN SUITE 201 MARYVILLE MO 64468 990 2018-07-01 237165025 NORTHWEST FOUNDATION INC NORT 6605621248 800 UNIVERSITY DRIVE MARYVILLE MO 64468 LORI STEINER FINANCE OFFICER 6605621248 2019-11-08 1 SUSAN L REED P00446072 6605622141 207.174.237.71 2019-11-08 13:22:02 CS P 754E8B06008915DC50953DEF925D0AA8334755F5 754E8B06008915DC50953DEF925D0AA8334755F5 2018 2020-03-31 21:24:44Z LORI STEINER 800 UNIVERSITY DRIVE MARYVILLE MO 64468 9742199 0 X WWW.NWMISSOURI.EDU/ALUMNI/INDEX.HTM X 1971 MO THE NORTHWEST FOUNDATION, INC. DEVELOPS AND STEWARDS PHILANTHROPIC RESOURCES FOR THE BENEFIT OF NORTHWEST MISSOURI STATE UNIVERSITY AND ITS STUDENTS. 40 40 2 0 0 0 4884672 4868876 17058 28847 1168039 996329 189600 92758 6259369 5986810 4083484 3824766 0 0 179773 241560 0 0 297033 1307381 1149953 5570638 5216279 688731 770531 54799135 56267679 8714653 8171490 46084482 48096189 THE NORTHWEST FOUNDATION, INC. DEVELOPS AND STEWARDS PHILANTHROPIC RESOURCES FOR THE BENEFIT OF NORTHWEST MISSOURI STATE UNIVERSITY AND ITS STUDENTS. 0 0 2763236 2763236 NORTHWEST FOUNDATION INC. PROVIDES SUPPORT FOR NORTHWEST MISSOURI STATE UNIVERSITY PROGRAMS. 684039 THE FOUNDATION PROVIDES SUPPORT FOR DEPARTMENTS OF THE UNIVERSITY AND SERVES AUXILIARY FUNDS INCLUDING THE ATHLETIC DEPARTMENT AND COMMUNICATIONS DEPT 1061530 1061530 NORTHWEST FOUNDATION, INC. PROVIDES FUNDING FOR SCHOLARSHIPS FOR NORTHWEST MISSOURI STATE UNIVERSITY STUDENTS. 4508805 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 13 0 1 2 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 40 40 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AK KY ME MD MA MI MN NH NJ NV NY OH OR SC WA MS X X LORI STEINER CPA 6605621248 800 UNIVERSITY DRIVE MARYVILLE MO 64468 JENNIFER NICHOLSON PRESIDENT 4.00 X X 0 0 0 ROBERT BURRELL VICE-PRESIDENT 1.00 X X 0 0 0 ARNOLD JOHNSON IMMEDIATE PAST PRESIDENT 1.00 X 0 0 0 LORI STEINER CHIEF FINANCIAL OFFICER 40.00 X 93014 0 15370 LONELLE RATHJE EXECUTIVE DIRECTOR SALARY ALLOCATION 5.00 X 12803 0 3383 JOHN CLINE DIRECTOR 1.00 X 0 0 0 KAREN DANIEL DIRECTOR 1.00 X 0 0 0 KEN DEBAENE DIRECTOR 1.00 X 0 0 0 MYRA EVANS DIRECTOR 1.00 X 0 0 0 MIKE FAUST DIRECTOR 1.00 X 0 0 0 CARL HUGHES DIRECTOR 1.00 X 0 0 0 PAUL JENNINGS DIRECTOR 1.00 X 0 0 0 JAYMA SANDQUIST DIRECTOR 1.00 X 0 0 0 BRAD STEPHENS DIRECTOR 1.00 X 0 0 0 STANLEY ZEAMER DIRECTOR 1.00 X 0 0 0 JACQUELINE HENNINGSEN DIRECTOR 1.00 X 0 0 0 MARY PURDY DIRECTOR 1.00 X 0 0 0 ANGELA MOSKOW DIRECTOR 1.00 X 0 0 0 DR CAROL SPRADLING DIRECTOR 1.00 X 0 0 0 ERIC GEIS DIRECTOR 1.00 X 0 0 0 DR DAVID HOLMES DIRECTOR 1.00 X 0 0 0 WILLIAM OELLERMANN DIRECTOR 1.00 X 0 0 0 THOMAS SANCHEZ DIRECTOR 1.00 X 0 0 0 DENNIS SAPP DIRECTOR 1.00 X 0 0 0 KEN SCRIBNER DIRECTOR 1.00 X 0 0 0 ROBERT BARMANN DIRECTOR 1.00 X 0 0 0 LEISHA BARRY DIRECTOR 1.00 X 0 0 0 BRUCE GEHRLEIN DIRECTOR 1.00 X 0 0 0 ROGER HENDREN DIRECTOR 1.00 X 0 0 0 GARY HULTQUIST DIRECTOR 1.00 X 0 0 0 REX BROD DIRECTOR 1.00 X 0 0 0 TERRY FRENCH DIRECTOR 1.00 X 0 0 0 TONDEE LUTTERMAN DIRECTOR 1.00 X 0 0 0 MARCUS MACK DIRECTOR 1.00 X 0 0 0 SEANN O'RILEY DIRECTOR 1.00 X 0 0 0 TED PLACE DIRECTOR 1.00 X 0 0 0 TYLER SEALS DIRECTOR 1.00 X 0 0 0 SUSAN TUCKER DIRECTOR 1.00 X 0 0 0 KELLY FERGUSON DIRECTOR 1.00 X 0 0 0 DELL EPPERSON DIRECTOR 1.00 X 0 0 0 DANIEL PETERSON DIRECTOR 1.00 X 0 0 0 JOYCE PIVERAL DIRECTOR 1.00 X 0 0 0 DUSTIN WASSON DIRECTOR 1.00 X 0 0 0 105817 0 18753 0 0 0 0 0 4868876 246299 4868876 PROGRAM SERVICE REVENUE 900099 28847 28847 28847 998258 998258 32474 31636 838 838 838 3687983 3522331 167581 165652 -167581 -1929 -167581 165652 86675 80482 33841 52834 52834 OTHER REVENUE 900099 39086 39086 39086 5986810 -98810 0 1216744 3824766 3824766 146035 146035 95525 11905 83620 14282 14282 27400 27400 46548 46548 1600 1600 9333 5333 4000 49820 11575 38245 232774 232774 51311 18705 10745 21861 53809 6061 3058 44690 NORTHWEST MAGAZINE 126202 126202 BOND FEES 120358 120358 TRAVEL, CULTIVATION AND 112357 30958 1786 79613 EVENTS AND MEETINGS 104130 9246 32957 61927 200029 75949 77383 46697 5216279 4508805 410441 297033 1083217 1477036 527582 970709 6974211 6812460 4711749 4339162 2979953 607724 2602415 2372229 30018510 30939508 6440042 6751566 2441409 2605009 54799135 56267679 151180 406973 7030000 6465000 181493 1351980 1299517 8714653 8171490 X 4453871 4131210 22131152 17594549 19499459 26370430 46084482 48096189 54799135 56267679 X 770531 1152286 88890 X 0 1 X 1 0 X 4728642 6532528 11929512 5007541 4955551 33153774 4728642 6532528 11929512 5007541 4955551 33153774 3604683 29549091 1362242 1055081 879446 981209 1030732 5308710 365158 541102 1230357 302887 16079 2455583 40918067 123332 0.72220 0.69700 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 46548 46548 5169731 5216279 410814 102704 0 0 328557 532979 436135 410814 1708485 2562728 46548 46548 46548 46548 186192 82139 133245 109034 102704 427122 640683 X X X 0 25787491 918821 1375095 698743 54968 448642 26879054 24770912 321265 1803129 674298 81711 489531 25649766 21510496 1578188 2639462 834768 -313790 436256 24770912 21657601 1255532 -537908 727624 -265581 402686 21510496 21660054 445618 120935 629722 -477513 416797 21657601 0 0 689000 689000 2123286 588646 1534640 21492 17353 4139 146175 1725 144450 2372229 SALIENT MLP TOTAL RETURN TE FUND 1315612 F THIRTEEN PARTNERS OFFSHORE 1565184 F IRONWOOD INTERNATIONAL LTD 1716070 F PROTEGE PARTNERS QP FUND, LTD 94360 F GOLUB CAPITAL PARTNERS 10, LP 875000 F GOLUB CAPITAL PARTNERS 11, LP 300000 F COMMONFUND GLOBAL PRIVATE EQUITY PARTNERS 2014 827077 F LEGACY VENTURE IX, LLC 58263 F 6751566 GIFT ANNUITIES PAYABLE 937075 DEPOSITS HELD FOR OTHERS 75514 PRESENT VALUE OF INTEREST RATE SWAP 286928 1299517 7188629 1152286 49533 1201819 5986810 0 5986810 5288818 72539 72539 5216279 0 5216279 PART III, LINE 4: AGATE COLLECTION: HOUSED IN GEOLOGY DEPARTMENT WHERE IT IS AVAILABLE FOR PUBLIC VIEWING AND ASSISTS IN THE EDUCATION OF GEOLOGY COURSES. ZOOLOGICAL SPECIMENS AND MASTODON SKULL: HOUSED IN THE WARREN AND RITA SHUCK MUSEUM OF LIFE SCIENCES WHERE IT IS AVAILABLE FOR PUBLIC VIEWING AND ASSISTS IN THE EDUCATION OF VARIOUS BIOLOGY AND ZOOLOGY COURSES. CRYSTAL TROPHIES: HOUSED IN THE ATHLETIC DEPARTMENT WHERE IT IS AVAILABLE FOR PUBLIC VIEWING PART V, LINE 4: INVESTMENT EARNINGS ON ENDOWED FUNDS ARE USED FOR SCHOLARSHIPS, UNIVERSITY SUPPORT AND UNIVERSITY PROGRAMS. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED NET OF RENTAL INCOME ON 990 31,636. ROUNDING 1. FUNDRAISER EXPENSES REPORTED AS NET OF FUNDRAISER INCOME 33,841. IN-KIND CONTRIBUTIONS OF SERVICES 7,062. CHANGE IN CASH SURRENDER VALUE 26,147. CHANGE IN PRESENT VALUE OF INTEREST RATE SWAP -144,255. CHANGE IN VALUE CRT 95,101. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED NET OF RENTAL INCOME ON 990 31,636. FUNDRAISER EXPENSES REPORTED AS NET OF FUNDRAISER INCOME 33,841. IN-KIND CONTRIBUTIONS OF SERVICES 7,062. GOLF TOURNAMENTS 86670 86670 33841 86670 86670 33841 33841 52829 1 NORTHWEST MISSOURI STATE UNIVERSITY 800 UNIVERSITY DR MARYVILLE MO 64468 446000301 2763236 SUPPORT FOR NWMSU PROGRAMS NORTHWEST MISSOURI STATE UNIVERSITY SCHOLARSHIPS 800 UNIVERSITY DR MARYVILLE MO 64468 446000301 1061530 SCHOLARSHIPS FORM 990, SCHEDULE I, PART II ALL CHECK REQUESTS MUST HAVE THE SIGNATURE OF A FUND CUSTODIAN BEFORE THEY WILL BE ISSUED. AS PART OF A COOPERATIVE PROJECT WITH THE BOOTH COLLEGE OF BUSINESS ACCOUNTING DEPARTMENT, EACH YEAR STUDENTS SUPERVISED BY A FACULTY MEMBER CONDUCT A COMPLIANCE AUDIT OF THE PERMANENTLY RESTRICTED FUNDS. THEY TEST THAT ALL DISBURSEMENTS MEET THE CRITERIA SET OUT BY THE DONOR IN THE GIFT AGREEMENTS. X 0 0 0 0 0 0 0 0 0 A NODAWAY COUNTY INDUSTRIAL DEVELOPMENT BOARD 521313729 655223AB1 2008-10-16 7675000 EDUCATIONAL FACILITIES ON NORTHWEST MISSOURI STATE UNIVERSITY CAMPUS 0 0 0 A 3085000 2008 0 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 1 1 1 US BANK 20.000000000000 0 0 0 0 1 A 0 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: NODAWAY COUNTY INDUSTRIAL DEVELOPMENT BOARD DATE THE REBATE COMPUTATION WAS PERFORMED: 10/01/2012 X 6 176232 MARKET VALUE X 1 38999 DISCOUNTED MARKET VALUE X RECYCLING PAPER AND WOOD PRODUCTS 7 25969 ESTIMATED MARKET VAL X COMPUTER EQUIPMENT, EQUIPMENT, INSTRUMENTS, SPORTS MEMORABILIA 9 7498 ESTIMATED MARKET VAL X PROFESSIONAL SERVICES 1 7062 ESTIMATED MARKET VAL X GIFT CARDS 3 600 COST 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B A PDF VERSION OF A DRAFT OF THE FORM 990 WILL BE DISTRIBUTED BY THE FINANCE OFFICER TO THE ENTIRE BOARD OF DIRECTORS VIA EMAIL AT LEAST TEN DAYS PRIOR TO THE DUE DATE OF SAID RETURN. A REQUEST FOR COMMENTS WITHIN FIVE DAYS TIME WILL ACCOMPANY THE EMAIL WHICH WILL BE SENT WITH A "READ RECEIPT". FORM 990, PART VI, SECTION B, LINE 12C FOUNDATION OFFICERS, BOARD MEMBERS, AND STAFF MUST REFRAIN FROM ENGAGING IN ANY BEHAVIOR THAT MIGHT BE CONSTRUED AS SELF-DEALING OR IN CONFLICT OF INTEREST WITH THE MISSION, GOALS, AND FUNDAMENTAL PURPOSES OF THE FOUNDATION. THE NORTHWEST FOUNDATION ACKNOWLEDGES THAT IT MAY HAVE OCCASION TO ENGAGE IN TRANSACTIONS IN WHICH AN EMPLOYEE OR A MEMBER OF THE BOARD OF DIRECTORS OF THE FOUNDATION HAS A MATERIAL INTEREST. IN THIS POLICY STATEMENT, SUCH TRANSACTIONS ARE REFERRED TO AS CONFLICT OF INTEREST TRANSACTIONS. WHEN AN EMPLOYEE OR BOARD MEMBER KNOWS THAT A CONFLICT OF INTEREST TRANSACTION WILL COME BEFORE THE BOARD OF DIRECTORS OR A COMMITTEE OF THE BOARD, THE EMPLOYEE OR BOARD MEMBER WILL DISCLOSE TO THE BOARD OR COMMITTEE THE MATERIAL FACTS OF HIS OR HER INTEREST BEFORE THE VOTE OF THE BOARD OR COMMITTEE. IF, AFTER SUCH DISCLOSURE, A MAJORITY OF THE MEMBERS OF THE BOARD OR COMMITTEE, EXCLUDING THE MEMBER HAVING AN INTEREST IN THE TRANSACTION, IN GOOD FAITH REASONABLY BELIEVE THAT THE TRANSACTION IS FAIR TO THE NORTHWEST FOUNDATION AND VOTE TO APPROVE THE TRANSACTION, THE FOUNDATION MAY ENTER INTO THE TRANSACTION. POLICY REQUIRES, HOWEVER, THAT ALL POTENTIAL CONFLICTS OF INTEREST INCLUDING MEMBERSHIPS IN OR AFFILIATIONS WITH OTHER PROPRIETARY ORGANIZATIONS, BUSINESS AFFILIATIONS WITH POSSIBLE VENDOR IMPLICATIONS, ELECTED OFFICE, AND INVOLVEMENT IN ANY OTHER ACTIVITY THAT MIGHT BE CONSTRUED AS IN CONFLICT WITH THE MISSION, GOALS, AND PURPOSE OF THE FOUNDATION SHALL BE PRESENTED IN WRITING TO THE PRESIDENT OR THE EXECUTIVE DIRECTOR OF THE FOUNDATION'S BOARD, FOR PURPOSES OF REVIEW AND POSSIBLE REMEDIAL ACTION. SUCH ACTION MAY INCLUDE HOLDING THE INFORMATION ON FILE, INFORMING THE FOUNDATION BOARD OF THE APPEARANCE OF CONFLICT OF INTEREST, OR REQUIRING THE PERSON INVOLVED TO EITHER, CEASE AND DESIST THE ACTIVITY OR TO RELINQUISH FOUNDATION BOARD MEMBERSHIP. FORM 990, PART VI, SECTION B, LINE 15 ALL STAFF MEMBERS OF NORTHWEST FOUNDATION, INC. ARE COMPENSATED AS EMPLOYEES OF NORTHWEST MISSOURI STATE UNIVERSITY IN THE OFFICE OF UNIVERSITY ADVANCEMENT. THE FOUNDATION DOES NOT HAVE EMPLOYEES OF ITS OWN. THE UNIVERSITY SETS COMPENSATION BASED ON A MARKET EVALUATION BY CUPA AND EMPLOYEE'S SALARIES FALL IN THE RANGE OF 85% TO 115% OF THE CUPA MARKET AVERAGES. FORM 990, PART VI, SECTION C, LINE 19 CURRENTLY, ALL OF THE GOVERNING DOCUMENTS OF NORTHWEST FOUNDATION AS WELL AS THE CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. COPIES OF THESE DOCUMENTS CAN BE DELIVERED VIA EMAIL, FAX OR US POSTAL SERVICE. FORM 990, PART XI, LINE 9: RECLASSIFY DEPOSITS HELD FOR OTHERS TO FOUNDATION RESTRICTED ASSETS 111,897. CHANGE IN PRESENT VALUE OF INTEREST RATE SWAP,CSV LIFE INSURANCE AND CRT -23,007.