2019-06-28T13:37:13-05:00 2018-08-31 GRANT THORNTON LLP 757 THIRD AVENUE NEW YORK NY 10017 990 2017-09-01 111630741 ADELPHI UNIVERSITY % ROBERT DECARLO ADEL 5168773184 1 SOUTH AVENUE LEVERMORE HALL 201 GARDEN CITY NY 115300701 JAMES J PERRINO EXEC VP-FINANCE/ADMN 5168773184 2019-06-27 DANIEL ROMANO P00504182 2125429609 2019-06-21 164.57.159.254 11824220191795000000 2019-06-28 P 1AD5FBC5F676354AA65FAD52444744B7F3C7C275 FD0608F0304C24232766DA248C3541CF672E0A31 2017 2020-03-31 21:24:44Z CHRISTINE M RIORDAN SOUTH AVENUE GARDEN CITY NY 11530 327183585 false X WWW.ADELPHI.EDU X 1896 NY ADELPHI UNIVERSITY IS DEDICATED TO TRANSFORMING STUDENTS' LIVES THROUGH SMALL CLASSES, HANDS-ON LEARNING AND INNOVATIVE PROGRAMS SUPPORTING ACADEMIC AND CAREER SUCCESS. 21 20 4966 100 28253 -21234 10466714 8678640 256460761 275937704 8174869 12656736 929892 920359 276032236 298193439 64865036 69286715 0 0 146014127 153328503 142470 280808 2926635 63126677 63398452 274148310 286294478 1883926 11898961 485479975 503943909 183244629 185448257 302235346 318495652 X ADELPHI UNIVERSITY, NEW YORK IS A HIGHLY AWARDED, NATIONALLY RANKED, POWERFULLY CONNECTED DOCTORAL RESEARCH UNIVERSITY DEDICATED TO TRANSFORMING STUDENTS' LIVES THROUGH SMALL CLASSES WITH WORLD-CLASS FACULTY, HANDS-ON LEARNING AND INNOVATIVE WAYS TO SUPPORT ACADEMIC AND CAREER SUCCESS. ADELPHI OFFERS EXCEPTIONAL LIBERAL ARTS AND SCIENCES PROGRAMS AND PROFESSIONAL TRAINING WITH PARTICULAR STRENGTH IN OUR CORE FOUR - ARTS AND HUMANITIES, STEM AND SOCIAL SCIENCES, THE BUSINESS AND EDUCATION PROFESSIONS, AND HEALTH AND WELLNESS. RECOGNIZED AS A BEST COLLEGE BY U.S. NEWS & WORLD REPORT, ADELPHI IS LONG ISLAND'S OLDEST PRIVATE COEDUCATIONAL UNIVERSITY. IT SERVES MORE THAN 8,100 STUDENTS AT ITS BEAUTIFUL MAIN CAMPUS IN GARDEN CITY, NEW YORK - JUST 23 MILES FROM NEW YORK CITY'S CULTURAL AND INTERNSHIP OPPORTUNITIES - AND AT DYNAMIC LEARNING HUBS IN MANHATTAN, THE HUDSON VALLEY AND SUFFOLK COUNTY, AS WELL AS ONLINE. MORE THAN 115,000 ADELPHI GRADUATES HAVE GAINED THE SKILLS TO THRIVE PROFESSION false false 235764696 69286715 260869092 INSTRUCTION AND RELATED ACADEMIC SUPPORT, STUDENT SERVICES AND PUBLIC SUPPORT BENEFITING THE COMMUNITY - THE UNIVERSITY PROVIDES A PERSONALIZED EDUCATION FOR ALL ITS UNDERGRADUATE AND GRADUATE STUDENTS. THE AVERAGE ANNUALIZED ENROLLMENTS FOR FISCAL 2017-18 WAS 6,755 FULL-TIME STUDENTS, COMPRISED OF 4,788 UNDERGRADUATE AND 1,967 GRADUATE/ POSTBACCALAUREATE FULL-TIME EQUIVALENT STUDENTS. STUDENTS COME FROM DIVERSE BACKGROUNDS AND ARE NOT ONLY FROM THE NEW YORK AREA, BUT FROM ACROSS THE COUNTRY AND AROUND THE WORLD. ADELPHI'S COLLEGES AND SCHOOLS INCLUDE THE COLLEGE OF ARTS AND SCIENCES, THE GORDON F DERNER SCHOOL OF PSYCHOLOGY, THE HONORS COLLEGE, THE COLLEGE OF EDUCATION AND HEALTH SCIENCES, THE ROBERT B WILLUMSTAD SCHOOL OF BUSINESS, THE COLLEGE OF NURSING AND PUBLIC HEALTH, THE SCHOOL OF SOCIAL WORK, AND THE COLLEGE OF PROFESSIONAL AND CONTINUING STUDIES. STUDENTS HAVE ACCESSIBILITY TO STUDENT COUNSELING, CAREER COUNSELING, FINANCIAL AID, MENTORING AND OTHER SERVICES AND PROGRAMS OFFERED BY THE UNIVERSITY. ADELPHI HAS EXTENSIVE COMMUNITY HEALTH AND HUMAN SERVICES OUTREACH PROGRAMS, INCLUDING THE HY WEINBERG CENTER FOR COMMUNICATION DISORDERS, THE CENTER FOR PSYCHOLOGICAL SERVICES, AND THE ADELPHI NEW YORK STATEWIDE BREAST CANCER HOTLINE AND SUPPORT PROGRAM, AMONG OTHER COMMUNITY SERVICE PROGRAMS. THESE PROGRAMS ARE OFFERED TO STUDENTS, FACULTY AND STAFF AS WELL AS TO MEMBERS OF THE SURROUNDING COMMUNITY. 14916861 15068612 RESIDENTIAL HOUSING AND AUXILIARY ENTERPRISES THE UNIVERSITY OFFERS STUDENT HOUSING IN SEVEN RESIDENCE HALLS ON ITS MAIN CAMPUS IN GARDEN CITY, NEW YORK. THERE ARE NUMEROUS SPECIAL LIVING OPTIONS WITHIN THESE HALLS, INCLUDING THOSE FOR STUDENTS WHO IDENTIFY AS TRANSGENDER OR WHO DON'T WISH TO BE IDENTIFIED BY GENDER; FIRST-YEAR STUDENTS SELECTED FOR LIVING-LEARNING COMMUNITIES; AND STUDENTS IN THE HONORS COLLEGE. ACCESSIBLE HOUSING IS AVAILABLE FOR STUDENTS WITH DISABILITIES. IN FALL 2018 APPROXIMATELY 1,200 STUDENTS LIVED IN UNIVERSITY RESIDENCE HALLS. 250681557 true true false true false false false true false true true false false false false true false true true false true false true true true false false false true true true false false false false false false true false true false true true false false true false false false false true 522 0 true 4966 true true true false false false false true true false false false false X 21 20 false false false false false false false true true false false true true true true true true true true false X ROBERT DECARLO 5168773184 1 SOUTH AVENUE GARDEN CITY NY 115300701 LEONARD ACHAN Trustee 3.0 0.0 X 0 0 0 ARUN AGRAWAL Trustee 3.0 0.0 X 0 0 0 FRANK ANGELLO Trustee 3.0 0.0 X 0 0 0 LORETTA CANGIALOSI TRUSTEE 3.0 0.0 X 0 0 0 WILLIAM FUESSLER Trustee 3.0 0.0 X 0 0 0 NOREEN HARRINGTON TRUSTEE (THROUGH 3-2018) 3.0 0.0 X 0 0 0 ANGELA JAGGAR Trustee 3.0 0.0 X 0 0 0 KANISHKA KELSHIKAR Trustee 3.0 0.0 X 0 0 0 LAURENCE KESSLER Trustee 3.0 0.0 X 0 0 0 RONALD LEE Trustee, CHAIRMAN 6.0 0.0 X 0 0 0 LINDSEY LEVINE Trustee 3.0 0.0 X 0 0 0 KATHERINE MALONE Trustee 3.0 0.0 X 0 0 0 DENNIS MCDONAGH Trustee 3.0 0.0 X 0 0 0 SUSAN MURPHY TRUSTEE 3.0 0.0 X 0 0 0 IVAYLO NINOV TRUSTEE (THROUGH 6-2018) 3.0 0.0 X 0 0 0 PETER PRINCIPATO TRUSTEE (THROUGH 2-2018) 3.0 0.0 X 0 0 0 HUMERA QAZI TRUSTEE 3.0 0.0 X 0 0 0 PAUL SALERNO TRUSTEE 3.0 0.0 X 0 0 0 LOIS SCHLISSEL TRUSTEE 3.0 0.0 X 0 0 0 PATRICK SMALLEY TRUSTEE (THROUGH 6-2018) 3.0 0.0 X 0 0 0 MARC STRACHAN TRUSTEE 3.0 0.0 X 0 0 0 HELENE SULLIVAN TRUSTEE 3.0 0.0 X 0 0 0 WILLIAM TENET TRUSTEE 3.0 0.0 X 0 0 0 CHARLES TOLBERT TRUSTEE 3.0 0.0 X 0 0 0 DR CHRISTINE RIORDAN PRESIDENT 65.0 0.0 X X 708226 0 154688 JAMES PERRINO -EXEC VP FINANCE/ADMN EFFECTIVE 9-14-17 50.0 0.0 X 147240 0 8185 STEVEN EVERETT-PROVOST EXECUTIVE VP EFFECTIVE 7-1-18 50.0 0.0 X 0 0 0 SAM GROGG-INTERIM PROVOST-EXEC VP(THRU 6-30-18) 50.0 0.0 X 310226 0 64444 PERRY GREENE VP FOR DIVERSITY & INCLUSION 50.0 0.0 X 202196 0 52202 BRADY CROOK VP FOR UNIVERSITY ADVANCEMENT 50.0 0.0 X 171362 0 28159 RAJIB SANYAL DEAN, SCHOOL OF BUSINESS 50.0 0.0 X 322929 0 57419 ANDREW SAFYER DEAN, SCHOOL OF SOCIAL WORK 50.0 0.0 X 249709 0 56421 ROBERT DECARLO-CFO AND ASSOC VP OF FINANCE 50.0 0.0 X 238363 0 44381 ELAINE SMITH DEAN,NURSING & PUBLIC HEALTH 50.0 0.0 X 217707 0 33073 AUDREY BLUMBERG DEPUTY PROVOST 50.0 0.0 X 191843 0 57350 SUSAN BRIZIARELLI ACTING DEAN, ARTS AND SCIENCES 50.0 0.0 X 180622 0 21134 JOANNA TEMPLETON- AVP BRAND STRATEGY &COMMUNICATIONS 50.0 0.0 X 177073 0 28702 ANNE M MUNGAI DEAN, SCHOOL OF EDUCATION 50.0 0.0 X 171949 0 12281 KRISTEN CAPEZZA ASSOC VP FOR ENROLLMENT MGMT 50.0 0.0 X 170844 0 29472 GAYLE INSLER PROFESSOR 40.0 0.0 X 279994 0 33664 SAM NATALE PROFESSOR 40.0 0.0 X 229241 0 50300 JANE WHITE-PROFESSOR ASSOC DEAN THRU 1-22-18 50.0 0.0 X 226436 0 33560 RICHARD GARNER DEAN, HONORS COLLEGE 50.0 0.0 X 222053 0 39109 JACQUES BARBER DEAN, SCHOOL OF PSYCHOLOGY 50.0 0.0 X 218579 0 59867 TIMOTHY BURTON FORMER OFFICER 50.0 0.0 X 345074 0 51494 JANE ASHDOWN FORMER DEAN 40.0 0.0 X 206587 0 51827 RAKESH GUPTA FORMER DEAN 40.0 0.0 X 184465 0 34559 ANTHONY LIBERTELLA FORMER DEAN 40.0 0.0 X 169965 0 52197 5542683 0 1054488 291 true true false COMPASS GROUP USA INC 2400 YORKMONT ROAD CHARLOTTE NC 28217 FOOD SERVICE 6247651 NCS PEARSON INC 5601 GREEN VALLEY DRIVE BLOOMINGTON MN 53347 ONLINE COURSE MGMT 1464563 ROYALL AND COMPANY 1920 E PARHAM ROAD RICHMOND VA 23228 CONSULTING 1203798 CHALLENGE GRAPHICS SERVICES INC DBA-CORPORATE COLOR 22 CONNOR LAN DEER PARK NY 11729 PRINTING SERVICES 794938 ECOSYSTEM ENERGY SERVICES USA INC 462 SEVENTH AVENUE NEW YORK NY 10018 CONTRACTOR 765495 45 119690 5584765 2974185 1065837 8678640 TUITION AND FEES 611600 256777857 256777857 SALES&SERVICES-EDUCATIONAL DEPTS 611710 4091235 4091235 STUDENT SUPPORT 721000 15068612 15068612 275937704 5027842 5027842 254 254 36010 36010 787990 124529 663461 0 663461 663461 36066819 142659 28580838 7485981 142659 7628640 7628640 477414 119690 284779 192635 192635 0 0 0 0 0 0 FACILITY FEES 713940 24753 24753 SPONSORSHIP FEE 541800 3500 3500 28253 298193439 275937704 28253 13548842 0 69153029 69153029 133686 133686 0 4590716 1570049 2619979 400688 157845 157845 113097739 100380821 11487725 1229193 7722690 6467899 1171241 83550 19361469 16278532 2849928 233009 8398044 6998916 1280311 118817 0 984031 64180 919851 398221 398221 100018 100018 280808 280808 533638 533638 4862930 3382669 1398073 82188 2804240 532241 2270348 1651 9268912 7903214 1151333 214365 2524317 1881314 620967 22036 0 11200255 10275058 890267 34930 1794135 1600784 152152 41199 0 2242490 1684656 474790 83044 5597499 5141085 431539 24875 0 8481894 7782495 661282 38117 1413494 1330364 78595 4535 ASSISTANTSHIP/TUIT REMISSION 6127589 6082429 44590 570 PROVISION-DOUBTFUL ACCOUNTS 1610663 104 1610559 CREDIT CARD FEES 466638 32054 414685 19899 COLLECTION COSTS 202879 13 202866 2784609 1848120 923328 13161 286294478 250681557 32686286 2926635 1750 1750 30648974 43485900 6402203 4963819 1888759 2305377 0 0 0 0 0 0 0 0 5895120 6050021 398725403 151011826 252304601 247713577 156500494 168676951 20100253 18547489 7052964 7119971 0 0 4684857 5079054 485479975 503943909 20378291 21816671 6002896 6192712 34919498 38754235 121943944 118684639 0 0 0 0 0 0 0 0 0 0 183244629 185448257 X 245319542 258318170 22883423 23569571 34032381 36607911 302235346 318495652 485479975 503943909 X 11898961 4239603 121742 X false true X true true true X 8958063 9456823 8095461 10466714 8678640 45655701 0 0 8958063 9456823 8095461 10466714 8678640 45655701 0 45655701 4165128 4736734 4196535 4300065 5727567 23126029 41760 42182 50803 41777 28253 204775 564659 655415 378515 303178 192635 2094402 71080907 1223572664 0.64231 0.64664 X SCHEDULE A, PART II, LINE 10 OTHER INCOME INCLUDES NET INCOME FROM FUNDRAISING ACTIVITIES AND OTHER REVENUE AS REPORTED ON FORM 990, PART VIII, STATEMENT OF REVENUE. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false true 100018 false false 100018 false SCHEDULE C, PART II-B, LINE 1G DURING FISCAL YEAR 2017-18, ADELPHI UNIVERSITY ENGAGED THE FIRM SHENKER RUSSO AND CLARK, LLP. THE FIRM PROVIDES COUNSELING TO THE UNIVERSITY AND SERVES AS LIAISON TO APPROPRIATE GOVERNMENT AGENCIES AS NECESSARY, REPORTING ON GOVERNMENT PROGRAMS, BUDGET, REGULATORY AND LEGISLATIVE ISSUES RELEVANT TO THE UNIVERSITY. DURING FISCAL YEAR 2017-18, THE UNIVERSITY PAID $97,025 TO THE FIRM, SHENKER, RUSSO AND CLARK, LLP. IN ADDITION, THE UNIVERSITY PAID $43,254 TO THE COMMISSION ON INDEPENDENT COLLEGES AND UNIVERSITIES OF WHICH $2,993 IS ATTRIBUTABLE TO LOBBYING. X false 179762036 1994280 15762138 1108039 7831838 188578577 166191992 2918311 21275110 1211937 9411440 179762036 165664071 516853 9231068 1188266 8031734 166191992 174477346 3912809 -8398719 1002817 3324548 165664071 149312321 2938232 23582843 882046 474004 174477346 0.72010 0.19350 0.08640 false false 2158865 2158865 353519210 113371013 240148197 2516729 2122945 393784 39241106 35517868 3723238 1289493 1289493 247713577 0 0 232778612 4239603 124529 4364132 228414480 434388 69344571 69778959 298193439 216640048 124529 124529 216515519 434388 69344571 69778959 286294478 Schedule D, Part III, Line 1a and 4 The University maintains an inventory of works of art. The works of art are primarily comprised of paintings and sculptures and are displayed throughout the campus. Under the provisions of SFAS 116, the University is not required to and does not report these items in its financial statements. Schedule D, Part X, Line 2 "The University follows ASC 740-10 which clarifies the accounting for uncertainty in tax positions taken or expected to be taken in a return, including issues relating to financial statement recognition and measurement. This section provides that the tax effects from an uncertain tax position can be recognized in the financial statement only if the position is "more likely than not" to be sustained if the position were challenged by a taxing authority. The assessment of the tax position is based solely on the technical merits of the position, without regard to the likelihood that the tax position may be challenged. The University is exempt from federal income taxation by virtue of being an organization described in Section 501(c)(3) of the Internal Revenue Code. Nevertheless, the University may be subject to tax on income unrelated to its exempt purpose, unless that income is otherwise excluded by the Code. Management has determined that there are no material uncertain tax positions within its consolidated financial statements." Schedule D, Part XI & Part XII, Lines 2d RENT EXPENSE TOTALING $124,529 IS INCLUDED ON THE 990, PART VIII, LINE 6B. RENT EXPENSE IS INCLUDED WITH EXPENDITURES IN THE FINANCIAL STATEMENTS AND IS SHOWN NET WITH REVENUE ON THE 990. SCHEDULE D, PARTS XI AND XII, LINES 4B LINES 4B IN PARTS XI AND XII ON SCHEDULE D SHOW $69,344,571 AS "OTHER". THIS AMOUNT REPRESENTS PROFESSIONAL FUNDRAISING FEES (SHOWN NET ON FINANCIAL STATEMENTS) TOTALING $57,856 AND SCHOLARSHIPS (SHOWN NET ON FINANCIAL STATEMENTS) TOTALING $69,286,715. SCHEDULE D, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT IS AN AGGREGATION OF GIFTS PROVIDED BY DONORS WITH THE REQUIREMENT THEY BE HELD IN PERPETUITY TO GENERATE EARNINGS NOW AND IN FUTURE YEARS TO SUPPORT THE UNIVERSITY'S PROGRAMS OF INSTRUCTION, RESEARCH AND PUBLIC SERVICE, AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENT. EARNINGS FROM ENDOWMENT INVESTMENTS SUPPORT SCHOLARSHIPS, CHAIRS, PROFESSORSHIPS, FELLOWSHIPS, BASIC RESEARCH AS WELL AS ACADEMIC AND PUBLIC SERVICE PROGRAMS. SCHEDULE D, PART V, LINE 1D THE UNIVERSITY HAS ADOPTED A SPENDING POLICY FOR DONOR-RESTRICTED ENDOWMENT FUNDS. GRANTS AND SCHOLARSHIPS REPORTED ON SCHEDULE D, PART V, LINE 1D IN THE AMOUNT OF $1,108,039 REPRESENT AMOUNTS AWARDED TO STUDENTS IN ACCORDANCE WITH DONOR STIPULATIONS AND THE UNIVERSITY'S ENDOWMENT SPENDING POLICY. IN FISCAL YEAR 2017-18, THE UNIVERSITY AWARDED STUDENTS INSTITUTIONAL FINANCIAL AID TOTALING $69,286,715. INSTITUTIONAL AID OF APPROXIMATELY $67.1 MILLION WAS FUNDED BY THE UNIVERSITY'S ANNUAL OPERATING BUDGET. true true true true true true true false false false false false false false false true false true SCHEDULE E, PART I, LINE 3 THIS POLICY IS PUBLICIZED IN PRINTED MEDIA WITH NEWSPAPER ADVERTISEMENTS AS WELL AS IN THE COURSE REGISTRATION GUIDES. SCHEDULE E, PART I, LINE 6A THE UNIVERSITY RECEIVES FUNDS FROM VARIOUS FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES FOR STUDENT FINANCIAL ASSISTANCE, HEALTH AND HUMAN SERVICES AND RESEARCH AND DEVELOPMENT GRANTS. true East Asia and the Pacific Investments 21459000 Europe (Including Iceland and Greenland) Investments 19975000 Middle East and North Africa Investments 770000 North America Investments 2331000 Russia and the Newly Independent States Investments 1094000 South America Investments 2130000 South Asia Investments 1628000 Sub-Saharan Africa Investments 663000 East Asia and the Pacific Program Services TRAVEL/STUDIES ABROAD 68333 Europe (Including Iceland and Greenland) Program Services TRAVEL/STUDIES ABROAD 271429 South America Program Services TRAVEL/STUDIES ABROAD 3144 North America Program Services TRAVEL/STUDIES ABROAD 78856 South Asia Program Services TRAVEL/STUDIES ABROAD 47405 Middle East and North Africa Program Services TRAVEL/STUDIES ABROAD 10945 Sub-Saharan Africa Program Services TRAVEL/STUDIES ABROAD 6889 Europe (Including Iceland and Greenland) Program Services STUDENT STUDIES ABROAD 129634 50714632 50714632 SCHOLARSHIPS - STUDY ABROAD Europe (Including Iceland and Greenland) 13 127686 CREDIT ACCT SCHOLARSHIPS - STUDY ABROAD East Asia and the Pacific 1 6000 CREDIT ACCT true false true true false false SCHEDULE F, PART I, LINE 3 INVESTMENTS OUTSIDE THE UNITED STATES, LISTED ON SCHEDULE F, PART I, LINE 3 RELATE TO THE UNIVERSITY'S INVESTMENTS IN FOREIGN AND GLOBAL EQUITIES FUNDS. SCHEDULE F, PART 1, LINE 3 EXPENDITURES LISTED ON SCHEDULE F, PART I, LINE 3 FOR EMPLOYEE TRAVEL RELATE TO FOREIGN TRAVEL OF THE UNIVERSITY'S PROFESSORS AND ADMINISTRATORS FOR THE PURPOSE OF STUDENT RECRUITMENT, FACULTY TRAVEL AND STUDENT STUDY ABROAD. EXPENDITURES LISTED ON SCHEDULE F, PART I LINE 3 FOR STUDENT STUDY ABROAD ARE PAYMENTS TO FOREIGN ORGANIZATIONS THAT HOST THE STUDY ABROAD PROGRAM FOR STUDENTS THAT ARE ENROLLED AT ADELPHI WHO ARE PARTICIPATING IN THE PROGRAM. SCHEDULE F, PART 1, LINE 2 AND PART III SCHOLARSHIPS LISTED ON SCHEDULE F, PART III WERE AWARDED TO STUDENTS, ENROLLED AT ADELPHI UNIVERSITY, WHO ARE PARTICIPATING IN A STUDY ABROAD PROGRAM. SCHOLARSHIPS ARE AWARDED BASED UPON A REVIEW AND DETERMINATION BY THE UNIVERSITY'S OFFICE OF STUDENT FINANCIAL SERVICES AND ARE GRANTED BASED UPON THE STUDENT'S ELIGIBILITY FOR THE AWARDS. SCHOLARSHIPS ARE CREDITED AGAINST TUITION CHARGES ON EACH STUDENT'S ACCOUNT. X X X X X X X true RUFFALO NOEL LEVITZ PHONATHON false 57856 57856 RUFFALO NOEL LEVITZ CONSULTING false 133769 EAB GLOBAL INC CONSULTING false 89183 57856 280808 AR CA CT DC ME MD MN MS NV NH NJ NY SC VA GALA 391237 70088 321149 106222 8000 47365 GOLF CLASSIC 87790 26869 60921 6800 33869 17403 2 118077 22733 95344 1000 2432 44948 16740 597104 119690 477414 7800 2432 185039 8000 81508 284779 192635 SCHEDULE G, PART I, LINE 2B FUNDRAISING CONSULTANT RUFFALO NOEL LEVITZ IS A PROFESSIONAL FUNDRAISING FIRM THAT ESTABLISHES CONTACT WITH THE UNIVERSITY'S ALUMNI AND POTENTIAL DONORS FOR THE PHONATHON WHICH MAY PROVIDE FUTURE FUNDRAISING OPPORTUNITIES AS WELL. true SCHOLARSHIPS TO STUDENTS 4470 69153029 Schedule I, Part I, Line 2 THE UNIVERSITY AWARDS BOTH INSTITUTIONALLY-FUNDED FINANCIAL AID TO STUDENTS AS WELL AS FINANCIAL AID FUNDED FROM PRIVATE GIFTS AND VARIOUS FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES. SCHOLARSHIPS ARE AWARDED ON AN EQUAL, OBJECTIVE AND NONDISCRIMINATORY BASIS USING ACADEMIC ACHIEVEMENT, FINANCIAL NEED, AND OTHER SIMILAR STANDARDS. THE UNIVERSITY MAINTAINS SEPARATE ACCOUNTING FOR ALL GRANTS AND STRICTLY MONITORS THAT ANY DISBURSEMENTS ARE MADE ONLY FOR THE INTENDED PURPOSE OF THE GRANT AND IN ACCORDANCE WITH THE GRANT REQUIREMENTS. AN AUDIT OF THE UNIVERSITY'S FEDERALLY FUNDED PROGRAMS IS CONDUCTED ANNUALLY BY THE UNIVERSITY'S EXTERNAL AUDITORS, AS REQUIRED BY TITLE 2 U.S. CODE OF FEDERAL REGULATIONS PART 200, UNIFORM ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES, AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS AND GOVERNMENT AUDITING STANDARDS AND RELATED INFORMATION. X X X X X X true true X X X X X X false true false false false false false false true DR CHRISTINE RIORDAN PRESIDENT 579826 0 100000 0 28400 0 90750 0 63938 0 862914 0 JAMES PERRINO -EXEC VP FINANCE/ADMN EFFECTIVE 9-14-17 109452 0 0 37788 0 0 8185 0 155425 0 SAM GROGG-INTERIM PROVOST-EXEC VP(THRU 6-30-18) 300226 0 10000 0 0 25650 0 38794 0 374670 0 PERRY GREENE VP FOR DIVERSITY & INCLUSION 192196 0 10000 0 0 19266 0 32936 0 254398 0 BRADY CROOK VP FOR UNIVERSITY ADVANCEMENT 150742 0 0 0 20620 0 11688 0 16471 0 199521 0 RAJIB SANYAL DEAN, SCHOOL OF BUSINESS 322929 0 0 0 25650 0 31769 0 380348 0 ANDREW SAFYER DEAN, SCHOOL OF SOCIAL WORK 222669 0 0 0 27040 0 22311 0 34110 0 306130 0 ROBERT DECARLO-CFO AND ASSOC VP OF FINANCE 238363 0 0 0 28131 0 16250 0 282744 0 ELAINE SMITH DEAN,NURSING & PUBLIC HEALTH 200707 0 0 17000 0 19450 0 13623 0 250780 0 AUDREY BLUMBERG DEPUTY PROVOST 184182 0 0 7661 0 23440 0 33910 0 249193 0 SUSAN BRIZIARELLI ACTING DEAN, ARTS AND SCIENCES 180622 0 0 0 20772 0 362 0 201756 0 JOANNA TEMPLETON- AVP BRAND STRATEGY &COMMUNICATIONS 169573 0 7500 0 0 0 28702 0 205775 0 ANNE M MUNGAI DEAN, SCHOOL OF EDUCATION 125664 0 46285 11938 343 184230 KRISTEN CAPEZZA ASSOC VP FOR ENROLLMENT MGMT 160844 0 10000 0 0 15095 0 14377 0 200316 0 GAYLE INSLER PROFESSOR 279244 0 750 0 0 31050 0 2614 0 313658 0 SAM NATALE PROFESSOR 172384 0 750 0 56107 0 17384 0 32916 0 279541 0 JANE WHITE-PROFESSOR ASSOC DEAN THRU 1-22-18 204996 0 0 0 21440 0 19829 0 13731 0 259996 0 RICHARD GARNER DEAN, HONORS COLLEGE 222053 0 0 0 25903 0 13206 0 261162 0 JACQUES BARBER DEAN, SCHOOL OF PSYCHOLOGY 218579 0 0 0 26457 0 33410 0 278446 0 TIMOTHY BURTON FORMER OFFICER 247345 0 35000 0 62729 0 29275 0 22219 396568 0 JANE ASHDOWN FORMER DEAN 206587 0 0 0 20517 0 31310 0 258414 0 RAKESH GUPTA FORMER DEAN 171231 0 750 0 12484 0 20236 0 14323 0 219024 0 ANTHONY LIBERTELLA FORMER DEAN 168965 0 750 0 250 0 20510 0 31687 0 222162 0 Schedule J, Part I, Line 1A AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY, THE PRESIDENT IS REQUIRED TO LIVE IN A UNIVERSITY RESIDENCE. IN ADDITION, HOUSEKEEPING SERVICES ARE REQUIRED FOR THE RESIDENCE. ANY PERSONAL USAGE IS TREATED AS TAXABLE INCOME. AMOUNTS ARE INCLUDED ON THE 990, PART VII AND SCHEDULE J, PART II. THE PRESIDENT IS REQUIRED TO TRAVEL TO ATTEND MEETINGS AND EVENTS RELEVANT TO THE UNIVERSITY'S MISSION. THE UNIVERSITY PAYS RELATED EXPENSES FOR THE TRAVEL AND ATTENDANCE OF THE PRESIDENT'S SPOUSE FOR THOSE EVENTS REQUIRING THE SPOUSE'S PRESENCE AS A BUSINESS PURPOSE. AS THE PRESIDENT'S CONTRACT PROVIDES, FIRST CLASS AIR TRAVEL MAY BE PROVIDED BY THE UNIVERSITY FOR ONLY THOSE FLIGHTS IN EXCESS OF THREE HOURS. DURING 2017-18, THE UNIVERSITY PAID $1,149 FOR AN ANNUAL MEMBERSHIP FOR THE USE OF A SOCIAL CLUB. THE CLUB IS USED AS A MEETING PLACE FOR ALUMNI GATHERINGS AND FOR OTHER UNIVERSITY-RELATED BUSINESS. THE DEAN OF SOCIAL WORK RESIDES IN A HOME OWNED BY THE UNIVERSITY AND PAYS RENT FOR THE USE OF THE HOME. RENT PAID TO THE UNIVERSITY WHICH IS BELOW THE MARKET VALUE FOR RENTING THE UNIVERSITY HOME IS REPORTED AS TAXABLE INCOME ON THE DEAN'S IRS FORM W-2; FOR THE CALENDAR YEAR 2017, THIS AMOUNT WAS $19,080. DURING CALENDAR 2017, THE UNIVERSITY GROSSED UP THE DEAN'S WAGES FOR THE TAXES RELATED TO THE DIFFERENCE IN RENT PAID AND THE MARKET VALUE OF THE RENT IN THE AMOUNT OF $7,960 AND THIS AMOUNT WAS ALSO REPORTED ON THE DEAN'S 2017 IRS FORM W-2. SCHEDULE J, PART II, COLUMN B (III), LINE 16 OTHER REPORTABLE COMPENSATION LISTED IN COLUMN B(III) FOR CERTAIN DEANS AND FOR THE UNIVERSITY'S PROFESSORS INCLUDES COMPENSATION FOR ADDITIONAL RESPONSIBILITIES AND FOR COURSES TAUGHT BEYOND THE REQUIRED FULL-TIME FACULTY COURSE LOAD. SCHEDULE J, PART II - FORMER DEANS FORMER DEANS WERE LISTED ON PREVIOUS FORMS 990 WITH COMPENSATION REPORTABLE FOR THEIR ROLES AS SUCH AND ARE NOT CURRENTLY EITHER OFFICERS OR KEY EMPLOYEES. THEY ARE LISTED ON THE 2017-18 990, PART VII AND SCHEDULE J, PART II DUE TO THEIR FORMER POSITIONS AND BECAUSE EACH WERE PAID DURING CALENDAR 2017 FOR THEIR EMPLOYMENT IN OTHER ADMINISTRATIVE AND TEACHING POSITIONS AT THE UNIVERSITY. SCHEDULE J PART II, FORMER OFFICER - VP FOR FINANCE AND ADMINISTRATION THE FORMER VICE PRESIDENT FOR FINANCE AND ADMINISTRATION ENDED HIS ROLE IN THAT POSITION IN AUGUST 2017. SINCE THE 990 REQUIRES REPORTING OF COMPENSATION AS FILED ON THE 2017 IRS FORM W-2, AMOUNTS EARNED DURING THE 2017 CALENDAR YEAR BY THE FORMER VICE PRESIDENT ARE SHOWN ON SCHEDULE J, PART II, COLUMN B(I). A TOWN OF HEMPSTEAD INDUSTRIAL DEVELOPMENT AGENCY 112798949 424682AW2 2009-09-30 31807584 CONSTRUCT DORMITORY/ADV REFUNDING false false false B TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 424682CF7 2011-06-15 25318662 CONSTRUCT DORMITORY/ADV REFUNDING false false false C TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 424682EY4 2013-11-14 46003624 CONSTRUCTION NEXUS & WELCOME CTR false false false D TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 434682FT4 2014-09-30 36419001 ADV. REFUNDING - 2005 SERIES BONDS false false false A 6075000 0 31814560 0 0 0 492134 0 0 24768768 6553658 0 2010 false true true true B 0 0 25318662 0 0 0 406940 0 0 10182015 14729707 0 2011 false true true true C 0 0 46093784 0 0 0 545152 0 0 45548632 0 0 2016 false false true true D 0 0 36419001 0 0 0 635842 0 0 0 35783159 0 2014 false true true true A false false false false 0.00000 0.00000 0.00000 false false false true B false false false false 0.00000 0.00000 0.00000 false false false true C false false false false 0.00000 0.00000 0.00000 false false false true D false false false false 0.00003 0.00000 0.00003 false false false true A false false false true false false 0 false 0 false true B false false false true false false 0 false 0 false true C false false false true false false 0 false 0 false true D false false false true false false 0 false 0 false true A true B true C true D true SCHEDULE K, PART II, LINE 3, COLUMNS A, B AND D TOTAL PROCEEDS OF THE BOND ISSUE FOR THE BONDS LISTED IN PART II, LINE 3, COLUMNS A AND C DIFFER FROM THE ISSUE PRICES LISTED IN PART I, LINES A AND C, COLUMN E AS A RESULT OF INVESTMENT EARNINGS ON THE BOND PROCEEDS. SCHEDULE K, PART III, LINE 9 AND PART V THE UNIVERSITY COMPLIES WITH THE REGULATIONS OF INTERNAL REVENUE CODE SECTIONS 1.141-12, 1.145-2 AND 148 AS WELL AS THE REQUIREMENTS WHICH ARE DOCUMENTED IN THE TAX COMPLIANCE AGREEMENT OF THE BOND DOCUMENTS FOR EACH BOND ISSUE. ON AN ON-GOING BASIS, MANAGEMENT MONITORS ANY PRIVATE BUSINESS ACTIVITY WHICH MAY BE CONDUCTED IN FACILITIES THAT HAVE BEEN CONSTRUCTED USING TAX EXEMPT BOND FINANCING. IN ADDITION, THE UNIVERSITY'S TAX ACCOUNTING FIRM DETERMINES ANY ARBITRAGE REBATE AND YIELD REDUCTION LIABILITES UNDER THE LAWS CONTAINED IN SECTION 148 OF THE INTERNAL REVENUE CODE FOR EACH OF THE UNIVERITY'S TAX EXEMPT BOND ISSUES. SCHEDULE K, PART IV, LINE 2C ARBITRAGE - REBATE COMPUTATION FOR EACH OUTSTANDING BOND ISSUE. THE UNIVERSITY'S TAX ACCOUNTING FIRM HAS DETERMINED THAT THERE WERE NO ARBITRAGE REBATE LIABLITIES FOR EACH OUTSTANDING BOND ISSUE. THE DATES THAT THE REBATE COMPUTATIONS WERE PERFORMED FOR EACH BOND ISSUE ARE AS FOLLOWS: TOWN OF HEMPSTEAD LDC, SERIES 2009 - AUGUST 10, 2011; TOWN OF HEMPSTEAD LDC, SERIES 2011 - JUNE 18, 2012; TOWN OF HEMPSTEAD LDC, SERIES 2013 - FEBRUARY 6, 2018; AND TOWN OF HEMPSTEAD LDC, SERIES 2014 - OCTOBER 28, 2015. SEE NOTE SCH. L, PART V 17430 SCHED. L,PART V ANDREW SAFYER DEAN SPOUSE 95184 EMPLOYMENT AT THE UNIVERSITY TIMOTHY BURTON FORMER VP FINANCE DAUGHTER 62661 EMPLOYMENT AT THE UNIVERSITY SEE NOTES SCHEDULE L PART V SCHEDULE L, PART IV THE DAUGHTER OF A FORMER OFFICER AND THE SPOUSE OF A KEY EMPLOYEE ARE EMPLOYED AT THE UNIVERSITY. THE EMPLOYMENT OF THESE EMPLOYEES IS AT ARMS LENGTH. THEIR EMPLOYMENT AT THE UNIVERSITY IS NOT RELATED IN ANY WAY TO THE RESPECTIVE POSITIONS OF THE FORMER OFFICER OR THE KEY EMPLOYEE. SCHEDULE L, PART III TUITION REMISSION IS A UNIVERSITY-WIDE EDUCATIONAL BENEFIT AVAILABLE TO UNIVERSITY EMPLOYEES, THEIR SPOUSES AND DEPENDENT CHILDREN. THE AMOUNT LISTED ON SCHEDULE L, PART III IS TOTAL TUITION REMISSON GIVEN TO THE FAMILY MEMBER OF AN OFFICER. X 36126 0 X 32 780229 MARKET QUOTATION X PLEDGES AND BEQUESTS 11 285608 DISCOUNTED VALUE false true false 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY HAS A CONFLICT OF INTEREST POLICY. ALL TRUSTEES, OFFICERS AND EMPLOYEES OF THE UNIVERSITY MUST SIGN A CONFLICT OF INTEREST STATEMENT ANNUALLY. THE CHAIRMAN OF THE UNIVERSITY'S AUDIT COMMITTEE AND THE CHAIRMAN OF THE TRUSTEE AFFAIRS COMMITTEE, REPORT TO THE UNIVERSITY'S GOVERNING BOARD ANNUALLY REGARDING ANY POTENTIAL CONFLICTS OF INTEREST. IN ADDITION, ANNUALLY IN PREPARATION OF THE 99O, QUESTIONNAIRES ARE COMPLETED BY KEY EMPLOYEES REGARDING RELATIONSHIPS AMONG TRUSTEES, OFFICERS, AND KEY EMPLOYEES; AND TRANSACTIONS INVOLVING A POTENTIAL CONFLICT OF INTEREST. ANY POTENTIAL TRANSACTIONS OR RELATIONSHIPS ARE REVIEWED AND DOCUMENTED ON THE 990 AND SCHEDULE L. 990, PART VI, SECTION B, LINE 15B AN INDEPENDENT COMPENSATION CONSULTANT HAS BEEN HIRED BY THE UNIVERSITY TO REVIEW THE COMPENSATION OF THE UNIVERSITY'S OFFICERS. THE CONSULTING FIRM REVIEWS COMPENSATION OF THE UNIVERSITY'S OFFICERS IN COMPARISON TO THOSE OFFICERS OF OTHER COLLEGES AND UNIVERSITIES WITHIN OUR SUPPORTED PEER GROUP OF OTHER UNIVERSITIES. THEIR REPORT IS PRESENTED TO THE EXECUTIVE COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES. THE DATE OF THE LAST REPORT OF THE INDEPENDENT CONSULTANTS WAS JUNE 2018. IN ADDITION, THE COMPENSATION OF THE UNIVERSITY'S KEY EMPLOYEES IS REVIEWED ANNUALLY. COMPARISONS ARE MADE TO SALARIES REPORTED BY THE COLLEGE AND UNIVERSITY PERSONNEL ASSOCIATION AS WELL AS THE COMPENSATION REPORTED IN OTHER UNIVERSITY'S FORM 990. THE EXECUTIVE COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES ACTS AS THE COMPENSATION COMMITTEE. RECOMMENDATIONS ON COMPENSATION ARE APPROVED BY THE FULL BOARD AND ARE CONTEMPORANEOUSLY DOCUMENTED IN THE MINUTES TO THOSE MEETINGS. 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. 990, PART VI, SECTION B, LINE 11B FORM 990 AND ALL SCHEDULES AND FORM 990T ARE PREPARED ANNUALLY BY MANAGEMENT, REVIEWED BY AN EXTERNAL AUDITING FIRM, REVIEWED BY THE BOARD OF TRUSTEES AUDIT COMMITTEE AND PROVIDED TO THE FULL BOARD OF TRUSTEES PRIOR TO FILING THE FORMS WITH THE IRS. 990, PART V, LINE 2A THE UNIVERSITY REPORTED 4,966 EMPLOYEES ON FORM W-3, TRANSMITTAL OF WAGE AND TAX STATEMENT FOR 2017. THIS INCLUDES APPROXIMATELY 2,300 STUDENT EMPLOYEES AND GRADUATE ASSISTANTS WHO WORKED AT THE UNIVERSITY DURING 2017. 990, PART X1, LINE 9 "OTHER CHANGES IN NET ASSETS OR FUND BALANCES" INCLUDED IN THE RECONCILIATION OF NET ASSETS, TOTALING $121,742, IS AN INCREASE IN NET ASSETS FOR POSTRETIREMENT CHANGES OTHER THAN NET PERIODIC BENFEFIT COSTS. BLACKCAT ADVERTISING AGENCY LLC C/O ADELPHI UNIVERSITY SOUTH AVENU GARDEN CITY NY 11530 412109172 ADVERTISING NY 0 ADELPHI