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ACCOUNTING AND AUDITING SERVICES 192867 66069 137673 TAX PREPARATION SERVICES 154975 68175 0 HOUSING DEVELOPMENT FUND, INC. - A LOAN MADE BY MACARTHUR FOUNDATION TO SUPPORT THE CREATION OF LOAN FUNDS TO FINANCE CLEAN ENERGY AND ENERGY-RELATED HEALTH AND SAFETY IMPROVEMENTS ON MULTIFAMILY AFFORDABLE RENTALS. 2500000 IFF - A LOAN MADE BY ARC TO PROVIDE FINANCING TO BUILD OR IMPROVE CHARTER SCHOOLS, HEALTH CARE FACILITIES, SUPPORTIVE HOUSING AND CHILDCARE FACILITIES, AND TO INCREASE ACCESS TO QUALITY EDUCATION, SOCIAL SERVICES AND HOUSING FOR LOW-INCOME RESIDENTS OF THE GREATER CHICAGO AREA. 2500000 CHICAGO COMMUNITY LOAN FUND - A LOAN MADE BY MACARTHUR FOUNDATION TO WORK WITH CHICAGO TREND TO ENCOURAGE COMMERCIAL DEVELOPMENT IN LOW AND MODERATE-INCOME COMMUNITIES OF CHICAGO. 2000000 CAREIT HEALTH, LLC D/B/A NOWPOW - A LOAN MADE BY ARC TO PROVIDE CAPITAL TO ALLOW RECIPIENT TO EXPAND ITS BUSINESS OF FACILITATING INCREASED ACCESS TO SOCIAL SERVICES THAT EMPOWER LOW-INCOME COMMUNITIES AND VULNERABLE POPULATIONS TO OBTAIN SELF-CARE. 1500000 THE CHICAGO COMMUNITY LOAN FUND - A LOAN MADE BY ARC TO PROVIDE CAPITAL TO ALLOW RECIPIENT TO PROVIDE FINANCING FOR THE REDEVELOPMENT OF FORMER CHICAGO PUBLIC SCHOOL BUILDINGS IN AN EFFORT TO CREATE JOBS, INCREASE HOUSING, AND COMBAT COMMUNITY DETERIORATION IN MID-SOUTH CHICAGO NEIGHBORHOODS. 1000000 COMMUNITY REINVESTMENT FUND, INC. - A LOAN MADE BY ARC TO PROVIDE CAPITAL TO ALLOW RECIPIENT TO EXPAND ITS LENDING TO SMALL BUSINESSES OWNED BY PEOPLE OF COLOR, WOMEN, IMMIGRANTS, AND VETERANS IN UNDER-SERVICED CHICAGO AREAS, ADDRESSING A SIGNIFICANT GAP IN FINANCING FOR SUCH BUSINESSES. 750000 ASREF FEEDER FUND, LP - AN INVESTMENT MADE BY MACARTHUR FOUNDATION TO MAKE EQUITY AND MEZZANINE DEBT INVESTMENTS IN MULTIFAMILY, RETAIL, OFFICE, INDUSTRIAL AND MIXED-USE REAL ESTATE PROJECTS BENEFITING LOW AND MODERATE-INCOME PEOPLE LIVING IN SECONDARY AND TERTIARY MARKETS ACROSS THE SOUTHERN US. 412074 SWEET BEGINNINGS, LLC - A LOAN MADE BY ARC TO PROVIDE CAPITAL TO ALLOW RECIPIENT TO EXPAND ITS BUSINESS AS A SELLER OF SUSTAINABLY GROWN RAW HONEY AND HONEY-INFUSED PRODUCTS, SO THAT IT CAN HIRE INDIVIDUALS FROM LOW-INCOME COMMUNITIES OF CHICAGO WITH SIGNIFICANTLY HIGH BARRIERS TO EMPLOYMENT. 300000 LIVING CITIES BLENDED CATALYST FUND LLC - A LOAN MADE BY MACARTHUR FOUNDATION TO MAKE INNOVATIVE DEBT AND EQUITY INVESTMENTS THAT ALIGN WITH LIVING CITIES' PROGRAMMATIC PRIORITIES AND PHILOSOPHY. 259643 NEIGHBORHOOD LENDING SERVICES, INC. - A DRAW ON A GUARANTEE MADE BY MACARTHUR FOUNDATION TO SUPPORT MORTGAGES THAT HELP PREVENT FORECLOSURES AND REDUCE THE INVENTORY OF VACANT RESIDENTIAL PROPERTIES IN CHICAGO. 36196 GARFIELD PRODUCE COMPANY - A LOAN MADE BY ARC TO CREATE SUSTAINABLE EMPLOYMENT AND WEALTH IN UNDER-RESOURCED URBAN NEIGHBORHOODS THROUGH GROWING AND SELLING YEAR-ROUND QUALITY, FRESH, AND LOCAL PRODUCE. 25000 AUTONOMYWORKS INCORPORATED - A LOAN MADE BY ARC TO PROVIDE CAPITAL TO ALLOW RECIPIENT TO EXPAND ITS BUSINESS AND INCREASE ITS ABILITY TO PROVIDE EMPLOYMENT, JOB TRAINING, AND EDUCATION FOR ADULTS WITH AUTISM AND THOSE WITH SIMILAR ABILITIES. 7305 DIRECTORS & OFFICERS DIRECTORS ARE PAID A $20,000 RETAINER PER ANNUM ($27,500 FOR BOARD CHAIRMAN) PLUS MEETING FEES OF $1,000 PER DAY FOR BOARD OF DIRECTORS MEETINGS. DIFFERENCES IN THE AMOUNTS PAID TO DIRECTORS REFLECT MEETINGS ATTENDED OR ADDITIONAL IMPUTED INCOME. THE AVERAGE HOURS FOR DIRECTORS IS BASED UPON FOUR BOARD MEETINGS, RELATED COMMITTEE MEETINGS, TRAVEL AND PREPARATION TIME. IN ADDITION, THE DIRECTORS ARE FREQUENTLY CONSULTED BETWEEN MEETINGS, ASKED TO REVIEW AND COMMENT ON PREPARED REPORTS AND PAPERS, MAKE ON-SITE VISITS TO NATIONAL AND INTERNATIONAL GRANTEES RELATED TO GRANT MAKING AREAS OF THE FOUNDATION, AND ASSIST ON OTHER FOUNDATION RELATED MATTERS. BROKEN DOWN ON A WEEKLY BASIS, THE AVERAGE TIME IS ROUGHLY 4 TO 5 HOURS PER WEEK PER DIRECTOR. SUSAN E MANSKE SUSAN E. MANSKE IS A PARTICIPANT IN AN INCENTIVE COMPENSATION PLAN FOR INVESTMENT PROFESSIONALS THAT LINKS A PORTION OF COMPENSATION TO THE PERFORMANCE OF THE FOUNDATION'S INVESTMENT PORTFOLIO. THE AMOUNT REPORTED IN COMPENSATION INCLUDES $806,840 OF PAYMENTS MADE UNDER THE PLAN AND THE AMOUNT REPORTED IN CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS AND DEFERRED COMPENSATION INCLUDES $559,431 OF UNVESTED COMPENSATION EARNED UNDER THE PLAN AND SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE.THE AMOUNT REPORTED IN COMPENSATION ALSO INCLUDES $119,509 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. JOSHUA J MINTZ THE AMOUNT REPORTED IN COMPENSATION INCLUDES $64,358 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. JULIA M STASCH THE AMOUNT REPORTED IN COMPENSATION INCLUDES A BONUS PAYMENT OF $278,383, BASED ON PERFORMANCE AS DETERMINED BY THE BOARD OF DIRECTORS, AND $131,105 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. THE AMOUNT REPORTED IN CONTRIBUTIONS TO THE EMPLOYEE BENEFIT PLANS AND DEFERRED COMPENSATION INCLUDES $204,920 OF DEFERRED COMPENSATION EARNED UNDER A DEFERRED COMPENSATION AGREEMENT AND SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE. MARC P YANCHURA THE AMOUNT REPORTED IN COMPENSATION INCLUDES $38,384 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. DIRECTORS & OFFICERS AFFILIATED ENTITIES THE MACARTHUR FOUNDATION FILES A CONSOLIDATED FORM 990-PF THAT INCLUDES HARTSEL RANCH CORPORATION, MACARTHUR HOLDING A, INC., AND MACARTHUR HOLDING B, INC. THE 990-PF ALSO INCLUDES ARC CHICAGO, LLC ("ARC"), A SOLE MEMBER LIMITED LIABILITY COMPANY CREATED IN 2016 BY THE FOUNDATION. THE FOUNDATION IS THE SOLE MEMBER OF ARC AND ARC IS THEREFORE A DISREGARDED ENTITY FOR TAX PURPOSES. JOSHUA MINTZ IS PRESIDENT AND DIRECTOR, MARC YANCHURA WAS TREASURER AND DIRECTOR, AND EMILY FRIEDMAN IS SECRETARY AND DIRECTOR OF HARTSEL RANCH CORPORATION, MACARTHUR HOLDING A, INC., AND MACARTHUR HOLDING B, INC. THE DIRECTORS AND OFFICERS OF THESE ENTITIES SPEND THE AMOUNT OF TIME NECESSARY TO TRANSACT THE ACTIVITIES OF THE AFFILIATED ENTITIES. THEY DO NOT RECEIVE ADDITIONAL COMPENSATION FOR THEIR SERVICES IN EXCESS OF WHAT THEY ARE OTHERWISE PAID BY THE FOUNDATION FOR THEIR SERVICES TO THE FOUNDATION.JOSHUA MINTZ, DEBRA SCHWARTZ, TRINITA LOGUE AND JAMES CASSELBERRY ARE MEMBERS OF THE BOARD OF MANAGERS OF AR BUILDING 1015384 379110 0.000000000000 47580 47580 IMPROVEMENTS 3524780 1316293 0.000000000000 151496 151496 FURNITURE, FIXTURES & EQUIPMENT 525312 166263 0.000000000000 73386 73386 COMPUTER EQUIPMENT 147694 4584 0.000000000000 27609 27609 CHICAGO CONDOMINIUM 766427 249064 0.000000000000 17840 0 NYC CONDOMINIUM 499384 337643 0.000000000000 19344 0 LAND - MARQUETTE 96900 0.000000000000 0 0 BUILDING - MARQUETTE 7117528 2626522 0.000000000000 269398 0 IMPROVEMENTS 17596976 4704233 0.000000000000 903782 0 FURNITURE, FIXTURES & EQUIPMENT 3670649 710605 0.000000000000 542760 0 COMPUTER EQUIPMENT 619641 34700 0.000000000000 141849 0 JONATHAN LEIGHT JONATHAN LEIGHT IS A PARTICIPANT IN AN INCENTIVE COMPENSATION PLAN FOR INVESTMENT PROFESSIONALS THAT LINKS A PORTION OF COMPENSATION TO THE PERFORMANCE OF THE FOUNDATION'S INVESTMENT PORTFOLIO. THE AMOUNT REPORTED IN COMPENSATION INCLUDES $398,732 OF PAYMENTS MADE UNDER THE PLAN AND THE AMOUNT REPORTED IN CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS AND DEFERRED COMPENSATION INCLUDES $273,342 OF UNVESTED COMPENSATION EARNED UNDER THE PLAN AND SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE.THE AMOUNT REPORTED IN COMPENSATION ALSO INCLUDES $23,319 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. MARK FRANKE MARK FRANKE IS A PARTICIPANT IN AN INCENTIVE COMPENSATION PLAN FOR INVESTMENT PROFESSIONALS THAT LINKS A PORTION OF COMPENSATION TO THE PERFORMANCE OF THE FOUNDATION'S INVESTMENT PORTFOLIO. THE AMOUNT REPORTED IN COMPENSATION INCLUDES $397,916 OF PAYMENTS MADE UNDER THE PLAN AND THE AMOUNT REPORTED IN CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS AND DEFERRED COMPENSATION INCLUDES $272,790 OF UNVESTED COMPENSATION EARNED UNDER THE PLAN AND SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE.THE AMOUNT REPORTED IN COMPENSATION ALSO INCLUDES $23,117 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. DAVID GREENWALD DAVID GREENWALD IS A PARTICIPANT IN AN INCENTIVE COMPENSATION PLAN FOR INVESTMENT PROFESSIONALS THAT LINKS A PORTION OF COMPENSATION TO THE PERFORMANCE OF THE FOUNDATION'S INVESTMENT PORTFOLIO. THE AMOUNT REPORTED IN COMPENSATION INCLUDES $380,074 OF PAYMENTS MADE UNDER THE PLAN AND THE AMOUNT REPORTED IN CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS AND DEFERRED COMPENSATION INCLUDES $261,151 OF UNVESTED COMPENSATION EARNED UNDER THE PLAN AND SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE.THE AMOUNT REPORTED IN COMPENSATION ALSO INCLUDES $19,278 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. ERIC VAANG ERIC VAANG IS A PARTICIPANT IN AN INCENTIVE COMPENSATION PLAN FOR INVESTMENT PROFESSIONALS THAT LINKS A PORTION OF COMPENSATION TO THE PERFORMANCE OF THE FOUNDATION'S INVESTMENT PORTFOLIO. THE AMOUNT REPORTED IN COMPENSATION INCLUDES $374,697 OF PAYMENTS MADE UNDER THE PLAN AND THE AMOUNT REPORTED IN CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS AND DEFERRED COMPENSATION INCLUDES $259,381 OF UNVESTED COMPENSATION EARNED UNDER THE PLAN AND SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE.THE AMOUNT REPORTED IN COMPENSATION ALSO INCLUDES $18,066 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. CAIXIA ZIEGLER CAIXIA ZIEGLER IS A PARTICIPANT IN AN INCENTIVE COMPENSATION PLAN FOR INVESTMENT PROFESSIONALS THAT LINKS A PORTION OF COMPENSATION TO THE PERFORMANCE OF THE FOUNDATION'S INVESTMENT PORTFOLIO. THE AMOUNT REPORTED IN COMPENSATION INCLUDES $120,247 OF PAYMENTS MADE UNDER THE PLAN AND THE AMOUNT REPORTED IN CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS AND DEFERRED COMPENSATION INCLUDES $120,247 OF UNVESTED COMPENSATION EARNED UNDER THE PLAN AND SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE.THE AMOUNT REPORTED IN COMPENSATION ALSO INCLUDES $20,721 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. ABOGADOS CON CAMARA CHOLULA 25 COLONIA HIPODROMO MEXICO CITY DISTRITO FEDERAL MX 06100 2015-02-05 300000 TO IMPROVE HUMAN RIGHTS COMPLIANCE WITHIN MEXICO'S NEW CRIMINAL JUSTICE SYSTEM. 198067 2016, 2017, 2018, 2019 ACTIONAID INTERNATIONAL FOUNDATION NIGERIA LTDGTE PLOT 477 41 CRESCENT OFF SA/ADU ZUNGUR AVENUE ABUJA FEDERAL CAPITAL T NI PMB 1890 2015-05-07 520000 TO PROMOTE GIRL'S RETENTION AND ENROLLMENT IN SECONDARY SCHOOL. 520000 2016, 2018, 2017, 2018 ADVOCACY NIGERIA NO 14 UBIAJA CRESCENT GARKI ABUJA FEDERAL CAPITAL T NI 2017-08-04 200000 TO IMPROVE ACCOUNTABILITY FOR MATERNAL HEALTH IN NIGERIA. 137651 2018, 2019 AFRICAN CENTRE FOR MEDIA & INFORMATION LITERACY 2ND FLOOR FLAT A3 22 KOFORIDUA STREET BY UBA OFF OUAGADOUGOU STREE ABUJA FEDERAL CAPITAL T NI 2017-07-28 200000 FOR BUILDING PUBLIC CONFIDENCE IN AND PROMOTING IMPLEMENTATION OF A WHISTLEBLOWER GUIDELINE IN NIGERIA. 188480 2019, 2018 AGORA-SOFIA FOUNDATION VASIL LEVSKI BOULEVARD 1B APARTMENT 22 SOFIA SOFIYA BU 1142 2016-02-26 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THE FOUNDATION HAS DETERMINED THAT FOR THOSE GRANTEES NO LONGER IN EXISTENCE AND WHO HAVE NOT PROVIDED TIMELY REPORTS, FURTHER ACTION WITH RESPECT TO THE GRANTS WOULD BE FUTILE. IN OTHER CASES, THE FOUNDATION HAS MADE REASONABLE EFFORTS TO NOTIFY THE GRANTEES THAT THEY ARE IN VIOLATION OF THEIR GRANT AGREEMENTS AND THAT GRANT FUNDS ARE REQUIRED TO BE RETURNED TO THE FOUNDATION. IN THOSE CASES, THE FOUNDATION HAS ALSO MADE REASONABLE ADDITIONAL INQUIRIES WITH RESPECT TO RETURN OF THE GRANT FUNDS AND HAS BEEN UNABLE AS OF YET TO SECURE SUCH RETURN. THE FOUNDATION HAS DETERMINED THAT LEGAL ACTION WITH RESPECT TO THESE GRANT FUNDS WOULD IN ALL PROBABILITY NOT RESULT IN THE SATISFACTION OF EXECUTION ON A JUDGMENT, AND THAT THE EXPENSE OF LEGAL ACTION WOULD NOT BE JUSTIFIED BY THE LIKELY RESULTS.FOR EACH GRANTEE WITH DELINQUENT REPORTS, EXPENDITURE RESPONSIBILITY STATEMENTS ARE INCLUDED IN THE FOUNDATION'S FORM 990-PF FOR THE YEAR OF EACH INITIAL GRANT PAYMENT THROUGH THE LAST YEAR IN WHICH ANY REPORT IS RECEIVED AND THREE SUBSEQUENT YEARS. THEREAFTER, SUCH GRANTEES ARE NOLONGER LISTED ON THE FORM 990-PF BUT FURTHER PAYMENTS WILL NOT BE MADETO SUCH GRANTEES. NO GRANTEES WERE EXCLUDED FROM THE 990-PF IN 2018 FOR THIS REASON.DEFINITIONS OF TERMS USED IN THE EXPENDITURE RESPONSIBILITY STATEMENTS:GRANT AMOUNT: TOTAL PAYMENTS MADE ON THE GRANT TO THE GRANTEE THROUGH THE END OF THE REPORTING DATE OF THE FORM 990-PF.DATE OF GRANT: THE DATE OF THE INITIAL GRANT PAYMENT.VERIFICATION DATE: THE DATE OF ANY INDEPENDENT VERIFICATION OF A GRANT REPORT. THE FIELD IS BLANK IF NO VERIFICATION WAS PERFORMED.DATES OF REPORTS BY GRANTEE: THE DATES THE REPORTS ARE RECEIVED BY THE FOUNDATION. THERE IS AN ASTERISK BY THE DATE IF A REPORT HAS BEEN RECEIVED BUT NOT YET APPROVED BY THE FOUNDATION. AN EXPENDITURE RESPONSIBILITY STATEMENT FOR A GRANT CONTINUES TO BE INCLUDED UNTIL ALL REPORTS HAVE BEEN APPROVED BY THE FOUNDATION, SUBJECT TO THE STATEMENT ABOVE AS TO GRANTEES WITH DELINQUENT REPORTS. AFFILIATION SCHEDULE FEDERAL FORM 990-PF PERIOD ENDED DECEMBER 31, 2018 SUBSTITUTED FEDERAL FORM 851COMMON PARENT CORPORATION:JOHN D. AND CATHERINE T. MACARTHUR FOUNDATION140 SOUTH DEARBORN STREET, SUITE 1200, CHICAGO, IL 60603-5285EMPLOYER IDENTIFICATION NUMBER 23-7093598PART I - OVERPAYMENT CREDITS, ESTIMATED TAX PAYMENTS AND TAX DEPOSITSCOMMON PARENT CORPORATION, EIN 23-7093598PORTION OF OVERPAYMENT CREDITS AND ESTIMATED TAX PAYMENT -- $14,439,563HARTSEL RANCH CORPORATION EIN-59-1010067MACARTHUR HOLDING A, INC. EIN-36-3884255MACARTHUR HOLDING B, INC. EIN-36-3950409 TOTAL TAX $14,439,563PART II - PRINCIPAL BUSINESS ACTIVITY - TITLE-HOLDING COMPANY, VOTING STOCK INFORMATION, ETC.COMMON PARENT CORPORATION, JOHN D. AND CATHERINE T. MACARTHUR FOUNDATION, PBA CODE 813000SUBSIDIARY CORPORATION: HARTSEL RANCH CORPORATION, PBA CODE 531390, NO NONDIVIDEND DISTRIBUTIONS, 15 SHARES, 100% OF VOTING POWER, 100% OF VALUE OWNED BY COMMON PARENT CORP, JOHN D. AND CATHERINE T. MACARTHUR FOUNDATION. SECTION 1.263(A)-1(F) DE MINIMIS SAFE HARBOR ELECTION TANGIBLE PERSONAL PROPERTY JOHN D. AND CATHERINE T. MACARTHUR FOUNDATIONEIN: 23-7093598HARTSEL RANCH CORPORATIONEIN: 59-1010067MACARTHUR HOLDING A, INC.EIN: 36-3884255MACARTHUR HOLDING B, INC.EIN: 36-3950409FOR THE TAXABLE YEAR BEGINNING JANUARY 1, 2018, THE ABOVE-LISTED TAXPAYERS HEREBY MAKE THE DE MINIMUS SAFE HARBOR ELECTION UNDER TREASURY REGULATION SECTION 1.263(A)-1(F). SUMMARY OF DIRECT CHARITABLE ACTIVITIES FORM 990-PF, PART IX-A, LINE 1 IN ADDITION TO MAKING GRANTS, THE FOUNDATION ENGAGES IN A VARIETY OF OTHER CHARITABLE ACTIVITIES USING DIFFERENT TOOLS, STRATEGIES AND APPROACHES TO ACHIEVE ITS PHILANTHROPIC MISSION. THESE TOOLS, ACTIVITIES AND STRATEGIES INCLUDE: CONTRACTS, IMPACT INVESTMENTS, CONVENING MEETINGS AND CONFERENCES WITH A VARIETY OF PARTICIPANTS, COMMUNICATING WHAT IT AND ITS GRANTEES HAVE LEARNED THROUGH EVALUATIONS AND ASSESSMENTS AND OTHER RESEARCH, PROVIDING ADVICE TO OTHER DONORS AND CHARITABLE ORGANIZATIONS, ORGANIZING A PRO BONO LEGAL NETWORK TO PROVIDE FREE LEGAL SERVICES TO ITS GRANTEES AND SERVING ON THE BOARDS, ADVISORY COMMITTEES OR TASK FORCES OF OTHER CHARITABLE ORGANIZATIONS TO ADVANCE THEIR MISSION.FOR EXAMPLE, IN AREAS SUCH AS ITS SAFETY AND JUSTICE CHALLENGE IN ITS CRIMINAL JUSTICE PROGRAM, ITS PROGRAM REGARDING CHARITABLE WORK IN NIGERIA KNOWN AS ON NIGERIA, THE NUCLEAR CHALLENGES PROGRAM, ITS PROGRAM WORK IN CHICAGO, AND JOURNALISM AND MEDIA, THE FOUNDATION CONVENES MEETINGS FOR ITS GRANTEES AND OTHERS IN THE FIELD TO SHARE KNOWLEDGE AND RESEARCH ON WHAT IT AND ITS GRANTEES HAVE LEARNED.THROUGH ITS MACARTHUR ADVISORY SERVICES INITIATIVE, THE FOUNDATION PROVIDES COUNSEL AND ADVICE, FREE OF CHARGE, TO OTHER DONORS REGARDING A WIDE VARIETY OF ISSUES TO HELP THESE DONORS BE MORE EFFECTIVE IN ACCOMPLISHING THEIR CHARITABLE PURPOSES. MACARTHUR STAFF ALSO SERVE ON THE BOARDS, ADVISORY COMMITTEES AND TASK FORCES OF A HOST OF CHARITABLE ORGANIZATIONS TO FURTHER CHARITABLE PURPOSES. REPRESENTATIVE ORGANIZATIONS INCLUDE: FOUNDATION FINANCIAL OFFICERS GROUP, THE TECHNICAL ASSISTANCE GROUP, AND LIMITED NUMBER OF GRANTEES SUCH AS ASIAN AMERICANS IN PHILANTHROPY, HISPANICS IN PHILANTHROPY, COMMUNICATIONS NETWORK, AND CHICAGO AFRICAN AMERICANS IN PHILANTHROPY.IN ADDITION, BASED ON ITS EXPERIENCE AND LEARNINGS ARISING FROM ITS 100&CHANGE INITIATIVE, THE FOUNDATION HELPED CREATE AND LAUNCH A SEPARATE 501(C)(3) ORGANIZATION CALLED LEVER FOR CHANGE, TO SERVE AS A TWO-SIDED PLATFORM THAT WILL HELP CONNECT DONORS TO HIGH-IMPACT PHILANTHROPIC OPPORTUNITIES THROUGH CUSTOMIZED, SPONSORED AWARD PROCESSES. DONORS WILL BE ABLE TO SPONSOR AWARDS AND RECEIVE CUSTOMIZED SUPPORT, RANGING FROM COMPETITION DESIGN TO SOURCING, VETTING, AND DUE DILIGENCE, AS WELL AS POST-AWARD GRANT MANAGEMENT. BEYOND SERVING AS A PLATFORM FOR DONORS TO IDENTIFY IMPACTFUL PHILANTHROPIC OPPORTUNITIES, LEVER FOR CHANGE WILL SERVE AS A LABORATORY FOR DEVELOPING LOW-COST APPROACHES TO CAPACITY ENABLING BY TESTING NEW METHODS WITH A LARGE POOL OF APPLICANTS. IN ACCORDANCE WITH A SERVICES AGREEMENT BETWEEN LEVER FOR CHANGE AND THE FOUNDATION, STAFF OF MACARTHUR PROVIDE VARIOUS SERVICES TO LEVER FOR CHANGE AND THE FOUNDATION IS THE SOLE MEMBER OF LEVER FOR CHANGE.FOUNDATION STAFF ALSO REGULARLY SPEAK AT CONFERENCES AND PUBLISH PAPERS ON A WIDE RANGE OF ISSUES IMPORTANT TO THE FIELD OF PHILANTHROPY AND TO SHARE THEIR KNOWLEDGE IN AREAS OF IMPACT INVESTING, LEGAL ISSUES, CRIMINAL JUSTICE, AND MANY OF THE OTHER AREAS IN WHICH THE FOUNDATION WORKS.THE FOUNDATION ALSO MAKES AVAILABLE ITS CONFERENCE FACILITIES AT 140 S. DEARBORN FOR USE BY OTHER NOT-FOR-PROFIT ORGANIZATIONS FOR MEETINGS, SEMINARS AND OTHER ACTIVITIES THAT FURTHER THEIR CHARITABLE PURPOSES.IN DETERMINING THE COST OF THE CUMULATIVE DIRECT CHARITABLE ACTIVITIES AS DESCRIBED ABOVE, THE FOUNDATION HAS REASONABLY ALLOCATED A PERCENTAGE OF ITS DIRECT PROGRAM EXPENSES. THE COSTS OF THESE ACTIVITIES CONSTITUTE CHARITABLE NON-GRANT EXPENDITURES RELATED TO THE FOUNDATION'S EXEMPT PURPOSE AND ARE REPORTED IN PART I. GRANTS AND CONTRIBUTIONS FORM 990-PF, PART XV, SUPPLEMENTARY INFORMATION IN LIGHT OF INCREASED CONCERNS REGARDING PRIVACY RIGHTS AND THE PROTECTION OF PERSONALLY IDENTIFIABLE INFORMATION THAT THE FOUNDATION MAY HAVE IN ITS POSSESSION, THE FOUNDATION DOES NOT LIST PERSONAL ADDRESSES FOR THE RECIPIENTS OF ITS MACARTHUR FELLOWS AWARDS OR OTHER INDIVIDUAL GRANTS. THE FOUNDATION INSTEAD USES ITS BUSINESS ADDRESS FOR THE LISTING OF THE RECIPIENT ADDRESS.THE FOUNDATION MAINTAINS THE PERSONAL ADDRESSES OF ALL RECIPIENTS OF INDIVIDUAL GRANTS AND WILL MAKE THE INFORMATION AVAILABLE TO THE IRS OR OTHER REGULATORY AGENCIES UPON REQUEST. ATLAS SENIOR LOAN FUND LTD/LLC SRS 18-10A CL E 01-15-2031 439993 439993 ATRIUM IX 0% DUE 02-28-2047 559822 559822 MADISON PK FDG XII FLTG RT 0% DUE 07-20-2026 626597 626597 PVPTL THL CR WIND RIV 2017-3 CLO LTD SER 17-3A CL E VAR 10-15-2030 950394 950394 PVTPL AIMCO CLO SER 2014-A SR SECD NT CLE FLTG 144A 3C7 VAR RT DUE 7-20-2026 958879 958879 PVTPL ALLEGRO CLO VIII LTD SER 18-2A CLSE FLTG 07-15-2031 559244 559244 PVTPL ATLAS SR SECD LN FD VIII LTD SR SECD 17-8A CL E FLTG RT 01-16-2030 909458 909458 PVTPL ATRIUM CDO CORP SR 14A CL E FLTG 08-23-2030 670950 670950 PVTPL BLUEMOUNTAIN FUJI US CLO II LTD SRSECD CL D 3C7 FLTG 10-20-2030 BEO 784769 784769 PVTPL CARLYLE GLOBAL MKT STRAT. CLO 2015-5 SECD NT CL D FLTG DUE 01-20-2028 1415856 1415856 PVTPL CARLYLE US CLO 2017-3 LTD JR SECD DEFERRABLE 8-2-2017 VAR RT 7-20-2029 461339 461339 PVTPL CARLYLE US CLO 2017-4 LTD VAR RT DUE 01-15-2030 BEO 939707 939707 PVTPL CIFC FDG SER 18-2A CL D FLTG 04-20-2031 921114 921114 PVTPL CIFC FUNDING LTD SER 15-4A CL DR FLTG 10-20-2027 494165 494165 PVTPL CIFC FUNDING LTD SER 18-1A CL SUB VAR RT 04-18-2031 653118 653118 PVTPL DDRYDEN SENIOR CL E FLTG RATE 07-15-2030 1025257 1025257 PVTPL DRYDEN LN FD SR 13-28A CL B2LR VAR RT 8-15-30 941498 941498 PVTPL DRYDEN SENIOR LOAN FUND SER 14-36A CL ER FLTG DUE 01-15-2028 BEO 665575 665575 PVTPL HILLMARK FDG LTD SUB NT 3C7 0 DUE 05-21-2021 BEO 28200 28200 PVTPL KKR CLO 15 LTDSR 15 CL ER FLTG RT 1-18-2032 940344 940344 PVTPL KKR CLO LTD SR 18 CL E FLTG DUE 07-18-2030 BEO 1173417 1173417 PVTPL LCM LTD PARTNERSHIP SR 25A CL E VAR RT 07-20-2030 613665 613665 PVTPL LCM XIII LTD INC NT 3C7 FLT VAR RT DUE 01-19-2023 BEO 404413 404413 PVTPL MADISON PK FDG XVIII LTD SER 2015-18A CL E-R FLTG 10-21-2030 475227 475227 PVTPL MADISON PK FDG XXVI LTD SR 17-26A CL F-R FLTG RT 07-29-2030 931045 931045 PVTPL MAGNETITE XV LTD SER-15-15A CL-ER FLTG 07-25-2031 BEO 642950 642950 PVTPL NEUBERGER BERMAN LN ADVISERS CLO 25 LTD 3C7 VAR RT DUE 10-18-2029 BEO 918836 918836 PVTPL OHA CR PARTNERS LTD SER 12-7A CLS ER FLTG RT 11-20-2027 1216061 1216061 PVTPL OHA CR PARTNERS X LTD SUB NT 144A 3C7 VAR RT DUE 12-12-2030 BEO 363991 363991 PVTPL OHA CR PARTNERS XIII LTD JR SECD SER 16-13A CL E 144A FLTG 01-21-2030 620457 620457 PVTPL OHA CR PARTNERS XIII LTD SUB NT 144A 3C7 VAR RT DUE 01-21-2030 BEO 197078 197078 PVTPL REGATTA X FDG LTD SER 17-3A CL E FLTG RATE DUE 01-17-2031 450360 450360 PVTPL SOUND PT CLO LTD SER 17-4A CL D FLTG RT 01-20-2031 893244 893244 PVTPL SOUND PT CLO XVI LTD SECD DEFERRABLE NT JR CL E FLTG 07-25-2030 921840 921840 PVTPL STEELE CREEK CLO SER 2018-1A CL E FLTG 04-15-2031 BEO 873514 873514 PVTPL TCI-CENT CLO 2016-1 LTD SR SR 17-1A CL D VAR RT 07-25-2030 933272 933272 PVTPL TCI-FLATIRON CLO LTD SER 17-1A CL E 11-17-2030 692006 692006 PVTPL TCI-SYMPHONY CLO SER 17-1A CL E FLTG RT DUE 07-15-2030 1173964 1173964 PVTPL WELLFLEET CLO LTD JSER 17-2A CL D FLT 10-20-2029 974522 974522 VALE S.A. VAR DEB PERP BRL0.01 '6' 13352 13352 WELLFLEET CLO 2018-1 LTD JR SECD DEFERRABLE NT CL E 144A 07-17-2031 BEO 548697 548697 ACACIA COMMUNICATIONS INC COM 436430 436430 ADR IQIYI INC SPONSORED ADR 187377 187377 ADR NOAH HLDGS LTD SPONSORED ADS 510266 510266 ADR PPDAI GROUP INC SPONSORED ADR 147168 147168 ALEUTIAN FUND, LTD. 50566560 50566560 AQR ABSOLUTE RETURN OFFSHORE FUND 46580796 46580796 AQR STYLE PREMIA FUND, L.P. 30470783 30470783 ASHOKA OFFSHORE FUND 35849997 35849997 BIL LTD 66003551 66003551 BLACKROCK EMERGING MARKETS ALPHA ADVANTAGE FUND LTD. 49482680 49482680 BLACKSTONE DISTRESSED SECURITIES OFFSHORE FUND LTD. 17540 17540 BOGLE OFFSHORE OPPORTUNITY FUND II, LTD. 43054584 43054584 BRIDGEWATER PURE ALPHA FUND II, LTD. 205778765 205778765 CAPEVIEW STRATEGIC FUND 48661827 48661827 CAPSTONE VOL. OFFSHORE, LTD. 57514277 57514277 CARBON BLACK INC COM 289282 289282 CHAPELGATE CREDIT OPPORTUNITY FUND LIMITED 60162289 60162289 CITADEL KENSINGTON GLOBAL STRAT FUND LTD 83827184 83827184 CLEARANCE RE EQUITY FUND 37383354 37383354 CLOUDERA INC COM 679515 679515 CYTOMX THERAPEUTICS INC. COM 428946 428946 DROPBOX INC CL A 1103097 1103097 ELEMENT CAPITAL FEEDER FUND LIMITED 90883793 90883793 ENCOMPASS CAPITAL FUND OFFSHORE LTD. 56983206 56983206 EPL1 UNIT TRUST 61597468 61597468 FIELD STREET OFFSHORE FUND, LTD. 61981490 61981490 GAOLING FEEDER, LTD. 101398840 101398840 GLG CRAVE 35132847 35132847 GOLDENTREE CREDIT OPPORTUNITIES, LTD. 35189048 35189048 GOLDENTREE OFFSHORE FUND II, LTD. 789340 789340 GRATICULE ASIA MACRO FUND LTD. 27154097 27154097 HITCHWOOD CAPITAL FUND 43659395 43659395 HOLOCENE ADVISORS OFFSHORE FUND LTD. 64646747 64646747 HUTENSKY CAPITAL REIT I, LP 1034034 1034034 KALA PHARMACEUTICALS INC. COM 128270 128270 KINTBURY EQUITY FUND 22986618 22986618 KUVARI FOCUS FUND LIMITED 52747471 52747471 LIBERTY HARBOR NATURAL RESOURCES FUND OFFSHORE, L.P. 106379 106379 LSV U.S. LARGE CAP LONG / SHORT FUND, LP 46502740 46502740 MF INVESTMENT APPRECIATION, LTD. 44711216 44711216 MICROSOFT CORP COM 1013262 1013262 MILLENNIUM INTERNATIONAL, LTD. 209954520 209954520 NAPIER PARK EUROPEAN CREDIT GLOBAL FEEDER LTD. 31672525 31672525 NIPUN ASIA TOTAL RETURN OFFSHORE FUND 606957 606957 OI SA PRF NPV 30 30 OKTA INC CL A 3168499 3168499 ORCHARD LANDMARK LIMITED 40751926 40751926 OZ OVERSEAS FUND, LTD. 293890 293890 PURE STORAGE INC CL A 539822 539822 PVTPL ALM XVI LTD PFD 144A 591230 591230 RADCLIFFE BDC DEBT FUND 35687773 35687773 RADCLIFFE INTERNATIONAL ULTRA SHORT DURATION FUND 91073412 91073412 RADCLIFFE ULTRA SHORT DURATION SELECT 308078 308078 SAND GROVE OPPORTUNITIES FUND LTD. 75359250 75359250 SANDSTONE CAPITAL INDIA OFFSHORE FUND LIMITED 1775520 1775520 SCHF USTE, L.P. 165949666 165949666 SECURE PROPERTY DEVELOPMENT & INVESTMENT LTD. 65577 65577 SERVICESOURCE INTERNATIONAL 97998 97998 SGAM/4D GLOBAL ENERGY DEVELOP. CAPITAL FD II PLC 2354144 2354144 SKI TIME SQUARE LIMITED 65302928 65302928 SPOTIFY TECHNOLOGY S A COM EUR0.025 407919 407919 SQUARE INC CL A 401268 401268 SUNRUN INC COM 156631 156631 TENNENBAUM SPECIAL VALUE OPPORTUNITIES FUND, LLC 610920 610920 THE CHILDREN'S INVESTMENT FUND 82929000 82929000 THS KINGSWAY- FRONTIER 26435392 26435392 TOPWATER PARTNERS FUND 70100851 70100851 TOR ASIA CREDIT FUND 49563326 49563326 TRUPANION INC COM 796058 796058 TT EVENT DRIVEN FEEDER FUND FEEDER SEGREGEGATED PORTFOLIO 65705958 65705958 TWO SIGMA ABSOLUTE RETURN ENHANCED CAYMAN FUND, LTD. 98306906 98306906 TWO SIGMA RISK PREMIUM ENHANCED, LTD. 58439532 58439532 TWO SIGMA SPECTRUM CAYMAN FUND, LTD. 94707899 94707899 VARADERO INTERNATIONAL, LTD. 30307229 30307229 VR GLOBAL OFFSHORE FUND LTD. 47411444 47411444 WATERFRONT CP OFFSHORE 54094729 54094729 WINTON FUTURES FUND LTD 80193236 80193236 ZENDESK INC COM 275331 275331 ZP OFFSHORE ENERGY FUND LTD 29845241 29845241 ZP OFFSHORE UTILITY FUND LTD 30244167 30244167 ZUORA INC CL A COM 704013 704013 BUILDING 1015384 426690 588694 588694 IMPROVEMENTS 3524780 1467789 2056991 2056991 FURNITURE, FIXTURES & EQUIPMENT 525312 239649 285663 285663 COMPUTER EQUIPMENT 147694 32193 115501 115501 83NORTH III LIMITED PARTNERSHIP FMV 9601647 9601647 83NORTH III OPPORTUNITY LIMITED PARTNERSHIP FMV 543946 543946 83NORTH IV LIMITED PARTNERSHIP FMV 2597404 2597404 ABRIS CEE MID-MARKET FUND, L.P. FMV 6283301 6283301 ACADIAN ALL COUNTRY WORLD EX US LONG-SHORT FUND FMV 52122926 52122926 ADELIS EQUITY PARTNERS FUND II, AB FMV 2390859 2390859 ADVENT LATIN AMERICAN PRIVATE EQUITY FUND IV-F, LP FMV 2166780 2166780 AETOS CAPITAL ASIA T.E. II, LTD. FMV 941601 941601 AG EUROPE REALTY HOLDINGS, L.P. FMV 10455845 10455845 AG PRIVATE EQUITY PARTNERS III, L.P. FMV 67187 67187 AG REALTY FUND IX, L.P. FMV 13801618 13801618 AG REALTY FUND VI, L.P. FMV 198777 198777 AG REALTY FUND VII (TE), L.P. FMV 850296 850296 AG REALTY FUND VIII, L.P. FMV 1650526 1650526 AMERICAN INDUSTRIAL PARTNERS CAPITAL FUND II, LP FMV 71496 71496 APAX EUROPE VI - A, L.P. FMV 1722863 1722863 ARC ENERGY FUND 5 UNITED STATES L.P. FMV 6266293 6266293 ARC ENERGY FUND 7 UNITED STATES L.P. FMV 8923998 8923998 ARC ENERGY FUND 8 UNITED STATES L.P. FMV 11652215 11652215 ASHMORE GLOBAL SPECIAL SITUATIONS FUND 2 L.P. FMV 1253547 1253547 ASHMORE GLOBAL SPECIAL SITUATIONS FUND 3 L.P. FMV 470446 470446 ASHMORE GLOBAL SPECIAL SITUATIONS FUND 4 L.P. FMV 540483 540483 ASREF (AMERICAN SOUTH REAL ESTATE FUND) FMV 470942 470942 AUDAX PRIVATE EQUITY FUND II, L.P. FMV 481284 481284 AUDAX PRIVATE EQUITY FUND III, L.P. FMV 1160290 1160290 AUDAX PRIVATE EQUITY FUND IV, L.P. FMV 4019242 4019242 AUDAX PRIVATE EQUITY V, L.P. FMV 9445281 9445281 AUGUST CAPITAL III, L.P. FMV 1641337 1641337 AUGUST CAPITAL IV, L.P. FMV 1484851 1484851 AVENUE EUROPE SPECIAL SITUATIONS FUND II (U.S.), L.P. FMV 1693862 1693862 BALMORAL SPECIAL SITUATIONS FUND II L.P. FMV 9352326 9352326 BALMORAL SPECIAL SITUATIONS FUND III L.P. FMV 200492 200492 BARING VOSTOK PRIVATE EQUITY FUND IV FMV 7608477 7608477 BARING VOSTOK PRIVATE EQUITY FUND V FMV 9028829 9028829 BERTRAM GROWTH CAPITAL I, L.P. FMV 2409838 2409838 BERTRAM GROWTH CAPITAL II, L.P. FMV 890013 890013 BESSEMER VENTURE PARTNERS VII INSTITUTIONAL L.P. FMV 14529064 14529064 BESSEMER VENTURE PARTNERS VIII INSTITUTIONAL L.P. FMV 11335321 11335321 BLACKROCK MULTI-ALTERNATIVE OPPORTUNITIES FUND (B), L.P. FMV 5192665 5192665 BLUE WATER ENERGY FUND II, L.P. FMV 1752049 1752049 BLUE WATERENERGY FUND I-A, L.P. FMV 15933962 15933962 BPG - BERWIND PROPERTY GROUP INVESTMENT PTN V, LP FMV 10000 10000 BPG - BERWIND PROPERTY GROUP INVESTMENT PTN VI, LP FMV 932000 932000 BRICKMAN REAL ESTATE FUND I, L.P. FMV 49200 49200 BRICKMAN REAL ESTATE FUND III, L.P. FMV 28062 28062 BRIDGEPOINT EUROPE II "G", L.P. FMV 99703 99703 BRUCKMANN, ROSSER, SHERRILL & CO. II, LP FMV 1499056 1499056 CAMCOR ENERGY FUND VI-C LP FMV 682129 682129 CAMCOR ENERGY FUND VII-B LP FMV 4672537 4672537 CATALYST FUND LIMITED PARTNERSHIP II FMV 43170266 43170266 CATALYST FUND LIMITED PARTNERSHIP II PARALLEL FMV 11818871 11818871 CATALYST FUND LIMITED PARTNERSHIP III FMV 7997530 7997530 CATALYST FUND LIMITED PARTNERSHIP IV FMV 5336336 5336336 CATALYST FUND LIMITED PARTNERSHIP V FMV 4782417 4782417 CB HEALTHCARE FUND II, LP FMV 63473 63473 CDH CHINA FUND III FEEDER, L.P. FMV 699252 699252 CDH SUPPLEMENTARY FUND III FEEDER, L.P. FMV 80782 80782 CDH VENTURE PARTNERS II, L.P. FMV 7404894 7404894 CDH VENTURE PARTNERS, L.P. FMV 1903571 1903571 CENTERBRIDGE CAPITAL PARTNERS III, L.P. FMV 7608234 7608234 CENTERBRIDGE CAPITAL PARTNERS, L.P. FMV 3396238 3396238 CENTERBRIDGE CREDIT PARTNERS TE, L.P. FMV 13162102 13162102 CHANNEL MEDICAL PARTNERS, LP FMV 607871 607871 CHEYNE EUROPEAN STRATEGIC VALUE CREDIT FUND SCS SICAV-SIF FMV 1860906 1860906 CHICAGO GROWTH PARTNERS II, LP FMV 916031 916031 CHICAGO GROWTH PARTNERS, LP FMV 382002 382002 CHINA CAR PARKS INVESTMENT FUND FMV 11644801 11644801 CHRYSCAPITAL MANAGEMENT COMPANY IV, LLC FMV 942 942 CHRYSCAPITAL MANAGEMENT COMPANY V, LLC FMV 206 206 CHRYSCAPITAL MANAGEMENT COMPANY VI, LLC FMV 5525937 5525937 CLOUD APPS CAPITAL PARTNERS II, L.P. FMV 1337847 1337847 CLOUD APPS CAPITAL PARTNERS, L.P. FMV 4373265 4373265 COMMONFUND CAPITAL INTERNATIONAL PTNS IV, LP FMV 712571 712571 COMMONFUND CAPITAL INTERNATIONAL PTNS V, LP FMV 1337550 1337550 COMMONFUND CAPITAL INTERNATIONAL PTNS VI, LP FMV 3186408 3186408 COMMONFUND CAPITAL NEW LEADERS II, LP FMV 1025700 1025700 COMPASS CHICAGO PARTNERS, LP FMV 146078 146078 CRIMSON ASIA CAPITAL LTD, L.P. FMV 315314 315314 CROSSCUT 4, L.P. FMV 3415976 3415976 DELPHI VENTURES VI, L.P. FMV 879259 879259 DELPHI VENTURES VII, L.P. FMV 2683754 2683754 DELPHI VENTURES VIII, L.P. FMV 6818407 6818407 EMERGENCE CAPITAL PARTNERS V, L.P. FMV 469850 469850 ENCAP ENERGY CAPITAL FUND IX, L.P. FMV 10388489 10388489 ENCAP ENERGY CAPITAL FUND V, L.P. FMV 148504 148504 ENCAP ENERGY CAPITAL FUND VI, L.P. FMV 917683 917683 ENCAP ENERGY CAPITAL FUND VII-B, L.P. FMV 3712478 3712478 ENCAP ENERGY CAPITAL FUND VIII CO-INVESTORS B, L.P FMV 2380891 2380891 ENCAP ENERGY CAPITAL FUND VIII-B, L.P. FMV 4991600 4991600 ENCAP ENERGY CAPITAL FUND X, L.P. FMV 16762930 16762930 ENCAP ENERGY CAPITAL FUND XI, L.P. FMV 1649527 1649527 ENCAP FLATROCK MIDSTREAM FUND II, L.P. FMV 1485876 1485876 ENCAP FLATROCK MIDSTREAM FUND III, L.P. FMV 10073014 10073014 ENCAP FLATROCK MIDSTREAM FUND IV, L.P. FMV 4020624 4020624 ENDLESS FUND IV, L.P. FMV 8614412 8614412 ENDOWMENT VENTURE PARTNERS V, LP FMV 764047 764047 ENERGY & MINERALS GROUP FUND II, L.P. FMV 17591989 17591989 ENERVEST ENERGY INSTITUTIONAL FUND IX & NPI, L.P. FMV 5603383 5603383 ENERVEST ENERGY INSTITUTIONAL FUND X-B, L.P. FMV 277898 277898 ENERVEST ENERGY INSTITUTIONAL FUND XI-B, L.P. FMV 503058 503058 ENR PARTNERS II LP FMV 5602787 5602787 ENR PARTNERS LP FMV 14488853 14488853 EXCEL MEDICAL FUND, L.P. FMV 856572 856572 FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P. FMV 4204748 4204748 FCP REALTY FUND IV, L.P. FMV 178842 178842 FELIX CAPITAL FUND II LP FMV 2670962 2670962 FIRST RESERVE FUND X, L.P. FMV 70035 70035 FIRST RESERVE FUND XI, L.P. FMV 1702019 1702019 FIVE MILE CAPITAL PARTNERS II LP FMV 755492 755492 FIVE MILE CAPITAL STRUCTURED INCOME FUND LP FMV 2956253 2956253 FLEXPOINT FUND II, L.P. FMV 3670124 3670124 FLEXPOINT FUND III, L.P. FMV 6008582 6008582 FLEXPOINT SPECIAL ASSET FUND, L.P. FMV 798179 798179 FORTRESS CREDIT OPPORTUNITIES FUND (B), L.P. FMV 6133845 6133845 FORTRESS CREDIT OPPORTUNITIES FUND II (B), L.P. FMV 1514763 1514763 FORTRESS CREDIT OPPORTUNITIES FUND III (B), L.P. FMV 8928076 8928076 FORTRESS CREDIT OPPORTUNITIES FUND IV (B), L.P. FMV 18055846 18055846 FOUNDATION CAPITAL III, L.P. FMV 15917 15917 FOUNDATION CAPITAL IV, L.P. FMV 409362 409362 FOUNDATION CAPITAL LEADERSHIP FUND, L.P. FMV 17347 17347 FOUNDATION CAPITAL V, L.P. FMV 7148035 7148035 FOUNDATION CAPITAL VI, L.P. FMV 2141688 2141688 FOURTH CINVEN FUND (UBTI) LIMITED PARTNERSHIP FMV 12553 12553 FRANCISCO PARTNERS, LP FMV 78393 78393 FRAZIER HEALTHCARE IV, L.P. FMV 597407 597407 FRAZIER HEALTHCARE V, L.P. FMV 2699920 2699920 FRAZIER HEALTHCARE VI, L.P. FMV 3503754 3503754 FRAZIER LIFE SCIENCES IX, L.P. FMV 1907818 1907818 FRAZIER LIFE SCIENCES VIII, L.P. FMV 6445483 6445483 FRIEDMAN, FLEISCHER & LOWE CAPITAL PARTNERS II, L.P. FMV 1553035 1553035 FRIEDMAN, FLEISCHER & LOWE CAPITAL PARTNERS III, L.P. FMV 8266054 8266054 FRIEDMAN, FLEISCHER & LOWE CAPITAL PARTNERS IV, L.P. FMV 10789757 10789757 FRIEDMAN, FLEISCHER & LOWE CAPITAL PARTNERS, L.P. FMV 141978 141978 GABRIEL VENTURE PARTNERS II, LP FMV 468939 468939 GGV CAPITAL VI PLUS, L.P. FMV 1081475 1081475 GGV CAPITAL VI, L.P. FMV 5875495 5875495 GGV DISCOVERY I, L.P. FMV 5856455 5856455 GKC CREDIT OPPORTUNITIES FUND LP FMV 7134339 7134339 GLOBAL EMERGING MARKETS FORESTRY PARTNERS, L.P. FMV 117347 117347 GOF FEEDER A, LP FMV 18473126 18473126 GOLDEN GATE CAPITAL INVESTMENT ANNEX FUND II, L.P. FMV 95505 95505 GOLDEN GATE CAPITAL INVESTMENT FUND II A, L.P. FMV 42654 42654 GOLDEN GATE CAPITAL INVESTMENT FUND II, L.P. FMV 428903 428903 GOLDEN GATE CAPITAL OPPORTUNITY FUND, L.P. FMV 41025138 41025138 GOLDENTREE DISTRESSED DEBT FUND (CAYMAN) LP FMV 9692630 9692630 GOLDENTREE DISTRESSED FUND 2014 (CAYMAN) LP FMV 14485806 14485806 GREAT HILL EQUITY PARTNERS III, L.P. FMV 543599 543599 GREENFIELD ACQUISITION PARTNERS II, LP FMV 12161 12161 GREYLOCK ISRAEL II LIMITED PARTNERSHIP FMV 3094023 3094023 GREYLOCK ISRAEL LIMITED PARTNERSHIP FMV 9466100 9466100 GREYLOCK XI LIMITED PARTNERSHIP FMV 1011324 1011324 GREYLOCK XII LIMITED PARTNERSHIP FMV 7778379 7778379 GREYLOCK XIII LIMITED PARTNERSHIP FMV 12106972 12106972 GREYLOCK XIV LIMITED PARTNERSHIP FMV 16037496 16037496 GREYLOCK XV LIMITED PARTNERSHIP FMV 5198666 5198666 GTCR FUND IX / A, L.P. FMV 27473 27473 GTCR FUND VIII, L.P. FMV 93142 93142 GTCR FUND XI, L.P. FMV 7870048 7870048 GTCR FUND XII/ A, L.P. FMV 1151991 1151991 GTIS BRAZIL FUND II (CAYMAN), LP FMV 2666277 2666277 H.I.G. BRAZIL & LATIN AMERICA PARTNERS, L.P. FMV 3955741 3955741 HARBOURVEST INTERNATIONAL PE PTNS III - PTN FD, LP FMV 41324 41324 HELLMAN & FRIEDMAN CAPITAL PTNS VI, L.P. FMV 971356 971356 HEMISFERIO SUL INVESTIMENTOS FUND IV, L.P. FMV 1261727 1261727 HILLHOUSE FUND II, L.P. FMV 15012936 15012936 HILLHOUSE FUND III, L.P. FMV 8794765 8794765 HILLHOUSE FUND IV FEEDER, L.P. FMV 652332 652332 HOUSATONIC EQUITY INVESTORS IV, L.P. FMV 2459003 2459003 HOUSATONIC EQUITY INVESTORS V, L.P. FMV 5482194 5482194 HSI HIGH YIELD CREDIT I, L.P. FMV 1401517 1401517 HSI SPECIAL OPPORTUNITIES II, L.P. FMV 6582410 6582410 ICE_CDX MSNYUS33 12/20/2023 BUY CDX.EM.30 2I65BZDK5 FMV 4910105 4910105 ICE_CDX MSNYUS33 12/20/2023 SELL CDX.NA.HY.31 991069071 FMV 6026598 6026598 ICE_CDX MSNYUS33 12/20/2023 SELL CDX.NA.IG.31 991063611 FMV 1226771 1226771 INDEX VENTURES GROWTH I (JERSEY), L.P. FMV 27627463 27627463 INDEX VENTURES GROWTH II (JERSEY), L.P. FMV 3622667 3622667 INDEX VENTURES GROWTH III, L.P. FMV 9077655 9077655 INDEX VENTURES GROWTH IV (JERSEY), L.P. FMV 2027660 2027660 INDEX VENTURES III (DELAWARE), L.P. FMV 3806657 3806657 INDEX VENTURES IV (JERSEY), L.P. FMV 4071619 4071619 INDEX VENTURES IX (JERSEY), L.P. FMV 1256123 1256123 INDEX VENTURES V (JERSEY), L.P. FMV 1659792 1659792 INDEX VENTURES VII (JERSEY), L.P. FMV 7458782 7458782 INDEX VENTURES VIII, L.P. FMV 5208934 5208934 INDUSTRIAL GROWTH PARTNERS IV, L.P. FMV 4138563 4138563 INDUSTRIAL GROWTH PARTNERS V, L.P. FMV 5894757 5894757 INFLEXION BUYOUT FUND IV, L.P. FMV 7147744 7147744 INFLEXION BUYOUT FUND V, L.P. FMV 365111 365111 INFLEXION ENTERPRISE FUND IV, L.P. FMV 2690513 2690513 INFLEXION PARTNERSHIP CAPITAL FUND I, L.P. FMV 4327316 4327316 INFLEXION PARTNERSHIP CAPITAL FUND II, L.P. FMV 4135 4135 INFLEXION SUPPLEMENTAL FUND IV, L.P. FMV 4312922 4312922 INSIGHT VENTURE PARTNERS IV, L.P. FMV 166684 166684 INSIGHT VENTURE PARTNERS V, L.P. FMV 1866270 1866270 INSIGHT VENTURE PARTNERS VI, L.P. FMV 4418131 4418131 INTERNATIONAL PRIVATE EQUITY PARTNERS III, LP FMV 702695 702695 ISHARES DJ US REAL ESTATE INDX PUT OPTION W/STK $62.00 PER SH 18-JAN-2019 FMV 24200 24200 JENSEN RUSSIAN REAL ESTATE FUND II, L.P. FMV 2964908 2964908 KEROGEN ENERGY FUND B, L.P. FMV 9053084 9053084 KEROGEN ENERGY FUND C, L.P. FMV 308685 308685 KEROGEN ENERGY FUND II B, L.P. FMV 15837486 15837486 KPCB CHINA FUND, L.P. FMV 2760658 2760658 LASALLE ASIA OPPORTUNITY INVESTORS II L.P. FMV 279740 279740 LUBERT ADLER REAL ESTATE FUND III, L.P. FMV 125999 125999 MADISON DEARBORN CAPITAL PTNS IV, L.P. FMV 338273 338273 MADISON DEARBORN CAPITAL PTNS V-A, L.P. FMV 175414 175414 MALACHITE CAPITAL PARTNERS LP FMV 57340102 57340102 MAP 2003, L.P. FMV 8623228 8623228 MAP 2004, L.P. FMV 8067281 8067281 MAP 2012, L.P. FMV 7015899 7015899 MAP 2015, L.P. FMV 13059054 13059054 MARLIN EQUITY II, L.P. FMV 5259042 5259042 MARLIN EQUITY IV, L.P. FMV 3907033 3907033 MARLIN EQUITY V, L.P. FMV 2426503 2426503 MARLIN EQUITY, L.P. FMV 2060111 2060111 MARLIN EUROPE HERITAGE FUND, L.P. FMV 3073541 3073541 MARLIN HERITAGE II, L.P. FMV 2551997 2551997 MARLIN HERITAGE, L.P. FMV 4745796 4745796 MARQUETTE BUILDING FMV 30882588 30882588 MATRIX CHINA IV, L.P. FMV 4954380 4954380 MATRIX PARTNERS CHINA V, L.P. FMV 1316442 1316442 MATRIX PARTNERS INDIA III, LLC FMV 469271 469271 MATRIX PARTNERS IX, L.P. FMV 6769275 6769275 MATRIX PARTNERS VII, L.P. FMV 370028 370028 MATRIX PARTNERS VIII, L.P. FMV 3680515 3680515 MATRIX PARTNERS X, L.P. FMV 7104234 7104234 MATRIX PARTNERS XI, L.P. FMV 884341 884341 MAVERON EQUITY PARTNERS III, L.P. FMV 2296762 2296762 MAVERON EQUITY PARTNERS IV, L.P. FMV 2914827 2914827 MAVERON EQUITY PARTNERS V, L.P. FMV 10278186 10278186 MAVERON EQUITY PARTNERS VI, L.P. FMV 4125795 4125795 MCP PRIVATE CAPITAL FUND III SCSP FMV 9671322 9671322 MERCED PARTNERS IV, L.P. FMV 18618958 18618958 MERIT ENERGY PARTNERS - D II, LLP FMV 1940612 1940612 MHR INSTITUTIONAL PARTNERS II - A, L.P. FMV 11279396 11279396 MHR INSTITUTIONAL PARTNERS III, L.P. FMV 10404007 10404007 MHRM, L.P. FMV 9541742 9541742 MITHRIL II, L.P. FMV 831836 831836 MOHR DAVIDOW VENTURES VI, LP FMV 1397180 1397180 MOHR DAVIDOW VENTURES VII, LP FMV 1078181 1078181 MOHR DAVIDOW VENTURES VIII, LP FMV 1586397 1586397 MOSAIC VENTURES I LP FMV 3413408 3413408 MOUNT KELLETT CAPITAL PARTNERS (CAYMAN) II, L.P. FMV 4139197 4139197 NAPIER PARK EUROPE LOAN MANAGEMENT DESIGNATED ACTIVITY CO. SERIES II NOTES FMV 14749729 14749729 NATURAL GAS PARTNERS IX, L.P. FMV 596765 596765 NEUBERGER BERMAN PRINCIPAL STRATEGIES FMV 64538215 64538215 NGP MIDSTREAM & RESOURCES, L.P. FMV 10555992 10555992 NGP NATURAL RESOURCES X, L.P. FMV 4117447 4117447 NGP NATURAL RESOURCES XI, L.P. FMV 14587162 14587162 NIAM NORDIC INVESTMENT FUND V, L.P. FMV 1978678 1978678 NIAM NORDIC INVESTMENT FUND VI, L.P. FMV 14179075 14179075 NINETEEN77 CAPITAL SOLUTIONS FEEDER LP FMV 5768036 5768036 NORTHERN LIGHT PARTNERS V, L.P. FMV 3435466 3435466 NORTHERN LIGHT VENTURE FUND II, L.P. FMV 13946204 13946204 NORTHERN LIGHT VENTURE FUND III, L.P. FMV 7209496 7209496 NORTHERN LIGHT VENTURE FUND IV, L.P. FMV 8958542 8958542 NORTHERN LIGHT VENTURE FUND, L.P. FMV 7635913 7635913 NUMERIC EMERGING MARKETS ALPHA FUND LP FMV 56878679 56878679 OCM PRINCIPAL OPPORTUNITIES FUND III, LP FMV 81331 81331 OF III INVESTORS LIMITED PARTNERSHIP FMV 906543 906543 OHA EUROPEAN STRATEGIC CREDIT FUND (OFFSHORE), L.P FMV 2454127 2454127 ORION EUROPEAN REAL ESTATE FUND IV FMV 2690660 2690660 ORION FUND II INVESTORS, L.P. FMV 14396 14396 PAG ASIA SPECIAL SITUATIONS II FEEDER FUND L.P. FMV 11834038 11834038 PARTHENON INVESTORS II, L.P. FMV 233776 233776 PARTHENON INVESTORS III, L.P. FMV 5431030 5431030 PARTHENON INVESTORS IV, L.P. FMV 10076540 10076540 PHOENIX ASIA REAL ESTATE INVESTMENTS V(A), L.P. FMV 7185890 7185890 POST CAPITAL EQUITY PARTNERS III, L.P. FMV 1853269 1853269 PRIVATE ADVISORS SMALL COMPANY BUYOUT FUND III, LP FMV 4603786 4603786 PROQUEST INVESTMENTS III, L.P. FMV 837921 837921 PROQUEST INVESTMENTS IV, L.P. FMV 2308039 2308039 PROSPERITAS REAL ESTATE PARTNERS II, L.P. FMV 8657025 8657025 PROSPERITAS REAL ESTATE PARTNERS III, L.P. FMV 34261 34261 QUANTUM ENERGY PARTNERS VII CO-INVESTMENT FUND, LP FMV 576564 576564 QUANTUM ENERGY PARTNERS VII, LP FMV 5437499 5437499 REALTY ASSOCIATES FUND VIII CORPORATION, LP FMV 115885 115885 REALTY FINANCIAL PARTNERS V, LP FMV 162031 162031 RED FORT INDIA REAL ESTATE II, LLC FMV 1984447 1984447 RESOURCE CAPITAL FUND IV L.P. FMV 4506463 4506463 RESOURCE CAPITAL FUND V L.P. FMV 1360563 1360563 RESOURCE CAPITAL FUND VI L.P. FMV 14689288 14689288 RESOURCE LAND FUND III, LLC FMV 5187893 5187893 RIDGEWOOD ENERGY BLUEWATER OIL FUND II, LLC FMV 6878132 6878132 RIDGEWOOD ENERGY GULF OF MEXICO OIL & GAS FUND, L.P. FMV 14080254 14080254 RIDGEWOOD ENERGY OIL & GAS FUND II, L.P. FMV 9623480 9623480 RIDGEWOOD ENERGY OIL & GAS FUND III, L.P. FMV 5402111 5402111 ROCKWOOD CAPITAL REAL ESTATE PARTNERS FUND VI, LP FMV 85408 85408 SAIF PARTNERS III L.P. FMV 25615765 25615765 SB ASIA INVESTMENT FUND II L.P. FMV 5102715 5102715 SCHF CIF, L.P. 2018-A SERIES FMV 385649 385649 SCHF CIF, L.P. CIF 2014-A FMV 3921874 3921874 SCHF CIF, L.P. CIF 2017-A SERIES FMV 7729122 7729122 SCHF CIF, LP 2016-A SERIES FMV 3887474 3887474 SCM DFW LAKES SIDECAR, LLC FMV 1700805 1700805 SDC DIGITAL INFRASTRUCTURE OPPORTUNITY FUND I, L.P. FMV 2663796 2663796 SEACREST ENERGY PARTNERS II LP FMV 5709305 5709305 SEQUOIA CAPITAL CHINA GROWTH 2010 FUND, L.P. FMV 1653860 1653860 SEQUOIA CAPITAL CHINA GROWTH FUND I, L.P. FMV 10554300 10554300 SEQUOIA CAPITAL CHINA GROWTH FUND III, L.P. FMV 26274758 26274758 SEQUOIA CAPITAL CHINA GROWTH IV FUND, L.P. FMV 14582407 14582407 SEQUOIA CAPITAL CHINA GROWTH V FUND, L.P. FMV 5124937 5124937 SEQUOIA CAPITAL CHINA I, L.P. FMV 6853678 6853678 SEQUOIA CAPITAL CHINA II, L.P. FMV 7944800 7944800 SEQUOIA CAPITAL CHINA SEED FUND I, L.P. FMV 197625 197625 SEQUOIA CAPITAL CHINA VENTURE FUND 2010, L.P. FMV 1984440 1984440 SEQUOIA CAPITAL CHINA VENTURE FUND IV, L.P. FMV 3674574 3674574 SEQUOIA CAPITAL CHINA VENTURE FUND V, L.P. FMV 4964117 4964117 SEQUOIA CAPITAL CHINA VENTURE FUND VI, L.P. FMV 3795141 3795141 SEQUOIA CAPITAL CHINA VENTURE FUND VII, L.P. FMV 1671838 1671838 SEQUOIA CAPITAL GLOBAL GROWTH FUND II, L.P. FMV 16401658 16401658 SEQUOIA CAPITAL GLOBAL GROWTH FUND, L.P. FMV 6222079 6222079 SEQUOIA CAPITAL GROWTH FUND III, L.P. FMV 1881565 1881565 SEQUOIA CAPITAL HERITAGE FUND 2015 CO-INVESTMENT FUND FMV 5150124 5150124 SEQUOIA CAPITAL INDIA GROWTH FUND I, L.P. FMV 1907287 1907287 SEQUOIA CAPITAL INDIA GROWTH FUND II, L.P. FMV 8394587 8394587 SEQUOIA CAPITAL INDIA III, LTD. FMV 2593573 2593573 SEQUOIA CAPITAL INDIA IV, LTD. FMV 16598933 16598933 SEQUOIA CAPITAL INDIA V, LTD. FMV 7349977 7349977 SEQUOIA CAPITAL INDIA VI, LTD. FMV 1060867 1060867 SEQUOIA CAPITAL U.S. GROWTH FUND IV, L.P. FMV 11471238 11471238 SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. FMV 7840479 7840479 SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. FMV 8230509 8230509 SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. FMV 7473964 7473964 SEQUOIA CAPITAL U.S. GROWTH FUND VIII, L.P. FMV 2292728 2292728 SEQUOIA CAPITAL U.S. SCOUT SEED FUND III, L.P. FMV 319910 319910 SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. FMV 9032759 9032759 SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. FMV 11567621 11567621 SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. FMV 4733509 4733509 SEQUOIA CAPITAL U.S. VENTURE FUND XVI, L.P. FMV 673017 673017 SEQUOIA CAPITAL XII, L.P. FMV 23747958 23747958 SHORELINE CHINA VALUE II, L.P. FMV 13850407 13850407 SHORELINE CHINA VALUE III, L.P. FMV 8675990 8675990 SHORELINE III CO-INVESTMENT, L.P. FMV 2280839 2280839 SIERRA VENTURES IX, L.P. FMV 1497288 1497288 SIERRA VENTURES VIII -A, L.P. FMV 393011 393011 SIGNAL CREDIT OPPORTUNITIES FUND L.P. FMV 14069397 14069397 SK CAPITAL PARTNERS IV, L.P. FMV 12758505 12758505 SK CAPITAL PARTNERS V-A, L.P. FMV 1890406 1890406 SOVEREIGN CAPITAL I 'B' FMV 38287 38287 SOVEREIGN CAPITAL LIMITED PARTNERSHIP II FMV 9259 9259 SPECTRUM EQUITY VIII-A, L.P. FMV 2124029 2124029 STAR ASIA JAPAN SPECIAL SITUATIONS FUND IV, L.P. FMV 533730 533730 STAR ASIA JAPAN SPECIAL SITUATIONS III, L.P. FMV 9946324 9946324 TCI REAL ESTATE PARTNERS FUND II LP FMV 30985429 30985429 TCI REAL ESTATE PARTNERS FUND III LP FMV 8641799 8641799 TENNENBAUM OPPORTUNITIES FUND V, LLC FMV 2754487 2754487 TENOR INTERNATIONAL & COMMERCIAL ARBITRATION OFFSHORE FUND II, L.P. FMV 5424495 5424495 THE ENERGY & MINERALS GROUP FUND III, LP FMV 11299687 11299687 THE FIFTH CINVEN FUND US (NO.5) LP FMV 3045499 3045499 THE SIXTH CINVEN FUND LP FMV 3434931 3434931 THE THIRD CINVEN FUND US (NO.5) LP FMV 115170 115170 THIRD ROCK VENTURES, L.P. FMV 2205441 2205441 THREE ARCH CAPITAL LP FMV 29408 29408 THREE ARCH PARTNERS III, L.P. FMV 1982 1982 THREE ARCH PARTNERS IV, L.P. FMV 25643 25643 TIMBERVEST PARTNERS II, L.P. FMV 4865451 4865451 TOTALRTN 02-28-2019 EA42094ADI FMV 266299 266299 TOTALRTN 02-28-2019 SDB2171336542 FMV 546160 546160 TOTALRTN 03-29-2019 EA42418ADI FMV 47976 47976 TOTALRTN 03-29-2019 EA42425ADI FMV 58760 58760 TOTALRTN 03-29-2019 EA42442ADI FMV 229016 229016 TOTALRTN 05-02-2019 EA42740ADI FMV 47871 47871 TOTALRTN 06-04-2019 EA43056ADI FMV 91682 91682 TOTALRTN 06-28-2019 209471944 FMV 1421824 1421824 TOTALRTN 08-02-2019 320366179 FMV 430240 430240 TOTALRTN 08-02-2019 EA44554ADI FMV 9162 9162 TOTALRTN 09-04-2019 EA44874ADI FMV 453026 453026 TOTALRTN 10-02-2019 EA45238ADI FMV 298063 298063 TOTALRTN 10-31-2019 EA45642ADI FMV 327356 327356 TOTALRTN 10-31-2019 EUK546772 FMV 173910 173910 TOTALRTN 11-29-2019 211722988 FMV 86346 86346 TOTALRTN 11-29-2019 21784464 FMV 631502 631502 TOTALRTN 11-29-2019 EA10023GUL FMV 789422 789422 TOTALRTN 12-31-2018 313676307 FMV 565491 565491 TOTALRTN 29/03/2019 EA42420ADI FMV 3676396 3676396 TOTALRTN USD 1M BNPAFRPP 09-04-2019 EA44870ADI FMV 62533 62533 TOTALRTN USD DEUTUS33 06-03-2019 1021710744-1 FMV 616059 616059 TRIDENT CAPITAL FUND V, L.P. FMV 134685 134685 TRIDENT CAPITAL FUND VI, L.P. FMV 4082626 4082626 TRIVE CAPITAL FUND III LP FMV 740196 740196 TWIN HAVEN SPECIAL OPPORTUNITIES FUND III, L.P. FMV 170320 170320 TWIN HAVEN SPECIAL OPPORTUNITIES FUND IV, L.P. FMV 6787999 6787999 UNICORN PARTNERS FUND I, L.P. FMV 4532467 4532467 UNICORN PARTNERS FUND II, L.P. FMV 1417277 1417277 UNUSUAL VENTURES FUND I, L.P. FMV 1815740 1815740 VECTOR CAPITAL III, L.P. FMV 11766 11766 VECTOR CAPITAL IV, L.P. FMV 6675891 6675891 VENROCK ASSOCIATES III, L.P. FMV 1109049 1109049 VENROCK ASSOCIATES IV, L.P. FMV 3257790 3257790 VENTURE LENDING AND LEASING IV, LLC FMV 454400 454400 VENTURE LENDING AND LEASING V, LLC FMV 1522575 1522575 VIP I A L.P. FMV 9717721 9717721 VIP II A L.P. FMV 12976286 12976286 VIP III L.P. FMV 3041114 3041114 WALTON STREET REAL ESTATE FUND III, L.P. FMV 58032 58032 WALTON STREET REAL ESTATE FUND IV, L.P. FMV 77736 77736 WELSH, CARSON, ANDERSON & STOWE IV, L.P. FMV 1022696 1022696 WELSH, CARSON, ANDERSON & STOWE X, L.P. FMV 135 135 WILLIAM BLAIR CAPITAL PARTNERS VII, Q.P. LP FMV 107446 107446 WILLIAM E. SIMON & SONS REALTY PARTNERS, L.P. FMV 982897 982897 WLR RECOVERY FUND III, L.P. FMV 727297 727297 CHICAGO CONDOMINIUM 766427 266904 499523 NYC CONDOMINIUM 499384 356987 142397 LAND - MARQUETTE 96900 0 96900 BUILDING - MARQUETTE 7117528 2895920 4221608 IMPROVEMENTS 17596976 5608015 11988961 FURNITURE, FIXTURES & EQUIPMENT 3670649 1253365 2417284 COMPUTER EQUIPMENT 619641 176549 443092 INVESTMENT RELATED 247102 133331 0 PROGRAM RELATED 146993 0 146993 GENERAL LEGAL 117234 0 76667 CALVERT IMPACT CAPITAL NONE 50000000 46122673 2016-06 2032-09 QUARTERLY 3.470000000000 NONE IMPACT INVESTMENTS TO BENEFIT LOW-INCOME CHICAGO COMMUNITIES. NONE TOTAL RETURN SWAPS -2416159 -139169790 -139169790 OPTIONS -11732889 -11732889 SIRIS PARTNERS IV, L.P. -66308 -66308 AUDAX PRIVATE EQUITY FUND VI-A, L.P. -60816 -60816 KKR REVOLVING CREDIT FEEDER II L.P. -64711 -1367415 -1367415 KKR REVOLVING CREDIT PARTNERS L.P. -1505356 -1653584 -1653584 PROGRAM RELATED INVESTMENTS 132422821 133887441 133887441 RECEIVABLES FROM PARTNERSHIP SALES 3411419 55142826 55142826 GTCR FUND XIII, L.P. -85513 CHANGE IN UNREALIZED GAIN / LOSS 241365375 COMMUNICATIONS 325925 29617 296309 INFORMATION TECHNOLOGY 1767611 529129 1243546 INSURANCE 249042 39219 209823 OTHER EXPENSES 403638 24508 500605 OUTSIDE SERVICES 399820 5559 399933 POST RETIREMENT LIABILITY ADJUSTMENT -19760629 -2964472 0 POSTAGE AND DELIVERY 53041 5239 47802 PROFESSIONAL DUES 322536 7258 323634 SUPPLIES 197608 35541 162067 INCOME FROM PROGRAM-RELATED INVESTMENTS 2496293 2496293 2496293 ROYALTY INCOME 481526 481526 481526 OTHER INVESTMENT PORTFOLIO INCOME 32644299 45649031 32644298 ACCRUED POST-RETIREMENT BENEFITS 61716440 40148295 FEDERAL AND STATE TAXES ON INVESTMENT INCOME - DEFERRED PAYABLE 22044822 10503835 SECURITY DEPOSITS - MARQUETTE 368682 347273 INVESTMENT RESEARCH SERVICES 421488 421488 0 PROFESSIONAL SERVICES - OTHER CONSULTANTS 1556911 326147 1091558 PROFESSIONAL SERVICES - INFORMATION TECHNOLOGY 1582072 227180 1850666 PROFESSIONAL SERVICES - PROGRAM EVALUATION 5503206 0 5634494 PROFESSIONAL SERVICES - PROGRAM SUPPORT 6922497 0 7286733 REAL ESTATE TAXES 41275 0 41275 AFFORDABLE CARE ACT TAXES 1252 187 1065 CURRENT FEDERAL & STATE TAX PROVISIONS 7385737 0 0 CAMCOR ENERGY FUND VI-C LP 525 8TH AVENUE SW SUITE 4080 CALGARY CA T2P 1G1 981041500 DISTRIBUTIONS OF INCOME AND CAPITAL FROM OUR PASSIVE INVESTMENT IN THIS ENTITY. 704616 LSV US LARGE CAP LONGSHORT FUND LP 1 NORTH WACKER DRIVE 40TH FLOOR CHICAGO IL 60603 208263056 DISTRIBUTIONS OF CAPITAL FROM OUR PASSIVE INVESTMENT IN THIS ENTITY. 0 NEUBERGER BERMAN PRINCIPAL STRATEGIES OFFSHORE FUND LP UGLAND HOUSE SOUTH CHURCH ST GRAND CAYMAN CJ KY1-1104 981305029 DISTRIBUTIONS OF CAPITAL FROM OUR PASSIVE INVESTMENT IN THIS ENTITY. 0 28703448 CAMCOR ENERGY FUND VI-C LP 525 8TH AVENUE SW SUITE 4080 CALGARY CA T2P 1G1 981041500 CAPITAL CONTRIBUTION TO OUR PASSIVE INVESTMENT IN THIS ENTITY. 704616 704616