2019-11-14T14:56:18-06:00 2018-12-31 383133790 ANDREWS HOOPER PAVLIK PLC 5915 EASTMAN AVE STE 100 MIDLAND MI 486406824 990PF 2018-01-01 381437485 THE HERBERT H & GRACE A DOW FOUNDATION HERB 9896313699 1018 WEST MAIN STREET MIDLAND MI 48640 JENEE VELASQUEZ EXECUTIVE DIRECTOR 9896313699 2019-11-14 true KELLIE M BOS P00448161 9898357721 2019-11-14 167.68.16.49 2019-11-14 14:56:18 CS P 7F8DA1CA24E96FDB236727D7A786CEDCD9823B05 5FFE779C02ED89F10C2945F763B599D72B9E88E6 2018 2020-03-31 21:24:44Z X 501434911 X 3905 X 958 958 7410751 7410751 7434 7434 7434 6904307 108119722 6254307 223668 101818 121850 121850 1728020 763908 16177225 13673450 885758 315026 70006 245020 1927848 82363 51247 2438766 604652 21900 16939 564313 22702 1802 19635 40000 20000 20000 1497268 1405785 90695 666794 305727 774168 42814 704782 78923 22326 2236 54262 34821 1527 31446 5167577 3030871 427847 1674782 11129779 4653251 940834 5753006 15127659 15560097 26257438 4653251 940834 21313103 -10080213 9020199 239460 323681 323681 13845478 6307157 6307157 24780 449728 24780 24780 26547 52889 52889 48015 35013 35013 155909817 118675375 118675375 355298891 341565498 341565498 44846654 10492136 30551476 34354518 34354518 96000 96000 556369412 501434911 501434911 641494 221615 17448000 16967432 1350000 19439494 17189047 X 536929918 484245864 536929918 484245864 556369412 501434911 536929918 -10080213 48130 526897835 42651971 484245864 PUBLICLY TRADED SECURITIES P 103936946 99365415 4571531 4571531 DOW CHEMICAL COMPANY OPTIONS P 1682776 1682776 1682776 6254307 1682776 false 27051673 491736765 0.055013 24563221 446782289 0.054978 27176451 472133433 0.057561 25910087 489035716 0.052982 21568987 424604771 0.050798 0.271332 0.054266 511811160 27773944 90202 27864146 28369435 X 90202 90202 90202 700000 700000 X 858 608940 608940 false false false false false true true false true true MI true false false false false true WWW.HHGADOWFDN.ORG TINA HOP 9896313699 1018 W MAIN ST MIDLAND MI 48640 false false false false true false false false false false false false false false false false false false false false false false MICHAEL LLOYD DOW 1018 W MAIN ST MIDLAND MI 48640 VICE PRESIDE 2.00 0 0 0 MACAULEY WHITING JR 1018 W MAIN ST MIDLAND MI 48640 PRESIDENT 5.00 35000 0 0 MARGARET E THOMPSON 1018 W MAIN ST MIDLAND MI 48640 SECRETARY 2.00 0 0 0 WILLARD MOTT 1018 W MAIN ST MIDLAND MI 48640 TREASURER 3.00 0 0 0 RUTH A DOAN 1018 W MAIN ST MIDLAND MI 48640 ASSISTANT SE 2.00 0 0 0 STEPHEN CARRAS 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 BONNIE BUCHANAN MATHESON 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 ALDEN LEE HANSON 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 DIANE DOW HULLET 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 SUZANNA MCCUAN 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 DAVID CAMP 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 HEATHER RIECKER KOCH 1018 W MAIN ST MIDLAND MI 48640 ASSOCIATE TR 1.00 0 0 0 TY ANDERSON 1018 W MAIN ST MIDLAND MI 48640 ASSOCIATE TR 1.00 0 0 0 JAMES FITTERLING 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 JENEE VELASQUEZ 1018 W MAIN ST MIDLAND MI 48640 EXECUTIVE DI 40.00 280026 22315 0 ELIZABETH LUMBERT 1018 W MAIN ST MIDLAND MI 48640 ASSOCIATE DI 40.00 152912 28260 TINA HOP 1018 W MAIN ST MIDLAND MI 48640 CONTROLLER 33.00 109817 9100 CHARLES MARTIN 1018 W MAIN ST MIDLAND MI 48640 HORTICULTURI 40.00 80115 24348 SCOTT SCHULTHEIS 1018 W MAIN ST MIDLAND MI 48640 HORTICULTURI 40.00 71962 23639 ROY LEFEVRE 1018 W MAIN ST MIDLAND MI 48640 HORTICULTURI 40.00 67066 18734 18 THREE RIVERS CORPORATION 3069 VANTAGE POINT DR MIDLAND MI 48642 CONSTRUCTION 5250115 SERVINSKI'S SOD SERVICE 3190 E HUBBARD RD MIDLAND MI 48642 LANDSCAPING 618980 SUGAR CONSTRUCTION 2968 VENTURE DR MIDLAND MI 48640 CONSTRUCTION 519074 AMPM 7430 W WACKERLY ST MIDLAND MI 48641 ADVERTISING 347179 SYM FINANCIAL ADVISORS 414 TOWNSEND ST MIDLAND MI 48640 FINANCIAL 230681 13 ESTABLISHED IN 1899, AS A HOME FOR HERBERT H. AND GRACE A. DOW AND FAMILY, DOW GARDENS NOW WELCOMES OVER 220,000 GUESTS PER YEAR. EXPERIENCE A DAZZLING 110-ACRE DISPLAY OF ANNUALS AND PERRENIALS PUNCTUATED BY DISTINCTIVE BRIDGES, AN AWARD-WINNING CHILDRENS GARDEN, TOWERING PINES, DELIGHTFUL WATER FEATURES, AND THE NATIONS LONGEST CANOPY WALK WHICH TAKES GUESTS FOUR STORIES HIGH INTO THE TREE TOPS. VISITORS ARE INVITED TO LEAVE THE PATHWAY AND EXPLORE THE UNIQUELY-DESIGNED LANDSCAPE, TAKE A TOUR OF THE HISTORIC PINES HOME, PARTICIPATE IN ONE OF THE MANY HANDS-ON EDUCATIONAL PROGRAMS, AND DISCOVER BEAUTIFUL ART AND MUSIC IN A RELAXED SETTING. DOW GARDENS IS COMPRISED ON AN ESTATE GARDEN, HISTORIC HOME, AND THRIVING FOREST. DOW GARDENS IS A SIGNATURE GIFT OF THE HERBERT H. AND GRACE A. DOW FOUNDATION. 12887179 N/A 295466142 5991191 218147906 519605239 519605239 7794079 511811160 25590558 25590558 90202 90202 25500356 25500356 25500356 21313103 7056332 28369435 90202 28279233 25500356 2237422 3227487 4142531 2980841 3350303 15938584 28369435 25500356 2869079 18807663 0 2237422 16570241 3227487 4142531 2980841 3350303 2869079 NONE NONE CARRIE NIELSEN 1018 W MAIN STREET MIDLAND MI 486404292 9896313699 HHGADOWFDN.ORG/GUIDELINES THE FORMAL GRANT APPLICATION CAN BE FOUND ON THE HERBERT H. AND GRACE A. DOW FOUNDATION WEBSITE AT WWW.HHGADOWFDN.COM. APPLICANTS WILL BE ASKED TO INCLUDE THE FOLLOWING INFORMATION IN A PROPOSAL: A SUMMARY SETTING FORTH THE NATURE AND POTENTIAL RESULTS OF THE PROGRAM FOR WHICH FUNDING IS SOUGHT; THE TOTAL COST OF THE PROJECT, INCLUDING ANY ENDOWMENT FOR OPERATIONS; THE TOTAL AMOUNT SOUGHT FROM THE FOUNDATION, AND HOW AND OVER WHAT PERIOD OF TIME THE GRANT MAY BE DISBURSED, AS WELL ANY OTHER FUNDING SOURCES BEING SOUGHT FOR THE PROJECT; EVIDENCE OF THE ORGANIZATION'S TAX-EXEMPT STATUS UNDER INTERNAL REVENUE CODE SECTION 501(C)(3); A DETAILED ANNUAL ORGANIZATIONAL BUDGET AND AUDITED FINANCIAL STATEMENT FOR THE ORGANIZATION; THE NAMES OF MANAGEMENT AND OF THE TRUSTEES OR DIRECTORS OF THE ORGANIZATION. THE BOARD MEETS DURING THE YEAR TO MAKE FINAL DECISIONS WITH GRANTS TYPICALLY DISBURSED IN DECEMBER. THE FOUNDATION DOES NOT MAKE GRANTS DIRECTLY TO INDIVIDUALS. THE FOUNDATION'S CHARTER LIMITS ITS GRANTS TO MICHIGAN ORGANIZATIONS. THE FOUNDATION CANNOT LEGALLY SUPPORT: ORGANIZATIONS THAT ARE NOT ELIGIBLE TO RECEIVE TAX DEDUCTIBLE CONTRIBUTIONS PER THE INTERNAL REVENUE SERVICE; POLITICAL ORGANIZATIONS; SECTARIAN RELIGIOUS ORGANIZATIONS (EXCEPT THOSE THAT ARE LOCATED IN THE MIDLAND COMMUNITY); OR ORGANIZATIONS THAT PRACTICE DISCRIMINATION BY RACE, SEX, CREED, AGE, OR NATIONAL ORIGIN. THE FOUNDATION DOES NOT ACCEPT PRESET "FORMULAS FOR GIVING" PREPARED BY NONPROFIT AGENCIES. SEE ATTACHED 1018 W MAIN STREET MIDLAND MI 48640 VARIOUS 4943227 SEE ATTACHED 1018 W MAIN STREET MIDLAND MI 48640 VARIOUS 10616870 15560097 SEE ATTACHED 1018 W MAIN STREET MIDLAND MI 48640 VARIOUS 10184432 10184432 DOW GARDENS ADMISSIONS 691046 HORTICULTURAL CLASSES 46675 PINES ADMISSIONS 3934 PROGRAM SERVICE FEES 766 HORTICULTURE SUP/EQUIP SALE 17295 14 958 14 7410751 16 7434 18 6904307 453220 121850 WEDDINGS 18663 MISC 404 EXCISE TAX BENEFIT 1 946817 45-3135867 RCP FUND VIII LP 900099 2157 36-4766444 RCP FUND IX LP 900099 -963 32-0457025 RCP FUND X LP 900099 -4867 35-2491286 RCP DIRECT II LP 900099 30638 35-2550581 RCP FUND XI LP 900099 -7877 37-1860110 RCP FUND XII 900099 -12071 01-0709496 OCM RE OPP FD II 900099 -517 62-1570892 GT GLOBAL HEDGE 900099 24404 62-1451003 GT PARTNERS, L.P 900099 -34672 37-1884177 RCP DIRECT III 900099 -809 98-1386129 CARYLE PE ACCESS 900099 188 90-0852883 RCP SEC. OPP. II 900099 8210 61-1855521 RCP SEC. OPP. II 900099 -1401 124270 15270267 778783 16173320 1A ADMISSION FEES FOR DOW GARDENS 1B HORTICULTURAL CLASSES FOR CHILDREN & OTHERS 1C HORTICULTURAL SUPPLIES SOLD AS PART OF CHARITABLE ACTIVITIES ASSOCIATED WITH DOW GARDENS 1D ADMISSIONS FEES FOR THE PINES AREA OF THE GARDENS 11B FEES CHARGED FOR WEDDINGS HELD IN THE GARDENS; ENCOURAGING THE PUBLIC TO UTILIZE THE BEAUTY OF THE GARDENS false false false false false false false false false false ACCOUNTING FEES 40000 20000 20000 DEPRECIATION 4813 4813 SEE ATTACHED LISTING 351831 1878690 661981 300914 4502 ORCHARD DR - DONATED SEE GRANTS DONATION DONATED 2500000 1850000 650000 DOW CHEMICAL STOCK 71123232 71123232 DFA INTL VALUE PORT 17812688 17812688 DFA INTL SMALL CAP VALUE 7780844 7780844 AMERICAN NEW PERSPECTIVE FUND 21958611 21958611 01-0709496 - OCM REAL ESTATE OPP FMV 01-0711466 - TGAP VENTURES FMV 93068 93068 03-0469267 - ABORETUM 1 FMV 866815 866815 06-1582470 - ARCH VENTURE FUND V FMV 332164 332164 13-4359956 - NCTI III LIMITED PTRSHP FMV 2639832 2639832 16-1625273 - APJOHN FMV 306345 306345 20-0751682 - EDF III, LP FMV 158987 158987 20-3879026 - ABORETUM 1A FMV 422539 422539 20-8495541 - ABORETUM 2 FMV 434059 434059 27-3114657 - ARSENAL VENTURE CAPITAL FMV 7269301 7269301 27-3204697 - RESONANT FUND I FMV 467461 467461 36-4119709 - ARCH VENTURE FUND III FMV 6298 6298 36-4443622 - ARCH DEVELOPMENT FUND 1 FMV 1222005 1222005 38-3431245 - NORTHCOAST FMV 215857 215857 47-0859230 - ARCH VENTURE IV-A FMV 10157 10157 75-3131501 - SENECA PARTNERS FMV 559400 559400 ABRAAJ GROWTH MARKETS FMV 6136604 6136604 ALLIQUA STOCK FMV 1416 1416 AQR STYLE PREMIA FMV 8575441 8575441 ARBORETUM III FMV 2191564 2191564 ARBORETUM VENTURES IV FMV 1458037 1458037 ASCEND ACCESS FMV AUXO GROWTH HOLDINGS I, LLC FMV 1616648 1616648 BLACKROCK STRAT INCOME FMV 5733916 5733916 BLACKSTONE ALTERNATIVES FMV 2563612 2563612 BLACKSTONE CAPITAL FMV 4085693 4085693 BLACKSTONE PARTNERS INV. FMV 35648860 35648860 BREP EUROPE IV REAL FMV 2721260 2721260 CARILLON REAMS FMV 6491052 6491052 CARLYLE STRATEGIC PARTNERS IV FMV 1255596 1255596 CARLYLE US EQUITY FMV 789130 789130 CARLYLE US REALTY FMV 1709246 1709246 CEMOF II FOREIGN INVESTORS FMV 1470661 1470661 CQS DIRECTIONAL FMV CRESCENT VI MEZZANINE FMV 1723588 1723588 CSP III DISTRESSED FMV 1127496 1127496 DFA EMERGING MARKETS CORE EQTY FMV 6922941 6922941 DOUBLELINE TOTAL RETURN FMV 9226510 9226510 DRIEHAUS EMERGING MARKET GROWTH FMV 3576697 3576697 EDF VENTURES OPP. FUND FMV 74096 74096 FIDELITY TOTAL MARKET FMV 34856847 34856847 FIDELITY TOTAL MARKET INDEX FUND FMV FIRST TRUST SPECIALTY FMV FORTRESS CREDIT OPP IV FMV 2888936 2888936 FORTRESS RE OPP. II FMV 1986596 1986596 FR XIII GLOBAL ENERGY FMV 2553360 2553360 GI PARTNERS FMV 4233787 4233787 GOLDMAN SACHS BDC FMV GOLDMAN SACHS VINTAGE VI FMV 785930 785930 GOLDMAN SACHS VINTAGE VII FMV 2562172 2562172 GS PRIVATE MIDDLE MARKET CR FMV 4415048 4415048 GSO MEZZANINE FINANCE FMV 2830529 2830529 GT GLOBAL HEDGE MKT FMV 15861724 15861724 GT PARTNERS LP FMV 19532149 19532149 HSBC USA INC. FMV 3081000 3081000 JOHCM INTL CS FMV 8107275 8107275 JP MORGAN GLOBAL BOND FMV 2972020 2972020 JP MORGAN INTREPID FMV 7040855 7040855 KKR PRINCIPAL OPPORTUNITIES FMV 4178960 4178960 LS REAL ESTATE RECOVERY IV FMV 1732964 1732964 LS VIII RECOVERY TRUST FMV 637249 637249 MATTHEWS EMER ASIA FMV 4058239 4058239 MOON CAPITAL GLOBAL FMV 1078967 1078967 NCTI IV, PARTNERSHIP FMV 389146 389146 PIMCO INVESTMENT GRADE FMV 6440085 6440085 PMC PARTNERS I OFFSHORE FMV 1405449 1405449 RCP DIRECT II LP FMV 1810520 1810520 RCP FUND IX LP FMV 1729606 1729606 RCP FUND VIII LP FMV 1705498 1705498 RCP FUND XI FMV 498318 498318 RCP FUND XII, LP FMV 330538 330538 RCP SECONDARY OPP FUND III FMV 11846 11846 RCP SECONDARY OPP. II & RCP FUND X FMV 2177509 2177509 RENAISSANCE VENTURE CAPITAL FMV 5403551 5403551 ROYAL BANK OF CANADA FMV 533690 533690 SCHWAB US BROAD MARKET ETF FMV 24021562 24021562 THORNBURG INTERNATIONAL GROWTH FMV 10077373 10077373 VANGUARD TOTAL STOCK MARKET FMV 32351142 32351142 VESEY STREET FUND FMV 4382933 4382933 SIERRA ONCOLOGY COMMON STOCK FMV 11167 11167 RCP FUND XIII FMV 567031 567031 FORTRESS INTELLECTUAL PROPERTY FMV 1495142 1495142 CARLYLE PE ACCESS FUND FMV 493796 493796 PRIVATE EQUITY CO INV. PT FMV 112127 112127 AUXO INVESTMENT PARTNERS LLC FMV 118510 118510 SEE ATTACHED 44846654 10492136 34354518 34354518 LEGAL FEES 22702 1802 19635 DEFERRED TAX ASSET 96000 96000 UNREALIZED LOSS ON INVESTMENTS 42651971 GIFT SHOP & BEVERAGE SALES POSTAGE, MAILING SERVICE 40 40 MISCELLANEOUS 883 883 INFORMATION TECHNOLOGY & SOFT 18487 18487 MEMBERSHIPS AND SUBSCRIPTIONS 105 105 CLASSES AND EVENTS 40 40 BANK FEES 59 59 SUPPLIES 20498 20498 EXPENSES EMPLOYEE EXPENSES 12540 12540 BANK FEES 35109 20654 138 14455 INSURANCE 60212 2459 57753 PAYROLL PROCESSING FEES 29 2 27 SUPPLIES 200334 124784 74824 MISCELLANEOUS 75776 37203 9528 CLASSES AND EVENTS 146523 146523 13 ADVERTISING 59011 51979 7032 INFORMATION TECHNOLOGY & SOFT 105682 105682 POSTAGE 4001 3660 LICENSES & PERMITS 1721 1721 MEMBERSHIPS & SUBSCRIPTIONS 12180 12180 PRESIDENT EXPENSES 4820 4820 SPECIAL PROJECTS 1347199 1343599 ASSOCIATE STIPEND 12000 12000 SECURITY EXPENSE 27108 27108 FINES, PENALTIES, AND JUDGMEN 135 135 FACILITIES AND EQUIPMENT 3021 3021 OPERATIONS 70 70 FUEL 12238 11722 INVESTMENT EXPENSES 1442277 1442277 SEE SCHEDULE - K-1 LOSSES 1565479 1565479 DOW GARDENS ADMISSIONS 691046 691046 HORTICULTURAL CLASSES 46675 46675 PINES ADMISSIONS 3934 3934 PROGRAM SERVICE FEES 766 766 HORTICULTURE SUP/EQUIP SALES 17295 17295 WEDDINGS 18663 18663 MISC 404 404 EXCISE TAX BENEFIT 946817 946817 45-3135867 RCP FUND VIII LP 2157 2157 36-4766444 RCP FUND IX LP -963 -963 32-0457025 RCP FUND X LP -4867 -4867 35-2491286 RCP DIRECT II LP 30638 30638 35-2550581 RCP FUND XI LP -7877 -7877 37-1860110 RCP FUND XII -12071 -12071 01-0709496 OCM RE OPP FD III -517 -517 62-1570892 GT GLOBAL HEDGE LP 24404 24404 62-1451003 GT PARTNERS, L.P. -34672 -34672 37-1884177 RCP DIRECT III -809 -809 98-1386129 CARYLE PE ACCESS 188 188 90-0852883 RCP SEC. OPP. II 8210 8210 61-1855521 RCP SEC. OPP. III -1401 -1401 PRIOR YEAR APPROVED GRANTS - CANCELLED 48130 DEFERRED TAX LIABILITY 1350000 INVESTMENT MANAGEMENT FEES 1405785 1405785 CONTRACTED SERVICES 13800 13012 CONSULTANT 75320 75320 GIFT SHOP & BEVERAGE SALES 2363 2363 GIFT SHOP & BEVERAGE SALES 223668 101818 121850