2019-11-13T14:28:10-06:00 2018-12-31 271235638 MCM CPAS & ADVISORS LLP 462 S FOURTH ST SUITE 2600 LOUISVILLE KY 402023445 990 2018-01-01 830392250 NATIONAL STEM CELL FOUNDATION INC NATI 5023798544 462 S 4TH STREET NO 1230 LOUISVILLE KY 40202 DR PAULA GRISANTI CEO 5023798544 2019-11-12 1 REBECCA L PHILLIPS CPA P00024055 5027491900 2019-11-07 69.135.99.226 2019-11-12 17:19:15 ES P 6D7A03782AB97769C1BCAA836F2187F2B7B83516 1CF1FEDA7558C1C74E9B9089B39EAE3D3522367C 2018 2020-03-31 21:24:44Z DR PAULA GRISANTI 462 S 4TH STREET NO 1230 LOUISVILLE KY 40202 1396701 0 X WWW.NATIONALSTEMCELLFOUNDATION.ORG X 2003 DC NSCF FUNDS ADULT STEM CELL RESEARCH, SCHOLARSHIPS FOR MIDDLE-SCHOOL (CONTINUED ON SCHEDULE O)SCIENCE TEACHERS, EFFORTS TO INCREASE THE DONOR POOL FOR BONE MARROW TRANSPLANTS AND PROGRAMS THAT CONNECT CHILDREN WITH LIMITED RESOURCES TO CLINICAL TRIALS FOR RARE DISEASES. 5 3 6 10 0 3435 1132282 788350 0 0 111771 105586 5292216 0 6536269 893936 316191 335803 0 0 344900 444367 44496 0 69387 227353 294731 932940 1074901 5603329 -180965 9455091 8811543 1069086 769847 8386005 8041696 X NSCF FUNDS ADULT STEM CELL RESEARCH, SCHOLARSHIPS FOR MIDDLE-SCHOOL SCIENCE TEACHERS, EFFORTS TO INCREASE THE DONOR POOL FOR BONE MARROW TRANSPLANTS AND PROGRAMS THAT CONNECT CHILDREN WITH LIMITED RESOURCES TO CLINICAL TRIALS FOR RARE DISEASES. 0 0 840735 335803 ACCOMPLISHMENTS INCLUDE DEVELOPMENT OF A COLLABORATIVE PROJECT BETWEEN FUNDED RESEARCHERS ON BOTH COASTS GOING TO THE INTERNATIONAL SPACE STATION (ISS) TO ADVANCE SCIENCE IN THE FIELD OF NEURODEGENERATIVE DISEASE. CONNECTING RESEARCH TO EDUCATION, ASTRONAUTS ON THE ISS WILL SPEAK TO STUDENTS IN MIDDLE SCHOOL CLASSROOMS AFFILIATED WITH THE NATIONAL STEM (SCIENCE, TECHNOLOGY, ENGINEERING & MATH) SCHOLAR PROGRAM. ADDITIONALLY, IN PARTNERSHIP WITH THE PEDIATRIC BLOOD AND MARROW TRANSPLANT PROGRAM (PBMT) AT DUKE UNIVERSITY, NSCF HELPED COVER INSURANCE DEDUCTIBLES AND CO-PAYS FOR CHILDREN ELIGIBLE TO PARTICIPATE IN POTENTIALLY LIFE-CHANGING CLINICAL TRIALS WHEN THE OUT-OF-POCKET COSTS ARE BEYOND A FAMILY'S MEANS. CHILDREN FROM ALL OVER THE UNITED STATES AND AROUND THE WORLD TRAVEL TO PBMT FOR ACCESS TO CLINICAL TRIALS FOR RARE, DISABLING AND SOMETIMES FATAL DISEASES. THESE ARE CHILDREN WITH NO OTHER TREATMENT OPTIONS AND OFTEN LIMITED FINANCIAL RESOURCES. NSCF PARTNERS WITH THE GATTON ACADEMY OF MATHEMATICS AND SCIENCE, ONE OF THE BEST HIGH SCHOOLS IN THE COUNTRY, TO DEVELOP AND FUND ADVANCED TRAINING AND NETWORK BUILDING SCHOLARSHIPS FOR 10 MIDDLE SCHOOL SCIENCE TEACHERS EACH YEAR. NATIONAL STEM SCHOLARS CONVENE IN JUNE ON GATTON'S CAMPUS AT WESTERN KENTUCKY UNIVERSITY (WKU) FOR A WEEK OF ADVANCED STEM TRAINING WITH A PEER GROUP OF HIGHLY MOTIVATED SCIENCE TEACHERS FROM AROUND THE COUNTRY. 840735 1 1 0 0 0 0 0 0 0 0 1 0 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 12 0 1 6 1 0 0 0 0 0 0 0 0 0 0 0 0 X 5 3 1 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 KY X X DR PAULA GRISANTI 5023798544 462 S 4TH STREET SUITE 1230 LOUISVILLE KY 40202 PAULA GRISANTI CEO 40.00 X X 200000 0 13440 C DENNIS RIGGS SECRETARY/TREASURER 1.00 X X 0 0 0 MICHAEL GRISANTI DIRECTOR 2.00 X 0 0 0 BRUCE S WOLFF CHAIRMAN 5.00 X X 0 0 0 JOHN M CRANOR III DIRECTOR 1.00 X 0 0 0 DIANE CORNWELL CHIEF FINANCIAL OFFICER 1.30 X 9200 0 0 209200 0 13440 1 0 1 0 0 788350 788350 53351 53351 555000 502765 52235 52235 52235 893936 0 0 105586 335803 335803 222308 184750 21493 16065 179136 98958 55061 25117 16867 10395 4529 1943 26056 17625 5322 3109 10310 9810 500 45362 5477 39279 606 13387 13387 39644 30644 9000 17040 6868 10172 26806 14226 5696 6884 37063 26123 6982 3958 7678 7293 255 130 10355 10355 9557 6783 1764 1010 33066 31377 1376 313 PROGRAM RELATED INVESTM 43721 43721 0 0 MISCELLANEOUS 742 527 135 80 1074901 840735 164779 69387 587855 667177 446865 327195 17415 25336 95373 67460 26799 27913 2794146 2165979 5582011 5597943 9455091 8811543 49382 51840 1019704 718007 1069086 769847 X 7939140 7714501 446865 327195 8386005 8041696 9455091 8811543 -180965 -163344 0 X X 0 1 X 1 0 X 1004349 965688 697650 1132282 788350 4588319 1004349 965688 697650 1132282 788350 4588319 2983797 1604522 12061 45957 55306 49771 53351 216446 1572 1572 4806337 5342216 0.33380 0.33990 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5476 4858 618 89897 62602 27295 27913 CRITICAL REAGENTS 5597943 C 5597943 X 905563 11627 11627 893936 0 893936 1249872 11627 163344 174971 1074901 0 1074901 PART X, LINE 2: THE FOUNDATION HAS RECEIVED A DETERMINATION LETTER FROM THE INTERNAL REVENUE SERVICE INDICATING THAT IT IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. ACCORDINGLY, NO PROVISION FOR INCOME TAXES IS INCLUDED IN THE FINANCIAL STATEMENTS. THE FOUNDATION RECOGNIZES UNCERTAIN INCOME TAX POSITIONS USING THE "MORE-LIKELY-THAN-NOT" APPROACH AS DEFINED IN THE ASC. NO LIABILITY FOR UNCERTAIN TAX POSITIONS HAS BEEN RECORDED IN THE ACCOMPANYING FINANCIAL STATEMENTS. PART XII, LINE 2D - OTHER ADJUSTMENTS: UNREALIZED LOSS ON INVESTMENTS 163,344. 1 NEW YORK STEM CELL FOUNDATION 619 WEST 54TH STREET NEW YORK NY 10019 202905531 501(C)(3) 100000 SEE PART IV SUPPLEMENTAL INFORMATION DUKE UNIVERSITY HEALTH SYSTEM BOX 90581 DURHAM NC 27708 562070036 501(C)(3) 100000 SEE PART IV SUPPLEMENTAL INFORMATION THE COMMUNITY FOUNDATION OF LOUISVILLE 325 W MAIN ST STE 1110 LOUISVILLE KY 40202 310997017 501(C)(3) 125000 SEE PART IV SUPPLEMENTAL INFORMATION 3 PART I, LINE 2: THE ORGANIZATION MEETS REGULARLY WITH REPRESENTATIVES FROM THE GRANT RECIPIENT(S) AND RECEIVES UPDATES AND REPORTS REGARDING EXPENDITURE OF THE FUNDS. PART II, LINE 1, COLUMN (H): NAME OF ORGANIZATION OR GOVERNMENT: NEW YORK STEM CELL FOUNDATION (H) TO INITIATE COVERAGE ON POST-FLIGHT GROUND RESEARCH FOR A COLLABORATION BETWEEN ANDRES BRATT-LEAL AT THE SCRIPPS RESEARCH INSTITUTE AND VALENTINA FOSSATI AT THE NEW YORK STEM CELL FOUNDATION. THIS GRANT WILL ENABLE POST-FLIGHT PARTNERING DISCUSSIONS FOR ONGOING EARTH-BASED RESEARCH. NAME OF ORGANIZATION OR GOVERNMENT: DUKE UNIVERSITY HEALTH SYSTEM (H) UNDERWRITE INSURANCE DEDUCTIBLES AND CO-PAYS FOR CHILDREN ELIGIBLE TO PARTICIPATE IN POTENTIALLY LIFE-CHANGING CLINICAL TRIALS WHEN THE OUT-OF-POCKET COSTS ARE BEYOND A FAMILY'S MEANS. CHILDREN FROM ALL OVER THE UNITED STATES AND AROUND THE WORKDS TRAVEL TO PBMT FOR ACCESS TO CLINICAL TRIALS FOR RARE, DISABLING AND SOMETIMES FATAL DISEASES. THESE ARE CHILDREN WITH NO OTHER TREATMENT OPTIONS AND OFTEN LIMITED FINANCIAL RESOURCES. NAME OF ORGANIZATION OR GOVERNMENT: THE COMMUNITY FOUNDATION OF LOUISVILLE (H) SUPPORT OF PROGRAMS OF QUALIFIED RECIPIENTS THAT FURTHER THE PURPOSE OF THE NSCF. X X X X 0 0 0 0 0 0 0 0 0 PAULA GRISANTI CEO 200000 0 0 0 0 0 0 0 13440 0 213440 0 0 0 X 1 50235 FAIR MARKET VALUE 0 0 0 0 PART I, LINE 33: SECURITIES WERE RECEIVED IN 2018 IN SATISFACTION OF A PLEDGE MADE IN A PREVIOUS YEAR AND INCLUDED IN REVENUE IN THE YEAR THE PLEDGE WAS MADE. FORM 990, PART VI, SECTION A, LINE 2 PAULA GRISANTI, CHAIRMAN OF THE BOARD, AND MICHAEL GRISANTI, DIRECTOR, HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION HAS CONTRACTED ITS FINANCIAL MANAGEMENT OVERSIGHT TO AN OUTSIDE CHIEF FINANCIAL OFFICER AND ITS DAY TO DAY FINANCIAL DUTIES TO A CONTROLLER. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 WAS PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND REVIEWED IN DETAIL BY THE CONTRACT CFO, CONTRACT CONTROLLER, BOARD CHAIR AND FINANCE COMMITTEE. A COPY WAS THEN SENT TO EACH BOARD MEMBER FOR THEIR REVIEW BEFORE THE FORM 990 WAS FILED. FORM 990, PART VI, SECTION B, LINE 12C INTERESTED PERSONS WILL ANNUALLY DISCLOSE OR UPDATE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS ON A FORM PROVIDED BY THE ORGANIZATION THEIR INTERESTS THAT COULD GIVE RISE TO CONFLICTS OF INTEREST, SUCH AS A LIST OF FAMILY MEMBERS, SUBSTANTIAL BUSINESS OR INVESTMENT HOLDINGS AND OTHER TRANSACTIONS OR AFFILIATION WITH BUSINESSES AND OTHER ORGANIZATIONS OR THOSE OF FAMILY MEMBERS. FOR EACH INTEREST DISCLOSED TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, THE CHAIRMAN WILL DETERMINE WHETHER TO: (A) TAKE NO ACTION; (B) ASSURE FULL DISCLOSURE TO THE BOARD OF DIRECTORS AND OTHER INDIVIDUALS COVERED BY THE POLICY; (C) ASK THE PERSON TO RECUSE FROM PARTICIPATION IN RELATED DISCUSSIONS OR DECISION WITHIN THE ORGANIZATION; OR (D) ASK THE PERSON TO RESIGN FROM HIS OR HER POSITION IN THE ORGANIZATION OR, IF THE PERSON REFUSES TO RESIGN, BECOME SUBJECT TO POSSIBLE REMOVAL IN ACCORDANCE WITH THE ORGANIZATION'S REMOVAL PROCEDURES. THE ORGANIZATION'S CHIEF EMPLOYED EXECUTIVE AND CHIEF EMPLOYED FINANCE EXECUTIVE WILL MONITOR PROPOSED OR ONGOING TRANSACTIONS FOR CONFLICTS OF INTEREST AND DISCLOSE THEM TO THE CHAIRMAN OF THE BOARD OF DIRECTORS IN ORDER TO DEAL WITH POTENTIAL OR ACTUAL CONFLICTS, WHETHER DISCOVERED BEFORE OR AFTER THE TRANSACTION HAS OCCURRED. TO DATE NO POTENTIAL CONFLICTS HAVE BEEN IDENTIFIED. FORM 990, PART VI, SECTION B, LINE 15 IN 2015 THE BOARD ENGAGED AN OUTSIDE CONSULTING FIRM TO DETERMINE AN APPROPRIATE SALARY RANGE FOR THE CHAIR/CEO POSITION. A BOARD APPROVED SALARY WAS ESTABLISHED BASED ON THEIR GUIDANCE AND NO SALARY ADJUSTMENT HAS BEEN MADE SINCE THAT TIME. CONTRACTED CFO AND CONTRACTED CONTROLLER ARE PAID ON AN HOURLY BASIS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. THE ORGANIZATION'S BOARD OF DIRECTORS CONTINUE TO SELECT THE INDEPENDENT ACCOUNTANT. THE COMMITTEE CONTINUES TO MEET WITH THE INDEPENDENT AUDITOR AT THE CONCLUSION OF THE ANNUAL AUDIT.