2019-10-16T15:19:05-05:00 2018-12-31 943108253 NOVOGRADAC & COMPANY LLP 2033 N MAIN STREET SUITE 400 WALNUT CREEK CA 94596 990 2018-01-01 721521579 TRANSFORMCA TRAN 5107403150 436 14TH STREET NO 600 OAKLAND CA 94612 JO ANN PROMPONGSATORN FARRANT INTERIM CO-EXECUTIVE DIRECTOR 5107403150 2019-10-10 1 KEVIN T WILSON P01313212 9259494300 50.206.196.254 2019-10-10 14:33:04 PD P 89F1A76700EA065CFF50D0E8DC87602FC482CDFE 89F1A76700EA065CFF50D0E8DC87602FC482CDFE 2018 2020-03-31 21:24:44Z TRANSFORM STUART COHEN 436 14TH STREET SUITE 600 OAKLAND CA 94612 3101793 0 X WWW.TRANSFORMCA.ORG X 2002 CA TRANSFORM PROMOTES WALKABLE COMMUNITIES WITH EXCELLENT TRANSPORTATION CHOICES TO CONNECT PEOPLE OF ALL INCOMES TO OPPORTUNITY, KEEP CALIFORNIA AFFORDABLE AND HELP SOLVE OUR CLIMATE CRISIS. WITH DIVERSE PARTNERS WE ENGAGE COMMUNITIES IN PLANNING, RUN INNOVATIVE PROGRAMS AND WIN POLICY CHANGE AT THE LOCAL, REGIONAL AND STATE LEVELS. 16 16 34 1 0 8044 3316768 3025288 122570 74230 1026 2275 0 0 3440364 3101793 10000 15000 0 0 2506459 2071224 0 0 213396 833208 911395 3349667 2997619 90697 104174 2065887 2127617 273978 231534 1791909 1896083 X TRANSFORM WORKS TO CREATE WORLD-CLASS PUBLIC TRANSPORTATION AND WALKABLE COMMUNITIES IN THE BAY AREA AND BEYOND. WE BUILD DIVERSE COALITIONS, INFLUENCE POLICY AND DEVELOP INNOVATIVE PROGRAMS TO IMPROVE THE LIVES OF ALL PEOPLE AND PROTECT THE ENVIRONMENT. 0 0 425932 0 CLIMATE PLAN - BRINGS TOGETHER A COLLABORATION OF ENVIRONMENTAL, PUBLIC HEALTH, SOCIAL EQUITY AND PLANNING ORGANIZATIONS TO ENSURE THAT SMART LAND USE AND SUSTAINABLE TRANSPORTATION ARE KEY COMPONENTS OF CALIFORNIA'S STRATEGY TO REDUCE GREENHOUSE GAS EMISSIONS. 556480 1032 SAFE ROUTES TO SCHOOL -PROVIDES EDUCATION AND ENCOURAGEMENT TO INCREASE THE NUMBER OF CHILDREN WALKING AND BICYCLING SAFELY TO SCHOOL, FOCUSING ON ALAMEDA COUNTY. THE PROGRAM TRAINS PARENTS, SCHOOL LEADERS AND VOLUNTEERS AND WORKS WITH CITY OFFICIALS AND LAW ENFORCEMENT TO IMPROVE SAFETY NEAR SCHOOLS. 720438 15000 16500 REGIONAL ADVOCACY -ENGAGES COMMUNITIES, BUILDS DIVERSE COALITIONS, PROVIDES TECHNICAL ASSISTANCE, PURSUES STRATEGIC COMMUNICATIONS, AND ENGAGES IN DIRECT ADVOCACY TO SUPPORT REGIONAL SOLUTIONS AND LOCAL INNOVATIONS THAT ADVANCE AFFORDABLE, WALKABLE COMMUNITIES AND EQUITABLE TRANSIT OPTIONS THROUGHOUT THE BAY AREA. 726362 56698 GREEN TRIP -RUNS INNOVATIVE CERTIFICATION PROGRAM, CONDUCTS AND DOCUMENTS GROUNDBREAKING RESEARCH, AND PROVIDES TOOLS TO HELP CITIES, DEVELOPERS, AND COMMUNITY GROUPS ENSURE THAT DEVELOPMENT INCLUDES COMPREHENSIVE STRATEGIES TO REDUCE TRAFFIC AND GREENHOUSE GAS EMISSIONS AND INCREASE USE OF EXISTING TRANSIT CHOICES. - PROGRAM EXPENSES: $277,744- PROGRAM REVENUE: $51,198STATE ADVOCACY - PERFORMS POLICY ANALYSIS, FRAMES CONVERSATIONS ABOUT CLIMATE INVESTMENTS AND EQUITY, BRINGS TOGETHER DIVERSE PARTNERS, ADVOCATES FOR SUSTAINABLE TRANSPORTATION FUNDING AND POLICY AT THE STATE LEVEL; SHARES REGIONAL MODELS OF WHAT'S WORKING AT A REGIONAL SCALE THROUGHOUT CALIFORNIA AND BEYOND.- PROGRAM EXPENSES: $215,700- PROGRAM REVENUE: $5,500MOBILITY HUBS - PROVIDES COMMUNITY MOBILITY HUBS THAT INCLUDE SOLAR ELECTRIC VEHICLE (EV) CAR SHARING, E-BIKES, FREE TRANSIT PASSES, AND OTHER TRANSPORTATION BENEFITS TO LOW-INCOME RESIDENTS BASED AT THREE AFFORDABLE HOUSING SITES IN OAKLAND, RICHMOND, AND SAN JOSE.-PROGRAM EXPENSES: $232,918-PROGRAM REVEUNE: $0OTHER PROGRAM SERVICES TOTAL 726362 56698 2429212 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 41 0 34 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 16 16 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 CA X X X RUTA ABRAHAM 5107403150 436 14TH STREET SUITE 600 OAKLAND CA 94612 DAN LUSCHER MEMBER 1.00 X 0 0 0 STEPHANEY KIPPLE TREASURER 1.00 X X 0 0 0 JEFF TIELL MEMBER 1.00 X 0 0 0 VI LAM MEMBER 1.00 X 0 0 0 BARNALI GHOSH MEMBER 1.00 X 0 0 0 JAME ERVIN MEMBER 1.00 X 0 0 0 ALICE CHEN SECRETARY 1.00 X X 0 0 0 EARL KAING MEMBER 1.00 X 0 0 0 WAYNE CHEN MEMBER 1.00 X 0 0 0 PAOLO COSULICH-SCHWARTZ MEMBER 1.00 X 0 0 0 MICHELE BEASLEY MEMBER 1.00 X 0 0 0 PEDRO GALVAO MEMBER 1.00 X 0 0 0 CURT JOHANSEN MEMBER 1.00 X 0 0 0 FANTA KAMAKATE BOARD CHAIR 1.00 X X 0 0 0 SHIREEN MALEKAFZALI MEMBER 1.00 X 0 0 0 DANIEL PAROLEK MEMBER 1.00 X 0 0 0 STUART COHEN PRESIDENT 37.50 X 116690 0 16673 116690 0 16673 1 0 0 0 HISTORIC CENTRAL BUILDING LLC 436 14TH STREET OAKLAND CA 94612 OCCUPANCY 253042 1 1027014 1998274 3025288 FEES FOR SERVICE 541900 74230 74230 74230 2275 2275 3101793 74230 0 2275 X 15000 15000 116690 93092 14954 8644 1643687 1311286 210646 121755 169693 135376 21747 12570 141154 112609 18089 10456 20748 18177 1609 962 17000 17000 405427 350237 34541 20649 1880 1432 151 297 85513 65926 6064 13523 265042 211443 33966 19633 71432 66672 2484 2276 20712 19802 390 520 7068 5639 1405 24 10673 4492 5764 417 DUES, LICENSES, SERVICE 5900 1029 3201 1670 2997619 2429212 355011 213396 600 600 945732 708291 696000 948167 312574 397147 76501 64057 99727 92243 14552 7484 19928 1871 2065887 2127617 185101 188914 42598 17801 46279 24819 273978 231534 X 746547 473152 1045362 1422931 1791909 1896083 2065887 2127617 104174 0 X X 0 1 X 1 0 X 3229001 3478748 2397711 3316768 3025288 15447516 3229001 3478748 2397711 3316768 3025288 15447516 3498263 11949253 2815 2296 2378 1026 2275 10790 15458306 552397 0.77300 0.74510 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 10594 60546 71140 2926479 2997619 299881 74970 0 0 325521 316706 316131 299881 1258239 1887359 67058 36958 52195 71140 227351 81380 79177 79033 74970 314560 471840 27818 13052 27057 10594 78521 99727 92243 7484 7484 ACCRUED RENT PAYABLE 16814 CAPITAL LEASE OBLIGATION 8005 24819 X 3101793 0 3101793 0 3101793 2997619 0 2997619 0 2997619 PART X, LINE 2: TRANSFORM HAS NO UNCERTAIN TAX POSITIONS. THE PREPARATION OF FINANCIAL STATEMENTS IN ACCORDANCE WITH ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRES THE ORGANIZATION TO REPORT INFORMATION REGARDING ITS EXPOSURE TO VARIOUS TAX POSITIONS TAKEN BY THE ORGANIZATION. MANAGEMENT HAS DETERMINED WHETHER ANY TAX POSITIONS HAVE MET THE RECOGNITION THRESHOLD AND HAS MEASURED THE ORGANIZATION'S EXPOSURE TO THOSE TAX POSITIONS. MANAGEMENT BELIEVES THAT THE ORGANIZATION HAS ADEQUATELY ADDRESSED ALL RELEVANT TAX POSITIONS AND THAT THERE ARE NO UNRECORDED TAX LIABILITIES. FEDERAL AND STATE TAX AUTHORITIES GENERALLY HAVE THE RIGHT TO EXAMINE AND AUDIT THE PREVIOUS THREE YEARS OF TAX RETURNS FILED. ANY INTEREST OR PENALTIES ASSESSED TO THE ORGANIZATION ARE RECORDED IN OPERATING EXPENSES. NO INTEREST OR PENALTIES FROM FEDERAL OR STATE TAX AUTHORITIES WERE RECORDED IN THE ACCOMPANYING FINANCIAL STATEMENTS. 1 CATHOLIC CHARITIES OF STOCKTON 1106 NORTH EL DORADO STOCKTON CA 95202 941629114 501(C)(3) 15000 SB 375 CAPACITY BUILDING TRAININGS NORTH SAN JOAQUIN VALLEY 1 PART I, LINE 2: AT THE INITIATION OF A SUBGRANT, TRANSFORM AND THE GRANT RECIPIENT AGREE TO WRITTEN TERMS OUTLINING NARRATIVE AND FINANCIAL REPORTING EXPECTED FROM THE RECIPIENT. THE AGREEMENT MAY ADDITIONALLY SPECIFY OTHER WAYS THAT THE RECIPIENT IS TO PROVIDE UPDATES, SUCH AS PARTICIPATING IN PERIODIC MEETINGS THAT ADVANCE THE PURPOSE OF THE SUBGRANT. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS REVIEWED BY THE INTERIM CO-ED, THE SENIOR ACCOUNTANT, AND THE MEMBERS OF THE BOARD AUDIT COMMITTEE. THE CHAIR OF THE FINANCE COMMITTEE ALSO HAS AN OPPORTUNITY TO REVIEW THE 990. ONCE THIS GROUP HAS APPROVED THE 990, IT IS GIVEN TO THE ENTIRE BOARD FOR REVIEW BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY WAS ADOPTED BY THE BOARD IN DECEMBER 2008. THERE WAS AN ANNUAL REVIEW BY ALL BOARD MEMBERS IN DECEMBER 2009, AND THIS HAS BEEN DONE SO ANNUALLY THEREAFTER. FORM 990, PART VI, SECTION B, LINE 15A PROCESS FOR DETERMINING THE PRESIDENT'S COMPENSATION: 1) THE DEPUTY DIRECTOR OF ORGANIZATIONAL DEVELOPMENT MAINTAINS CURRENT COPIES OF RECENT NONPROFIT COMPENSATION STUDIES. 2) A COMPENSATION COMPARISON IS DEVELOPED BY THE CONTROLLER OR THE DEPUTY DIRECTOR OF ORGANIZATIONAL DEVELOPMENT AND GIVEN TO THE CHAIR OF THE BOARD AND THE PRESIDENT'S COMPENSATION COMMITTEE. 3) THE COMPENSATION COMMITTEE FOUND THAT NONE OF ITS MEMBERS HAD A CONFLICT OF INTEREST WITH RESPECT TO THE PROPOSED TRANSACTION AND IT APPROVED THE COMPENSATION ARRANGEMENT IN ADVANCE OF THE BOARD MEETING. 4) THE COMPENSATION COMMITTEE RELIED UPON APPROPRIATE DATA PROVIDED BY THE CONTROLLER OR THE DEPUTY DIRECTOR OF ORGANIZATIONAL DEVELOPMENT AS TO COMPARABILITY OF THE COMPENSATION PRIOR TO MAKING ITS DETERMINATION, AS WELL AS INFORMATION FROM THE EVALUATION COMMITTEE ON THE PRESIDENT'S PERFORMANCE FOR THE YEAR; AND 5) THE COMPENSATION COMMITTEE ADEQUATELY DOCUMENTED THE BASIS FOR ITS DETERMINATION CONCURRENTLY WITH MAKING THAT DETERMINATION. 6) PROCESS FOR DETERMINING KEY EMPLOYEE COMPENSATION: THE PRESIDENT USES THE ABOVE STUDIES, IN TANDEM WITH THE DEPUTY DIRECTOR OF ORGANIZATIONAL DEVELOPMENT AND PROGRAM DIRECTORS AS APPROPRIATE, TO DETERMINE KEY EMPLOYEE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G FEES FOR OUTREACH CONSULTANTS AND ORGANIZATIONAL MANAGEMENT SERVICES: PROGRAM SERVICE EXPENSES 350,237. MANAGEMENT AND GENERAL EXPENSES 34,541. FUNDRAISING EXPENSES 20,649. TOTAL EXPENSES 405,427. FORM 990, PART XII, LINE 2C PROCESS IS UNCHANGED FROM PRIOR YEAR