2019-11-15T14:49:39-06:00 2018-12-31 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2018-01-01 383678458 NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM AT THE WORLD TRADE CENTER FOUNDATIONINC NATI 2123128800 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 10281 ALICE M GREENWALD PRESIDENT/CEO 2123128800 2019-11-15 1 GARRETT M HIGGINS P00543209 2122862600 2019-11-15 4.15.211.182 2019-11-15 14:23:49 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 4F9F0882E2C1046A9DC4DC01D0F262469E3815E0 2018 2020-04-17 16:48:07Z 911 MEMORIAL & MUSEUM ALICE M GREENWALD 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 10281 117198689 0 X WWW.911MEMORIAL.ORG X 2003 NY SEE SCHEDULE O 50 49 480 836 0 187277 14988952 8968587 67686373 69519084 6316 816243 4422764 5230552 87104405 84534466 0 0 0 0 24411999 25594869 64072 270000 4530370 84260564 85787919 108736635 111652788 -21632230 -27118322 689501747 662473661 30369891 30517355 659131856 631956306 X SEE SCHEDULE O 0 0 64444414 6333041 OPERATIONS:THE 9/11 MEMORIAL CONTINUED OPERATING A WORLD-CLASS, TOP NYC DESTINATION, OPEN DAILY, YEAR-ROUND. THE MEMORIAL HAS WELCOMED OVER 43 MILLION LIFETIME VISITORS THROUGH THE END OF 2018 WITH MORE THAN 6.6 MILLION VISITORS IN 2018 ALONE. THE 9/11 MEMORIAL MUSEUM WELCOMED OVER 3.1 MILLION VISITORS IN 2018, RAISING THE LIFETIME VISITOR TOTAL TO MORE THAN 14 MILLION PEOPLE THROUGH THE END OF 2018. [SEE SCHEDULE O FOR CONTINUATION]VISITORS CONTINUE TO TRAVEL TO THE MUSEUM FROM ALL 50 STATES, AS WELL WITH VISITORS HAILING FROM EVERY CORNER OF THE WORLD AND OVER 190 COUNTRIES TO DATE IN 2018. ALSO IN 2018, THE 9/11 MEMORIAL MUSEUM RANKED SECOND ON TRIP ADVISOR'S LIST OF TOP MUSEUMS IN THE WORLD, AND WAS AWARDED THE TRAVELER'S CHOICE AWARD, MAKING IT FIRST ON TRIP ADVISOR'S LIST OF TOP MUSEUMS IN THE UNITED STATES. 27206461 69519084 MUSEUM & PUBLIC PROGRAMS:IN 2018, THE MUSEUM OPENED A SPECIAL EXHIBITION TITLED "COMEBACK SEASON: SPORTS AFTER 9/11," WHICH EXPLORED HOW SPORTS AND ATHLETES HELPED TO UNITE THE COUNTRY, CONSOLE A GRIEVING NATION, AND GIVE US REASON TO CHEER AGAIN FOLLOWING THE 2001 ATTACKS. "SKYWALKERS: A PORTRAIT OF MOHAWK IRONWORKERS AT THE WORLD TRADE CENTER," WHICH FEATURES TINTYPE PHOTOGRAPHS BY NEW YORK CITY-BASED ARTIST MELISSA CACCIOLA, WAS ALSO INSTALLED IN 2018, IN THE SOUTH TOWER GALLERY. [SEE SCHEDULE O FOR CONTINUATION] CONSTRUCTION: ON MAY 30, 2018, THE DESIGN FOR THE MEMORIAL GLADE, THE FIRST CAPITAL CONSTRUCTION PROJECT SINCE THE MUSEUM OPENED IN 2014, WAS RELEASED TO THE PUBLIC AT A PRESS CONFERENCE. THIS PERMANENT AND HISTORIC MODIFICATION OF THE 9/11 MEMORIAL WAS DEVELOPED BY THE MEMORIAL'S ORIGINAL ARCHITECTS, MICHAEL ARAD AND PETER WALKER, WITH THE THOUGHTFUL SUPPORT OF 9/11 MEMORIAL & MUSEUM BOARD MEMBER JON STEWART, 9/11-HEALTH ADVOCATES AND PROVIDERS, 9/11 FAMILY MEMBERS, FIRST RESPONDERS, AND LOWER MANHATTAN RESIDENTS. [SEE SCHEDULE O FOR CONTINUATION]THE GLADE'S DESIGN INCLUDES A PATHWAY FLANKED BY SIX LARGE STONE MONOLITHS, RANGING FROM 13 TO 18 TONS, THAT ARE INLAID WITH WORLD TRADE CENTER STEEL ACCOMPANIED BY AN INSCRIPTION AT EITHER END OF THE PATHWAY. DURING THE SUMMER, COMMEMORATIVE STONE WAS QUARRIED FOR USE IN THE GLADE CONSTRUCTION.IN NOVEMBER AT THE SITE, THE CONSTRUCTION FENCE WAS ERECTED, TREE PROTECTION INSTALLED, COBBLE AND BENCHES WERE REMOVED AS THE WORK CONTINUED THROUGH DECEMBER, WITH DEDICATION PLANNED FOR MAY 2019.IN DECEMBER, THE FIRST MONOLITH WAS HAND TOOLED AND ASSEMBLED BY POLYCOR CRAFTSMEN AT ROCK OF AGES IN BARRE, VERMONT. 91650875 1 1 0 1 0 0 0 1 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 1 0 0 0 0 1 1 0 0 0 1 0 0 0 1 81 0 480 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 50 49 1 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X X ALICE M GREENWALD PRESIDENT CEO 2123128800 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 10281 MICHAEL R BLOOMBERG CHAIRMAN 2.00 0.10 X X 0 0 0 ANDREW M SENCHAK TREASURER 2.00 0.10 X X 0 0 0 RICHARD H BAGGER DIRECTOR THRU 12/15/18 2.00 0.10 X 0 0 0 VIRGINIA S BAUER DIRECTOR 2.00 0.10 X 0 0 0 PAULA GRANT BERRY DIRECTOR 2.00 0.10 X 0 0 0 FRANK BISIGNANO DIRECTOR 2.00 0.10 X 0 0 0 DEBRA BURLINGAME DIRECTOR 2.00 0.10 X 0 0 0 JOHN P CAHILL DIRECTOR 2.00 0.10 X 0 0 0 RUSSELL L CARSON DIRECTOR 2.00 0.10 X 0 0 0 KENNETH I CHENAULT DIRECTOR 2.00 0.10 X 0 0 0 RIC CLARK DIRECTOR 2.00 0.10 X 0 0 0 KEATING CROWN DIRECTOR 2.00 0.10 X 0 0 0 BILLY CRYSTAL DIRECTOR 2.00 0.10 X 0 0 0 ROBERT DE NIRO DIRECTOR 2.00 0.10 X 0 0 0 SAMUEL A DIPIAZZA JR DIRECTOR 2.00 0.10 X 0 0 0 RICHARD EDELMAN DIRECTOR 2.00 0.10 X 0 0 0 CHRISTINE A FERER DIRECTOR 2.00 0.10 X 0 0 0 ANNE M FINUCANE DIRECTOR 2.00 0.10 X 0 0 0 JENNIFER GLICK DIRECTOR 2.00 0.10 X 0 0 0 MAURICE R GREENBERG DIRECTOR 2.00 0.10 X 0 0 0 DR VARTAN GREGORIAN DIRECTOR 2.00 0.10 X 0 0 0 PATRICIA E HARRIS DIRECTOR 2.00 0.10 X 0 0 0 LEE A IELPI DIRECTOR 2.00 0.10 X 0 0 0 ROBERT IGER DIRECTOR 2.00 0.10 X 0 0 0 MONICA IKEN DIRECTOR 2.00 0.10 X 0 0 0 THOMAS S JOHNSON DIRECTOR 2.00 0.10 X 0 0 0 ROBERT KASDIN DIRECTOR 2.00 0.10 X 0 0 0 ANTHOULA KATSIMATIDES DIRECTOR 2.00 0.10 X 0 0 0 PETER M LEHRER DIRECTOR 2.00 0.10 X 0 0 0 HOWARD W LUTNICK DIRECTOR 2.00 0.10 X 0 0 0 JOEL S MARCUS DIRECTOR 2.00 0.10 X 0 0 0 J KEVIN MCCARTHY DIRECTOR 2.00 0.10 X 0 0 0 JULIE MENIN DIRECTOR 2.00 0.10 X 0 0 0 IRA M MILLSTEIN DIRECTOR 2.00 0.10 X 0 0 0 HOWARD MILSTEIN DIRECTOR 2.00 0.10 X 0 0 0 JOSEPH MOINIAN DIRECTOR 2.00 0.10 X 0 0 0 PAUL NAPOLI DIRECTOR 2.00 0.10 X 0 0 0 EMILY K RAFFERTY DIRECTOR 2.00 0.10 X 0 0 0 KEVIN M RAMPE DIRECTOR 2.00 0.10 X 0 0 0 SCOTT RECHLER DIRECTOR 2.00 0.10 X 0 0 0 TERRI J RICHARDSON DIRECTOR 2.00 0.10 X 0 0 0 THOMAS H ROGER DIRECTOR 2.00 0.10 X 0 0 0 JANE ROSENTHAL DIRECTOR 2.00 0.10 X 0 0 0 E JOHN ROSENWALD JR DIRECTOR 2.00 0.10 X 0 0 0 AVI SCHICK DIRECTOR 2.00 0.10 X 0 0 0 JERRY I SPEYER DIRECTOR 2.00 0.10 X 0 0 0 CRAIG ROBERTS STAPLETON DIRECTOR 2.00 0.10 X 0 0 0 JON STEWART DIRECTOR 2.00 0.10 X 0 0 0 ANNE M TATLOCK DIRECTOR 2.00 0.10 X 0 0 0 DANIEL R TISHMAN DIRECTOR 2.00 0.10 X 0 0 0 SETH WAUGH DIRECTOR 2.00 0.10 X 0 0 0 CARL WEISBROD DIRECTOR THRU 07/09/18 2.00 0.10 X 0 0 0 ALICE M GREENWALD PRESIDENT & CEO 40.00 0.10 X 532244 0 39954 MARVIN SUCHOFF EVP CHIEF FIN & ADMIN OFFICER 40.00 0.10 X 275831 0 21376 NOELLE LILIEN EVP GENERAL COUNSEL & SECRETARY 40.00 0.10 X 254087 0 52201 ALLISON BLAIS EVP DEP. DIR. FOR STRATEGY 40.00 X 297390 0 56159 ERNIE BLUNDELL EVP DEP DIRECTOR FOR OPERATIONS 40.00 X 285091 0 53659 CLIFFORD CHANIN EVP DEP. DIR. FOR MUSEUM PROGRAMS 40.00 X 260583 0 35327 JERMEY FRAZIER EVP DEP. DIR. FOR EXTERNAL AFFAIRS 40.00 X 242971 0 45621 JOSHUA CHERWIN CHIEF ADVANCEMENT OFFICER 40.00 X 233652 0 38420 MARC CIMA CHIEF TECHNOLOGY OFFICER 40.00 X 247206 0 29595 CHARLES DUNNE EVP SECURITY, FIRE & LIFE SAFETY 40.00 X 249302 0 9803 JOSEPH WEINKAM EVP GOVERNMENT & COMMUNITY AFFAIRS 40.00 X 198417 0 46410 EDWARD SIDOR SVP BUILDINGS & GROUNDS 40.00 X 193552 0 29804 MAGGIE CAREY SVP FINANCE & BUDGET 40.00 X 178536 0 44143 3448862 0 502472 42 0 1 0 ABM FACILITY SERVICES LOCKBOX 787401 PHILADELPHIA PA 19178 LABOR AND ENGINEERING SERVICES 16401039 ANDREWS INTERNATIONAL INC PO BOX 935461 ATLANTA GA 31193 SECURITY & K-9 SERVICES 8261066 SOS SECURITY LLC PO BOX 21577 NEW YORK NY 10087 SECURITY & K-9 SERVICES 1414008 KUBIK MALTBIE INC 7000 COMMERCE PARKWAY SUITE C MT LAUREL NY 10087 EXHIBITION FABRICATION 728038 THE PARKSIDE GROUP 132 NASSAU STREET SUITE 400 NEW YORK NY 10038 MARKETING MATERIALS 712131 41 4919663 10000 4038924 380945 8968587 MUSEUM ADMISSIONS & SERVICE FEES 611710 62715460 62715460 MUSEUM & MEMORIAL TOURS 611710 5383553 5383553 MEMBERSHIP 900099 1356828 1356828 CIVIC PROGRAMS & OTHER 900099 63243 63243 69519084 801926 801926 95618 95618 472690 277693 194997 194997 194997 27915202 27900885 14317 14317 14317 244816 4919663 1655287 -1410471 -1410471 9163399 2830358 6333041 6333041 ALL OTHER INCOME 900099 15543 15543 CASH FOUND ON PROPERTY 900099 1824 1824 17367 84534466 75852125 0 -286246 2724566 1610160 657619 456787 18390309 13067966 3820077 1502266 1122135 788652 265423 68060 1773624 1292262 364790 116572 1584235 1131069 306690 146476 242379 147805 71129 23445 256039 104883 149113 2043 120000 83598 6067 30335 270000 270000 35685 35685 1344228 824684 410141 109403 1750867 1397814 17264 335789 3635207 2325449 332734 977024 2167081 1581106 463256 122719 22952 17215 3825 1912 6703191 4627466 1924765 150960 331142 254119 42279 34744 80690 56834 19865 3991 46294 46294 37337877 33414233 3848488 75156 3079071 2949880 87478 41713 UBI TAX PAYMENT 39544 39544 JANITORIAL & ENGINEERIN 12812663 10872024 1927858 12781 SECURITY 10125881 10086201 39680 EQUIP REPAIRS & MAINT 3296916 2789984 482316 24616 2360212 2227471 109163 23578 111652788 91650875 15471543 4530370 5671011 3486063 37610532 10800825 16876114 13983622 2545335 3924958 534808 458354 2195324 3344413 814124697 227134003 621465106 586990694 35832123 2603517 3652609 689501747 662473661 18057412 18738648 2612023 2261635 7500000 7500000 2200456 2017072 30369891 30517355 X 641852362 617914494 17279494 14041812 659131856 631956306 689501747 662473661 -27118322 -57228 0 X X 0 1 X 1 0 X 87241531 17044358 16316460 14988952 8968587 144559888 87241531 17044358 16316460 14988952 8968587 144559888 7269988 137289900 45879 267388 211497 654432 1370234 2549430 894416 43962 84044 13540 17367 1053329 148162647 350253731 0.92660 0.96170 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FEMA REIMBURSEMENTS - 2014 AMOUNT: $ 888,964. CASH FOUND ON PROPERTY - 2014 AMOUNT: $ 2,735. 2015 AMOUNT: $ 999. 2016 AMOUNT: $ 1,728. 2017 AMOUNT: $ 1,927. 2018 AMOUNT: $ 1,824. REBATES/REIMBURSEMENTS - 2015 AMOUNT: $ 36,459. 2016 AMOUNT: $ 69,146. FILMING FEES - 2015 AMOUNT: $ 2,000. 2016 AMOUNT: $ 5,280. 2017 AMOUNT: $ 11,613. MISCELLANEOUS - 2014 AMOUNT: $ 2,717. 2015 AMOUNT: $ 4,504. 2016 AMOUNT: $ 7,890. 2018 AMOUNT: $ 15,543. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 159172 159172 106957896 107117068 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 154311 160763 162584 159172 636830 250000 250000 250000 250000 1000000 1500000 X X X X 0 712353298 152253559 560099739 29719693 12207089 17512604 39962633 34488770 5473863 32089073 28184585 3904488 586990694 DEFERRED RENT 1585817 DUE TO PORT AUTHORITY 431255 2017072 X 85134531 -57228 426563 268640 637975 84496556 35685 2225 37910 84534466 112310081 426563 268640 695203 111614878 35685 2225 37910 111652788 PART III, LINE 1A: THE VALUE OF THE ORGANIZATION'S COLLECTION IS NOT REFLECTED AS AN ASSET IN THE STATEMENT OF FINANCIAL POSITION AND GIFTS OF COLLECTION ITEMS ARE EXCLUDED FROM REVENUE IN THE STATEMENT OF ACTIVITIES. PURCHASES OF COLLECTION ITEMS ARE RECORDED IN THE YEAR IN WHICH THE ITEMS WERE ACQUIRED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE STATEMENT OF ACTIVITIES. PURSUANT TO THE ORGANIZATION'S COLLECTIONS MANAGEMENT POLICY, PROCEEDS FROM DEACCESSIONS ARE TO BE USED EXCLUSIVELY FOR THE ACQUISITION OR DIRECT CARE OF ITEMS FOR THE COLLECTION AND WILL BE RECORDED AS UNRESTRICTED NET ASSETS DESIGNATED FOR ACQUISITIONS OF COLLECTION ITEMS. PART III, LINE 4: SIGNIFICANT USE OF COLLECTION ITEMS: PUBLIC EXHIBITION (I) THE COLLECTIONS OF THE 9/11 MEMORIAL & MUSEUM COMPRISE A COMPREHENSIVE PHYSICAL, VISUAL, AUDIO AND ANALYTICAL RECORD OF THE EVENTS, IMPACT AND LEGACY OF THE SEPTEMBER 11, 2001 TERRORIST ATTACKS ON THE UNITED STATES, INCLUDING MATERIAL RELEVANT TO THE PRECURSOR BOMBING OF THE WORLD TRADE CENTER ON FEBRUARY 26, 1993. THE MUSEUM CURRENTLY DISPLAYS APPROXIMATELY 900 OBJECTS IN ITS PUBLIC EXHIBITION SPACES, WHICH INCLUDES ITEMS ON LOAN AS WELL AS APPROXIMATELY 650 OBJECTS FROM ITS PERMANENT COLLECTION. ANNUAL ROTATIONS OF COLLECTION OBJECTS ARE REGULARLY SCHEDULED FOR VARIOUS INSTALLATIONS THROUGHOUT THE MUSEUM. SCHOLARLY RESEARCH (II) THE MUSEUM WELCOMES RESEARCHERS BY APPOINTMENT AND FACILITATED APPROXIMATELY 30 EXTERNAL RESEARCH REQUESTS VIA ITS ONLINE CATALOGUE IN 2018 AS WELL AS ON-SITE VISITS BY SCHOLARS AND DOCUMENTARY FILM PRODUCERS DESIRING A DEEPER INVESTIGATION OF THESE RESOURCES AND THE COLLECTIONS CATALOGUE DATABASE. IN ADDITION, PROFESSIONAL STAFF IN THE MUSEUM PROGRAMS DIVISION FIELDED AND FACILITATED NUMEROUS PHONE AND E-MAIL CONSULTATIONS WITH OUTSIDE RESEARCHERS. A SEPARATE E-MAIL SYSTEM IMPLEMENTED IN 2014 FOR ADDRESSING GENERAL COLLECTIONS, EDUCATION, AND EXHIBITIONS QUERIES CONTINUES TO FACILITATE RAPID RESPONSES TO MORE READILY ANSWERED PUBLIC INQUIRIES. MEMBERS OF THE COLLECTIONS, EDUCATION, AND EXHIBITIONS TEAMS WERE ALSO ACTIVE AS PRODUCERS OF RESEARCH IN THEIR RESPECTIVE AREAS OF EXPERTISE, DELIVERING TALKS AT NATIONAL PROFESSIONAL CONFERENCES, LECTURING AT VARIOUS COLLEGE AND PEER INSTITUTIONAL VENUES, TEACHING ON-SITE CLASSES, AND FACILITATING CONTENT-FOCUSED VISITS BY OUTSIDE SCHOLARS, GRADUATE STUDENTS AND PEERS FROM HISTORIC SITES AND MUSEUMS AROUND THE WORLD. ONE EXAMPLE OF RESEARCH BY STAFF PUBLISHED IN 2018 WAS A SCHOLARLY ESSAY WRITTEN BY THE MUSEUM'S CHIEF CURATOR SOLICITED BY THE UFFIZI GALLERY IN FLORENCE, ITALY, FOR A SPECIAL EXHIBITION AND CATALOGUE FOCUSED ON THE CAREER OF GERMAN SCULPTOR FRITZ KOENIG. IN ADDITION, THE MUSEUM HOSTED ITS SECOND COHORT CLASS OF RESIDENT SCHOLARLY FELLOWS PROGRAM IN 2018 WITH FUNDING PROVIDED BY THE ANDREW W. MELLON FOUNDATION. THE TWO CHOSEN POST-DOCTORAL FELLOWS HAVE BEEN PURSUING INDEPENDENT PROJECTS ON TOPICS RELATED TO THE PSYCHOLOGICAL IMPACT ON PROFESSIONALS, VOLUNTEERS AND FRONT-LINE STAFF WHO WORK AT SITES ANCHORED IN TRAUMATIC HISTORY AND ON STRATEGIES FOR INTEGRATING 9/11 CONTENT INTO SECONDARY SCHOOL CURRICULUM AS PUPILS AND THEIR INSTRUCTORS ENTER THE GENERATION WITHOUT LIVED MEMORY OF THE EVENTS OF SEPTEMBER 11, 2001. PRESERVATION FOR FUTURE GENERATIONS (III) THE MUSEUM ACTIVELY WORKS TO CONSERVE ITS COLLECTION THROUGH PROACTIVE, BEST-PRACTICE STANDARDS FOR THE CORRECT HANDLING AND STORAGE OF MUSEUM COLLECTIONS OF DIVERSE MEDIA. FOR EXAMPLE, NEW ACQUISITIONS ARE REHOUSED AND STORED USING ARCHIVAL MATERIALS. ENVIRONMENTAL AND SECURITY CONTROLS ARE ALSO IN PLACE IN STORAGE AND EXHIBITION SPACES TO ENSURE THE SAFETY OF THE COLLECTION. ADDITIONALLY, ONLY TRAINED AND AUTHORIZED PERSONNEL MAY HANDLE COLLECTION OBJECTS. IN 2018, CONSERVATORS PREPARED "THE PEACE ANGEL" BY LIN EVOLA FOR EXHIBITION, CREATING A STABLE MOUNTING SYSTEM ALLOWING THE 126-INCH-TALL SCULPTURE TO BE DISPLAYED SAFELY. ADDITIONALLY, IN 2018 THE MUSEUM CONSERVED AND PREPARED ITEMS FOR FOUR EXHIBITION ROTATIONS, INCLUDING THE CHALLENGING CONSERVATION AND INSTALLATION OF A PAINTED FIREHOUSE DOOR. LOAN OR EXCHANGE PROGRAMS (IV) IN 2018, THE MUSEUM ORGANIZED FOUR LOANS FROM ITS COLLECTIONS TO: THE STIFTUNG KLOSTER DALHEIM MUSEUM IN DALHEIM, GERMANY; IMMIGRATION AND CUSTOMS ENFORCEMENT; THE BROOKLYN HISTORICAL SOCIETY; AND THE NATIONAL MUSEUM OF THE UNITED STATES ARMY. ADDITIONALLY, THE MUSEUM SECURED 35 NEW INCOMING LOANS FOR DISPLAY IN EXHIBITIONS. THE ORGANIZATION CONTINUES TO BUILD ITS PERMANENT COLLECTION AND HAS ADOPTED A COLLECTIONS MANAGEMENT POLICY (REVISED IN 2018) TO DEFINE THE SCOPE AND INTELLECTUAL FRAMEWORK OF ASSETS AND THE PROCEDURES BY WHICH THESE MATERIALS ARE ACCESSIONED, CATALOGUED AND PRESERVED. THAT DOCUMENT IS REVIEWED AND UPDATED AS NEEDED ON A ONCE EVERY TWO-YEAR BASIS. THROUGH LEADERSHIP OF THE BOARD AND STAFF, THE ORGANIZATION STRIVES TO ESTABLISH, PRESERVE AND DOCUMENT PRIMARY RECORDS, MATERIAL EVIDENCE, SPOKEN TESTIMONY AND OTHER WIDE-RANGING CULTURAL DOCUMENTATION RELATED TO THE SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993 TERRORIST ATTACKS, THE HISTORICAL CONTEXT LEADING UP TO THEM, AND THEIR AFTERMATH AND ONGOING REPERCUSSIONS. THE ORGANIZATION ALSO COLLECTS ARTIFACTS, SPOKEN REMEMBRANCES AND OTHER MATERIALS WHICH HONOR AND COMMEMORATE THE VICTIMS OF THE SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993 TERRORIST ATTACKS AND THEIR LEGACIES. THE ORGANIZATION MAKES ITS COLLECTION AVAILABLE AS LOANS TO OTHER MUSEUMS AND PRESENTING INSTITUTIONS, IN THE U.S. AND ABROAD, THAT MEET OUR SECURITY AND ENVIRONMENTAL CRITERIA. THE COLLECTION IS ALSO AVAILABLE, THROUGH ITS CATALOGUE AND BY APPOINTMENT, TO THE PUBLIC FOR RESEARCH PURPOSES AND IN COOPERATION WITH OUR PROFESSIONAL STAFF AND SCHOOL EDUCATORS FOR THE CREATION OF LESSON PLANS THAT ARE THEN MADE AVAILABLE THROUGH OUR WEBSITE. THE MUSEUM'S COLLECTIONS ARE ALSO USED IN EDUCATIONAL AND PUBLIC PROGRAMS AND WIDE-RANGING WEB-BASED CONTENT COMMUNICATIONS FOR THE BENEFIT OF VISITORS. IN 2018, THE ORGANIZATION SPENT $94,677 ON ACQUISITIONS OF COLLECTION ITEMS. THIS INCLUDED A PAYMENT FOR A SINGULAR, LIFE-SIZED POLAROID PORTRAIT BY TIME-LIFE PHOTOGRAPHER JOE MCNALLY FROM HIS 2001 SERIES, "FACES OF GROUND ZERO," PURCHASE OF 10 PRINTS WITH CORRESPONDING DIGITAL IMAGES FROM ALLEN TANNENBAUM'S INVESTIGATIVE SERIES "9/11: STILL KILLING, AND A FOURTH PARTIAL PAYMENT FOR AN ARTIST'S UNIQUE TIME-BASED MEDIA ARTWORK THAT IS BEING ACQUIRED FROM ITS CREATOR OVER SIX INSTALLMENTS, WHICH CONCLUDE IN 2020. THESE ACQUISITIONS WERE FUNDED IN PART BY TEMPORARILY RESTRICTED CASH CONTRIBUTIONS. PART X, LINE 2: THE ORGANIZATION RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE ORGANIZATION HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE ORGANIZATION IS NO LONGER SUBJECT TO EXAMINATION BY THE APPLICABLE TAXING JURISDICTIONS FOR YEARS PRIOR TO 2015. PART XI, LINE 2D - OTHER ADJUSTMENTS: DIRECT EXPENSES FOR RENTAL INCOME FROM VESEY STREET 268,640. PART XI, LINE 4B - OTHER ADJUSTMENTS: BAD DEBT EXPENSES 2,225. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT EXPENSES FOR RENTAL INCOME FROM VESEY STREET 268,640. PART XII, LINE 4B - OTHER ADJUSTMENTS: BAD DEBT EXPENSES 2,225. X X X X X X X 1 BLUE STATE DIGITAL 41 FLATBUSH AVE 8TH FLOOR BROOKLYN NY 11217 DIGITAL FUNDRAISING 0 245232 270000 -24768 245232 270000 -24768 AL AK AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI BENEFIT DINNER 3160912 2951616 209296 322929 809162 5K RUN/WALK 1609983 1609983 507191 2 393584 358064 35520 16005 5164479 4919663 244816 322929 1332358 1655287 -1410471 SCHEDULE G, PART I, LINE 2B, COLUMN (V) BLUE STATE DIGITAL AND THE ORGANIZATION HAVE A NON-EXCLUSIVE AGREEMENT FOR DIGITAL MARKETING, INCLUDING THE CREATION AND PRODUCTION OF EMAIL CAMPAIGNS AND OTHER DIGITAL FUNDRAISING ACTIVITIES. BLUE STATE DIGITAL IS PAID ON A MONTHLY RETAINER BASIS FOR ALL SERVICES RENDERED AND WAS PAID A TOTAL OF $270,000 IN 2018. THESE EMAIL FUNDRAISING ACTIVITIES GENERATED CONTRIBUTION REVENUE TOTALING $245,232.00 IN 2018. FORM 990, PART VIII, LINE 8C AND FORM 990, SCHEDULE G, PART II, LINE 11: THE PROPER COMPLETION OF FORM 990 REQUIRES ORGANIZATIONS TO REPORT THE ACTIVITY FROM FUNDRAISING EVENTS THAT SUBSTANTIALLY FURTHER THE ORGANIZATION'S EXEMPT PURPOSE IN PART VIII, LINE 8C AND FORM 990, SCHEDULE G, PART II, LINE 11. FUNDRAISING EVENTS OFTEN GENERATE BOTH CONTRIBUTIONS AND INCOME, SUCH AS WHEN AN INDIVIDUAL PAYS MORE THAN THE RETAIL VALUE FOR THE GOODS OR SERVICES FURNISHED. DURING THE YEAR ENDED DECEMBER 31, 2018, THE MEMORIAL CONDUCTED FOUR SUCCESSFUL FUNDRAISING EVENTS GENERATING CONTRIBUTION REVENUE TOTALING $4,919,663. THIS CONTRIBUTION REVENUE IS REQUIRED TO BE REPORTED ON PART VIII, LINE 1C OF THE FORM 990 AS CONTRIBUTIONS FROM FUNDRAISING EVENTS PER THE IRS INSTRUCTIONS. DIRECT EXPENSES TOTALED $1,655,287 AND AFTER ADDITIONAL REVENUE OF $244,816, PART VIII, LINE 8C AND SCHEDULE G, PART II, LINE 11 SHOWS NET DIRECT EXPENSES OF $1,410,471. X X X X 0 0 0 0 0 0 0 0 0 ALICE M GREENWALD PRESIDENT & CEO 530530 0 0 0 1714 0 27500 0 12454 0 572198 0 0 0 MARVIN SUCHOFF EVP CHIEF FIN & ADMIN OFFICER 274799 0 0 0 1032 0 4229 0 17147 0 297207 0 0 0 NOELLE LILIEN EVP GENERAL COUNSEL & SECRETARY 253727 0 0 0 360 0 23487 0 28714 0 306288 0 0 0 ALLISON BLAIS EVP DEP. DIR. FOR STRATEGY 297150 0 0 0 240 0 27500 0 28659 0 353549 0 0 0 ERNIE BLUNDELL EVP DEP DIRECTOR FOR OPERATIONS 284731 0 0 0 360 0 27500 0 26159 0 338750 0 0 0 CLIFFORD CHANIN EVP DEP. DIR. FOR MUSEUM PROGRAMS 258999 0 0 0 1584 0 26308 0 9019 0 295910 0 0 0 JERMEY FRAZIER EVP DEP. DIR. FOR EXTERNAL AFFAIRS 242731 0 0 0 240 0 19490 0 26131 0 288592 0 0 0 JOSHUA CHERWIN CHIEF ADVANCEMENT OFFICER 233422 0 0 0 230 0 9680 0 28740 0 272072 0 0 0 MARC CIMA CHIEF TECHNOLOGY OFFICER 246846 0 0 0 360 0 25365 0 4230 0 276801 0 0 0 CHARLES DUNNE EVP SECURITY, FIRE & LIFE SAFETY 248750 0 0 0 552 0 4321 0 5482 0 259105 0 0 0 JOSEPH WEINKAM EVP GOVERNMENT & COMMUNITY AFFAIRS 198142 0 0 0 275 0 20258 0 26152 0 244827 0 0 0 EDWARD SIDOR SVP BUILDINGS & GROUNDS 192805 0 0 0 747 0 19481 0 10323 0 223356 0 0 0 MAGGIE CAREY SVP FINANCE & BUDGET 178395 0 0 0 141 0 18077 0 26066 0 222679 0 0 0 SEE PART V PART V PART V X 7500000 7500000 0 1 1 7500000 SCHEDULE L, PART II, LOANS TO AND FROM INTERESTED PERSONS: (A) NAME OF INTERESTED PERSON: MICHAEL BLOOMBERG(B) RELATIONSHIP WITH ORGANIZATION: BOARD MEMBER, CHAIRMAN(C) PURPOSE OF LOAN: OPERATIONAL SUPPORT X 846 X 3403 COST X 154690 COST X 1 24939 AVG. SELLING PRICE X 2 45222 COST X EQUIP/SUPPLIES 9 152691 COST 0 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS IN PART I, COLUMN (B). FORM 990, PART I, LINE 1 THE NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM AT THE WORLD TRADE CENTER BEARS SOLEMN WITNESS TO THE TERRORIST ATTACKS OF SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993. RESPECTING THIS SITE MADE SACRED THROUGH LOSS, THE MEMORIAL & MUSEUM REMEMBERS AND HONORS THE NEARLY 3,000 VICTIMS OF THESE ATTACKS AND ALL THOSE WHO RISKED THEIR LIVES TO SAVE OTHERS. IT FURTHER RECOGNIZES THE THOUSANDS WHO SURVIVED AND ALL WHO MANIFESTED EXTRAORDINARY COMPASSION AND LEADERSHIP IN THE WAKE OF THE ATTACKS. DEMONSTRATING THE CONSEQUENCES OF TERRORISM ON INDIVIDUAL LIVES AND ITS IMPACT ON COMMUNITIES AT THE LOCAL, NATIONAL, AND INTERNATIONAL LEVELS, THE MEMORIAL & MUSEUM ATTESTS TO THE TRIUMPH OF HUMAN DIGNITY OVER HUMAN DEPRAVITY AND AFFIRMS AN UNWAVERING COMMITMENT TO THE FUNDAMENTAL VALUE OF HUMAN LIFE. MAY THE LIVES REMEMBERED, THE DEEDS RECOGNIZED, AND THE SPIRIT REAWAKENED BE ETERNAL BEACONS, WHICH REAFFIRM RESPECT FOR LIFE, STRENGTHEN OUR RESOLVE TO PRESERVE FREEDOM, AND INSPIRE AN END TO HATRED, IGNORANCE AND INTOLERANCE. IN 2018, THE 9/11 MEMORIAL & MUSEUM CONTINUED TO WELCOME A DIVERSE GROUPS OF VISITORS , INCLUDING WORLD LEADERS, AND INFLUENTIAL POLITICAL, MILITARY, AND CULTURAL FIGURES. BEYOND WHAT IS DESCRIBED IN PARTS 4A, 4B AND 4C, THE 9/11 MEMORIAL & MUSEUM CONTINUED ITS SURVIVOR TREE SEEDLING DISTRIBUTION PROGRAM WHICH WAS INAUGURATED IN 2013. EACH YEAR, SEEDLINGS FROM THE SURVIVOR TREE ON THE 9/11 MEMORIAL PLAZA ARE GIVEN TO THREE COMMUNITIES THAT HAVE ENDURED TRAGEDY, AS AN EXPRESSION OF SOLIDARITY AND COMPASSION AND AN AFFIRMATION OF THE POTENTIAL FOR RECOVERY AND RESILIENCE. A TOTAL OF 18 LOCATIONS HAVE BEEN SELECTED AS PART OF THE SEEDLING DISTRIBUTION PROGRAM SINCE SEPTEMBER 2013. IN 2018, SEEDLINGS WERE GIVEN TO THE COMMUNITIES OF PARKLAND, FLORIDA, IN MEMORY OF THE 17 PEOPLE, INCLUDING STUDENTS AND STAFF MEMBERS, KILLED BY A GUNMAN AT MARJORY STONEMAN DOUGLAS HIGH SCHOOL IN FEBRUARY, 2018; THE GRENFELL COMMUNITY IN LONDON, IN MEMORY OF THOSE WHO LOST THEIR LIVES IN THE GRENFELL TOWER FIRE; AND, PUERTO RICO, IN MEMORY OF THE APPROXIMATELY 2,975 DEATHS AND OVERWHELMING DESTRUCTION THE COUNTRY SUFFERED AS A RESULT OF HURRICANE MARIA IN SEPTEMBER 2017. CONTINUING A SIMPLE AND POWERFUL TRIBUTE BEGUN IN 2013 SUGGESTED BY A VOLUNTEER, THE 9/11 MEMORIAL & MUSEUM DAILY RECOGNIZES THE BIRTHDAYS OF THE MEN, WOMEN AND CHILDREN WHOSE NAMES ARE INSCRIBED ON THE 9/11 MEMORIAL BY PLACING A SINGLE WHITE ROSE AT EACH PERSON'S NAME ON THEIR BIRTHDAY. THE ROSES STAND AS A MOVING REMINDER OF THE VERY PERSONAL LOSS OF HUMAN LIFE ON SEPTEMBER 11, 2001, AND FEBRUARY 26, 1993, WHILE PROVIDING A SPECIAL WAY TO INVITE VISITORS FROM AROUND THE WORLD TO JOIN US IN HONORING THOSE WHO WERE KILLED. FORM 990, PART III, LINE 1, DESCRIPTION OF ORGANIZATION MISSION: THE NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM AT THE WORLD TRADE CENTER BEARS SOLEMN WITNESS TO THE TERRORIST ATTACKS OF SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993. RESPECTING THIS SITE MADE SACRED THROUGH LOSS, THE MEMORIAL & MUSEUM REMEMBERS AND HONORS THE NEARLY 3,000 VICTIMS OF THESE ATTACKS AND ALL THOSE WHO RISKED THEIR LIVES TO SAVE OTHERS. IT FURTHER RECOGNIZES THE THOUSANDS WHO SURVIVED AND ALL WHO MANIFESTED EXTRAORDINARY COMPASSION AND LEADERSHIP IN THE WAKE OF THE ATTACKS. DEMONSTRATING THE CONSEQUENCES OF TERRORISM ON INDIVIDUAL LIVES AND ITS IMPACT ON COMMUNITIES AT THE LOCAL, NATIONAL, AND INTERNATIONAL LEVELS, THE MEMORIAL & MUSEUM ATTESTS TO THE TRIUMPH OF HUMAN DIGNITY OVER HUMAN DEPRAVITY AND AFFIRMS AN UNWAVERING COMMITMENT TO THE FUNDAMENTAL VALUE OF HUMAN LIFE. MAY THE LIVES REMEMBERED, THE DEEDS RECOGNIZED, AND THE SPIRIT REAWAKENED BE ETERNAL BEACONS, WHICH REAFFIRM RESPECT FOR LIFE, STRENGTHEN OUR RESOLVE TO PRESERVE FREEDOM, AND INSPIRE AN END TO HATRED, IGNORANCE AND INTOLERANCE. FORM 990, PART III, LINE 4B, PROGRAM SERVICE ACCOMPLISHMENTS: NEW EXHIBITS IN THE MUSEUM'S TRIBUTE WALK FEATURED AN INSTALLATION OF MOTORCYCLES THAT SERVED AS MEMORIALS TO VICTIMS, DEDICATIONS TO FIRST RESPONDERS, AND TRIBUTES TO THE ARCHITECTURE OF THE REBUILT WORLD TRADE CENTER SITE. FOR THE 17TH ANNIVERSARY OF THE 9/11 ATTACKS, THE MUSEUM AGAIN PRODUCED THE "TRIBUTE IN LIGHT," THE ICONIC ANNUAL MEMORIAL THAT DOMINATES THE LOWER MANHATTAN SKYLINE FROM DUSK ON SEPTEMBER 11 TO DAWN ON SEPTEMBER 12.THE YEAR 2018 MARKED THE MUSEUM'S FOURTH FULL YEAR OF OPERATION. IN ADDITION TO SERVING VISITORS THROUGH ITS CORE EXHIBITIONS, THE MUSEUM PRESENTED A FULL SEASON OF PUBLIC PROGRAMS, AND MAINTAINED CONTINUAL OBJECT AND EXHIBITION ROTATIONS, WHICH WERE NECESSARY DUE TO CONSERVATION REQUIREMENTS AND LOAN EXPIRATIONS. OBJECTS AND EXHIBITION ROTATIONS ALSO PROVIDED THE OPPORTUNITY TO FEATURE MORE OF THE PERMANENT COLLECTION. THE 9/11 MEMORIAL & MUSEUM ALSO HOSTED MORE THAN TWO THOUSAND NYPD RECRUITS, FDNY PROBIES AND FDNY EMERGENCY MEDICAL TEAM PROBIES AS A PART OF THEIR TRAINING IN ADDITION TO HOSTING OVER 200 MILITARY RE-ENLISTMENTS, RETIREMENTS AND PROMOTIONAL CEREMONIES FOR THE UNITED STATE MILITARY ON THE 9/11 MEMORIAL PLAZA. PUBLIC PROGRAMS AND EDUCATIONAL OFFERINGS GREATLY INCREASED DURING THE FOURTH FULL YEAR OF THE MUSEUM'S OPERATION. OVER 142,000 VISITORS TOOK GUIDED TOURS OF THE MUSEUM. TOURS OF THE MEMORIAL SERVED NEARLY 40,000 VISITORS. WEEKLY YOUTH AND FAMILY PROGRAMS SAW OVER 5,400 PARTICIPANTS IN 118 PROGRAMS, AND 206 YOUTH & FAMILY TOURS WERE OFFERED FOR 3,171 VISITORS. OVER 9,800 STUDENTS TOOK PART IN STUDENT WORKSHOPS AND TOURS IN THE EDUCATION CENTER. ONE THOUSAND TEACHERS TOOK PART IN OUR PROFESSIONAL DEVELOPMENT WORKSHOPS. TWO HUNDRED THOUSAND STUDENTS, FROM ALL 50 STATES AND AROUND THE WORLD, PARTICIPATED IN OUR ANNUAL ANNIVERSARY IN THE SCHOOLS WEBINAR. TWO FULL SEASONS OF EVENING PUBLIC PROGRAMS IN THE MUSEUM'S AUDITORIUM FOCUSED PRINCIPALLY ON DEEPENING UNDERSTANDING OF CURRENT EVENTS IN THE MIDDLE EAST AND THEIR CONNECTION TO TERROR THREATS, AND IN TOTAL THE MUSEUM HOSTED 25 PROGRAMS AND 2,500 ATTENDEES IN 2018. ATTENDANCE AT MULTIPLE DAILY SCREENINGS OF THE MUSEUM-PRODUCED FILMS "FACING CRISIS: AMERICA UNDER ATTACK AND "FACING CRISIS: A CHANGED WORLD" TOTALED 360,000 VISITORS. THE 9/11 MEMORIAL & MUSEUM CONTINUED ITS CIVIC TRAINING PROGRAMS, WHICH PROVIDE AN IN-DEPTH EXPLORATION OF 9/11 FOR OFFICERS AND AGENTS FROM LAW ENFORCEMENT, INTELLIGENCE AND MILITARY GROUPS TO RECOGNIZE THE SPECIAL CONNECTIONS BETWEEN 9/11 AND THEIR WORK. EACH PROGRAM IS GEARED TOWARD MEETING THE UNIQUE NEEDS AND INTERESTS OF THE AGENCY IN ATTENDANCE. IN 2018, WE HOSTED 36 OF THESE PROGRAMS FOR 1,887 INDIVIDUAL PARTICIPANTS. DURING 2018, MUSEUM VISITORS HELPED TO GROW THE DIGITAL RESOURCES USED IN THE CORE EXHIBITIONS WITH APPROXIMATELY 1,000 NEW VIDEO RECORDINGS OF REFLECTIONS ABOUT 9/11, MORE THAN 1,400 AUDIO RECORDINGS ABOUT THEIR DAY-OF-9/11 OR AFTERMATH EXPERIENCES, NEARLY 125 AUDIO RECORDINGS FOR THE "IN MEMORIAM" EXHIBITION, NEARLY 206,000 SIGNATURES AND MESSAGES IN THE DIGITAL GUEST BOOK, AROUND 900 NEW PROFILES IN THE REGISTRY OF RESCUE AND RECOVERY WORKERS, AND ABOUT 20 NEW PROFILES IN THE REGISTRY OF PUBLIC MEMORIALS CREATED AROUND THE WORLD IN COMMEMORATION OF 9/11. DRAWING FROM THESE VISITOR CONTRIBUTIONS, THE MUSEUM CONTINUALLY ADDED TO THE EXHIBITIONS, INCLUDING AROUND 10 NEW VOICES IN THE INSTALLATION "REFLECTING ON 9/11 AND MORE THAN 140 UPDATED PROFILES IN THE MEMORIAL EXHIBITION. THANKS TO DONATIONS FROM THE FAMILY, FRIENDS, AND COWORKERS OF THE VICTIMS OF THE TERRORIST ATTACKS OF SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993, THE MUSEUM UPDATED SEVEN IMAGES IN THE MEMORIAL EXHIBITION'S "WALL OF FACES" THAT PRESENTS PORTRAITS OF THE VICTIMS. SUPPORTING THE PUBLIC-FACING ACTIVITIES OF THE MUSEUM WERE ONGOING EFFORTS TO BUILD, PRESERVE, CATALOGUE, AND MAKE ACCESSIBLE ARTIFACTS FROM THE PERMANENT COLLECTION, THEREBY ENHANCING PUBLIC UNDERSTANDING OF THE 9/11 ATTACKS AND THEIR ONGOING CONSEQUENCES. THROUGH DONATIONS, STRATEGIC PURCHASE, AND INTERVIEWS CONDUCTED BY THE MUSEUM'S ORAL HISTORIANS, THE MUSEUM CONTINUED ACTIVE GROWTH OF ITS PERMANENT COLLECTION WITH NEW OBJECTS, DOCUMENTS, AND ORAL TESTIMONIES. BY THE END OF 2018, THE MUSEUM'S ACQUISITIONS NUMBERED MORE THAN 17,000 THREE-DIMENSIONAL OBJECTS, 44,000 PRINT AND DIGITAL IMAGES, 350 MOVING IMAGES, AND 3,600 ORAL HISTORIES. NOTABLE ACQUISITIONS IN 2018 INCLUDED: A COLLECTION OF PHOTOGRAPHS FROM THE PHOTOGRAPHER ALLAN TANNENBAUM INVESTIGATING THE HUMAN HEALTH TOLL OF 9/11; THE FULL SERIES OF CANVASES CONSTITUTING ARTIST EJAY WEISS'S "9-11 ELEGIES, AND A CUSTOM-DESIGNED MEMORIAL HARLEY-DAVIDSON MOTORCYCLE THAT, SINCE 2002, HAS LED AN ANNUAL RIDE TO THE THREE ATTACK SITES AS A TRIBUTE TO AND FUNDRAISER FOR AMERICA'S FIRST RESPONDERS. IT WAS ROTATED ONTO VIEW IN THE MUSEUM'S TRIBUTE WALK GALLERY IN FALL 2018. FOUR NOTABLE OUTGOING LOANS ORGANIZED IN 2018 INCLUDE A COLLAGE BORROWED BY THE STIFTUNG KLOSTER DALHEIM MUSEUM IN DALHEIM, GERMANY; A SELECTION OF RECOVERED ITEMS LOANED TO IMMIGRATION AND CUSTOMS ENFORCEMENT HEADQUARTERS, SPEAKING TO THE EXPERIENCE OF THEIR EMPLOYEES ON 9/11; A TIME-BASED MEDIA ARTWORK BY WOLFGANG STAEHLE LOANED TO THE BROOKLYN HISTORICAL SOCIETY; AND A SET OF PERSONAL OBJECTS BELONGING TO A 9/11 RECOVERY WORKER AND NATIONAL GUARD RESERVIST LENT TO THE NEW NATIONAL MUSEUM OF THE UNITED STATES ARMY. ADDITIONALLY, 35 INCOMING LOANS WERE NEGOTIATED AND SECURED FROM INDIVIDUALS, GOVERNMENT AGENCIES AND COLLECTING INSTITUTIONS FOR THE MUSEUM'S THIRD SPECIAL EXHIBITION, "REVEALED: THE HUNT FOR BIN LADEN" (OPENING NOVEMBER 2019), AND ROTATION INTO THE MUSEUM'S PERMANENT AND TEMPORARY DISPLAYS. "INSIDE THE COLLECTION," THE MUSEUM'S ONLINE COLLECTIONS CATALOG, HAS TRIPLED IN SIZE SINCE ITS LAUNCH IN NOVEMBER 2016 WITH NEARLY 700 OBJECT ENTRIES ADDED IN 2018. THREE NEW FEATURE GALLERIES WERE ALSO ADDED IN 2018, HIGHLIGHTING MEMORIAL/PRAYER CARDS, FLASHLIGHTS, AND HARD HATS. IN ADDITION TO NEW CONTENT, APPROXIMATELY 20 RESEARCH QUERIES WERE FIELDED THROUGH THE SITE. FORM 990, PART VI, SECTION A, LINE 2 MICHAEL BLOOMBERG AND PATRICIA HARRIS HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 4 BY-LAWS WERE CHANGED IN NOVEMBER, 2018. CHANGES WERE RELATED TO THE COMPOSITION, AUTHORITY, AND DUTIES OF THE GOVERNING BODY'S VOTING MEMBERS WHICH INCLUDE THE FOLLOWING: (I) LIMITING THE TERM. A DIRECTOR ELECTED AFTER NOVEMBER 15, 2018, MAY SERVE UP TO 12 CONSECUTIVE YEARS. DIRECTORS CANNOT BE ELECTED TO THE BOARD AGAIN UNTIL A YEAR HAS PASSED SINCE THEY LEFT OFFICE. (II) CREATING A CATEGORY OF FOUNDING DIRECTORS. "FOUNDING DIRECTORS" IS A DESIGNATION BESTOWED ON DIRECTORS WHO WERE SERVING ON THE BOARD AT THE TIME OF THE MUSEUM'S DEDICATION ON MAY 15, 2014. (III) CREATING THE POSITION OF VICE CHAIR. THE BOARD HAS THE AUTHORITY TO APPOINT UP TO FIVE VICE-CHAIRS. (IV) CLARIFYING THAT THE EXECUTIVE COMMITTEE CAN DESIGNATE A VICE-CHAIR TO EXERCISE THE POWERS AND DUTIES OF THE CHAIRMAN IN THE EVENT THERE IS A VACANCY IN THE OFFICE OF CHAIRMAN. FORM 990, PART VI, SECTION B, LINE 11B A DRAFT OF THE 990 IS SHARED ELECTRONICALLY AND IN PAPER FORM WITH THE AUDIT COMMITTEE AND FINANCE & INVESTMENT COMMITTEE OF THE BOARD OF DIRECTORS. EACH OF THESE COMMITTEES REVIEWS THE DRAFT AND THE AUDIT COMMITTEE IS RESPONSIBLE FOR APPROVING THE 990 IN ADVANCE OF FILING. PRIOR TO FILING, ELECTRONIC AND PAPER COPIES ARE ALSO PROVIDED TO THE FULL BOARD FOR REVIEW, AND THE BOARD HAS AN OPPORTUNITY TO ASK QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C SINCE ITS INCEPTION, THE ORGANIZATION HAS ENFORCED AND ACTIVELY MONITORED ITS BOARD-APPROVED CONFLICT OF INTEREST POLICY. IN 2014, THE MEMORIAL'S EXISTING POLICY WAS UPDATED TO COMPLY WITH THE REQUIREMENTS OF THE NEW YORK NONPROFIT REVITALIZATION ACT OF 2013. THE POLICY MANDATES THAT ALL EMPLOYEES AND MEMBERS OF THE GOVERNING BODY ANNUALLY SIGN A CONFLICT OF INTEREST QUESTIONNAIRE AND DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS THAT MAY EXIST. EMPLOYEES AND MEMBERS OF THE BOARD HAVE BEEN REQUIRED TO COMPLETE CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRES ANNUALLY SINCE THE ORGANIZATION'S INCEPTION. THE QUESTIONNAIRE MUST ALSO BE COMPLETED ON AN INTERIM BASIS, IF NECESSARY, DUE TO EMERGING CONFLICTS. THE MEMBERS OF THE GOVERNING BODY'S SIGNED CONFLICT OF INTEREST QUESTIONNAIRES ARE FILED WITH THE GENERAL COUNSEL. EMPLOYEES' CONFLICT OF INTEREST FORMS ARE FILED WITH THE SVP-DIRECTOR OF HUMAN RESOURCES. COPIES OF THE DIRECTORS' COMPLETED CONFLICT OF INTEREST QUESTIONNAIRES ARE PROVIDED TO THE MEMBERS OF THE AUDIT AND NOMINATING, GOVERNANCE & COMPENSATION COMMITTEE. IF A CONFLICT IS REPORTED, THE GENERAL COUNSEL IS CONSULTED. IN THE EVENT A RELATED-PARTY TRANSACTION IS CONTEMPLATED, THE TRANSACTION IS EVALUATED AND APPROVED BY A MAJORITY OF THE INDEPENDENT MEMBERS OF THE NOMINATING, GOVERNANCE & COMPENSATION COMMITTEE BEFORE ANY SUCH CONTRACT CAN BE EXECUTED BY THE MEMORIAL. THE AFFECTED MEMBER OF THE GOVERNING BODY IS NOT ENTITLED TO VOTE, DELIBERATE OR OTHERWISE USE HIS OR HER PERSONAL INFLUENCE ON THE MATTER IN QUESTION. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION HAS AN ESTABLISHED COMPENSATION POLICY FOR ITS FOR THE PRESIDENT/CEO AND TOP MANAGEMENT OFFICIALS. THE NOMINATING, GOVERNANCE & COMPENSATION COMMITTEE REVIEWS APPROPRIATE AND ADEQUATE DATA TO DETERMINE THE REASONABLENESS OF COMPENSATION BEING CONSIDERED. THE COMMITTEE USES A VARIETY OF INFORMATION TO DETERMINE THAT THE APPROPRIATE LEVEL OF COMPENSATION IS BEING PAID TO ITS EXECUTIVES. THE COMMITTEE'S DECISION ON THE AMOUNT OF COMPENSATION PAID IS DOCUMENTED IN A CONTEMPORANEOUSLY WRITTEN FORMAT, INCLUDING THE DATE OF THE DECISION, THE MEMBERS PRESENT DURING THE DECISION, THE FULL TERMS OF THE TRANSACTION THAT WAS APPROVED AND THE COMPARABLE DATA USED AND RELIED UPON TO MAKE THE DECISION. THE PROCESS WAS LAST UNDERTAKEN IN 2018. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FORM 990, FORM 1023 AND CONFLICT OF INTEREST POLICY AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE BY POSTING IT ON ITS WEBSITE. THE FINANCIAL STATEMENTS AND GOVERNING DOCUMENTS AS PART OF FORM 1023 ARE ALSO POSTED ON THE WEBSITE. THE FORM 990 IS ALSO AVAILABLE ON GUIDESTAR.ORG. IN ADDITION, FORMS 990 AND 1023 AS WELL AS THE FINANCIAL STATEMENTS ARE AVAILABLE UPON WRITTEN REQUEST AT 200 LIBERTY STREET, 16TH FL., NEW YORK, NY 10281 OR BY CALLING THE ORGANIZATION DIRECTLY AT 212-312-8800. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS DID NOT CHANGE FROM THE PRIOR YEAR. NATIONAL SEPTEMBER 11 MEMORIAL AND MUSEUM AT THE WTC 200 LIBERTY PLAZA 16TH FLOOR NEW YORK NY 10281 611745872 TO OWN AND MAINTAIN A MUSEUM AT THE MEMORIAL SITE NY 501(C)(3) LINE 10 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0