2019-11-15T10:33:51-06:00 2018-12-31 430765316 RUBINBROWN LLP ONE NORTH BRENTWOOD SAINT LOUIS MO 63105 990 2018-01-01 311584621 DONALD DANFORTH PLANT SCIENCE CENTER DONA 3145871000 975 NORTH WARSON ROAD SAINT LOUIS MO 63132 HAROLD DAVIES VP OF FINANCE 3145871000 2019-11-13 1 JAMES R RITTS P00362910 3142903300 12.156.23.242 2019-11-13 20:00:30 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 125E5B6154A30162F1E563D476943EF9D0A113B9 2018 2020-03-31 21:24:44Z JAMES CARRINGTON PRES 975 N WARSON ROAD ST LOUIS MO 63132 129045882 0 X WWW.DANFORTHCENTER.ORG X 1998 MO IMPROVE THE HUMAN CONDITION THROUGH PLANT SCIENCE/RESEARCH: FEED THE HUNGRY AND IMPROVE HUMAN HEALTH, PRESERVE AND RENEW OUR ENVIRONMENT AND ENHANCE OUR REGION'S ECONOMY. 22 21 324 258 874580 779675 30291488 26875747 2505474 4376206 29292623 -3236384 717332 1034490 62806917 29050059 7410810 7464429 0 0 18893729 20184363 0 0 2070651 18103877 19185711 44408416 46834503 18398501 -17784444 438010212 423288155 14756685 15070466 423253527 408217689 X IMPROVE THE HUMAN CONDITION THROUGH PLANT SCIENCE/RESEARCH: FEED THE HUNGRY AND IMPROVE HUMAN HEALTH, PRESERVE AND RENEW OUR ENVIRONMENT AND ENHANCE OUR REGION'S ECONOMY. 0 0 38014874 7464429 4519871 SEE SCHEDULE OPLANT SCIENCE RESEARCH AND EDUCATION OUTREACH & TRAINING. IN 2018, THE CENTER CELEBRATED ITS' 20TH YEAR OF "DELIVERING ON THE PROMISE". ACHIEVEMENTS IN 2018 INCLUDE: BREAKTHROUGHS IN UNDERSTANDING HOW PLANTS ALLOCATE RESOURCES TO PRODUCE GRAINS, TUBERS, LEAVES, NUTS AND FRUITS AND A GENETIC MECHANISM THAT CONTROLS DEVELOPMENTAL TRAITS RELATED TO GRAIN PRODUCTION IN CEREAL CROPS. HOSTED 3 "CONVERSATIONS" PROGRAMS AND THE ANNUAL "SEEDS OF CHANGE" PUBLIC EVENT TO SHARE OUR MISSION AND THE IMPORTANCE OF PLANT SCIENCE RESEARCH AND COMMERCIALIZATION. PARTNERED WITH THE WELLS FARGO FOUNDATION AND NATIONAL RENEWABLE ENERGY LABORATORY TO LAUNCH THE IN2 INCUBATOR THAT MATCHES EARLY STAGE COMPANIES WITH CENTER SCIENTISTS TO CONDUCT RESEARCH TO VALIDATE THEIR TECHNOLOGY WHICH ENABLES THE COMPANY TO ATTRACT INVESTMENT CAPITAL AND STRATEGIC PARTNERS. 2018 EDUCATION AND OUTREACH PROGRAMS REACHED 3,500 STUDENTS IN 95 SCHOOLS AND HOSTED 17 UNDERGRADUATE STUDENTS IN AN 11 WEEK NSF FUNDED SUMMER INTERN PROGRAM. TWO FORMER INTERNS WON NATIONAL AWARDS. 38014874 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 0 1 0 0 0 1 1 0 0 1 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 1 74 0 324 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 22 21 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X HAROLD DAVIES 3145871041 975 N WARSON RD SAINT LOUIS MO 63132 MR JOHN F MCDONNELL CHAIRMAN 4.00 X X 0 0 0 DR PHILIP NEEDLEMAN VICE CHAIRMAN 1.00 X X 0 0 0 MR BRETT D BEGEMANN DIRECTOR 1.00 X 0 0 0 SENATOR CHRISTOPHER S BOND DIRECTOR 1.00 X 0 0 0 MR BLACKFORD F BRAUER DIRECTOR 1.00 X 0 0 0 MR LEE BROUGHTON DIRECTOR 1.00 X 0 0 0 DR ALEXANDER CARTWRIGHT DIRECTOR 1.00 X 0 0 0 MR CHRISTOPHER B DANFORTH DIRECTOR 1.00 X 0 0 0 MR STEVEN M FOX DIRECTOR 1.00 X 0 0 0 MR RICHARD A GEPHARDT DIRECTOR 1.00 X 0 0 0 DR ROBERT J JONES DIRECTOR 1.00 X 0 0 0 MR WESLEY JONES DIRECTOR 1.00 X 0 0 0 MR DAVID W KEMPER DIRECTOR 1.00 X 0 0 0 MS ANNA E MCKELVEY DIRECTOR 1.00 X 0 0 0 MR THOMAS MELZER DIRECTOR 1.00 X 0 0 0 MS PENNY PENNINGTON DIRECTOR 1.00 X 0 0 0 MR TODD R SCHNUCK DIRECTOR 1.00 X 0 0 0 MS MARY STILLMAN DIRECTOR 1.00 X 0 0 0 DR ERIC R WARD DIRECTOR 1.00 X 0 0 0 DR MARK S WRIGHTON DIRECTOR 1.00 X 0 0 0 DR PETER WYSE JACKSON DIRECTOR 1.00 X 0 0 0 DR USHA BARWALE ZEHR DIRECTOR 1.00 X 0 0 0 MS RUTH E KIM SECRETARY 1.00 X 0 0 0 DR JAMES CARRINGTON PRESIDENT 40.00 X 675871 0 48968 MR SALVATORE FIORELLO CHIEF OPERATING OFFICER 40.00 X 401394 0 42535 MR HAROLD DAVIES VICE PRESIDENT OF FINANCE 40.00 X 268666 0 43872 MS DIANE MOLESKI ASSISTANT SECRETARY 40.00 X 110639 0 35622 DR TONI KUTCHAN VICE PRESIDENT FOR RESEARCH 40.00 X 260944 0 31835 MR MICHAEL BANDER DIRECTOR OF ANNUAL GIVING 40.00 X 211418 0 43550 DR BLAKE MEYERS PRINCIPAL INVESTIGATOR, MEMBER 40.00 X 288644 0 32479 DR DONALD MACKENZIE DIR. OF IICI 40.00 X 223854 0 7928 DR TODD MOCKLER PRINCIPAL INVESTIGATOR, MEMBER 40.00 X 225884 0 42547 DR ELIZABETH KELLOGG PRINCIPAL INVESTIGATOR, MEMBER 40.00 X 206410 0 29163 DR R KEITH SLOTKIN PRINCIPAL INVESTIGATOR, ASSOC. MBR. 40.00 X 201757 0 17184 3075481 0 375683 39 0 1 0 BUTLER'S PANTRY 1414 PARK AVENUE SAINT LOUIS MO 63104 FOOD SERVICE 298167 4M BUILDING SOLUTIONS 2827 CLARK AVENUE SAINT LOUIS MO 63103 CLEANING SERVICES 183966 STEPHENS CREATIVE 2513 CASSANDRA MARIE DR BALLWIN MO 63021 CREATIVE SERVICES 142828 THOMPSON COBURN LLP ONE US BANK PLAZA SAINT LOUIS MO 63101 LEGAL SERVICES 132280 MCCARTHY BUILDING COMPANIES 1341 N ROCK HILL RD SAINT LOUIS MO 63124 CONSTRUCTION SERVICES 132000 8 35415 14423608 12416724 645641 26875747 CONTRACTS 541900 2623692 2623692 REGISTRATION AND USER FEES 541900 1710164 1710164 SCIENCE PROG INCOME 541900 42350 42350 4376206 258936 477453 -218517 92000 92000 325800 0 325800 325800 325800 96478883 3857 99911287 66773 -3432404 -62916 -3495320 396277 -3891597 9200 35415 17763 -8563 -8563 REGISTRATION FEES 900099 143665 143665 FOOD SERVICE INCOME 721110 103854 103854 377734 850 376884 625253 29050059 4519871 874580 -3220139 5778972 5778972 1685457 1685457 2175314 234223 1686123 254968 14630785 12731253 1038517 861015 953489 817216 84246 52027 1321011 1128096 124577 68338 1103764 862903 169091 71770 184561 184561 67415 67415 1915726 1915726 1301026 1125865 37628 137533 405919 72306 333613 64669 40585 6099 17985 103913 87777 9073 7063 1512174 1351692 131561 28921 488465 449415 25160 13890 524364 520282 734 3348 178957 178957 7338835 6901887 341751 95197 249177 249177 SUPPLIES AND EQUIPMENT 2016406 1931547 59883 24976 OUTSIDE SERVICES 1133318 994816 115965 22537 EQUIP RENTAL & MAINT. 903855 734005 141624 28226 PERSONNEL EXPENSE 541660 421040 114844 5776 255271 145537 66266 43468 46834503 38014874 6748978 2070651 500 500 2628580 3101406 12366192 13042388 490267 976577 1321888 1198539 171843287 65026787 110986313 106816500 11180800 16334516 299019334 281802066 16338 15663 438010212 423288155 3735181 5075008 4813005 4089349 6096189 5725000 112310 181109 14756685 15070466 X 163032851 161531495 37546472 21381582 222674204 225304612 423253527 408217689 438010212 423288155 X -17784444 2761491 -12885 X 0 1 X 1 1 1 X 44913489 24408372 32315347 30291488 26875747 158804443 44913489 24408372 32315347 30291488 26875747 158804443 37216918 121587525 5110940 5899123 651324 690227 199283 12550897 306831 56238 775315 1138384 468154 623925 503713 433363 624403 2653558 175147282 11337362 0.69420 0.70270 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: REGISTRATION FEES - 2014 AMOUNT: $ 112,970. 2015 AMOUNT: $ 100,529. 2016 AMOUNT: $ 135,737. 2017 AMOUNT: $ 142,860. 2018 AMOUNT: $ 143,665. SERVICE FEE - 2014 AMOUNT: $ 49,655. 2015 AMOUNT: $ 28,360. 2016 AMOUNT: $ 41,063. 2017 AMOUNT: $ 65,078. 2018 AMOUNT: $ 57,007. FACILITY USAGE FEE - 2014 AMOUNT: $ 80,450. 2015 AMOUNT: $ 55,860. 2016 AMOUNT: $ 66,775. 2017 AMOUNT: $ 74,790. 2018 AMOUNT: $ 105,961. FOOD SERVICE INCOME - 2014 AMOUNT: $ 80,120. 2015 AMOUNT: $ 87,959. 2016 AMOUNT: $ 101,581. 2017 AMOUNT: $ 84,485. 2018 AMOUNT: $ 103,854. INVESTMENT RELATED CLASS ACTION SETTLEMENT - 2015 AMOUNT: $ 215,747. OTHER - 2014 AMOUNT: $ 144,959. 2015 AMOUNT: $ 135,470. 2016 AMOUNT: $ 158,557. 2017 AMOUNT: $ 66,150. 2018 AMOUNT: $ 213,916. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 6128 0 0 6128 0 PART II-B, LINE 1: EMPLOYEE ATTENDED THE BIO FLY-IN EVENT IN DC FOR LEGISLATIVE BRIEFINGS AND ADVOCACY. 294401552 4441830 -4155775 12561100 282126507 272269568 6502763 27631555 12002334 294401552 257227594 6934351 20009501 11901878 272269568 267535730 3994732 -3118671 11184197 257227594 256470589 11955079 9465017 10354955 267535730 0.15640 0.78380 0.05990 0 0 11400000 11400000 127199321 43475049 83724272 31883423 21551738 10331685 1360543 1360543 106816500 PRIVATE EQUITY FUNDS 25743266 F REAL ASSET FUNDS 16906 F BOND MUTUAL FUNDS 5909642 F INVESTMENT IN DSC FUND 237463831 F LEWIS AND CLARK PLANT SCIENCES FUND 12668421 F 281802066 LIABILITY UNDER GIFT ANNUITY AGREEMENT 181109 181109 29967475 2761491 -12885 2748606 27218869 1915726 -84536 1831190 29050059 45003313 84536 84536 44918777 1915726 1915726 46834503 PART V, LINE 4: THE PURPOSE OF THE ENDOWMENT IS TO FUND RESEARCH AND OTHER SCIENTIFIC ACTIVITIES IN ACCORDANCE WITH THE CENTER'S OVERALL MISSION. PART XI, LINE 2D - OTHER ADJUSTMENTS: LOSS ON WRITE-OFF OF CONTRIBUTIONS -2,990. CHANGE IN VALUE OF GIFT ANNUITY -9,895. PART XI, LINE 4B - OTHER ADJUSTMENTS: LOSS ON DISPOSAL OF ASSETS -66,773. FUNDRAISING EXPENSES INCLUDED IN REVENUE -17,763. PART XII, LINE 2D - OTHER ADJUSTMENTS: LOSS ON DISPOSITION OF ASSETS 66,773. FUNDRAISING EXPENSES INCLUDED IN REVENUE 17,763. SCHEDULE D, PART XIV UNCERTAIN TAX POSITIONS THE FINANCIAL STATEMENTS ARE NOT REQUIRED TO CONTAIN A FOOTNOTE ADDRESSING UNCERTAIN TAX POSITIONS AS THE ORGANIZATION DOES NOT HAVE MATERIAL UNCERTAIN TAX POSITIONS. 1 EAST ASIA AND THE PACIFIC 0 2 PROGRAM SERVICES CONSULTING 41057 EUROPE 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION 44823 EUROPE 0 1 PROGRAM SERVICES CONSULTING 12521 SOUTH AMERICA 0 1 PROGRAM SERVICES CONSULTING 7995 SOUTH ASIA 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION 312846 SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION 1327787 SUB-SAHARAN AFRICA 0 6 PROGRAM SERVICES WORKSHOPS 205270 SUB-SAHARAN AFRICA 0 18 PROGRAM SERVICES CONSULTING 724614 0 28 0 0 0 28 2676913 0 2676913 EUROPE RESEARCH 14033 WIRE TRANSFER EUROPE RESEARCH 30791 WIRE TRANSFER SOUTH ASIA RESEARCH 312846 WIRE TRANSFER SUB-SAHARAN AFRICA RESEARCH 367773 WIRE TRANSFER SUB-SAHARAN AFRICA RESEARCH 108589 WIRE TRANSFER SUB-SAHARAN AFRICA RESEARCH 88180 WIRE TRANSFER SUB-SAHARAN AFRICA RESEARCH 141618 WIRE TRANSFER SUB-SAHARAN AFRICA RESEARCH 87419 WIRE TRANSFER SUB-SAHARAN AFRICA RESEARCH 81312 WIRE TRANSFER SUB-SAHARAN AFRICA RESEARCH 182847 WIRE TRANSFER SUB-SAHARAN AFRICA RESEARCH 270049 WIRE TRANSFER 4 7 0 0 0 0 0 0 PART I, LINE 2: A RISK-BASED APPROACH IS UTILIZED TO DETERMINE THE APPROPRIATE PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS BY FOREIGN SUBRECIPIENTS WHICH MAY INCLUDE, BUT IS NOT LIMITED TO: A) COLLECTION OF TECHNICAL PERFORMANCE REPORTS; B) REVIEW OF INVOICES AND CORRESPONDING EXPENSES TO ENSURE THAT INVOICED CHARGES APPEAR REASONABLE BASED UPON TECHNICAL PROGRESS OF THE PROJECT, ARE WITHIN THE BUDGET PARAMETERS, AND ARE CONSISTENT AND SUBMITTED TIMELY; C) QUESTIONING AND CLARIFICATION OF INVOICED CHARGES; AND D) ON-SITE VISITS AND EXAMINATION OF WORK PERFORMED. FOR ALL SUBRECIPIENTS, AN ANNUAL VERIFICATION IS PERFORMED TO ENSURE THAT NEITHER IT NOR ITS PRINCIPALS ARE PRESENTLY DEBARRED, SUSPENDED, PROPOSED FOR DEBARMENT, DECLARED INELIGIBLE OR VOLUNTARILY EXCLUDED FROM PARTICIPATION IN THIS TRANSACTION BY ANY FEDERAL DEPARTMENT OR AGENCY VIA THE SYSTEM FOR AWARD MANAGEMENT (WWW.SAM.GOV). A REVIEW OF ANNUAL AUDIT REPORTS IS COMPLETED FOR AUDITED FOREIGN SUBRECIPIENTS. PARTY WITH THE PLANTS 44615 35415 9200 6335 11428 44615 35415 9200 6335 11428 17763 -8563 1 ARIZONA BOARD OF REGENTS PO BOX 210158 ROOM 510 TUCSON AZ 857210158 742652689 STATE OF AZ 788433 RESEARCH BOYCE THOMPSON INSTITUTE FOR PLANT RESEARCH TOWER ROAD ITHACA NY 148531801 131739923 501(C)(3) 76285 RESEARCH CARNEGIE INSTITUTION OF WASHINGTON 1530 P STREET NW WASHINGTON DC 20005 530196523 501(C)(3) 448567 RESEARCH CLEMSON UNIVERSITY 320 BRACKETT HALL CLEMSON SC 29634 576000254 501(C)(3) 42322 RESEARCH CORNELL UNIVERSITY 341 PINE TREE ROAD ITHACA NY 148502820 150532082 501(C)(3) 101420 RESEARCH GEORGE WASHINGTON UNIVERSITY 2121 I STREET NW SUITE 601 WASHINGTON DC 20052 530196584 501(C)(3) 163778 RESEARCH HUDSONALPHA INSTITUTE FOR BIOTECHNOLOGY 601 GENOME WAY HUNTSVILLE AL 358062908 780007410 501(C)(3) 148636 RESEARCH IOWA STATE UNIVERSITY 505 MORRILL ROAD 1138 PEARSON AMES IA 500112103 426004224 501(C)(3) 38168 RESEARCH KANSAS STATE UNIVERSITY 2 FAIRCHILD HALL MANHATTAN KS 665061103 480771751 STATE OF KS 480232 RESEARCH LELAND STANFORD JUNIOR UNIVERSITY 3160 PORTER DRIVE SUITE 100 PALO ALTO CA 934048445 941156365 501(C)(3) 423878 RESEARCH MICHIGAN STATE UNIVERSITY 426 AUDITORIUM ROAD EAST LANSING MI 48824 386005984 501(C)(3) 14100 RESEARCH ST LOUIS UNIVERSITY 221 NORTH GRANT BOULEVARD ST LOUIS MO 631032097 430654872 501(C)(3) 53752 RESEARCH TEXAS A&M AGRILIFE RESEARCH 2474 TAMU COLLEGE STATION COLLEGE STATION TX 778432474 746000541 STATE OF TX 66336 RESEARCH UNIVERSITY OF CALIFORNIA 1608 FOURTH STREET SUITE 220 BERKELEY CA 947105940 946002123 UNIV. 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OF PR 5560 RESEARCH WASHINGTON STATE UNIVERSITY 423 NEILL HALL PULLMAN WA 991643140 916001108 501(C)(3) 176952 RESEARCH WEXFORD SCIENCE AND TECHNOLOGY 500 N HURSTBOURNE PKWY SUITE 200 LOUISVILLE KY 40222 611055020 175000 INFRASTRUCTURE DEVELOPMENT / INVESTMENT 25 1 PART I, LINE 2: A RISK-BASED APPROACH IS UTILIZED TO DETERMINE THE APPROPRIATE PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS BY SUBRECIPIENTS WHICH MAY INCLUDE, BUT IS NOT LIMITED TO: A) COLLECTION OF TECHNICAL PERFORMANCE REPORTS; B) REVIEW OF INVOICES AND CORRESPONDING EXPENSES TO ENSURE THAT INVOICED CHARGES APPEAR REASONABLE BASED UPON TECHNICAL PROGRESS OF THE PROJECT, ARE WITHIN THE BUDGET PARAMETERS, AND ARE CONSISTENT AND SUBMITTED TIMELY; C) QUESTIONING AND CLARIFICATION OF INVOICED CHARGES; AND D) ON-SITE VISITS AND EXAMINATION OF WORK PERFORMED. FOR ALL SUBRECIPIENTS, AN ANNUAL VERIFICATION IS PERFORMED TO ENSURE THAT NEITHER IT NOR ITS PRINCIPALS ARE PRESENTLY DEBARRED, SUSPENDED, PROPOSED FOR DEBARMENT, DECLARED INELIGIBLE OR VOLUNTARILY EXCLUDED FROM PARTICIPATION IN THIS TRANSACTION BY ANY FEDERAL DEPARTMENT OR AGENCY VIA THE SYSTEM FOR AWARD MANAGEMENT (WWW.SAM.GOV). AN ANNUAL REVIEW OF ALL FEDERALLY FUNDED SUBRECIPIENTS' COMPLIANCE AUDIT REPORTS (WHEN APPLICABLE) IS PERFORMED TO IDENTIFY FINDINGS REPORTED ASSOCIATED WITH GRANT FUNDS PASSED THROUGH TO THE SUBRECIPIENTS AND ISSUE MANAGEMENT DECISIONS AS REQUIRED. X X X X 0 0 0 0 0 0 0 0 0 DR JAMES CARRINGTON PRESIDENT 644136 0 31735 0 0 0 22000 0 26968 0 724839 0 0 0 MR SALVATORE FIORELLO CHIEF OPERATING OFFICER 386394 0 15000 0 0 0 22000 0 20535 0 443929 0 0 0 MR HAROLD DAVIES VICE PRESIDENT OF FINANCE 268666 0 0 0 0 0 21542 0 22330 0 312538 0 0 0 DR TONI KUTCHAN VICE PRESIDENT FOR RESEARCH 260944 0 0 0 0 0 20603 0 11232 0 292779 0 0 0 MR MICHAEL BANDER DIRECTOR OF ANNUAL GIVING 211418 0 0 0 0 0 17314 0 26236 0 254968 0 0 0 DR BLAKE MEYERS PRINCIPAL INVESTIGATOR, MEMBER 288644 0 0 0 0 0 22000 0 10479 0 321123 0 0 0 DR DONALD MACKENZIE DIR. OF IICI 171803 0 52051 0 0 0 5063 0 2865 0 231782 0 0 0 DR TODD MOCKLER PRINCIPAL INVESTIGATOR, MEMBER 213134 0 12750 0 0 0 17315 0 25232 0 268431 0 0 0 DR ELIZABETH KELLOGG PRINCIPAL INVESTIGATOR, MEMBER 206410 0 0 0 0 0 16105 0 13058 0 235573 0 0 0 DR R KEITH SLOTKIN PRINCIPAL INVESTIGATOR, ASSOC. MBR. 79553 0 122204 0 0 0 6480 0 10704 0 218941 0 0 0 A MISSOURI DEVELOPMENT FINANCE BOARD 431387649 2011-12-01 7500000 FINANCE CONSTRUCTION OF GREENHOUSE 0 0 0 A 1775000 7500000 7500000 2013 0 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 1 1 0 0 0 1 A 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: MISSOURI DEVELOPMENT FINANCE BOARD DATE THE REBATE COMPUTATION WAS PERFORMED: 12/01/2016 COMMERCE BANK OFFICER 17578 CREDIT CARD REBATES RECEIVED 0 COMMERCE BANK OFFICER 2644 BANK INTEREST & INVESTMENT INCOME 0 COMMERCE BANK OFFICER 12642 BANK FEES PAID 0 COMMERCE BANK OFFICER LEASE PAYMENTS 0 COMMERCE BANK OFFICER 178957 BOND INTEREST EXPENSE 0 SCHEDULE L, PART IV DAVID KEMPER A DIRECTOR OF DONALD DANFORTH PLANT SCIENCE CENTER IS CHAIRMAN AND CEO OF COMMERCE BANK. X 56 634806 STOCK MARKET PRICE X EVENT ITEMS 36 6335 FAIR MARKET VALUE X SUPPLIES 2 4500 FAIR MARKET VALUE 0 1 0 PART I, COLUMN (B): NON-CASH CONTRIBUTIONS ARE RECORDED BY THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990, PART VI, SECTION A, LINE 2 CHRISTOPHER BORDERS DANFORTH AND MARY DANFORTH STILLMAN HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B RETURN IS PREPARED BY AN INDEPENDENT CPA FIRM. IT IS THEN REVIEWED BY MANAGEMENT. THE FORM 990 IS THEN REVIEWED BY THE AUDIT COMMITTEE CHAIR AND THE CHAIRMAN OF THE BOARD. THE RETURN IS THEN PROVIDED TO ALL MEMBERS OF THE BOARD OF DIRECTORS PRIOR TO THE FILING OF THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C THE CENTER HAS HAD A CONFLICT OF INTEREST POLICY SINCE THE INCEPTION OF THE ORGANIZATION. A SUBCOMMITTEE OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS IS RESPONSIBLE FOR ASSESSING THE ADEQUACY OF THE CENTER'S CONFLICT OF INTEREST POLICIES AND MONITORING COMPLIANCE WITH THE POLICIES AND PROCEDURES. THE SUBCOMMITTEE ALSO HAS RESPONSIBILITY FOR OVERSIGHT AND MANAGEMENT OF POTENTIAL CONFLICTS OF INTEREST FOR BOARD MEMBERS AND OFFICERS. THE SUBCOMMITTEE REPORTS TO THE BOARD REGARDING CONFLICTS OF INTEREST ON AN ANNUAL BASIS, OR MORE FREQUENTLY IF CONSIDERED NECESSARY. UNDER THE CENTER'S CURRENT POLICIES, DIRECTORS, OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS OF INTEREST UPON HIRE OR APPOINTMENT, WHEN NEW POTENTIAL CONFLICTS ARISE AND ON AN ANNUAL BASIS THEREAFTER. IT IS MANAGEMENT'S RESPONSIBILITY TO DEVELOP AND IMPLEMENT A SPECIFIC PLAN OF ACTION TO CONTROL OR ELIMINATE EACH CONFLICT OF INTEREST AND TO MONITOR COMPLIANCE WITH THE AGREED UPON PLAN. ALL POTENTIAL CONFLICTS ARE PRESENTED TO THE CONFLICT OF INTEREST SUBCOMMITTEE OF THE AUDIT COMMITTEE AT AN ANNUAL MEETING HELD IN MARCH. THE SUBCOMMITTEE REVIEWS AND APPROVES ALL POTENTIAL CONFLICTS OF INTEREST AND MANAGEMENT'S PLANNED COURSE OF ACTION TO CONTROL OR ELIMINATE EACH POTENTIAL CONFLICT OF INTEREST. THE CHAIRMAN OF THE CONFLICT OF INTEREST SUBCOMMITTEE IS INFORMED OF POTENTIAL CONFLICTS WHEN THEY ARE IDENTIFIED OUTSIDE OF THE FORMAL ANNUAL DISCLOSURE PROCESS AND DETERMINES WHETHER IMMEDIATE ATTENTION OF THE FULL SUBCOMMITTEE IS REQUIRED PRIOR TO THE ANNUAL MEETING IN MARCH. FORM 990, PART VI, SECTION B, LINE 15 A COMPENSATION STUDY IS USED AS THE BASIS FOR SETTING COMPENSATION AND BENEFITS FOR A NEW HIRE. ON AN ANNUAL BASIS, THE HUMAN RESOURCE DEPARTMENT OBTAINS COMPARABLE SALARY DATA FROM MULTIPLE INDEPENDENT SOURCES, A COMPENSATION SURVEY FROM THE ASSOCIATION OF INDEPENDENT RESEARCH INSTITUTIONS (AIRI) AND A SURVEY OF LOCAL INSTITUTIONS. SALARY RANGES BY POSITION ARE DEVELOPED FROM THE SURVEY DATA AND COMPENSATION LEVELS FOR THE DANFORTH CENTER ARE ESTABLISHED WITHIN THE RANGES. THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS REVIEWS AND APPROVES THE SURVEY RESULTS AND RECOMMENDED COMPENSATION LEVELS. THE RESULTS ARE PRESENTED AND APPROVED AT THE NOVEMBER BOARD OF DIRECTORS MEETING. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS, ARTICLES OF INCORPORATION, AND BYLAWS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: LOSS ON WRITE-OFF OF CONTRIBUTIONS RECEIVABLE -2,990. CHANGE IN VALUE OF GIFT ANNUITY -9,895. LEWIS AND CLARK PLANT SCIENCES FUND I LP 120 S CENTRAL AVE STE 1000 ST LOUIS MO 63105 812820803 INVESTMENT IN PLANT AND LIFE SCIENCE COMPANIES DE DDPSC EXCLUDED -493014 13027115 0 0 0.79970 ST LOUIS INTERNET2 ACCESS CONSORTIUM LLC 700 ROSEDALE AVENUE CD 1034 ST LOUIS MO 631121408 470849522 INTERNET AND INTERNET 2 ACCESS FOR MEMBERS MO DDPSC UNRELATED -36937 58661 0 -36937 1 0.30690 DCS INVESTMENTS HOLDINGS LP 550 S TRYON STREET SUITE 3500 CHARLOTTE NC 28202 611771424 INVESTMENTS DE DDPSC EXCLUDED 0 0 1.00000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0