2019-11-15T11:44:49-06:00 2018-12-31 941341042 FRANK RIMERMAN & CO LLP 1801 PAGE MILL ROAD PALO ALTO CA 94304 990PF 2018-01-01 770456449 THE 1440 FOUNDATION 1440 5107080663 PO BOX 3141 SARATOGA CA 95070 KEN BAKER TREASURER/SECRETARY 5107080663 2019-11-14 1 MICHAEL A CHOJNACKI P00428607 6508458100 2019-11-14 50.204.21.130 2019-11-14 13:56:53 PS P 9B97971AF2B6385AEF7959ACAF588BD8F8D7B38C 49C3ED6CC4A2DDA8F7F8C95636100B28621B816B 2018 2020-03-31 21:24:44Z X 188273902 X 27485000 167871 167871 167871 269775 269775 269775 3200057 31615859 30044157 144233 732745 426340 306405 306405 14557153 769693 14557153 45986261 31251496 15445437 44451 0 28440 16011 8910533 0 5701043 3209490 54725 0 19055 35670 225413 0 86017 139396 1696919 34628 777853 919067 215061 0 15624 199437 4103195 0 2625263 217729 0 120287 97442 10234742 142141 6071855 3437854 25702768 176769 15445437 8054367 500000 500000 26202768 176769 15445437 8554367 19783493 31074727 0 22908772 30573894 30573894 1313557 220894 1313557 1313557 346778 220665 220665 271775 361298 361298 4071728 3167399 3167399 17937098 21952447 21952447 136136924 6223049 122807380 129913875 129913875 1106681 770767 770767 169671106 188273902 188273902 6680583 256205 2293680 2350893 8974263 2607098 X 160696843 184501883 1164921 160696843 185666804 169671106 188273902 160696843 19783493 5186468 185666804 0 185666804 PUBLICLY TRADED SECURITIES - FROM PMA 301188 P 747541 742371 5170 5170 PUBLICLY TRADED SECURITIES - FROM PMA 301188 P 1088877 818431 270446 270446 PUBLICLY TRADED SECURITIES - FROM RJJ 300418 D 29245069 10900 29234169 29234169 PASSTHROUGH FROM LEGACY VENTURES VI P 18522 18522 18522 PASSTHROUGH FROM LEGACY VENTURES VI P 117191 117191 117191 PASSTHROUGH FROM SILVER LAKE WATERMAN FUND P 40130 40130 40130 PASSTHROUGH FROM SILVER LAKE WATERMAN FUND P 240891 240891 240891 PASSTHROUGH FROM SILVER LAKE WATERMAN FUND II P 80411 80411 80411 PASSTHROUGH FROM SILVER LAKE WATERMAN FUND II P 31802 31802 31802 CAPITAL GAINS DISTRIBUTION P 5425 5425 5425 30044157 144233 0 45528236 47493651 0.958617 39071985 43438629 0.899476 19472816 72891098 0.267149 4489366 21875133 0.205227 8317666 22222494 0.374290 2.704759 0.540952 44399824 24018174 310747 24328921 25879559 X 310747 0 310747 0 310747 312628 0 0 312628 X 0 1881 1881 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 1 0 0 1 1 N/A JOAN KRIENS 5107080663 PO BOX 3141 SARATOGA CA 95070 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 JOAN KRIENS PO BOX 3141 SARATOGA CA 95070 PRESIDENT 30.00 0 0 0 SCOTT KRIENS PO BOX 3141 SARATOGA CA 95070 VICE PRESIDENT 40.00 44451 9994 0 KEN BAKER PO BOX 3141 SARATOGA CA 95070 TREASURER/ SECRETARY 20.00 0 0 0 FRANK ASHMORE PO BOX 3141 SARATOGA CA 95070 MANAGING DIRECTOR 40.00 216724 6511 0 SUSAN G COLE PO BOX 3141 SARATOGA CA 95070 DIRECTOR OF MARKETIN 40.00 162088 2332 0 JENNIFER WALLACE PO BOX 3141 SARATOGA CA 95070 EXECUTIVE DIRECTOR 40.00 155413 8040 0 MICHELLE LOUISE RITTENBERG PO BOX 3141 SARATOGA CA 95070 DIR. 1440 LEADERSHIP 40.00 155028 7320 0 RUDY BENAVIDES PO BOX 3141 SARATOGA CA 95070 DIRECTOR OF HOSPITAL 40.00 153233 3445 0 5 SHILPA PATEL PO BOX 3141 SARATOGA CA 95070 FINANCIAL SERVICES 154655 KATEY KENNEDY CONSULTING PO BOX 3141 SARATOGA CA 95070 CONSULTING 129559 SARLEY ENTERPRISES 294 WHITE HILL ROAD HILSDALE NY 12529 CONSULTING 97030 HUTCHINSON CONSULTING 3909 UTAH ST STLOUIS MO 63116 CONSULTING OPCO 86125 MARTHA WILLIAMS 51 WOODLAND RD CAPE ELIZABETH ME 04107 CONSULTING OPCO 51453 5 OUR EDUCATIONAL FACILITY OPENED AT THE END OF MAY 2017 AND HOSTED OVER 150 PROGRAMS AND CONFERENCES THAT FOCUSED ON WHOLE PERSON AND PROFESSIONAL DEVELEOPMENT AS WELL AS HEALTH AND WELLNESS PROGRAMS SERVING OVER 8,000 PEOPLE. 25379559 0 14058651 18559565 12457747 45075963 0 0 45075963 676139 44399824 2219991 X 8554367 0 17325192 25879559 310747 25568812 2014-09-16 X 0 0 731464 0 731464 0 0 621744 0 621744 25879559 45831975 39099677 19491129 130302340 500000 16147030 3028285 1834257 21509572 25379559 29684945 36071392 17656872 108792768 0 0 1479994 1583122 1447954 2429703 6940773 0 0 0 0 JOAN KRIENS SCOTT KRIENS X SILICON VALLEY CHARITABLE FOUNDATION 2440 W EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 PC TO SUPPORT THE SILICON VALLEY COMMUNITY 500000 500000 0 MULTIVERSITY PROGRAM SERVICE REVENUE 13787460 14 167871 14 269775 18 769693 18 3200057 306405 0 4407396 14093865 18501261 1 PROGRAM SERVICE REVENUE SUPPORTED THE CONTINUATION OF HOLDING MULTIPLE WORKSHOPS FOR PERSONAL DEVELOPMENT, HEALTH AND WELLNESS, AND PROFESSIONAL DEVELOPMENT. 10 THE RETAIL STORE SELLS ITEMS DIRECTLY RELATED TO HEALTH AND WELLNESS. THESE ACTIVITIES CONTRIBUTE IMPORTANTLY TO THE ACHIEVEMENT OF THE FOUNDATION'S EXEMPT PURPOSE BY ENHANCING PUBLIC AWARENESS AND APPRECIATION FOR WHOLE PERSON DEVELOPMENT. 0 0 0 0 0 0 0 0 0 0 X X 1 SCOTT AND JOAN KRIENS PO BOX 3141 SARATOGA CA 95070 26855000 X 2 OPEN SOURCE COMPASSION CENTERMOBIS 1818 OLIVER AVE SOUTH MINNEAPOLIS MN 55405 230000 X 3 GEORGE FAMILY FOUNDATION 1818 OLIVER AVE SOUTH MINNEAPOLIS MN 55405 400000 X 1 1,000,000 SHS JUNIPER 26855000 2018-05-31 ACCOUNTING FEES 225413 0 86017 139396 INVESTMENT IN MARKETABLE SECURITIES PMA 300418 3167399 3167399 GLOO HOLDINGS, LLC FMV 5123335 5123335 BLUE NOTE VENTURES, LP FMV 2267022 2267022 SILVERLAKE WATERMAN FUND, LP FMV 1467190 1467190 WOLFF INCOME PARTNERS, LP FMV 7166269 7166269 LEGACY VENTURE VI, LP FMV 1683708 1683708 SILVERLAKE WATERMAN FUND II, LP FMV 2332669 2332669 KNOWLEDGE FACTOR FMV 244489 244489 HEADSPACE FMV 218750 218750 INTERAXON FMV 138992 138992 MINDSIGHT MEDIA FMV 500000 500000 EDGEWOOD FMV 27302 27302 SPDR S&P FMV 85223 85223 IVA INTERNATIONAL FUND FMV 16128 16128 LYRICAL US VALUE FUND FMV 29178 29178 EMINDFUL FMV 125017 125017 MEETMINDFUL FMV 216483 216483 INSIGHT NETWORKS FMV 250007 250007 VANGUARD FTSE EMERGING MARKETS FMV 9449 9449 LEGACY VENTURE IX, LP FMV 14132 14132 DFA COMMODITY STRATEGY FUND FMV 12113 12113 OAKMARK INTERNATIONAL FUND FMV 14503 14503 HENNESSY JAPAN FUND FMV 10488 10488 LEGAL FEES 54725 0 19055 35670 GOBLU INTERNATIONAL NOTE 191102 191930 191930 DEPOSITS 269083 60544 60544 HAPPIFY NOTE 55372 55372 55372 WISDOM LABS NOTE 227348 227348 227348 MEET MINDFUL NOTE 76011 0 0 MIND SIGHT MEDIA NOTE 52844 56014 56014 SOFTWARE 110820 121444 121444 WEBSITE - OP CO 124101 58115 58115 INSURANCE EXPENSE 137631 0 87270 50361 BANK FEES 5581 0 3474 2107 BOOKS, SUBSCRIPTIONS, AND REFERENCES 73685 0 47042 26643 OFFICE EXPENSES 487486 0 311898 175588 POSTAGE 40324 0 24948 15376 PRINTING 22160 0 14178 7982 TELECOMMUNICATIONS 169598 0 108510 61088 REPAIRS & MAINTENANCE 406300 0 259955 146345 UTILITIES 645934 0 413251 232683 REGISTRATION & LICENSE FEES 12566 0 8027 4539 INVESTMENT FEES 26559 26559 26559 0 MARKETING 1235432 0 790441 444991 AUTOMOBILE EXPENSE 32430 0 20749 11681 CONTRACT LABOR 1209102 0 773595 435507 OTHER OPERATING EXPENSES 1298071 0 830518 467553 COST OF SALES 3131792 0 2003750 1128042 START-UP EXPENSES 362776 0 232108 130668 LEGACY VI K-1 PASSTHROUGH PORTFOLIO DEDUCTIONS 26559 26559 26559 0 LEGACY VI K-1 PASSTHROUGH INTEREST EXPENSE 50 50 50 0 LEGACY VI K-1 PASSTHROUGH FOREIGN TAX EXPENSE 1920 1920 1920 0 BLUE NOTE VENTURES K-1 PASSTHROUGH PORTFOLIO DEDUCTIONS 69613 69613 69613 0 SILVER LAKE K-1 PASSTHROUGH PORTFOLIO DEDUCTION 11 11 11 0 GLOO HOLDINGS PASSTHROUGH 59(E)(2) EXPENDITURES 21485 21485 21485 0 GLOO HOLDINGS PASSTHROUGH INTEREST EXPENSE 625 625 625 0 LEGACY XI K-1 PASSTHROUGH PORTFOLIO DEDUCTIONS 702 702 702 0 N/D EXPENSES FROM PASSTHROUGH 8094 0 0 0 NET RENTAL REAL ESTATE LOSS FROM PASSTHROUGH 20465 20465 20465 0 ORDINARY LOSS FROM PASSTHROUGH 691091 691091 691091 0 NET RENTAL REAL ESTATE LOSS FROM PASSTHROUGH - UBTI ADJUSTMENT 0 -5475 -5475 0 ORDINARY LOSS FROM PASSTHROUGH - UBTI ADJUSTMENT 0 -63 -63 0 K-1 AT RISK LOSS LIMITATION 0 -711401 -711401 0 SCHOLARSHIPS 96700 0 0 96700 ORDINARY INCOME FROM PASSTHROUGH 446255 446255 446255 OTHER INCOME FROM PASSTHROUGHS 200 200 200 1231 GAIN FROM PASSTHROUGHS 323238 323238 323238 MULTIVERSITY PROGRAM SERVICE REVENUE 13787460 13787460 ACCRUAL TO CASH ADJUSTMENT 1607304 UNREALIZED GAIN/LOSS 3579164 DEFERRED TAX 89000 244805 ACCRUED EXPENSES 162320 532160 DEFERRED REVENUE 1822149 1274174 DEFERRED REVENUE - GIFT CARDS 220211 299754 OTHER PROFESSIONAL FEES 1696919 34628 777853 919067 TAXES 215061 0 15624 199437