2019-11-14T11:51:33-06:00 2018-12-31 752916499 DANIELS & ERICKSON PC 5323 SPRING VALLEY RD STE 250 DALLAS TX 75254 990PF 2018-01-01 752357697 THE HOAK FOUNDATION HOAK 9729604802 3963 MAPLE AVENUE NO 450 DALLAS TX 75219 JAMES M HOAK PRESIDENT 9729604802 2019-11-11 1 CLAY DANIELS P00171011 2147508985 70.133.166.220 2019-11-11 13:05:15 CS P 555C78D748B6F63CCDB89CA15E4B64BE837942B2 EE200CCD9E7D62B3E954AB74EB36BD8A0CB54F79 2018 2020-03-31 21:24:44Z X 5425712 X 100000 740 740 260440 260440 410576 1100529 410576 771756 671756 0 0 0 4000 2000 2000 12440 12440 0 15912 312 0 21985 21829 156 54337 36581 2156 276700 276700 331037 36581 278856 440719 635175 342849 156245 156245 2299498 2199352 2199352 1329794 1069709 1069709 1476656 2000406 2000406 5448797 5425712 5425712 0 0 X 0 0 5687586 5787586 -238789 -361874 5448797 5425712 5448797 5425712 5448797 440719 0 5889516 463804 5425712 6,700.000 SHS REATA PHARMACEUTICALS INC 2017-11-14 2018-07-23 451909 161777 290132 290132 5,000.000 SHS CASELLA WASTER SYSTEMS INC 2015-11-02 2018-01-12 117247 30249 86998 86998 20,000.000 SHS JPM STRAT INC OPP FD 2017-06-09 2018-06-22 232200 233800 -1600 -1600 KAYNE ANDERSON REAL ESTATE DEBT II 2018-01-01 2018-12-31 252 252 252 KAYNE ANDERSON REAL ESTATE DEBT II 2017-01-01 2018-12-31 1484 1484 1484 69.259 SHS AMERICAN AMCAP FUND CLASS F1 2017-12-19 2018-11-20 2135 2230 -95 -95 484.716 SHS AMERICAN CENTURY EMERGING MRKTS 2018-04-10 2018-09-17 5201 6203 -1002 -1002 1,769.747 SHS DOUBLELINE CORE FIXED INCOME 2017-04-13 2018-03-28 19149 19374 -225 -225 3,363.939 SHS FIDELITY LARGE CAP VALUE INDEX FUND 2018-03-29 2018-12-27 36196 40328 -4132 -4132 20.566 SHS JENSEN QUALITY GROWTH 2017-06-22 2018-03-29 956 958 -2 -2 56.586 SHS LAZARD EMERGING MKTS EQUITY OPEN 2017-04-24 2018-04-10 1163 1068 95 95 1,039.277 SHS VANGUARD INT-TERM BOND INDEX 2017-04-17 2018-01-11 11723 11869 -146 -146 43.033 SHS VANGUARD INT-TERM BOND INDEX 2017-05-31 2018-05-30 473 489 -16 -16 36.399 SHS WESTWOOD INCOME OPP INSTL 2017-03-30 2018-02-14 573 563 10 10 1,048.773 SHS AMERICAN AMCAP FUND CLASS F1 2016-07-11 2018-11-20 32323 27565 4758 4758 192.769 SHS AMERICAN EUROPACIFIC GROWTH FUND CL F2 2017-04-24 2018-09-17 10024 9708 316 316 5,331.151 SHS FIDELITY LARGE CAP VALUE INDEX FUND 2017-02-08 2018-12-27 57363 60113 -2750 -2750 218.399 SHS INVESCO DIVIDEND INCOME FUND A 2016-03-14 2018-05-30 5021 4761 260 260 855.206 SHS IVY INTERNATIONAL CORE EQUITY CL I 2017-04-24 2018-12-19 13059 15800 -2741 -2741 634.482 SHS JENSEN QUALITY GROWTH FD 2016-05-03 2018-03-29 29503 24878 4625 4625 945.209 SHS LAZARD EMERGING MKTS EQUITY OPEN 2016-07-25 2018-04-10 19424 15390 4034 4034 732.667 SHS METROPOLITAN WEST TOTAL RETURN CLASS I 2017-02-08 2018-03-28 7649 7752 -103 -103 744.027 SHS VANGUARD INT-TERM BOND INDEX 2017-04-17 2018-05-30 8177 8497 -320 -320 447.791 SHS WESTWOOD INCOME OPP INSTL CLASS 2015-11-16 2018-02-14 7062 6581 481 481 CAPITAL GAINS DIVIDENDS P 30263 30263 30263 410576 0 252519 4919782 0.051327 174648 3041574 0.057420 131716 2380087 0.055341 106070 1810805 0.058576 152485 1529927 0.099668 0.322332 0.064466 5275306 340078 6352 346430 278856 12704 0 12704 0 12704 12108 10000 0 22108 14 9390 9390 0 0 0 0 0 0 0 0 0 0 0 1 1 TX 1 0 0 0 0 1 WWW.HOAKFOUNDATION.ORG MS KELLY SLAYTON 9729604802 3963 MAPLE AVENUE SUITE 450 DALLAS TX 75219 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JAMES M HOAK 3963 MAPLE AVE SUITE 450 DALLAS TX 75219 PRES/EXECUTIVE DIRECTOR 1.00 0 0 0 NANCY J HOAK 3963 MAPLE AVE SUITE 450 DALLAS TX 75219 SECRETARY/TREASURER 1.00 0 0 0 KATHLEEN HOAK POWER 3963 MAPLE AVE SUITE 450 DALLAS TX 75219 VICE PRESIDENT 5.00 0 0 0 NONE 0 NONE 0 NO DIRECT CHARITABLE ACTIVITIES 0 N/A 0 0 0 5147918 207723 0 5355641 0 0 5355641 80335 5275306 263765 263765 12704 12704 251061 0 251061 0 251061 278856 0 278856 0 278856 251061 0 0 78656 16589 20143 39210 26668 181266 278856 0 0 0 251061 27795 0 0 209061 0 0 0 0 0 0 78656 130405 16589 20143 39210 26668 27795 JAMES M HOAK NANCY J HOAK X ALS ASSOCIATION PO BOX 37022 BOONE IA 50037 NONE PC GENERAL FUND 100 ALZHEIMER'S ASSOCIATION PO BOX 96011 WASHINGTON DC 20090 NONE PC GENERAL FUND 100 ASPCA 424 E 92 ST NEW YORK NY 10128 NONE PC GENERAL FUND 1000 AUSTIN STREET CENTER PO BOX 710729 DALLAS TX 75371 NONE PC GENERAL FUND 1000 BOYS & GIRLS CLUBS OF GREATER DALLAS 4816 WORTH STREET DALLAS TX 75246 NONE PC GENERAL FUND 1000 BOYS & GIRLS CLUBS OF THE BIG ISLAND 100 KAMAKAHONU ST HILO HI 96720 NONE PC GENERAL FUND 1000 BRYAN'S HOUSE 3610 PIPESTONE RD DALLAS TX 75212 NONE PC GENERAL FUND 1000 CALMATTERS 1017 L STREET 261 SACRAMENTO CA 95814 NONE PC GENERAL FUND 500 CHILDREN'S MEDICAL CENTER FOUNDATION 2777 STEMMONS FREEWAY SUITE 1700 DALLAS TX 75207 NONE PC GENERAL FUND 2000 CHURCH IN THE FOREST PO BOX 1027 PEBBLE BEACH CA 93953 NONE PC GENERAL FUND 1000 CRISTO REY DALLAS COLLEGE PREP 1064 N ST AUGUSTINE DALLAS TX 75217 NONE PC GENERAL FUND 4450 DALLAS CHILDREN'S ADVOCACY CENTER 2757 SWISS AVENUE DALLAS TX 75204 NONE PC ANNUAL FUND - TO HELP IMPROVE LIVES OF ABUSED CHILDREN 500 DALLAS HOLOCAUST MUSEUM CENTER FOR EDUCATION AND TOLERANCE 211 N RECORD STREET DALLAS TX 75202 NONE PC ANNUAL FUND 1000 DALLAS MORNING NEWS CHARITIES FUND 5500 CARUTH HAVEN LANE DALLAS TX 75225 NONE PC SUMMER FEEDING CAMPAIGN 1000 DEL MONTE FOREST CONSERVANCY 3101 FOREST LAKE ROAD PEBBLE BEACH CA 93953 NONE PC ANNUAL FUND 500 DOCTORS WITHOUT BORDERS 40 RECTOR STREET 16TH FLOOR NEW YORK NY 10006 NONE PC GENERAL FUND 1000 EDUCATIONAL FIRST STEPS 2815 GASTON AVENUE DALLAS TX 75226 NONE PC GENERAL FUND 2000 GEORGE W BUSH PRESIDENTIAL CENTER 2943 SMU BLVD DALLAS TX 75205 NONE PC GENERAL FUND 11000 GREENHILL SCHOOL 4141 SPRING VALLEY ADDISON TX 75001 NONE PC ANNUAL FUND 3500 HAWAII STATE JUNIOR GOLF ASSOCIATION 4330 KUKUI GROVE STREET LIHUE HI 96766 NONE PC "DEVELOP TOMORROW'S LEADERS ONE SWING AT A TIME" PROGRAM 3900 HERITAGE SCHOOL OF TEXAS 6125 LUTHER LANE 322 DALLAS TX 75225 NONE PC GENERAL FUND 2500 HIGHLAND PARK UNITED METHODIST CHURCH 3300 MOCKINGBIRD LANE DALLAS TX 75205 NONE PC 2018 HP STEWARDSHIP 5500 HOCKADAY SCHOOL 11600 WELCH ROAD DALLAS TX 75229 NONE PC ANNUAL FUND 9000 INTERNATIONAL MYELOMA FOUNDATION 12650 RIVERSIDE DRIVE SUITE 206 NORTH HOLLYWOOD CA 91607 NONE PC GENERAL FUND 1000 J WOOD PLATT SCHOLARSHIP TRUST 1974 SPROUL ROAD STE 400 BROOMALL PA 19008 NONE PC GENERAL FUND 250 KUKIO FUND OF THE HAWAII COMM FOUNDATION 827 FORT STREET MALL HONOLULU HI 96813 NONE PC GENERAL FUND 1000 LITERACY INSTRUCTION FOR TEXAS 1610 S MALCOLM X BLVD STE 320 DALLAS TX 75226 NONE PC GENERAL FUND 500 MARINE MAMMAL CENTER 2000 BUNKER ROAD SAUSALITO CA 94965 NONE PC GENERAL FUND 250 MAYO CLINIC 200 FIRST STREET SW ROCHESTER MN 55902 NONE PC GENERAL FUND 1000 MD ANDERSON CANCER CENTER PO BOX 4464 HOUSTON TX 77210 NONE PC GENERAL FUND 2000 MONTAGE HEALTH FOUNDATION 40 RYAN COURT STE 200 MONTEREY CA 93940 NONE PC GENERAL FUND 2000 MONTEREY BAY AQUARIUM 886 CANNERY ROW MONTEREY CA 93940 NONE PC GENERAL FUND 1000 NAVAL POSTGRADUATE SCHOOL FOUNDATION INC PO BOX 8626 MONTEREY CA 93943 NONE PC ANNUAL FUND 1000 NORTH DALLAS SHARED MINISTRIES 2875 MERRELL RD DALLAS TX 75229 NONE PC GENERAL FUND 2000 NORTH HAWAII COMMUNITY HOSPITAL 67-1125 MAMALAHOA HIGHWAY KAMUELA HI 96743 NONE PC EMERGENCY ROOM EXPANSION AND GENERAL FUND 3000 NORTH TEXAS ALLIANCE TO REDUCE UNINTENDED PREGNANCY IN TEENS 624 N GOOD LATIMER EXPWY STE 100 DALLAS TX 75204 NONE PC GENERAL FUND 500 NORTH TEXAS FOOD BANK 3677 MAPLESHADE LN PLANO TX 75075 NONE PC GENERAL FUND 2000 PEBBLE BEACH COMPANY FOUNDATION PO BOX 1767 PEBBLE BEACH CA 93953 NONE PC GENERAL FUND 1300 PLANNED PARENTHOOD FEDERATION OF AMERICA PO BOX 97166 WASHINGTON DC 20090 NONE PC GENERAL FUND 500 PROMISE HOUSE 224 W PAGE AVE DALLAS TX 75208 NONE PC EMERGENCY YOUTH SHELTER 2000 READING PARTNERS 180 GRAND AVE STE 800 OAKLAND CA 94612 NONE PC GENERAL FUND 500 ROOSEVELT HIGH SCHOOL FOUNDATION PO BOX 12087 DES MOINES IA 50312 NONE PC GENERAL FUND 500 SAVE OUR CANYONS 824 S 400 W B115 SALT LAKE CITY UT 84101 NONE PC GENERAL FUND 5000 SEMESTER AT SEA 2243 CENTRE AVE STE 300 FORT COLLINS CO 80526 NONE PC GENERAL FUND 500 SEMPER FI FUND 825 COLLEGE BLVD SUITE 102 OCEANSIDE CA 92057 NONE PC GENERAL FUND 3000 SHALOM FARMS 1010 W LABURNUM AVE RICHMOND VA 23227 NONE PC GENERAL FUND 1000 SHELTON SCHOOL 15720 HILLCREST ROAD DALLAS TX 75248 NONE PC ANNUAL FUND 23500 SOUTHERN METHODIST UNIVERSITY PO BOX 223927 DALLAS TX 75275 NONE PC FOLSOM REAL ESTATE INSTITUTE FUND & GENERAL FUND 4500 SOUTHWESTERN MEDICAL FOUNDATION 3889 MAPLE AVE STE 100 DALLAS TX 75219 NONE PC GENERAL FUND 3500 ST JUDE CHILDREN'S RESEARCH HOSPITAL PO BOX 50 MEMPHIS TN 38101 NONE PC GENERAL FUND 1000 ST MARK'S SCHOOL OF TEXAS 10600 PRESTON ROAD DALLAS TX 75230 NONE PC ANNUAL FUND 76000 ST PHILIP'S SCHOOL & COMMUNITY CTR 1600 PENNSYLVANIA DALLAS TX 75215 NONE PC 2018 ANNUAL CAMPAIGN 500 STANFORD UNIVERSITY 326 GALVEZ ST STANFORD CA 94305 NONE PC THE LAW FUND 1000 TEACH FOR AMERICA DFW 600 N PEARL ST STE 2300 DALLAS TX 75201 NONE PC GENERAL FUND 1000 TEMPLE EMANU-EL EARLY CHILDHOOD CTR 8500 HILLCREST RD DALLAS TX 75225 NONE PC GENERAL FUND 6000 TEXAS SCOTTISH RITE HOSPITAL 2222 WELBORN STREET DALLAS TX 75219 NONE PC KIDSWING 2018 1000 THE COLLEGIATE SCHOOL 103 N MOORELAND ROAD RICHMOND VA 23229 NONE PC GENERAL FUND 1500 THE CONSERVANCY PO BOX 190872 DALLAS TX 75219 NONE PC BENEFIT ARLINGTON HALL AND OAK LAWN PARK 500 THE DALLAS FOUNDATION 3963 MAPLE AVENUE SUITE 390 DALLAS TX 75219 NONE PC PRESTON TRAIL GOLF CLUB SCHOLARSHIP 100 THE FAMILY PLACE PO BOX 7999 DALLAS TX 75209 NONE PC GENERAL FUND 1000 THE FIRST TEE OF GREATER DALLAS 16200 ADDISON RD STE 255 ADDISON TX 75204 NONE PC SUPPORT THE TRINITY FOREST LEARNING CENTER LIBRARY/CONFERENCE ROOM 20000 THE HOPE CLINIC 6850 SOUTH 65 EAST MIDVALE UT 84047 NONE PC GENERAL FUND 10000 THE MADELEINE CHOIR SCHOOL 205 FIRST AVENUE SALT LAKE CITY UT 84103 NONE PC GENERAL FUND 6000 THE PANETTA INSTITUTE FOR PUBLIC POLICY 100 CAMPUS CENTER BUILDING 86E SEASIDE CA 93955 NONE PC GENERAL FUND 1250 THE TEXAS TRIBUNE 919 CONGRESS AVENUE SIXTH FLOOR AUSTIN TX 78701 NONE PC GENERAL FUND 500 THE VALENTINE 1015 CLAY STREET RICHMOND VA 23219 NONE PC ANNUAL FUND 2500 TULANE UNIVERSITY 1555 POYDRAS STREET ST 1000 NEW ORLEANS LA 70112 NONE PC GENERAL FUND 1500 TURTLE CREEK ASSOCIATION PO BOX 192765 DALLAS TX 75219 NONE PC ANNUAL FUND 250 UNIVERSITY OF IOWA FOUNDATION PO BOX 4550 IOWA CITY IA 52244 NONE PC JAMES M HOAK MEN'S GOLF SCHOLARSHIP FUND 5000 UNIVERSITY OF NORTH TEXAS 1155 UNION CIRCLE 311250 DENTON TX 76203 NONE PC GENERAL FUND 500 UT SOUTHWESTERN MEDICAL CENTER 5323 HARRY HINES BLVD DALLAS TX 75390 NONE PC SUPPORT THE CLINICAL HEART AND VASCULAR CENTER 2000 UT SOUTHWESTERN MEDICAL CENTER 5323 HARRY HINES BLVD DALLAS TX 75390 NONE PC GENERAL FUND 1250 UT SOUTHWESTERN MEDICAL CENTER 5323 HARRY HINES BLVD DALLAS TX 75390 NONE PC SUPPORT PETER O'DONNELL JR. BRAIN INSTITUTE 1000 VCU FOUNDATION BOX 843042 RICHMOND VA 23284 NONE PC INSTITUTE FOR CONTEMPORARY ART ANNUAL FUND 2500 VIRGINIA MUSEUM OF FINE ARTS FOUNDATION 200 N BOULEVARD RICHMOND VA 23220 NONE PC GENERAL FUND 2500 WAIMEA OCEAN FILM FESTIVAL PO BOX 6397 KAMUELA HI 96743 NONE PC GENERAL FUND 2500 WAKE FOREST UNIVERSITY PO BOX 7227 WINSTONSALEM NC 27109 NONE PC GENERAL FUND 2500 YALE UNIVERSITY PO BOX 2038 NEW HAVEN CT 06521 NONE PC ALUMNI FUND AND YALE GOLF ASSOCIATION 1500 YMCA OF GREATER RICHMOND 2 WEST FRANKLIN STREET RICHMOND VA 23220 NONE PC GENERAL FUND 5000 YOUTH ON COURSE 3200 LOPEZ DRIVE PEBBLE BEACH CA 93953 NONE PC ANNUAL FUND 1000 276700 0 14 740 14 260440 18 410576 0 671756 0 671756 1 NOT APPLICABLE 0 0 0 0 0 0 0 0 0 0 X X 1 JAMES M HOAK 3963 MAPLE AVE SUITE 450 DALLAS TX 75219 100000 X ACCOUNTING FEES 4000 2000 2000 NONE 0 JPM FLOAT RATE INCOME FD-SEL 401637 401637 DOUBLELINE INCOME SOLUTIONS 259950 259950 DOUBLELINE CORE FIXED INCOME CL 72166 72166 METROPOLITAN WEST TOTAL RETURN CLASS I 120927 120927 AMERICAN FUNDS INFLT LINKED BOND 20121 20121 FIDELITY U.S. BOND INDEX FUND 13094 13094 BBH LIMITED DURATION FUND CLASS I 35514 35514 BLACKROCK TOTAL RETURN INSTITUTIONAL 26685 26685 DOUBLELINE TOTAL RT BOND FD 111938 111938 LORD ABBETT ULTRA SHORT BOND CL I 7677 7677 VANGUARD BALANCED INDEX 714069 714069 TIER REIT INC 515750 515750 GREEN BRICK PARTNERS INC 362000 362000 FIDELITY STOCK MUTUAL FUNDS 607533 607533 MCNALLY CAPITAL-EUROPA SPV, LLC FMV 187500 187500 KAYNE ANDERSON REAL ESTATE DEBT II, LP FMV 336953 336953 HAVENCREST ESS CO-INVESTMENT I, LLC FMV 287500 287500 SUSSER BANK HOLDINGS LLC FMV 164247 164247 CHCP DIRECT INVESTORS, LP FMV 1024206 1024206 UNREALIZED LOSS ON INVESTMENTS 424553 DECREASE DUE TO SALE OF 5,000 SHARES OF CASELLA WASTE SYSTEMS INC. 39251 COMPUTER AND INTERNET EXPENSES 156 0 156 PASSTHROUGH FROM KAYNE ANDERSON REAL ESTATE DEBT II 3977 3977 0 PASSTHROUGH FROM CHCP DIRECT INVESTORS, LP 13425 13425 0 PASSTHROUGH FROM MCNALLY CAPITAL- EURPOA SPV, LLC 1888 1888 0 PASSTHROUGH FROM SUSSER BANK HOLDINGS LLC 17 17 0 PASSTHROUGH FROM HAVENCREST ESS CO-INVESTMENT I 2522 2522 0 ADVISOR FEE 12440 12440 0 EXCISE TAX 15600 0 0 FOREIGN TAXES 312 312 0