2019-10-18T09:00:21-05:00 2018-12-31 134008324 PRICEWATERHOUSECOOPERS LLP 600 GRANT STREET PITTSBURGH PA 15219 990PF 2018-01-01 453570784 ROSE EK PF FBO ASIA CONNECTION ROSE 8887304933 6325 S RAINBOW BLVD STE 300 LAS VEGAS NV 89118 - TRUSTEE 8887304933 2019-10-15 true JOSEPH J CASTRIANO P01251603 4123556000 2019-10-15 X 167.68.125.77 P 6D133DEBD65941103ECD6F99DC0D927293EA37C2 57623ED0AE1821D5CE0A508C54E4C9AF0C12734B 2018 2020-03-31 21:24:44Z X 998936 X 24547 24313 54053 336436 54053 0 78600 78366 16770 15093 1677 0 0 0 0 0 0 1160 0 0 1160 0 0 2857 845 0 0 0 0 0 0 0 14 14 20801 15952 0 2837 69316 69316 90117 15952 0 72153 -11517 62414 0 36678 35733 35733 0 0 0 932454 921482 963203 969132 957215 998936 0 X 969132 957215 969132 957215 969132 957215 969132 -11517 2 957617 402 957215 133. AQR MANAGED FUTURES STR-I 2014-09-05 2018-02-02 1265 1382 -117 -117 14. DODGE & COX INT'L STOCK FD #1048 2011-12-13 2018-02-02 676 411 265 265 66.546 DODGE & COX INCOME FD COM #147 2017-07-28 2018-02-02 909 921 -12 -12 26.251 DODGE & COX INCOME FD COM #147 2017-10-26 2018-02-02 359 362 -3 -3 937.203 DODGE & COX INCOME FD COM #147 2015-01-27 2018-02-02 12802 12920 -118 -118 8. JP MORGAN MID CAP VALUE-I #758 2014-10-21 2018-02-02 324 298 26 26 2364. MET WEST TOTAL RETURN BOND CL I #512 2015-01-27 2018-02-02 24727 25970 -1243 -1243 43. ASG GLOBAL ALTERNATIVES-Y 1993 2013-07-17 2018-02-02 488 496 -8 -8 85. NEUBERGER BERMAN LONG SH-INS #1830 2017-10-26 2018-02-02 1259 1204 55 55 90. OPPENHEIMER DEVELOPING MKT-I 799 2017-01-26 2018-02-02 4073 3039 1034 1034 53. T ROWE PR OVERSEAS STOCK-I #521 2017-04-27 2018-02-02 618 533 85 85 28. SPDR DJ WILSHIRE INTERNATIONAL REAL 2017-01-20 2018-02-02 1143 1020 123 123 6. SPDR DJ WILSHIRE INTERNATIONAL REAL 2017-10-23 2018-02-02 245 230 15 15 8. SPDR DJ WILSHIRE INTERNATIONAL REAL 2017-07-24 2018-02-02 327 311 16 16 8.608 VANGUARD INFLAT-PROT SECS-ADM 5119 2017-07-28 2018-02-02 217 222 -5 -5 3.987 VANGUARD INFLAT-PROT SECS-ADM 5119 2017-10-26 2018-02-02 101 102 -1 -1 291.048 VANGUARD INFLAT-PROT SECS-ADM 5119 2016-04-28 2018-02-02 7337 7612 -275 -275 1. ALPHABET INC/CA 2014-09-03 2018-02-05 1091 575 516 516 23. AMERIPRISE FINL INC 2016-06-13 2018-02-05 3812 2282 1530 1530 6. APPLE INC 2010-11-26 2018-02-05 967 271 696 696 3. BERSHIRE HATHAWAY INC. 2013-04-11 2018-02-05 618 320 298 298 2. BLACKROCK INC 2015-01-28 2018-02-05 1098 697 401 401 7. BOEING CO 2014-09-03 2018-02-05 2423 882 1541 1541 4. CME GROUP INC 2013-01-31 2018-02-05 638 232 406 406 17. CISCO SYSTEMS INC 2015-09-01 2018-02-05 699 429 270 270 9. CITIGROUP INC 2014-09-03 2018-02-05 685 470 215 215 9. COGNIZANT TECH SOLUTIONS CRP COM 2016-03-17 2018-02-05 686 530 156 156 18. COMCAST CORP CLASS A 2012-02-13 2018-02-05 736 247 489 489 4. DIAGEO PLC - ADR 2015-09-01 2018-02-05 554 414 140 140 5. WALT DISNEY CO 2012-08-15 2018-02-05 540 249 291 291 6. JPMORGAN CHASE & CO 2008-02-23 2018-02-05 685 260 425 425 9. LAS VEGAS SANDS CORP 2015-01-28 2018-02-05 673 506 167 167 25. MANULIFE FINANCIAL CORP 2015-12-17 2018-02-05 507 367 140 140 16. MICROSOFT CORP 2015-10-20 2018-02-05 1475 765 710 710 6. PNC FINANCIAL SERVICES GROUP 2015-09-01 2018-02-05 940 525 415 415 18. ROCHE HOLDINGS LTD - ADR 2015-09-01 2018-02-05 530 601 -71 -71 20. SPIRIT AEROSYTSEMS HOLD-CL A 2016-10-28 2018-02-05 1850 1005 845 845 15. SUNCOR ENERGY INC NEW F 2015-07-08 2018-02-05 521 406 115 115 3. THERMO FISHER SCIENTIFIC INC 2013-04-11 2018-02-05 651 240 411 411 11. TOTAL S.A. - ADR 2014-12-31 2018-02-05 617 565 52 52 6. UNION PACIFIC CORP 2013-02-15 2018-02-05 782 410 372 372 3. UNITEDHEALTH GROUP INC 2010-11-26 2018-02-05 695 108 587 587 34. CISCO SYSTEMS INC 2010-03-05 2018-03-06 1504 858 646 646 10. UNITEDHEALTH GROUP INC 2010-11-26 2018-03-06 2259 360 1899 1899 34. AFFILIATED MANAGERS GROUP, INC COM 2013-02-15 2018-04-12 5898 4704 1194 1194 24. CVS HEALTH CORPORATION 2017-10-25 2018-04-12 1537 1809 -272 -272 15. GILEAD SCIENCES INC 2014-07-11 2018-04-12 1135 1332 -197 -197 30. HAIN CELESTIAL GROUP INC 2015-12-17 2018-04-12 931 1230 -299 -299 12. SCHLUMBERGER LTD 2015-07-27 2018-04-12 813 977 -164 -164 13. SUNCOR ENERGY INC NEW F 2015-07-08 2018-04-12 490 352 138 138 27.75 BAYER AG ADR- RIGHTS DEEMED 7/15/18 2016-12-15 2018-07-02 46 46 46 73. COMCAST CORP CLASS A 2012-02-13 2018-07-13 2537 1001 1536 1536 26. MCKESSON CORP 2010-03-05 2018-07-19 3477 1606 1871 1871 6. APPLE INC 2010-11-26 2018-07-26 1170 271 899 899 10. MICROSOFT CORP 2015-10-20 2018-07-26 1103 478 625 625 393. AMER CENT SMALL CAP GRWTH INST 336 2018-02-09 2018-08-03 7899 6720 1179 1179 94.081 ARTISAN MID CAP FUND-INSTL 1333 2018-02-09 2018-08-03 4369 3878 491 491 3.064 ARTISAN MID CAP FUND-INSTL 1333 2017-01-26 2018-08-03 142 125 17 17 4.855 ARTISAN MID CAP FUND-INSTL 1333 2017-10-26 2018-08-03 225 227 -2 -2 135. BLACKROCK GL L/S CREDIT-K #1940 2015-10-27 2018-08-03 1400 1407 -7 -7 52. DODGE & COX INCOME FD COM #147 2015-06-15 2018-08-03 699 712 -13 -13 53. JP MORGAN MID CAP VALUE-I #758 2014-05-06 2018-08-03 2203 1928 275 275 2.711 JPMORGAN HIGH YIELD FUND SS 3580 2018-02-09 2018-08-03 20 20 16.489 JPMORGAN HIGH YIELD FUND SS 3580 2017-10-26 2018-08-03 120 124 -4 -4 18.8 JPMORGAN HIGH YIELD FUND SS 3580 2017-07-28 2018-08-03 136 141 -5 -5 182. MET WEST TOTAL RETURN BOND CL I #512 2016-05-16 2018-08-03 1887 1978 -91 -91 24. ASG GLOBAL ALTERNATIVES-Y 1993 2013-07-17 2018-08-03 268 277 -9 -9 181. NEUBERGER BERMAN LONG SH-INS #1830 2017-10-26 2018-08-03 2733 2565 168 168 24. T ROWE PRICE INST FLOAT RATE 170 2017-07-28 2018-08-03 239 242 -3 -3 1359. T ROWE PR REAL ESTATE-I #432 2016-08-24 2018-08-03 38949 38813 136 136 130. SPDR DJ WILSHIRE INTERNATIONAL REAL 2017-01-20 2018-08-03 5110 4735 375 375 38. STERLING CAPITAL STRATTON SMALL CAP 2018-02-09 2018-08-03 3368 3170 198 198 21. VANGUARD REIT VIPER 2018-02-02 2018-08-03 1730 1614 116 116 202. VANGUARD REIT VIPER 2011-12-09 2018-08-03 16641 10321 6320 6320 10. APPLE INC 2010-11-26 2018-08-06 2091 452 1639 1639 111. BAYER AG - ADR 2016-12-15 2018-08-06 3038 2832 206 206 47. HAIN CELESTIAL GROUP INC 2015-12-17 2018-08-06 1384 1927 -543 -543 24. SCHLUMBERGER LTD 2013-01-31 2018-08-06 1578 1920 -342 -342 125. UBS GROUP AG 2018-02-05 2018-08-06 1987 2451 -464 -464 36. CITIGROUP INC 2014-09-03 2018-08-09 2597 1879 718 718 100. AQR MANAGED FUTURES STR-I 2014-09-05 2018-10-02 898 1039 -141 -141 56. ARTISAN MID CAP FUND-INSTL 1333 2012-11-26 2018-10-02 2695 2275 420 420 548. BLACKROCK GL L/S CREDIT-K #1940 2015-10-27 2018-10-02 5710 5710 572. DODGE & COX INCOME FD COM #147 2015-07-24 2018-10-02 7648 7806 -158 -158 3. JP MORGAN MID CAP VALUE-I #758 2014-05-06 2018-10-02 125 108 17 17 1460. METROPOLITAN WEST T/R BD-PLN #712 2016-04-28 2018-10-02 14177 14912 -735 -735 948.397 NEUBERGER BERMAN LONG SH-INS #1830 2017-10-26 2018-10-02 14387 13439 948 948 1321.603 NEUBERGER BERMAN LONG SH-INS #1830 2017-05-23 2018-10-02 20049 18146 1903 1903 21. CISCO SYSTEMS INC 2010-03-05 2018-10-03 1034 527 507 507 93. MANULIFE FINANCIAL CORP 2015-12-17 2018-10-03 1653 1366 287 287 11. PNC FINANCIAL SERVICES GROUP 2015-09-01 2018-10-03 1512 962 550 550 11. TJX COMPANIES INC 2012-08-15 2018-10-03 1218 496 722 722 9. UNION PACIFIC CORP 2013-02-15 2018-10-03 1479 615 864 864 50. UBS GROUP AG 2018-02-05 2018-10-03 768 980 -212 -212 5. UBS GROUP AG 2018-04-12 2018-10-03 77 88 -11 -11 174. FLEXTRONICS INTL LTD 2018-03-07 2018-10-03 2240 3206 -966 -966 19. FLEXTRONICS INTL LTD 2018-04-12 2018-10-03 245 319 -74 -74 6. CISCO SYSTEMS INC 2010-03-05 2018-11-05 278 151 127 127 5. TARGET CORP 2011-01-27 2018-11-05 427 274 153 153 27.092 T ROWE PR REAL ESTATE-I #432 2018-10-09 2018-11-16 756 751 5 5 621.908 T ROWE PR REAL ESTATE-I #432 2015-12-24 2018-11-16 17345 17120 225 225 429. SPDR DJ WILSHIRE INTERNATIONAL REAL 2011-12-09 2018-11-16 15922 15247 675 675 27. SPDR DJ WILSHIRE INTERNATIONAL REAL 2018-10-02 2018-11-16 1002 1021 -19 -19 CAPITAL GAIN DIVIDENDS P 19735 54053 false 80306 1116138 0.07195 80171 1074806 0.074591 80445 1188990 0.067658 83333 1275193 0.065349 81063 1263381 0.064164 0.343712 0.068742 1103367 75848 624 76472 72153 1248 0 1248 0 1248 1224 699 1923 0 675 675 0 false false false false false false false true true PA true false false false false true N/A WELLS FARGO BANK NA 8887304933 100 N MAIN ST MAC D4001-117 WINSTON SALEM NC 27101 false false false false true false false false false false false false false false false false false true false false false false false Wells Fargo Bank NA 100 N MAIN ST MAC D4001-117 WINSTON SALEM NC 27101 TRUSTEE 1 16770 NONE 0 NONE 0 1095719 24451 0 1120170 0 0 1120170 16803 1103367 55168 55168 1248 1248 53920 0 53920 0 53920 72153 0 0 0 0 72153 0 72153 53920 0 2016 2015 0 18947 20740 21171 26867 25723 113448 72153 0 0 0 53920 18233 0 0 131681 0 0 0 0 0 0 18947 112734 20740 21171 26867 25723 18233 NONE NONE X ASIA CONNECTION INC 1226 SCOTT STREET EL CERRITO CA 94530 NONE PC GENERAL OPERATING 69316 69316 14 24547 18 54053 78600 78600 false false false false false false false false false false TAX PREPARATION FEE (NON-ALLOC 1160 1160 ASIA CONNECTION INC 1226 SCOTT STREET EL CERRITO CA 945302458 2019-12-28 69316 PROVIDE FINANCIAL ASSISTANCE FOR AGENCIES AND INDIVIDUALS INVOLVED WITH HEALTH AND WELFARE PROJECTS FOCUSING ON ASIA 69316 NO FUNDS HAVE BEEN DIVERTED TO ANY ACTIVITY OTHER THAN THE ACTIVITY FOR WHICH THE GRANT WAS MADE. 10/13/2019 2019-10-15 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OF THE REPORT PROVIDED. NO INDEPENDENT VERIFICATION PERFORMED. The compensation reported in column (c) is calculated based on periodic market values and/or the applicable fee agreement. It is not determined on an hourly basis and the reference to one hour per week is an estimate only. Corporate trustee services include, but are not limited to, administrative services such as fiduciary accounting, custody of assets, complying with tax filing requirements, complying with distribution provisions, and complying with federal and state laws applicable to private foundations, plus asset management services such as creating asset allocation strategies, investments reporting and reallocating and rebalancing of portfolios as necessary. 58933Y105 MERCK & CO INC NEW AT COST 3894 5807 339128100 JP MORGAN MID CAP VA AT COST 31516 40622 02079K107 ALPHABET INC/CA AT COST 4630 9320 63872T885 ASG GLOBAL ALTERNATI AT COST 22248 21068 00206R102 AT & T INC AT COST 7584 6422 848574109 SPIRIT AEROSYTSEMS H AT COST 2264 2884 609207105 MONDELEZ INTERNATION AT COST 6244 5844 806857108 SCHLUMBERGER LTD AT COST 6446 3608 09260C703 BLACKROCK GL L/S CRE AT COST 33556 31470 517834107 LAS VEGAS SANDS CORP AT COST 5444 5205 4812C0803 JPMORGAN HIGH YIELD AT COST 15466 14756 683974604 OPPENHEIMER DEVELOPI AT COST 50513 62553 89151E109 TOTAL FINA ELF S.A. AT COST 5366 5635 09247X101 BLACKROCK INC AT COST 4574 4714 H84989104 TE CONNECTIVITY LTD AT COST 3919 4311 47803M168 JOHN HANCOCK II-CURR AT COST 24874 23335 G29183103 EATON CORP PLC AT COST 2319 3227 78463X863 SPDR DJ WILSHIRE INT AT COST 9429 10037 98978V103 ZOETIS INC AT COST 3339 4534 437076102 HOME DEPOT INC AT COST 3529 3952 872540109 TJX COS INC NEW AT COST 1852 2998 46625H100 JPMORGAN CHASE & CO AT COST 3370 6541 H42097107 UBS GROUP AG AT COST 4164 3466 77958B402 T ROWE PRICE INST FL AT COST 6882 6634 592905764 METROPOLITAN WEST T/ AT COST 59063 57393 00888Y508 INV BALANCE RISK COM AT COST 22793 20613 64128R608 NEUBERGER BERMAN LON AT COST 19498 19322 126650100 CVS/CAREMARK CORPORA AT COST 5139 6093 254687106 WALT DISNEY CO AT COST 2998 5373 594918104 MICROSOFT CORP AT COST 4850 14728 693475105 PNC FINANCIAL SERVIC AT COST 3997 5027 771195104 ROCHE HOLDINGS LTD - AT COST 5031 4973 91324P102 UNITEDHEALTH GROUP I AT COST 1946 8719 46434G103 ISHARES CORE MSCI EM AT COST 32354 30930 375558103 GILEAD SCIENCES INC AT COST 4304 3628 532457108 ELI LILLY & CO COM AT COST 3520 5555 907818108 UNION PACIFIC CORP AT COST 3624 7326 911312106 UNITED PARCEL SERVIC AT COST 3902 4194 87612E106 TARGET CORP AT COST 2138 2578 867224107 SUNCOR ENERGY INC NE AT COST 5027 5314 31641Q763 FIDELITY NEW MRKTS I AT COST 71563 65659 025083320 AMER CENT SMALL CAP AT COST 33621 31129 87234N765 TCW EMRG MKTS INCM-I AT COST 56840 54566 85917K546 STERLING CAPITAL STR AT COST 41157 34965 77956H435 T ROWE PR OVERSEAS S AT COST 35815 33050 00203H859 AQR MANAGED FUTURES AT COST 38300 32199 277923264 EATON VANCE GLOB MAC AT COST 37215 33215 17275R102 CISCO SYSTEMS INC AT COST 3989 7366 192446102 COGNIZANT TECH SOLUT AT COST 5401 6031 25243Q205 DIAGEO PLC - ADR AT COST 3311 4538 20030N101 COMCAST CORP CLASS A AT COST 1536 3814 03076C106 AMERIPRISE FINL INC AT COST 3217 3235 12572Q105 CME GROUP INC AT COST 3281 6208 Y2573F102 FLEXTRONICS INTL LTD AT COST 3508 2618 883556102 THERMO FISHER SCIENT AT COST 2777 6490 56501R106 MANULIFE FINANCIAL C AT COST 3404 3320 084670702 BERSHIRE HATHAWAY IN AT COST 1826 3675 779919307 T ROWE PR REAL ESTAT AT COST 10040 9430 150870103 CELANESE CORP AT COST 3194 5578 172967424 CITIGROUP INC AT COST 3279 3644 097023105 BOEING COMPANY AT COST 2198 4193 654106103 NIKE INC CL B AT COST 5555 6747 037833100 APPLE COMPUTER INC C AT COST 4977 12461 256210105 DODGE & COX INCOME F AT COST 23170 22609 512807108 LAM RESEARCH CORP CO AT COST 4499 3813 26875P101 EOG RESOURCES, INC AT COST 3832 3052 405217100 HAIN CELESTIAL GROUP AT COST 2029 1427 04314H600 ARTISAN MID CAP FUND AT COST 40554 33839 256206103 DODGE & COX INT'L ST AT COST 27788 33623 PY RETURN OF CAPITAL ADJUSTMENT 317 COST BASIS ADJUSTMENT 85 INVESTMENT EXPENSES-DIVIDEND I 14 14 0 MUTUAL FUND TIMING DIFFERENCE 2 FOREIGN TAXES 661 661 0 FEDERAL TAX PAYMENT - PRIOR YE 1500 0 0 FEDERAL ESTIMATES - PRINCIPAL 512 0 0 FOREIGN TAXES ON NONQUALIFIED 184 184 0