2020-11-16T15:30:02-06:00 2019-12-31 911194016 CLARK NUBER PS 10900 NE 4TH ST STE 1400 BELLEVUE WA 98004 990PF 2019-01-01 880391959 THE LEMELSON FOUNDATION LEME 5032222924 1455 NW OVERTON STREET NO 500 PORTLAND OR 97209 CAROL DAHL EXECUTIVE DIRECTOR 5032222924 2020-11-16 1 JENNIFER BECKER HARRIS P00183358 4254544919 2020-11-16 65.158.230.194 2020-11-16 11:30:55 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 9C75230018D5B80955F7F8F52B6C41F090A63707 2019 2021-04-22 16:20:28Z X 405508342 X X 883233 883233 5293476 6879148 19602167 23084463 18033238 2473810 2300955 28252686 28096574 652544 170568 481976 1214784 0 1217342 744593 37230 701444 253626 63406 179822 234249 58562 166868 5804000 4125984 1637310 1005328 282481 31000 72443 0 233196 0 240354 314590 0 327030 28538 0 28538 686747 3279107 618457 11244638 8017338 5630141 12863934 11961677 24108572 8017338 17591818 4144114 20079236 11904156 1791425 1791425 6660469 30902529 30902529 35229 35229 35229 889764 2444923 2444923 35126176 68244202 68244202 26226117 32363998 32363998 275391606 259946397 259946397 1284380 549316 814666 735064 735064 6788319 9044575 9044575 363836502 405508342 405508342 189380 245429 1782060 2487232 1971440 2732661 X 361865062 402775681 361865062 402775681 363836502 405508342 361865062 4144114 36766505 402775681 0 402775681 PUBLICLY TRADED SECURITIES 23070177 21974826 1095351 1095351 CLASS ACTION DISTRIBUTION P 7128 7128 7128 PASS THROUGH INVESTMENTS REPORTED ON SCHEDULE K-1 P 17134478 17134478 17134478 DISPOSAL OF LYME FOREST FUND TE P 8600 178596 -169996 -169996 DISPOSAL OF OUTSOURCED ASSETS P 1877 35600 -33723 -33723 DISPOSAL OF CEDAR ROCK CAPITAL PARTNERS LLC P 13951684 13951684 0 0 DISPOSAL OF LONE CASCADE LP P 13705757 13705757 0 0 DISPOSAL OF INT'L PRIVATE EQUITY PARTNERS III LP P 12323 12323 0 0 18033238 0 21838531 377265857 0.057886 18183273 360182560 0.050483 16465811 340928927 0.048297 19838462 346966060 0.057177 17486760 366252471 0.047745 0.261588 0.052318 363636985 19024760 200792 19225552 20012591 X 200792 0 200792 0 200792 295000 200000 0 495000 X 917 293291 293291 0 0 0 0 0 0 0 0 0 1 1 0 1 1 NV OR CA 1 0 0 1 0 1 WWW.LEMELSON.ORG TRACEE BETANCOURT 5032222924 1455 NW OVERTON STREET SUITE 500 PORTLAND OR 97209 1 IN 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 1 0 0 0 0 CAROL DAHL 1455 NW OVERTON STREET SUITE 500 PORTLAND OR 97209 SEE STATEMENT 24 40.00 400025 77743 300 PHILIP VARNUM 1455 NW OVERTON STREET SUITE 500 PORTLAND OR 97209 SEE STATEMENT 24 40.00 252519 28551 300 ERIC LEMELSON 1455 NW OVERTON STREET SUITE 500 PORTLAND OR 97209 SEE STATEMENT 24 6.00 0 0 0 ROBERT LEMELSON 1455 NW OVERTON STREET SUITE 500 PORTLAND OR 97209 SEE STATEMENT 24 6.00 0 0 0 SUSAN MORSE 1455 NW OVERTON STREET SUITE 500 PORTLAND OR 97209 DIRECTOR 6.00 0 0 0 JENNIFER BRUML 1455 NW OVERTON STREET SUITE 500 PORTLAND OR 97209 DIRECTOR 6.00 0 0 0 ANN MORGAN 1455 NW OVERTON STREET SUITE 500 PORTLAND OR 97209 VICE PRESIDENT 1.00 0 0 0 ROB SCHNEIDER 1455 NW OVERTON ST STE 500 PORTLAND OR 97209 SR. DIRECTOR OF STRA 40.00 180103 61353 300 JENNIFER BURRAN 1455 NW OVERTON ST STE 500 PORTLAND OR 97209 GRANTS, IT & CONTRAC 40.00 142250 54997 300 DAVID CORONADO 1455 NW OVERTON ST STE 500 PORTLAND OR 97209 PROGRAM OFFICER 40.00 135637 53375 300 RACHEL JAGODA BURNETTE 1455 NW OVERTON ST STE 500 PORTLAND OR 97209 PROGRAM OFFICER 40.00 133364 53220 300 CYNTHIA COOPER 1455 NW OVERTON ST STE 500 PORTLAND OR 97209 PROGRAM OFFICER 40.00 133172 53182 300 5 TIEDMANN WEALTH MANAGEMENT 1415 WESTERN AVENUE SUITE 600 SEATTLE WA 98101 INVESTMENT CONSULTING FEES 800972 LONG STORY SHORT MEDIA INC 2830 GEORGIA AVENUE NW WASHINGTON DC 20001 COMMUNICATIONS CONSULTANT 503211 QUARLES & BRADY LLP BIN 88895 MILWAUKEE WI 532880895 LEGAL 215140 SORENSEN STRATEGIES 8103 SW 222ND PLACE VASHON WA 98070 STRATEGIC CONSULTANT 191224 UNCOMMON LLC 2284 COMMODORE WAY SUITE 220 SEATTLE WA 98199 CONVENING CONSULTANTS 177240 8 INVENTION EDUCATION COMMUNITY OF PRACTICE - THE FOUNDATION ESTABLISHED AN INVENTION EDUCATION CONVENING FOCUSED ON BUILDING AN INVENTION COMMUNITY, DEVELOPED NEW PARTNERSHIPS BETWEEN PROGRAMS AND BUILT CONSENSUS AMONG RELEVANT STAKEHOLDERS ABOUT FRAMEWORKS, DEFINITIONS AND THEMATIC PRIORITIES IN INVENTION EDUCATION. THE FOUNDATION BROADENED THE ORIGINAL COMMUNITY TO INCLUDE GRANTEES AND PARTNERS FROM HIGHER EDUCATION. THE PROGRAM COVERED CONVENING COSTS (FOOD, PLANNING CONSULTANTS, AV, ATTENDEE TRAVEL SUPPORT, ETC.), AS WELL AS SUPPORTED ATTENDEES TO CONTINUE WORKING ON KEY TOPIC AREAS GLEANED (EX: RESEARCHING INVENTION EDUCATION, COMMUNICATIONS) FROM THE CONVENING. 211343 INTEGRATING ENVIRONMENTAL RESPONSIBILITY IN ENGINEERING EDUCATION - THE FOUNDATION ESTABLISHED A CONVENING OF ACADEMIC AND INDUSTRY EXPERTS TO DEVELOP A PROCESS FOR DEFINING THE FUNDAMENTAL PRINCIPLES OF ENVIRONMENTAL RESPONSIBILITY FOR ENGINEERING STUDENTS AND RECOMMENDATIONS FOR TEACHING METHODOLOGIES AND ADOPTION IN ENGINEERING PROGRAMS. FROM THIS CONVENING, THE FOUNDATION FORMED A WORKING GROUP OF A SUBSET OF CONVENING PARTICIPANTS TO DEVELOP THE PRINCIPLES OF ENVIRONMENTAL RESPONSIBILITY RELEVANT FOR ENGINEERS. ALSO, THE WORKING GROUP EXPLORED AND PRIORITIZED APPROACHES AND PARTNERS TO INCREASE ADOPTION OF ENVIRONMENTALLY RESPONSIBLE ENGINEERING AND INVENTION IN HIGHER ED. 139570 REGIONAL ECOSYSTEM CONVENING - THE FOUNDATION CONVENED OREGON GRANTEES AND OTHER ECOSYSTEM PLAYERS (INCLUDING GRANTEES AND PARTNERS) WHICH WAS FOCUSED ON BUILDING A BETTER UNDERSTANDING OF WHAT IT MEANS TO HAVE A CLEAR PATHWAY AND STRONG ECOSYSTEM. THE CONVENING ALSO CREATED AND ENCOURAGED OPPORTUNITIES FOR COLLABORATION AND CONNECTION AMONG GRANTEES. 79255 INVENTION EDUCATION FRAMEWORK - THE FOUNDATION DEVELOPED A NATIONAL INVENTION EDUCATION FRAMEWORK IN PARTNERSHIP WITH THE BROADER COMMUNITY. THE FUNDING SUPPORTED CONSULTANTS TO FACILITATE THE DEVELOPMENT OF A GUIDING FRAMEWORK AND COMMON DEFINITION FOR INVENTION EDUCATION IN PARTNERSHIP WITH LEADERS IN THE INVENTION EDUCATION COMMUNITY. 74750 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT IN THE FORM OF A LOAN TO PRIME IMPACT LOAN FUND I, LLC ("PRIME LOAN FUND"), A WHOLLY OWNED SUBSIDIARY OF PRIME COALITION INC., WHICH IS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE PURPOSE OF THE LOAN IS TO INCREASE INVESTMENTS IN COMPANIES THAT HAVE SIGNIFICANT POTENTIAL TO INFLUENCE THE REDUCTION OF GREENHOUSE GAS EMISSIONS AT THE GIGATON-SCALE BY 2050 AND THAT WOULD BE UNLIKELY TO RAISE SUFFICIENT CAPITAL BUT FOR PRIME LOAN FUND'S AND ITS AFFILIATES' INTERVENTION. 2000000 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT IN ANKUR INVESTMENTS LTD. (THE "ANKUR FUND"), OF WHICH ANKUR FINCON MANAGEMENT PVT., LTD., IS THE INVESTMENT MANAGER, IN THE FORM OF PURCHASING AN EQUITY INTEREST IN THE ANKUR FUND. THE FOUNDATION'S INVESTMENT IN THE FUND WILL BE USED TO ENABLE THE ANKUR FUND TO INVEST IN INNOVATIVE ENTERPRISES, INCLUDING INVENTION-BASED ENTERPRISES THAT PRODUCE TANGIBLE PRODUCTS, IN THE SEED STAGE THAT CAN EMPOWER THE POOR IN INDIA. 292363 128410 2420773 102133003 19720057 247321544 369174604 0 0 369174604 5537619 363636985 18181849 18181849 200792 200792 17981057 601713 18582770 0 18582770 17591818 2420773 20012591 200792 19811799 18582770 0 0 794900 794900 20012591 0 0 0 18582770 1429821 0 0 2224721 0 0 0 0 0 0 0 2224721 794900 1429821 ERIC LEMELSON ROBERT LEMELSON X AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE 1200 NEW YORK AVENUE NW WASHINGTON DC 20005 PC TO CONTINUE SUPPORT OF THE AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE (AAAS)-LEMELSON INVENTION AMBASSADORS PROGRAM. 130705 ASSOCIATION OF PUBLIC AND LAND-GRANTS UNIVERSITIES 1307 NEW YORK AVENUE NW SUITE 400 WASHINGTON DC 20005 PC TO SUPPORT THE APLU COMMISSION ON ECONOMIC AND COMMUNITY ENGAGEMENT (CECE) SUMMER MEETING, JUNE 16-18, 2019. 2000 BEAVERTON EDUCATION FOUNDATION 3800 SW CEDAR HILLS BLVD SUITE 168 BEAVERTON OR 97005 PC TO PROVIDE GENERAL OPERATING SUPPORT. 3000 BEYOND BENIGN INCORPORATED 100 RESEARCH DRIVE WILMINGTON MA 01887 PC TO DEVELOP AND DISSEMINATE K-12 CURRICULAR RESOURCES AND TRAINING THAT EMPOWERS EDUCATORS AND STUDENTS TO PRACTICE AND BE AWARE OF ENVIRONMENTAL SUSTAINABILITY THROUGH GREEN CHEMISTRY. 136093 CENTER FOR AMERICAN ENTREPRENEURSHIP 503 ARNON LAKE DRIVE GREAT FALLS VA 22066 PC TO PROVIDE SPONSORSHIP FOR PARTICIPATION IN THE CENTER FOR AMERICAN ENTREPRENEURSHIP'S ROUNDTABLE ON WOMEN'S ENTREPRENEURSHIP WITH US SENATE ENTREPRENEURSHIP CAUCUS. 2500 ENVISION EXCELLENCE IN STEM EDUCATION PO BOX 18050 CLEVELAND HEIGHTS OH 44118 PC TO RENEW THE FOUNDATION'S STEM FUNDERS NETWORK MEMBERSHIP. THE STEM FUNDERS NETWORK IS COMPRISED OF A DIVERSE MIX OF EDUCATION-FOCUSED PHILANTHROPIES. 10000 ENVISION EXCELLENCE IN STEM EDUCATION PO BOX 18050 CLEVELAND HEIGHTS OH 44118 PC TO SUPPORT THE STEM ECOSYSTEMS CONVENING, APRIL 2-4, 2020, IN SAN ANTONIO, TEXAS, AND TO INTRODUCE AND DRIVE ADOPTION OF INVENTION EDUCATION TO REGIONAL CENTERS. 25000 GEARBOX INTERNATIONAL FOUNDATION 2323 BROADWAY OAKLAND CA 97612 NC TO SUPPORT A PROFESSIONAL ENGINEERING AND PROTOTYPING WORKSHOP SPACE IN NAIROBI, KENYA, THAT WILL CATER TO SCALABLE, INVENTION-BASED ENTERPRISES ADDRESSING THE NEEDS OF UNDERSERVED AFRICANS. 26921 GLOBAL IMPACT INVESTING NETWORK 0 BROAD STREET 38TH FLOOR NEW YORK NY 10004 PC TO RENEW THE FOUNDATION'S MEMBERSHIP. GIIN HAS SUPPORTED THE DEVELOPMENT OF AND RAISED AWARENESS FOR THE EMERGING FIELD OF IMPACT INVESTING BY BUILDING A STRONG NETWORK OF INVESTORS. 4950 GLOBAL MINIMUM INC 1732 1ST AVENUE 26978 NEW YORK NY 10128 PC TO SUPPORT ORGANIZATIONAL CAPACITY BY INCREASING FUNDRAISING EFFORTS, ADVANCE THEIR PROGRAM MEASUREMENT AND EVALUATION ACTIVITIES AND TO DEVELOP A FIVE-YEAR STRATEGIC PLAN FOR EXPANDED GROWTH. 85494 GLOBAL MINIMUM INC 1732 1ST AVENUE 26978 NEW YORK NY 10128 PC TO BUILD INVENTION EDUCATION CAPACITY FOR POORLY RESOURCED TEACHERS IN KENYA. 24804 GRANTMAKERS OF OREGON & SW WASHINGTON PO BOX 6381 PORTLAND OR 972286381 PC TO RENEW THE FOUNDATION'S MEMBERSHIP. GRANTMAKERS OF OREGON AND SOUTHWEST WASHINGTON IS COMPRISED OF A DIVERSE MIX OF REGIONAL PHILANTHROPIES. 4180 GREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONS ASSOCIATION INC 3939 CAMPBELL AVE ARLINGTON VA 22206 PC TO CONTINUE SUPPORT OF NEWS PROGRAMMING AND EDUCATIONAL MATERIALS HIGHLIGHTING THE IMPACT OF INVENTION AND INNOVATION. 352397 IMPACT INNOVATORS AND ENTREPRENEURS FOUNDATION C/O CARE CORPORATE SERVICES COMPANY 251 LITTLE FALLS DRIVE WILMINGTON DE 19808 PC TO PROVIDE LEGAL AND ACCOUNTING FEES ASSOCIATED WITH THE GRANTEES APPLICATION TO THE INTERNAL REVENUE SERVICE FOR RECOGNITION AS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, WHICH WILL ALLOW THE GRANTEE TO FURTHER ITS MISSION OF SUPPORTING IMPACTFUL AND INNOVATIVE INVENTION-BASED SOCIAL ENTERPRISES ALL ACROSS THE DEVELOPING WORLD. 21608 IMPACT INNOVATORS AND ENTREPRENEURS FOUNDATION C/O CARE CORPORATE SERVICES COMPANY 251 LITTLE FALLS DRIVE WILMINGTON DE 19808 PC TO SUPPORT THE INTERNATIONAL REPLICATION OF A BUSINESS MODEL THAT INCUBATES HIGH-IMPACT, HIGHLY SCALABLE, INVENTION-BASED ENTERPRISES THAT IMPROVES THE LIVES OF THE POOR (THE VILLGRO MODEL) AND TO SECURE APPROPRIATE CAPITAL FOR THOSE INVENTION-BASED ENTERPRISES. 289742 KENYA CLIMATE INNOVATION CENTER PO BOX 49162-00100 STRATHMORE BUSINESS SCHOOL OLE SANGALE ROAD MA NAIROBI KE NC TO SUPPORT THE OPERATIONS OF A PROTOTYPING AND MANUFACTURING SPACE AND TRAINING ENGINEERS AND FABRICATORS TO ADDRESS A TALENT GAP IN KENYA. 770000 KENYA IMPACT INNOVATIONS FOUNDATION 5TH FLOOR STRATHMORE STUDENT CENTRE KERI ROAD NAIROBI KE NC TO SUPPORT BUSINESS INCUBATION ACTIVITIES, FOCUSED ON BUILDING A PIPELINE OF SCALABLE INVENTION-BASED ENTERPRISES THAT ADDRESS UNMET HEALTH NEEDS FOR LOW RESOURCE POPULATIONS IN KENYA AND THROUGHOUT EAST AFRICA. 94100 KENYA IMPACT INNOVATIONS FOUNDATION 5TH FLOOR STRATHMORE STUDENT CENTRE KERI ROAD NAIROBI KE NC TO SUPPORT KENYA IMPACT INNOVATIONS FOUNDATION'S BUSINESS INCUBATION ACTIVITIES AND TO BUILD A STRONGER PIPELINE OF INVENTION-BASED ENTERPRISES IN EAST AFRICA THAT WILL MEET THE HEALTH NEEDS FOR LOW RESOURCE POPULATIONS. 321152 LORDS EDUCATION & HEALTH SOCIETY 5C HANSALAYA BUILDING 15 BARAKHAMBA ROAD NEW DELHI IN 110001 PC - EQUIVALENCY DET TO SUPPORT THE WADHWANI INITIATIVE FOR SUSTAINABLE HEALTHCARE (WISH) PROGRAM'S EFFORT TO RUN FIELD VALIDATION TRIALS OF TWO MEDICAL DEVICES THAT MEET THE NEEDS OF THE POOR IN INDIA AND FACILITATE THE UPTAKE OF THE DEVICES BY STATE-RUN PUBLIC PROCUREMENT SYSTEMS. 31318 MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE BUILDING E-38-104 CAMBRIDGE MA 02139 PC TO EXPLORE THE CONVERGENCE BETWEEN INVENTION AND COMPUTATIONAL THINKING THROUGH RESEARCH. 24750 MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE BUILDING E-38-104 CAMBRIDGE MA 02139 PC TO ADVANCE THE WORK OF THE INVENTION EDUCATION (IE) RESEARCH GROUP BY COMPILING CURRENT IE RESEARCH AND IDENTIFY A COMMON RESEARCH AGENDA; IN ADDITION TO WORKING TO DEVELOP A SPECIAL INTEREST GROUP WITH THE AMERICAN EDUCATION RESEARCH ASSOCIATION FOCUSED ON INVENTION EDUCATION. 24728 MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE BUILDING E-38-104 CAMBRIDGE MA 02139 PC TO CONTINUE SUPPORT FOR THE LEMELSON-MIT PROGRAM INCLUDING THE LEMELSON-MIT PRIZE, STUDENT PRIZE PROGRAM, INVENTEAM PROGRAM, AND JV INVENTEAM INITIATIVE. 1500000 MCKAY HIGH SCHOOL ATHLETIC BOOSTER V 2440 LANCASTER DR NE SALEM OR 97305 PC FUNDING TO COVER REMAINING TRAVEL COSTS FOR MCKAY INVENTEAM TO ATTEND EUREKAFEST. 15000 MONTEREY BAY AQUARIUM FOUNDATION 886 CANNERY ROW MONTEREY CA 93940 PC TO PROVIDE GENERAL OPERATING SUPPORT. 250 NATIONAL ACADEMY OF INVENTORS INC 3702 SPECTRUM BLVD TAMPA FL 33612 PC TO PROVIDE CONFERENCE SPONSORSHIP OF THE NATIONAL ACADEMY OF INVENTORS ANNUAL CONFERENCE TO BE HELD IN PHOENIX, ARIZONA, APRIL 8 -10, 2020. 20000 NATIONAL COLLEGIATE INVENTORS AND INNOVATORS ALLIANCE 100 VENTURE WAY HADLEY MA 010359462 PC TO SUPPORT RESEARCH, ANALYSIS AND DISSEMINATION DESIGNED TO INCREASE EQUITY AND INCLUSION IN THE HIGHER EDUCATION INVENTION AND ENTREPRENEURSHIP PIPELINE. 222179 NATIONAL COLLEGIATE INVENTORS AND INNOVATORS ALLIANCE 100 VENTURE WAY HADLEY MA 010359462 PC TO SUPPORT EARLY-STAGE STUDENT INVENTORS TO DEVELOP AND COMMERCIALIZE PRODUCTS THAT CREATE SOCIAL OR ENVIRONMENTAL IMPACT, AND TO SUPPORT FACULTY INITIATIVES FOCUSED ON CULTIVATING THE CONDITIONS THAT NURTURE STUDENT INVENTORS. 3098784 NATIONAL PUBLIC RADIO INC 1111 NORTH CAPITOL ST NE WASHINGTON DC 20002 PC TO CONTINUE SUPPORT FOR THE RADIO AND WEB SERIES, "JOE'S BIG IDEA" THAT EXPLORES HOW IDEAS BECOME INNOVATIONS AND INVENTIONS. 280000 NEW YORK CITY FOUNDATION FOR COMPUTER SCIENCE 100 AVENUE OF THE AMERICAS 16TH FLOOR NEW YORK NY 10013 PC TO PROVIDE CONFERENCE SPONSORSHIP FOR CSFORALL, A COMMUNITY EVENT FOR COMPUTER SCIENCE EDUCATION IN THE U.S. 7500 NON-PROFIT ENTERPRISE AND SELF-SUSTAINABILITY TEAM INC 5917 JORDAN AVE EL CERRITO CA 94530 PC TO CONTINUE SCALING THE NON-PROFIT ENTERPRISE AND SELF-SUSTAINABILITY TEAM INC'S INCUBATION PROGRAMS THROUGHOUT THE ANDEAN REGION INCLUDING: BOLIVIA, COLOMBIA, ECUADOR, AND THE BRAZIL AMAZON BASIN, BUILDING A LARGER POOL OF INVENTION-BASED ENTERPRISES. 129089 OPERATION PAWS FOR HOMES INC PO BOX 90813 ALEXANDRIA VA 22309 PC TO PROVIDE MEDICAL CARE TO DOGS LIVING ON THE STREET IN INDIA, AND TO TRANSPORT THEM TO THE U.S. FOR ADOPTION. 650 OREGON BUSINESS COUNCIL CHARITABLE INSTITUTE 1100 SW SIXTH AVENUE SUITE 1608 PORTLAND OR 97204 PC TO PROVIDE CONFERENCE SPONSORSHIP FOR THE 2019 OREGON LEADERSHIP SUMMIT TO BE HELD DECEMBER 16, 2019, IN PORTLAND, OREGON. 10000 OREGON STATE UNIVERSITY FOUNDATION 4238 SW RESEARCH WAY CORVALLIS OR 973331068 PC TO SUPPORT OREGON STATE UNIVERSITY FOUNDATION SERVING AS FISCAL SPONSOR FOR OREGON STATE UNIVERSITY TO IMPLEMENT MOBILE INVENTION CAMPS AND RELATED EDUCATOR TRAINING PROGRAMS IN RURAL OREGON. 210000 PHILANTHROPY NORTHWEST 2101 FOURTH AVE SUITE 650 SEATTLE WA 98121 PC TO PROVIDE CONTINUED MEMBERSHIP SUPPORT TO PHILANTHROPY NORTHWEST 16405 PORTLAND STATE UNIVERSITY FOUNDATION BOX 243 PORTLAND OR 97207 PC TO PROVIDE CONFERENCE SPONSORSHIP SUPPORT FOR ELEVATING IMPACT 2020 ON FEBRUARY 7 2020, IN PORTLAND, OREGON. 10000 PORTLAND STATE UNIVERSITY FOUNDATION BOX 243 PORTLAND OR 97207 PC TO SUPPORT PORTLAND STATE UNIVERSITY FOUNDATION SERVING AS A FISCAL SPONSOR FOR PORTLAND STATE UNIVERSITY BOOTCAMP FOR CURRICULUM DEVELOPMENT AND DOCUMENTATION, ENHANCED MENTOR TRAINING, AND SUPPORT FOR EXPANSION OF THE COURSE TO ADDITIONAL INSTITUTIONS. 150405 PORTLAND STATE UNIVERSITY FOUNDATION BOX 243 PORTLAND OR 97207 PC TO SUPPORT THE PORTLAND STATE UNIVERSITY FOUNDATION SERVING AS A FISCAL SPONSOR FOR THE PORTLAND STATE UNIVERSITY CENTER FOR ENTREPRENEURSHIP FOR INVENTOR PROGRAM ACTIVITIES. 290713 PORTLAND STATE UNIVERSITY FOUNDATION BOX 243 PORTLAND OR 97207 PC TO PROVIDE A CONFERENCE SPONSORSHIP GRANT TO PORTLAND STATE UNIVERSITY FOUNDATION SERVING AS A FISCAL SPONSOR FOR OREGON MESA TO SUPPORT AN ANNIVERSARY GALA TO TAKE PLACE ON MARCH 12, 2020 IN PORTLAND, OR. 10000 PORTLAND STATE UNIVERSITY FOUNDATION BOX 243 PORTLAND OR 97207 PC TO SUPPORT PORTLAND STATE UNIVERSITY FOUNDATION SERVING AS A FISCAL SPONSOR FOR OREGON MESA'S ACTIVITIES THAT BRING INVENTION EDUCATION INTO PROGRAMS TARGETING LOW-INCOME MIDDLE AND HIGH SCHOOL STUDENTS IN SIXTEEN OREGON SCHOOLS. 325783 ROCKY MOUNTAIN INSTITUTE 2490 JUNCTION PLACE SUITE 200 BOULDER CO 80301 PC TO SUPPORT THE GLOBAL COOLING PRIZE EFFORTS TO AWARD FUNDING TO ORGANIZATIONS THAT ARE DEVELOPING A 5-FOLD EFFICIENCY INCREASE IN COOLING REFRIGERANTS, STARTING IN INDIA. 700000 SELCO FOUNDATION 690 FIRST FLOOR 100FT RING ROAD 15TH CROSS 2ND PHASE JP NAGAR BANGALORE IN 560078 PC - EQUIVALENCY DET TO SUPPORT THE INCUBATION OF INVENTION-BASED ENTERPRISES DESIGNED TO IMPROVE LIVES IN LOW INCOME COMMUNITIES IN INDIA. 139150 SELCO FOUNDATION 690 FIRST FLOOR 100FT RING ROAD 15TH CROSS 2ND PHASE JP NAGAR BANGALORE IN 560078 PC - EQUIVALENCY DET TO SUPPORT 3 MONTHS OF OPERATING COSTS AND PLANNING FOR A TECHNOLOGY INCUBATION PROGRAM. 98084 SMITHSONIAN INSTITUTION BEHRING CENTER 14TH STREET AND CONSTITUTION AVENUE NW WASHINGTON DC 20560 PC TO SUPPORT THE DESIGN PHASE OF PLANNING THE LEMELSON CENTERS NEW EXHIBIT, SPORTING INVENTION, AT THE NATIONAL MUSEUM OF AMERICAN HISTORY. 40000 SOCIETY FOR SCIENCE AND THE PUBLIC 1719 N STREET NW WASHINGTON DC 20036 PC TO DEVELOP INVENTION AND SUSTAINABILITY GUIDELINES WITHIN THE INTERNATIONAL RULES FOR PRE-COLLEGE SCIENCE RESEARCH IN THE INTERNATIONAL SCIENCE AND ENGINEERING FAIRS (ISEF) IN ADDITION TO DRAFTING A FRAMEWORK FOR GUIDELINES AROUND SAFE PRACTICES AND PROTECTIONS FOR STUDENT INVENTORS. 24996 SOCIETY FOR SCIENCE AND THE PUBLIC 1719 N STREET NW WASHINGTON DC 20036 PC TO DEVELOP A LEMELSON AWARD FOR INVENTION AT BROADCOM MASTERS AND INSPIRE YOUTH ON INVENTION THROUGH THE DISSEMINATION OF AGE-APPROPRIATE INVENTION MEDIA CONTENT. 182848 ST THOMAS ACADEMY 949 MENDOTA HEIGHTS ROAD MENDOTA HEIGHTS MN 55120 PC TO DEVELOP A MODEL SHORT-TERM TEACHER PROFESSIONAL DEVELOPMENT SESSION TO ENGAGE AND EXPOSE EDUCATORS TO INVENTION EDUCATION AND THE AVAILABLE EDUCATOR RESOURCES. 25000 STATE UNIVERSITY OF IOWA FOUNDATION ONE WEST PARK ROAD PO BOX 4550 IOWA CITY IA 522444550 PC TO PILOT A COLLABORATIVE TEACHER PROFESSIONAL DEVELOPMENT AND PATHWAY CREATION MODEL IN MICHIGAN WHILE EXPLORING SCALABILITY FOR A NATIONAL AUDIENCE. 24995 STATE UNIVERSITY OF IOWA FOUNDATION ONE WEST PARK ROAD PO BOX 4550 IOWA CITY IA 522444550 PC TO DEVELOP A RESEARCH COLLABORATION WITH THE LEMELSON-MIT PROGRAM TO ANALYZE THE DATA SETS FROM STEM INNOVATOR TO ADVANCE THE EVIDENCE BASE OF WHAT, HOW AND WHY THE SKILLS, MINDSETS AND CONCEPTUAL KNOWLEDGE OF STUDENTS CHANGE AS THEY ENGAGE IN THE INVENTION PROCESS. 24863 THE ASME FOUNDATION INC TWO PARK AVENUE NEW YORK NY 100165990 SO-II TO SUPPORT THE ASME RECOGNITION PRIZE AND TECHNICAL ASSISTANCE FOR HARDWARE ENTREPRENEURS ADDRESSING NEEDS OF THE POOR. 98000 THE ASME FOUNDATION INC TWO PARK AVENUE NEW YORK NY 100165990 SO-II TO SUPPORT THE ASME RECOGNITION PRIZE AND TECHNICAL ASSISTANCE FOR HARDWARE ENTREPRENEURS ADDRESSING NEEDS OF THE POOR. 98000 THE ASPEN INSTITUTE INC 2300 N ST NW WASHINGTON DC 20037 PC TO PROVIDE SPONSORSHIP OF ANDE'S 2019 ANNUAL MEMBER CONFERENCE AND 10 YEAR ANNIVERSARY CELEBRATION. 20000 THE ASPEN INSTITUTE INC 2300 N ST NW WASHINGTON DC 20037 PC TO PROVIDE SPONSORSHIP OF ANDE'S 2020 ANNUAL MEMBER CONFERENCE. 12000 THE ASPEN INSTITUTE INC 2300 N ST NW WASHINGTON DC 20037 PC TO HELP ANDE CONTINUE TO BUILD THE INFRASTRUCTURE NECESSARY TO SCALE ITS WORK BUILDING SUPPORTIVE ENTREPRENEURIAL ECOSYSTEMS IN EMERGING MARKETS. 32587 THE EDISON INSTITUTE INC 20900 OAKWOOD BLVD DEARBORN MI 481245029 PC TO HELP SCIENCE, TECHNOLOGY, ENGINEERING, AND MATH LINKED TO INVENTION AND ENTREPRENEURSHIP (STEMIE) PROGRAM BUILD A SUPPORTIVE ECOSYSTEM FOR INVENTION CONVENTION AFFILIATES GROWTH AND TO SUPPORT STEMIES ORGANIZATIONAL GROWTH IN DIVERSITY AND INCLUSION EFFORTS. 175000 THE INSTITUTE FOR TRANSFORMATIVE TECHNOLOGIES FOUNDATION 209 THE CROSSWAY BERKELEY CA 94708 PC SUPPORT TO UPDATE THE 50 BREAKTHROUGHS REPORT, PUBLISH CASE STUDIES DEMONSTRATING SUCCESS AND BUILD THE PLAN AROUND COMMUNITY BUILDING AND ENABLING FURTHER SOLUTION DEVELOPMENT. 19000 THE REGENTS OF THE UNIVERSITY OF CALIFORNIA BERKELEY BLUM CENTER BLUM HALL 5570 BERKELEY CA 947205570 PC TO DESIGN AND PILOT OUTREACH, EDUCATION, MENTORING AND EVALUATION APPROACHES TO INTEGRATE ENVIRONMENTAL RESPONSIBILITY IN THE BIG IDEAS CONTEST FOR COLLEGE STUDENTS IN THE UNIVERSITY OF CALIFORNIA SYSTEM AND MAKERERE UNIVERSITY IN UGANDA. 25264 TIE FOUNDATION 3065 DEMOCRACY WAY SANTA CLARA CA 95054 PC TO PROVIDE CONFERENCE SPONSORSHIP FOR TIECON 2019 IN SANTA CLARA, CALIFORNIA, MAY 10-11, 2019. 10000 TIE OREGON FOUNDATION PO BOX 91042 PORTLAND OR 97291 PC TO CONTINUE FUNDING FOR INVENTION BASED CURRICULUM AND IN-SCHOOL INSTRUCTION FOR TIE YOUNG ENTREPRENEURS. 184854 TIE OREGON PO BOX 91042 PORTLAND OR 97291 NC TO PROVIDE THE TIE YOUNG ENTREPRENEURS PROGRAM TO HIGH SCHOOL STUDENTS FROM UNDER- RESOURCED BACKGROUNDS IN OREGON AND TRAINING FOR EDUCATORS IN OREGON AND AT TIE CHAPTERS GLOBALLY. 300 UNIVERSITY ECONOMIC DEVELOPMENT ASSOCIATION PO BOX 97930 PITTSBURGH PA 15227 PC TO PROVIDE CONFERENCE SPONSORSHIP FOR THE ANNUAL SUMMIT FOR UNIVERSITY ECONOMIC DEVELOPMENT ASSOCIATION. 7500 VERTUELAB PO BOX 212 PORTLAND OR 97207 PC TO PROVIDE CONFERENCE SPONSORSHIP FOR THE VERTUELAB IMPACT SUMMIT 2019. 8000 VILLGRO INNOVATIONS FOUNDATION III FLOOR IITM RESEARCH PARK KANAGAM ROAD TARAMANI CHENNAI IN 600 113 PC - EQUIVALENCY DET TO CONTINUE SUPPORT OF THE INCUBATION AND LAUNCH OF HIGH-IMPACT, HIGHLY SCALABLE, INVENTION-BASED ENTERPRISES IN INDIA THAT IMPROVE LIVES OF THE POOR; AND TO PROVIDE SUPPORT FOR REPLICATION OF VILLGRO INNOVATIONS FOUNDATION MODEL IN SELECT DEVELOPING COUNTRIES. 221487 VILLGRO INNOVATIONS FOUNDATION III FLOOR IITM RESEARCH PARK KANAGAM ROAD TARAMANI CHENNAI IN 601 113 PC - EQUIVALENCY DET TO SUPPORT THE INCUBATION AND LAUNCH OF HIGH-IMPACT, HIGHLY SCALABLE, INVENTION-BASED ENTERPRISES IN INDIA THAT IMPROVE LIVES OF THE POOR IN INDIA AS WELL AS STRENGTHEN THE OPERATIONS AND SUSTAINABILITY OF THE VILLGRO MODEL. 607785 WGBH EDUCATIONAL FOUNDATION ONE GUEST STREET BOSTON MA 02135 PC TO LEVERAGE THE SUCCESSFUL DESIGN SQUAD GLOBAL PLATFORM AND NETWORK TO EDUCATE YOUTH ABOUT ENVIRONMENTAL RESPONSIBILITY IN BOTH THE US AND ABROAD. 199764 WILLIAM MARSH RICE UNIVERSITY 6100 MAIN STREET MS 390 HOUSTON TX 77005 PC TO EXPAND A HIGH QUALITY INVENTION EDUCATION PROGRAM WITHIN MALAWI AND TANZANIA, AND TO DEVELOP AND DISSEMINATE GUIDELINES TO ENABLE OTHER INSTITUTIONS IN AFRICA TO LEARN FROM AND ADAPT BEST PRACTICES. 300000 11961677 ENVISION EXCELLENCE IN STEM EDUCATION PO BOX 18050 CLEVELAND HEIGHTS OH 44118 PC TO SUPPORT THE STEM ECOSYSTEMS CONVENING, APRIL 2-4, 2020, IN SAN ANTONIO, TEXAS, AND TO INTRODUCE AND DRIVE ADOPTION OF INVENTION EDUCATION TO REGIONAL CENTERS. 70000 GREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONS ASSOCIATION INC 3939 CAMPBELL AVE ARLINGTON VA 22206 PC TO CONTINUE SUPPORT OF NEWS PROGRAMMING AND EDUCATIONAL MATERIALS HIGHLIGHTING THE IMPACT OF INVENTION AND INNOVATION. 481694 IMPACT INNOVATORS AND ENTREPRENEURS FOUNDATION C/O CARE CORPORATE SERVICES COMPANY 251 LITTLE FALLS DRIVE WILMINGTON DE 19808 PC TO SUPPORT THE INTERNATIONAL REPLICATION OF A BUSINESS MODEL THAT INCUBATES HIGH-IMPACT, HIGHLY SCALABLE, INVENTION-BASED ENTERPRISES THAT IMPROVES THE LIVES OF THE POOR (THE VILLGRO MODEL) AND TO SECURE APPROPRIATE CAPITAL FOR THOSE INVENTION-BASED ENTERPRISES. 545640 KENYA CLIMATE INNOVATION CENTER PO BOX 49162-00100 STRATHMORE BUSINESS SCHOOL OLE SANGALE ROAD MA NAIROBI KE NC TO SUPPORT THE OPERATIONS OF A PROTOTYPING AND MANUFACTURING SPACE AND TRAINING ENGINEERS AND FABRICATORS TO ADDRESS A TALENT GAP IN KENYA. 1074618 KENYA IMPACT INNOVATIONS FOUNDATION 5TH FLOOR STRATHMORE STUDENT CENTRE KERI ROAD NAIROBI KE NC TO SUPPORT KENYA IMPACT INNOVATIONS FOUNDATION'S BUSINESS INCUBATION ACTIVITIES AND TO BUILD A STRONGER PIPELINE OF INVENTION-BASED ENTERPRISES IN EAST AFRICA THAT WILL MEET THE HEALTH NEEDS FOR LOW RESOURCE POPULATIONS. 1078830 NATIONAL COLLEGIATE INVENTORS AND INNOVATORS ALLIANCE 100 VENTURE WAY HADLEY MA 010359462 PC TO SUPPORT RESEARCH, ANALYSIS AND DISSEMINATION DESIGNED TO INCREASE EQUITY AND INCLUSION IN THE HIGHER EDUCATION INVENTION AND ENTREPRENEURSHIP PIPELINE. 170949 OREGON STATE UNIVERSITY FOUNDATION 4238 SW RESEARCH WAY CORVALLIS OR 973331068 PC TO SUPPORT OREGON STATE UNIVERSITY FOUNDATION SERVING AS FISCAL SPONSOR FOR OREGON STATE UNIVERSITY TO IMPLEMENT MOBILE INVENTION CAMPS AND RELATED EDUCATOR TRAINING PROGRAMS IN RURAL OREGON. 146305 PORTLAND STATE UNIVERSITY FOUNDATION BOX 243 PORTLAND OR 97207 PC TO SUPPORT PORTLAND STATE UNIVERSITY FOUNDATION SERVING AS A FISCAL SPONSOR FOR PORTLAND STATE UNIVERSITY BOOTCAMP FOR CURRICULUM DEVELOPMENT AND DOCUMENTATION, ENHANCED MENTOR TRAINING, AND SUPPORT FOR EXPANSION OF THE COURSE TO ADDITIONAL INSTITUTIONS. 147081 ROCKY MOUNTAIN INSTITUTE 2490 JUNCTION PLACE SUITE 200 BOULDER CO 80301 PC TO SUPPORT THE GLOBAL COOLING PRIZE EFFORTS TO AWARD FUNDING TO ORGANIZATIONS THAT ARE DEVELOPING A 5-FOLD EFFICIENCY INCREASE IN COOLING REFRIGERANTS, STARTING IN INDIA. 400000 SELCO FOUNDATION 690 FIRST FLOOR 100FT RING ROAD 15TH CROSS 2ND PHASE JP NAGAR BANGALORE IN 560078 PC - EQUIVALENCY DET TO SUPPORT THE INCUBATION OF INVENTION-BASED ENTERPRISES DESIGNED TO IMPROVE LIVES IN LOW INCOME COMMUNITIES IN INDIA. 764993 THE EDISON INSTITUTE INC 20900 OAKWOOD BLVD DEARBORN MI 481245029 PC TO HELP SCIENCE, TECHNOLOGY, ENGINEERING, AND MATH LINKED TO INVENTION AND ENTREPRENEURSHIP (STEMIE) PROGRAM BUILD A SUPPORTIVE ECOSYSTEM FOR INVENTION CONVENTION AFFILIATES GROWTH AND TO SUPPORT STEMIES ORGANIZATIONAL GROWTH IN DIVERSITY AND INCLUSION EFFORTS. 525000 TIE OREGON FOUNDATION 3065 DEMOCRACY WAY SANTA CLARA CA 95054 PC TO CONTINUE FUNDING FOR INVENTION BASED CURRICULUM AND IN-SCHOOL INSTRUCTION FOR TIE YOUNG ENTREPRENEURS. 128496 VILLGRO INNOVATIONS FOUNDATION III FLOOR IITM RESEARCH PARK KANAGAM ROAD TARAMANI CHENNAI IN 600 113 PC - EQUIVALENCY DET TO CONTINUE SUPPORT OF THE INCUBATION AND LAUNCH OF HIGH-IMPACT, HIGHLY SCALABLE, INVENTION-BASED ENTERPRISES IN INDIA THAT IMPROVE LIVES OF THE POOR; AND TO PROVIDE SUPPORT FOR REPLICATION OF VILLGRO INNOVATIONS FOUNDATION MODEL IN SELECT DEVELOPING COUNTRIES. 995279 6528885 PRI INVESTMENT INCOME 9678 14 883233 14 5222178 71298 14 3348030 525990 31410 18 19570757 FOREIGN CURRENCY GAIN 01 1242 OTHER INCOME 525990 -885975 615 STATE TAX REFUND 525990 220 -854345 29025440 81591 28252686 1A PROGRAM RELATED INVESTMENT INCOME 4 TAX EXEMPT INTEREST 11B PRIOR YEAR QUALIFYING DISTRIBUTIONS 1 0 0 0 0 0 0 0 0 1a(1) 300 TIE OREGON GRANT TO PROVIDE THE TIE YOUNG ENTREPRENEURS PROGRAM TO HIGH SCHOOL STUDENTS FROM UNDER- RESOURCED BACKGROUNDS IN OREGON AND TRAINING FOR EDUCATORS IN OREGON AND AT TIE CHAPTERS GLOBALLY. 0 TAX AND ACCOUNTING FEES 234249 58562 166868 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT IN VILCAP INVESTMENTS, LLC TO ENABLE INVESTMENT IN INVENTION-BASED ENTERPRISES WITH A FOCUS ON SOLVING THE WORLD'S MOST PRESSING PROBLEMS IN AGRICULTURE, EDUCATION, ENERGY, AND FINANCIAL SERVICE. 19953 THE FOUNDATION MADE AN EQUITY PROGRAM-RELATED INVESTMENT AS A LIMITED PARTNER IN UNITUS SEED FUND, LP, TO HELP STARTUPS PREPARE FOR GROWTH BY PROVIDING THEM SEED FUNDING, STRATEGIC AND OPERATING SUPPORT, ACCESS TO INDUSTRY CONNECTIONS AND SECURING GROWTH CAPITAL. 8457 THE FOUNDATION MADE AN EQUITY PROGRAM-RELATED INVESTMENT IN MENTERRA SOCIAL IMPACT FUND 1 TO ENABLE INVESTMENT IN EARLY-STAGE, INVENTION-LED ENTERPRISES WITH A FOCUS ON SOCIAL IMPACT IN INDIA, THROUGH PRODUCT INNOVATION, TARGETING THE EDUCATION, HEALTHCARE, ENERGY, AND AGRICULTURE SECTORS. 100000 ANKUR INVESTMENTS LTD UNIT 5 JETHA COMPOUND BYCULLA E MUMBAI IN 400027 2016-07-27 1000000 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT IN ANKUR INVESTMENTS LTD. (THE ANKUR FUND), OF WHICH ANKUR FINCON MANAGEMENT PVT., LTD., IS THE INVESTMENT MANAGER, IN THE FORM OF PURCHASING AN EQUITY INTEREST IN THE ANKUR FUND. THE FOUNDATIONS INVESTMENT IN THE FUND WILL BE USED TO ENABLE THE ANKUR FUND TO INVEST IN INNOVATIVE ENTERPRISES, INCLUDING INVENTION-BASED ENTERPRISES THAT PRODUCE TANGIBLE PRODUCTS, IN THE SEED STAGE THAT CAN EMPOWER THE POOR IN INDIA. THE FOUNDATION CONTINUES TO OWN ITS EQUITY INTEREST IN THE ANKUR FUND. 1000000 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 8/16,5/17,6/17,7/17,11/17,2/18,7/18,11/18,2/19,6/19, 7/19, 8/19, 11/19, 1/20 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE.OTHER: AS OF 12/31/2019, THE FOUNDATION HAS RECEIVED DISTRIBUTIONS FROM THE ANKUR FUND IN THE AGGREGATE AMOUNT OF $22,747, LEAVING A REMAINING BALANCE OF $977,253. BIOSENSE TECHNOLOGIES PRIVATE LIMITED LOKPURAM 304 JALTARANG THANE WEST MAHARASHTRA IN 400610 2017-03-14 326286 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT IN BIOSENSE TECHNOLOGIES PRIVATE LIMITED (BIOSENSE), IN THE FORM OF A TYPE OF LOAN KNOWN AS A MASALA BOND, IN ORDER TO PROVIDE SUPPORT TO PILOT PICOLABS, LABS MADE MOBILE, AN ALTERNATIVE WAY OF DIAGNOSTIC PROCEDURES AT THE POINT OF CARE-IN PHYSICIAN'S OFFICES, PRIMARY HEALTH CENTERS, AND INTENSIVE CARE UNITS-FOR THE LARGELY UNDERSERVED POOR POPULATIONS IN INDIA. THE PROMISSORY NOTE FROM BIOSENSE TO THE FOUNDATION REMAINS OUTSTANDING. 326286 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 2/18, 2/19, 5/19, 6/19, 7/19, 11/19, 12/19 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. ECO PERSISTENT ENERGY PARTNERS LLC C/O WEIL GOTSHAL MANGES LLP 767 FIFTH A NEW YORK NY 10153 2007-11-19 400000 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT LOAN TO E+CO IN 2006 TO SUPPORT THE DEVELOPMENT OF SMALL/MEDIUM SIZED ENTERPRISES IN ORDER TO DISSEMINATE SOLAR ENERGY SYSTEMS TO RURAL POOR PEOPLE IN TANZANIA. IN 2012, E+CO WAS RESTRUCTURED (DESCRIBED MORE FULLY ON THE FOUNDATION'S 2012 FORM 990-PF), THE RESULTS OF WHICH INCLUDED: CREDITORS RECEIVED A PROJECTED $4 MILLION UPON RESTRUCTURING OR APPROXIMATELY $0.16 ON THE DOLLAR. THE FOUNDATION RECEIVED $88,800.01 FROM THE INITIAL DISBURSEMENT; E+CO CONTRIBUTED ITS PRIMARY INVESTMENT ASSETS TO ENTITIES (THE "LLCS"): PERSISTENT ENERGY PARTNERS FUND, LLC ("PERSISTENT ENERGY"), NON-CORE LIQUIDATION, LLC ("NON-CORE"), AND OUTSOURCED ASSETS, LLC ("OUTSOURCED"). THE FOUNDATION EXCHANGED ITS E+CO DEBT FOR AVAILABLE CASH AND 1.586% OWNERSHIP OF EACH OF THE LLCS. 400000 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 12/12, 12/13, 12/14, 12/15, 12/16, 12/17, 12/18, 12/19 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE.OTHER:THE FOUNDATION HOLDS NO FURTHER OWNERSHIP INTEREST IN E+CO. THE FOUNDATION ALSO HOLDS NO FURTHER OWNERSHIP INTEREST IN (A) NON-CORE, WHICH WAS LIQUIDATED IN 2017, AND (B) PERSISTENT ENERGIES, WHICH WAS LIQUIDATED IN 2018. OUTSOURCED BEGAN LIQUIDATING IN 2019 BUT IT DID NOT MAKE ANY CASH DISTRIBUTIONS TO THE FOUNDATION IN 2019; THE FOUNDATION EXPECTS TO RECEIVE ITS FINAL DISTRIBUTION FROM OUTSOURCED IN 2020. GEARBOX FOUNDATIONGEARBOX LIMITED 2323 BROADWAY OAKLAND CA 97612 2018-10-02 99921 TO SUPPORT A PROFESSIONAL ENGINEERING AND PROTOTYPING WORKSHOP SPACE IN NAIROBI, KENYA, THAT WILL CATER TO SCALABLE, INVENTION-BASED ENTERPRISES ADDRESSING THE NEEDS OF UNDERSERVED AFRICANS. 99921 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 10/18, 12/18, 12/18, 3/19, 3/19, 4/19, 5/19, 12/19, 2/20 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. GEARBOX LIMITED AVON CENTRE ENTERPRISE ROAD NAIROBI KE 58275-00200 2018-02-02 295241 TO MAKE MANUFACTURING IN KENYA MORE AFFORDABLE AND SUPPORT A PATH FOR KENYAN HARDWARE INVENTORS BY OFFERING THE TRAINING, FACILITIES AND NETWORK FOR THEM TO DESIGN AND DEVELOP PRODUCTS TO IMPROVE THE LIVES OF KENYANS. 295241 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 7/18, 7/18, 4/19 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. GEARBOX LIMITED AVON CENTRE ENTERPRISE ROAD NAIROBI KE 58275-00200 2017-09-21 165000 TO SUPPORT A PROFESSIONAL ENGINEERING AND PROTOTYPING WORKSHOP SPACE IN NAIROBI, KENYA, THAT WILL CATER TO SCALABLE, INVENTION-BASED ENTERPRISES ADDRESSING THE NEEDS OF UNDERSERVED AFRICANS. 165000 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 2/18, 3/18, 4/19 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. INNACCEL TECHNOLOGIES PRIVATE LIMITED 4 5TH FLOOR AANAND TOWERS RAJA RAMMOHAN ROY RD NEAR RICHMOND CIR BANGALORE IN 560025 2017-02-28 326915 TO CREATE AND PUBLICLY DISSEMINATE A VALIDATED DATABASE OF CRITICAL UNMET NEEDS FOR MEDICAL DEVICE TECHNOLOGIES SERVING LOW RESOURCE POPULATIONS IN INDIA. 326915 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 9/17, 5/18, 10/18, 4/19 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. KENYA CLIMATE INNOVATION CENTER PO BOX 49162-00100 STRATHMORE BUSINESS SCHOOL OLE SANGALE ROAD MA NAIROBI KE 2019-08-12 770000 TO SUPPORT THE OPERATIONS OF A PROTOTYPING AND MANUFACTURING SPACE AND TRAINING ENGINEERS AND FABRICATORS TO ADDRESS A TALENT GAP IN KENYA. 644087 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 10/19, 1/20, 4/20 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. KENYA IMPACT INNOVATIONS FOUNDATION 5TH FLOOR STRATHMORE STUDENT CENTRE KERI ROAD NAIROBI KE 30410-00100 2017-06-20 191736 TO SUPPORT BUSINESS INCUBATION ACTIVITIES, FOCUSED ON BUILDING A PIPELINE OF SCALABLE INVENTION-BASED ENTERPRISES THAT ADDRESS UNMET HEALTH NEEDS FOR LOW RESOURCE POPULATIONS IN KENYA AND THROUGHOUT EAST AFRICA. 191736 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 1/18, 5/18, 6/18, 7/18, 1/19, 2/19, 4/19, 9/19, 10/19 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. KENYA IMPACT INNOVATIONS FOUNDATION 5TH FLOOR STRATHMORE STUDENT CENTRE KERI ROAD NAIROBI KE 30410-00100 2018-06-20 214164 TO SUPPORT BUSINESS INCUBATION ACTIVITIES, FOCUSED ON BUILDING A PIPELINE OF SCALABLE INVENTION-BASED ENTERPRISES THAT ADDRESS UNMET HEALTH NEEDS FOR LOW RESOURCE POPULATIONS IN KENYA AND THROUGHOUT EAST AFRICA. 214164 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 7/18, 1/19, 2/19, 4/19, 9/19, 10/19 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. KENYA IMPACT INNOVATIONS FOUNDATION 5TH FLOOR STRATHMORE STUDENT CENTRE KERI ROAD NAIROBI KE 30410-00100 2019-06-07 94100 TO SUPPORT BUSINESS INCUBATION ACTIVITIES, FOCUSED ON BUILDING A PIPELINE OF SCALABLE INVENTION-BASED ENTERPRISES THAT ADDRESS UNMET HEALTH NEEDS FOR LOW RESOURCE POPULATIONS IN KENYA AND THROUGHOUT EAST AFRICA. 65683 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 9/19, 10/19 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. KENYA IMPACT INNOVATIONS FOUNDATION 5TH FLOOR STRATHMORE STUDENT CENTRE KERI ROAD NAIROBI KE 30410-00100 2019-10-16 321152 TO SUPPORT KENYA IMPACT INNOVATIONS FOUNDATION'S BUSINESS INCUBATION ACTIVITIES AND TO BUILD A STRONGER PIPELINE OF INVENTION-BASED ENTERPRISES IN EAST AFRICA THAT WILL MEET THE HEALTH NEEDS FOR LOW RESOURCE POPULATIONS. 199899 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 5/20 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. MENTERRA SOCIAL IMPACT FUND 1 638 7TH CROSS 11TH MAIN HAL STAGE II INDIRA NAGAR BANGALORE IN 560038 2017-10-02 1450000 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT IN MENTERRA SOCIAL IMPACT FUND 1, AN INDIAN ALTERNATIVE INVESTMENT FUND - SOCIAL VENTURE FUND (THE MENTERRA FUND), IN THE FORM OF PURCHASING AN EQUITY INTEREST IN THE MENTERRA FUND. THE FOUNDATION'S INVESTMENT IN THE FUND WILL BE USED FOR INVESTMENT IN EARLY-STAGE, INVENTION-LED ENTERPRISES WITH A FOCUS ON SOCIAL IMPACT IN INDIA, THROUGH PRODUCT INNOVATION, TARGETING THE EDUCATION, HEALTHCARE, ENERGY, AND AGRICULTURE SECTORS. THE FOUNDATION CONTINUES TO OWN ITS EQUITY INTEREST IN THE MENTERRA FUND. 1450000 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 12/17, 2/18, 5/18, 7/18, 7/18, 7/18, 8/18, 11/19, 2/20 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. NANTSOUND INC (FORMERLY CONVERSION SOUND LLC) 7641 TERRACE DRIVE EL CERRITO CA 94530 2009-07-01 100000 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT IN CONVERSION SOUND, LLC (THE "LLC"), BY PURCHASING LIMITED LIABILITY COMPANY UNITS OF THE LLC IN ORDER TO PROVIDE THE LLC WITH WORKING CAPITAL TO FUND HARDWARE AND SOFTWARE ENGINEERING NECESSARY TO BUILD A PRODUCTION-READY PROTOTYPE OF A LOW-COST HEARING AID. IN 2010, THE LLC CONVERTED FROM A LIMITED LIABILITY COMPANY TO A C CORPORATION, AND IS NOW KNOWN AS NANTSOUND INC. (THE CORPORATION). IN EXCHANGE FOR ITS LIMITED LIABILITY COMPANY UNITS IN THE LLC, THE FOUNDATION RECEIVED SHARES OF THE CORPORATION AT THE TIME OF THE CONVERSION. THE FOUNDATION CONTINUES TO OWN THE SHARES OF THE CORPORATION. 100000 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 7/10,3/11,4/11,9/12,4/13,3/14,4/15, 5/16, 9/16, 2/17, 2/18, 2/19, 6/19, 2/20 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. NORBU LIMITEDNORLHA ROOM 904-908 9/F KAI TAK COMMERCIAL BLDG 317-19 DES VOEUX ROAD CENTRAL HONG KONG CN 2012-11-05 120000 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT IN GANSU NOLE AGRICULTURE AND ANIMAL HUSBANDRY DEVELOPMENT CO., LTD. (NORLHA) BY MAKING A LOAN TO ITS PARENT COMPANY NORBU LIMITED (NORBU) FOR THE PURPOSES OF OPERATING A YAK WOOL PRODUCTION WORKSHOP IN AN IMPOVERISHED AREA OF THE TIBETAN PLATEAU TO DISTRIBUTE YAK WOOL PRODUCTS IN CHINA. IN 2019, THE FOUNDATION APPROVED OF FORGIVING THIS LOAN TO NORBU, SUBJECT TO AND EFFECTIVE UPON THE FOUNDATION'S RECEIPT OF CERTAIN REPORTS FROM NORBU IN 2020. 120000 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 5/13, 1/14, 3/14, 1/15, 3/15, 4/15, 7/15, 3/16, 3/17, 3/18, 3/19, 7/19 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. NORBU LIMITEDNORLHA ROOM 904-908 9/F KAI TAK COMMERCIAL BLDG 317-19 DES VOEUX ROAD CENTRAL HONG KONG CN 2012-05-31 182257 THE FOUNDATION AGREED TO TRANSFER A 5/24/2012 RECOVERABLE GRANT TOTALING $50,000 MADE TO SAMBOTHA, INC., TO GANSU NOLE AGRICULTURE AND ANIMAL HUSBANDRY DEVELOPMENT CO, LTD. (NORLHA), AND ITS PARENT, NORBU LIMITED (NORBU), INCLUDING ACCRUED INTEREST TOTALING $2,257, AS A LOAN TO NORBU AND NORLHA, AND TO ADD AN ADDITIONAL $50,000 TO SUCH LOAN AT THAT TIME. THE PURPOSE OF THE LOAN IS TO OPERATE A YAK WOOL PRODUCTION WORKSHOP IN AN IMPOVERISHED AREA OF THE TIBETAN PLATEAU AND TO DISTRIBUTE YAK WOOL PRODUCTS IN CHINA. IN 2019, THE FOUNDATION APPROVED OF FORGIVING THIS LOAN TO NORBU, SUBJECT TO AND EFFECTIVE UPON THE FOUNDATION'S RECEIPT OF CERTAIN REPORTS FROM NORBU IN 2020. 182257 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 5/13, 1/14, 3/14, 1/15, 3/15, 4/15, 7/15, 3/16, 3/17, 3/18, 3/19, 7/19 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. NORBU LIMITEDNORLHA ROOM 904-908 9/F KAI TAK COMMERCIAL BLDG 317-19 DES VOEUX ROAD CENTRAL HONG KONG CN 2013-07-29 300000 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT IN GANSU NOLE AGRICULTURE AND ANIMAL HUSBANDRY DEVELOPMENT CO., LTD. (NORLHA) BY MAKING A LOAN TO ITS PARENT COMPANY NORBU LIMITED (NORBU), FOR THE PURPOSES OF (I) MAKING CAPITAL EXPENDITURES NECESSARY FOR NORLHA TO OPERATE A YAK WOOL PRODUCTION WORKSHOP IN AN IMPOVERISHED AREA OF THE TIBETAN PLATEAU, INCLUDING EMPLOYING AND TRAINING LOCAL PEOPLE IN NORTHWEST CHINA (THE WORKSHOP), AND (II) CONTRIBUTING AS REGISTERED CAPITAL TO NORLHA FOR NORLHA TO MAKE CAPITAL EXPENDITURES NECESSARY TO OPERATE THE WORKSHOP, THEREBY STIMULATING THE ECONOMY OF THE TIBETAN PLATEAU. IN 2019, THE FOUNDATION APPROVED OF FORGIVING THIS LOAN TO NORBU, SUBJECT TO AND EFFECTIVE UPON THE FOUNDATION'S RECEIPT OF CERTAIN REPORTS FROM NORBU IN 2020. 300000 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 3/14, 10/14, 3/15, 5/15, 7/15, 11/15, 3/16, 11/16, 3/17, 3/18, 3/19, 7/19 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. NORBU LIMITEDNORLHA ROOM 904-908 9/F KAI TAK COMMERCIAL BLDG 317-19 DES VOEUX ROAD CENTRAL HONG KONG CN 2014-10-15 100000 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT IN GANSU NOLE AGRICULTURE AND ANIMAL HUSBANDRY DEVELOPMENT CO, LTD (NORLHA), BY MAKING A LOAN TO ITS PARENT COMPANY NORBU LIMITED (NORBU), TO PROVIDE CASH FLOW REQUIRED FOR THE ONGOING OPERATION OF A YAK WOOL PRODUCTION WORKSHOP IN AN IMPOVERISHED AREA OF THE TIBETAN PLATEAU, PROVIDING EMPLOYMENT AND TRAINING OF LOCAL PEOPLE OF NORTHWEST CHINA, THEREBY STIMULATING THE LOCAL ECONOMY. IN 2019, THE FOUNDATION APPROVED OF FORGIVING THIS LOAN TO NORBU, SUBJECT TO AND EFFECTIVE UPON THE FOUNDATION'S RECEIPT OF CERTAIN REPORTS FROM NORBU IN 2020. 100000 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 3/15, 7/15, 11/15, 3/16, 3/17, 3/18, 3/19, 7/19 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. NORBU LIMITEDNORLHA ROOM 904-908 9/F KAI TAK COMMERCIAL BLDG 317-19 DES VOEUX ROAD CENTRAL HONG KONG CN 2015-09-23 100000 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT IN GANSU NOLE AGRICULTURE AND ANIMAL HUSBANDRY DEVELOPMENT CO, LTD. (NORLHA), BY MAKING A LOAN TO ITS PARENT COMPANY NORBU LIMITED (NORBU) TO PROVIDE CASH FLOW REQUIRED FOR THE ONGOING OPERATION OF A YAK WOOL PRODUCTION WORKSHOP IN AN IMPOVERISHED AREA OF THE TIBETAN PLATEAU, PROVIDING EMPLOYMENT AND TRAINING OF LOCAL PEOPLE OF NORTHWEST CHINA, THEREBY STIMULATING THE LOCAL ECONOMY. IN 2019, THE FOUNDATION APPROVED OF FORGIVING THIS LOAN TO NORBU, SUBJECT TO AND EFFECTIVE UPON THE FOUNDATION'S RECEIPT OF CERTAIN REPORTS FROM NORBU IN 2020. 100000 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 3/15, 7/15, 11/15, 3/16, 3/17, 3/18, 3/19, 7/19 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. NORBU LIMITEDNORLHA ROOM 904-908 9/F KAI TAK COMMERCIAL BLDG 317-19 DES VOEUX ROAD CENTRAL HONG KONG CN 2015-05-06 100000 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT IN GANSU NOLE AGRICULTURE AND ANIMAL HUSBANDRY DEVELOPMENT CO, LTD. (NORLHA), BY MAKING A LOAN TO ITS PARENT COMPANY NORBU LIMITED (NORBU) TO PROVIDE CASH FLOW REQUIRED FOR THE ONGOING OPERATION OF A YAK WOOL PRODUCTION WORKSHOP IN AN IMPOVERISHED AREA OF THE TIBETAN PLATEAU, PROVIDING EMPLOYMENT AND TRAINING OF LOCAL PEOPLE OF NORTHWEST CHINA, THEREBY STIMULATING THE LOCAL ECONOMY. IN 2019, THE FOUNDATION APPROVED OF FORGIVING THIS LOAN TO NORBU, SUBJECT TO AND EFFECTIVE UPON THE FOUNDATION'S RECEIPT OF CERTAIN REPORTS FROM NORBU IN 2020. 100000 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 3/15, 7/15, 11/15, 3/16, 3/17, 3/18, 3/19, 7/19 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. PRIME IMPACT LOAN FUND I LLC C/O MIT INNOVATION INITIATIVE ONE BROADWAY 12TH FLOOR CAMBRIDGE MA 02142 2019-12-24 2000000 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT IN THE FORM OF A LOAN TO PRIME IMPACT LOAN FUND I, LLC (PRIME LOAN FUND), A WHOLLY OWNED SUBSIDIARY OF PRIME COALITION INC., WHICH IS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE PURPOSE OF THE LOAN IS TO INCREASE INVESTMENTS IN COMPANIES THAT HAVE SIGNIFICANT POTENTIAL TO INFLUENCE THE REDUCTION OF GREENHOUSE GAS EMISSIONS AT THE GIGATON-SCALE BY 2050 AND THAT WOULD BE UNLIKELY TO RAISE SUFFICIENT CAPITAL BUT FOR PRIME LOAN FUNDS AND ITS AFFILIATES INTERVENTION. THE PROMISSORY NOTE FROM PRIME LOAN FUND TO THE FOUNDATION REMAINS OUTSTANDING. 2000000 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 3/20 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. PROMETHEAN POWER SYSTEMS INC 28 DANE STREET BOSTON MA 02143 2015-03-25 100000 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT LOAN TO PROMETHEAN POWER SYSTEMS, INC., FOR CASH FLOW SUPPORT FOR EFFORTS TO REACH SMALL DAIRIES AND DAIRY FARMERS IN ORDER TO COMMISSION NEW MILK CHILLERS IN RURAL INDIA, MAINTAIN MILK CHILLERS IN THE FIELD, AND THE ASSOCIATED EXPENSES OF ENSURING FARMERS ARE TRAINED WHICH WILL IMPROVE THE LIVELIHOODS FOR DAIRY FARMERS WITH LIMITED INCOMES, CREATE "WEALTH," IMPROVE ANIMAL HUSBANDRY PRACTICES, AND REDUCE THE INCIDENCE OF MILK-BORNE DISEASE TRANSMITTED BY SPOILED MILK. THE PROMISSORY NOTE FROM PROMETHEAN POWER SYSTEMS, INC., TO THE FOUNDATION REMAINS OUTSTANDING. 100000 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 4/16, 5/17, 4/19 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. SELCO SOLAR LIGHT PVT LTD 742 15TH CROSS 6TH PHASE JP NAGAR BANGALORE IN 560 078 2008-12-23 350000 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT IN SELCO SOLAR LIGHT PVT. LTD ("SELCO") BY PURCHASING EQUITY SHARES OF SELCO, THE PROCEEDS OF WHICH ARE TO BE USED BY SELCO TO PROVIDE RELIABLE ENERGY SERVICES TO 200,000 HOUSEHOLDS IN A SUSTAINABLE WAY AND HELPS CREATE MODELS FOR POVERTY ALLEVIATION THROUGH COMMERCIAL CHANNELS. THE FULL AMOUNT OF THE PROCEEDS FROM THE FOUNDATION'S INVESTMENT IS BEING USED FOR THE PURPOSES OF THE FOUNDATION'S INVESTMENT. THE FOUNDATION CONTINUES TO OWN THE EQUITY SHARES OF SELCO. 350000 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 7/09, 7/10, 7/11, 8/11, 7/12, 8/13, 8/14, 8/15, 9/16, 8/17, 8/18, 8/19 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. SELCO SOLAR LIGHT PVT LTD 742 15TH CROSS 6TH PHASE JP NAGAR BANGALORE IN 560 078 2009-06-16 250000 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT IN SELCO SOLAR LIGHT PVT. LTD. ("SELCO") INITIALLY BY PROVIDING A LOAN TO SELCO (THE "LOAN") FOR SELCO TO USE TO FUND A PROJECT TO REACH 200,000 HOUSEHOLDS WITH SOLUTIONS FOR THEIR ENERGY REQUIREMENTS, THEREBY IMPROVING THEIR STANDARD OF LIVING. ON 6/17/2011, THE LOAN WAS SATISFIED IN FULL WITH THE ISSUANCE OF ADDITIONAL EQUITY SHARES IN SELCO TO THE FOUNDATION (HELD BY THE FOUNDATION AS A PROGRAM-RELATED INVESTMENT), THE PROCEEDS OF WHICH ARE TO BE USED BY SELCO FOR THE SAME PURPOSES AS THE LOAN. THE FOUNDATION CONTINUES TO OWN THE EQUITY SHARES OF SELCO. 250000 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 7/10, 5/11, 8/11, 7/12, 7/13, 8/13, 8/14, 8/15, 9/16, 8/17, 8/18, 8/19 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. TEAMFUND LP 440 PARK AVE S 3 NEW YORK NY 10016 2018-10-10 500000 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT IN TEAMFUND, LP (TEAMFUND), A WHOLLY-OWNED SUBSIDIARY OF THE NON-PROFIT TEAMFUND, INC., IN THE FORM OF PURCHASING AN EQUITY INTEREST IN TEAMFUND. THE FOUNDATIONS INVESTMENT IN TEAMFUND WILL BE USED TO IMPROVE THE LIVES OF LOW-RESOURCE, UNDERSERVED POPULATIONS IN DEVELOPING COUNTRIES BY INCREASING ACCESS TO AFFORDABLE, APPROPRIATE, AND SUSTAINABLE MEDICAL TECHNOLOGIES THAT EFFECTIVELY ADDRESS PRIORITY UNMET CLINICAL NEEDS. THE FOUNDATION CONTINUES TO OWN ITS EQUITY INTEREST IN TEAMFUND. 500000 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 4/19, 4/19, 7/19, 8/19, 4/20, 5/20 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. TIE OREGON PO BOX 91042 PORTLAND OR 97291 2017-10-31 174760 TO PROVIDE THE TIE YOUNG ENTREPRENEURS PROGRAM TO HIGH SCHOOL STUDENTS FROM UNDER- RESOURCED BACKGROUNDS IN OREGON AND TRAINING FOR EDUCATORS IN OREGON AND AT TIE CHAPTERS GLOBALLY. 174760 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 3/18, 7/18, 2/19, 7/19, 2/20 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. TIE OREGON PO BOX 91042 PORTLAND OR 97291 2018-08-09 174760 TO PROVIDE THE TIE YOUNG ENTREPRENEURS PROGRAM TO HIGH SCHOOL STUDENTS FROM UNDER- RESOURCED BACKGROUNDS IN OREGON AND TRAINING FOR EDUCATORS IN OREGON AND AT TIE CHAPTERS GLOBALLY. 174760 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 2/19, 7/19, 2/20 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. UNITUS SEED FUND LP 220 2ND AVENUE SUITE 201 SEATTLE WA 98104 2014-10-23 910000 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT IN UNITUS SEED FUND, LP, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP (THE FUND), IN THE FORM OF PURCHASING AN EQUITY INTEREST IN THE FUND. THE FOUNDATIONS INVESTMENT IN THE FUND WILL BE USED FOR INVESTMENT IN BUSINESSES THAT SERVE LARGE, UNDERSERVED, BASE-OF-THE-ECONOMIC-PYRAMID POPULATIONS, TO DELIVER BENEFITS SUCH AS IMPROVED INCOME LEVELS, IMPROVED EDUCATION OUTCOMES, AND IMPROVED ACCESS TO AFFORDABLE, QUALITY PRODUCTS AND SERVICES. THE FOUNDATION CONTINUES TO OWN ITS LIMITED PARTNERSHIP INTERESTS IN THE FUND. 910000 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 3/15, 10/15, 2/16, 5/16, 3/17, 3/18, 6/18, 5/19, 8/19, 11/19, 2/20, 4/20 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. OTHER: AS OF 12/31/2019, THE FOUNDATION HAS RECEIVED DISTRIBUTIONS FROM THE FUND IN THE AGGREGATE AMOUNT OF $79,645, LEAVING A REMAINING BALANCE OF $830,355. VENTUREAST FUND ADVISORS (INDIA) PRIVATE LIMITEDVENTUREAST TENET II FUND 5B RAMACHANDRA AVE SEETHAMMAL COLONY FIRST MAIN ROAD CHENNAI IN 600 018 2012-06-26 886446 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT IN THE VENTUREAST TENET II FUND (THE TENET II FUND), AN INDIAN VENTURE CAPITAL FUND FOCUSED ON DEVELOPING TECHNOLOGY COMPANIES TO ADDRESS THE NEEDS OF PEOPLE IN RURAL INDIA, IN THE FORM OF PURCHASING AN EQUITY INTEREST IN THE TENET II FUND. THE FOUNDATION'S INVESTMENT WILL SPECIFICALLY DRIVE INVESTMENTS IN COMPANIES BENEFITING PEOPLE LIVING IN POVERTY. THE FULL AMOUNT OF THE PROCEEDS FROM THE FOUNDATION'S INVESTMENT IS BEING USED FOR THE PURPOSES OF THE FOUNDATION'S INVESTMENT. THE FOUNDATION CONTINUES TO OWN ITS EQUITY INTEREST IN THE TENET II FUND. 886446 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 2/13,6/13,6/14, 8/14, 11/14, 8/15, 9/15, 2/16, 6/16, 9/16, 8/17, 8/18, 12/19 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. OTHER: AS OF 12/31/2019, THE FOUNDATION HAS RECEIVED DISTRIBUTIONS FROM THE TENET II FUND IN THE AGGREGATE AMOUNT OF $445,245, LEAVING A REMAINING BALANCE OF $441,201. VILCAP INVESTMENTS LLC 212 SUTTER STREET 2ND FLOOR SAN FRANCISCO CA 94108 2016-07-06 692956 THE FOUNDATION MADE A PROGRAM-RELATED INVESTMENT IN VILCAP INVESTMENTS, LLC (THE VILCAP FUND), IN THE FORM OF PURCHASING AN EQUITY INTEREST IN THE VILCAP FUND. THE FOUNDATION'S INVESTMENT IN THE VILCAP FUND WILL BE USED TO ENABLE THE VILCAP FUND TO INVEST IN INVENTION-BASED ENTERPRISES WITH A FOCUS ON SOLVING THE WORLD'S MOST PRESSING PROBLEMS IN AGRICULTURE, EDUCATION, ENERGY, FINANCIAL SERVICES. THE FOUNDATION CONTINUES TO OWN ITS EQUITY INTERESTS IN THE VILCAP FUND. 692956 TO THE BEST OF OUR KNOWLEDGE, NO PORTION OF THE GRANT FUNDS WERE DIVERTED. 5/17, 5/18, 8/18, 4/19, 5/19, 8/19, 11/19, 2/20, 5/20 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. OTHER: AS OF 12/31/2019, THE FOUNDATION HAS RECEIVED DISTRIBUTIONS FROM THE VILCAP FUND IN THE AGGREGATE AMOUNT OF $81,984, LEAVING A REMAINING BALANCE OF $610,972. FORM 990-PF, PART VIII, LINE 1 ADDENDUM TO STATEMENT 14NAME TITLE======================== ========================================= ERIC LEMELSON VICE PRESIDENT, TREASURER, ASSISTANT SECRETARY, AND DIRECTORROBERT LEMELSON SECRETARY, ASSISTANT TREASURER, CHAIR OF THE BOARD, PRESIDENT, AND DIRECTORCAROL DAHL EXECUTIVE DIRECTOR AND ASSISTANT SECRETARY PHILIP J. VARNUM CHIEF FINANCIAL AND ADMIN OFFICER, ASSISTANT TREASURER (THRU 06/2019)THE LEMELSON FOUNDATION PURCHASES DIRECTORS AND OFFICERS' LIABILITY INSURANCE THAT PROVIDES COVERAGE TO BOTH THE FOUNDATION AND ITS DIRECTORS AND OFFICERS. WHILE A PORTION OF THE PREMIUM MAY BE REGARDED AS COMPENSATION TO DIRECTORS AND OFFICERS, THE COMPENSATORY PORTION ALLOCABLE TO ANY ONE INDIVIDUAL IS DE MINIMIS. PAGE 6, PART VII-B, LINE 5(C) EXPENDITURE RESPONSIBILITY STATEMENTS IT IS THE FOUNDATION'S POLICY THAT NO FURTHER PAYMENTS WILL BE MADE TO ANY GRANTEE UNTIL ALL OUTSTANDING REPORTS ARE RECEIVED. THE FOUNDATION HAS DETERMINED THAT FOR THOSE GRANTEES NO LONGER IN EXISTENCE AND WHO HAVE NOT PROVIDED TIMELY REPORTS, FURTHER ACTIONS WITH RESPECT TO THE GRANTS WOULD BE FUTILE. IN OTHER CASES, THE FOUNDATION HAS MADE REASONABLE EFFORTS TO NOTIFY THE GRANTEES THAT THEY ARE IN VIOLATION OF THEIR GRANT AGREEMENTS AND THAT GRANT FUNDS ARE REQUIRED TO BE RETURNED TO THE FOUNDATION. IN THOSE CASES, THE FOUNDATION HAS ALSO MADE REASONABLE ADDITIONAL INQUIRIES WITH RESPECT TO THE RETURN OF THE GRANT FUNDS AND HAS BEEN UNABLE AS OF YET TO SECURE SUCH RETURN. THE FOUNDATION HAS DETERMINED THAT LEGAL ACTION WITH RESPECT TO THESE GRANT FUNDS WOULD IN ALL PROBABILITY NOT RESULT IN THE SATISFACTION OF EXECUTION ON A JUDGMENT, AND THAT THE EXPENSE OF LEGAL ACTION WOULD NOT BE JUSTIFIED BY THE LIKELY RESULTS. FOR EACH GRANTEE WITH DELINQUENT REPORTS, EXPENDITURE RESPONSIBILITY STATEMENTS ARE INCLUDED IN THE FOUNDATION'S FORM 990-PF FOR THE YEAR OF EACH INITIAL GRANT PAYMENT THROUGH THE LAST YEAR IN WHICH ANY REPORT IS RECEIVED, AND THREE SUBSEQUENT YEARS. THEREAFTER, SUCH GRANTEES ARE EXCLUDED FROM THE FORM 990-PF AND FURTHER PAYMENTS WILL NOT BE MADE TO SUCH GRANTEES. NO GRANTEES QUALIFIED FOR THE EXCLUSION IN 2019.DEFINITIONS OF TERMS USED IN THE EXPENDITURE RESPONSIBILITY STATEMENTS: "GRANT AMOUNT" = TOTAL PAYMENTS MADE ON THE GRANT TO THE GRANTEE THROUGH THE END OF THE REPORTING DATE ON THE FORM 990-PF. "DATE OF GRANT" = THE DATE OF THE INITIAL GRANT PAYMENT. "VERIFICATION DATE" = THE DATE OF ANY INDEPENDENT VERIFICATION OF A GRANT REPORT. THE FIELD IS BLANK IF NO INDEPENDENT VERIFICATION OF ANY REPORTS FROM THE GRANTEE WAS MADE AS A RESULT OF THE FOUNDATION HAVING NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. "DATES OF REPORTS BY GRANTEE" = THE DATES THE REPORTS ARE RECEIVED BY THE FOUNDATION. AN EXPENDITURE RESPONSIBILITY STATEMENT FOR A GRANT CONTINUES TO BE INCLUDED UNTIL ALL REPORTS HAVE BEEN APPROVED BY THE FOUNDATION, SUBJECT TO THE STATEMENT ABOVE AS TO GRANTEES WITH DELINQUENT REPORTS. SNW ASSET MGMT MUNI 28661940 28661940 STANDISH MELLON ASSET MGMT 3702058 3702058 APERIO MANAGED ACCOUNT 47163906 47163906 FIMM TREASURY PORTFOLIO 3841837 3841837 VANGUARD SHORT TERM TREASURY ADMIRAL 17238459 17238459 0 0 2444923 2444923 ACCION FRONTIER FUND FMV 1308280 1308280 ACM FUND II LLC FMV 2624957 2624957 ADAGE CAPITAL PARTNERS FMV 16423385 16423385 AKO GLOBAL FUND LIMITED FMV 16899916 16899916 ARDSLEY PARTNERS FMV 7583804 7583804 BRANDYWINE PRIVATE EQUITY PARTNERS 2005 FMV 2284945 2284945 BRANDYWINE PRIVATE EQUITY PARTNERS 2006 FMV 990489 990489 BRANDYWINE PRIVATE EQUITY PARTNERS 2007 FMV 2314677 2314677 BRANDYWINE PRIVATE EQUITY PARTNERS 2008 FMV 1791214 1791214 BRANDYWINE PRIVATE EQUITY PARTNERS 2009 FMV 1178990 1178990 BROOKSIDE CAPITAL PARTNERS LP FMV 1300834 1300834 COLCHESTER GLOBAL BOND FUND FMV 14785899 14785899 COMMONFUND CAPITAL INT'L PTRS IV FMV 113438 113438 COMMONFUND CAPITAL INT'L PTRS V FMV 413952 413952 COMMONFUND CAPITAL INT'L PTRS VI FMV 561321 561321 ELEVAR FMV 1384267 1384267 FARALLON CAPITAL INSTITUTIONAL PTRS LP FMV 1312289 1312289 FOREFRONT ANALYTICS FMV 26266274 26266274 FUNDSMITH SUSTAINABLE EQUITY FMV 27677228 27677228 GENERATION IM CLIMATE SOLUTIONS US LP FMV 73602 73602 GENERATION IM GLOBAL EQUITY FUND FMV 45316405 45316405 GLOBAL IMPACT ACCESS PARTNERSHIP, LP FMV 1282882 1282882 GREENSPRING FMV 3382053 3382053 LEMELSON MEDICAL, EDUCATION & RESEARCH FOUNDATION, L.P. FMV 973907 973907 LYME FOREST FUND IV FMV 4043902 4043902 PMF INTEGRO FUND FMV 2432162 2432162 MULTI INSIGHT SOLUTION OFFSHORE FMV 1476285 1476285 PORTFOLIO ADVISORS FMV 5179695 5179695 ROCKPORT CAPITAL PARTNERS III, LP FMV 648446 648446 ROSE AFFORDABLE HOUSING FMV 4644305 4644305 SILCHESTER INTERNATIONAL INVESTORS, LP FMV 31848224 31848224 SOSV ACCELERATOR VS FMV 5578437 5578437 SOSV IV FMV 1272794 1272794 TA HEDGE FMV 142629 142629 VENTURE INVESTMENT ASSOCIATES IV LP FMV 684529 684529 VENTURE INVESTMENT ASSOCIATES V FMV 1703827 1703827 VENTURE INVESTMENT ASSOCIATES VI FMV 3254889 3254889 WASTEWATER OPPORTUNITY FUND FMV 2484649 2484649 WELLINGTON SPINDRIFT PARTNERS FMV 1 1 WESTWOOD GLOBAL INVESTMENTS EMERGING MARKETS FUND FMV 16306615 16306615 EQUIPMENT 247348 247348 0 FURNITURE & FIXTURES 146006 134902 11104 11104 LEASEHOLD IMPROVEMENTS 891026 167066 723960 723960 LEGAL FEES 253626 63406 179822 NORBU LIMITED-PRI 902257 0 0 UNITUS SEED FUND, LP-PRI 821898 830355 830355 ANKUR INVESTMENTS LTD.-PRI 700000 1131999 1131999 VENTUREAST-TENET II FUND-PRI 694899 285348 285348 SELCO SOLAR LIGHT PVT. LTD-PRI 600000 1756800 1756800 MENTERRA SOCIAL IMPACT FUND 1-PRI 1350000 1331220 1331220 VILCAP INVESTMENTS, LLC-PRI 591019 580607 580607 BIOSENSE MARSALA BONDS - PRI 326286 326286 326286 NANTSOUND INC.-PRI 100000 100000 100000 PROMETHEAN POWER SYSTEMS, INC.-PRI 100000 100000 100000 OUTSOURCED ASSETS, LLC-PRI 101960 101960 101960 TEAMFUND, LP-PRI 500000 500000 500000 PRIME COALITION-PRI 0 2000000 2000000 SUPPLIES & EQUIPMENT 65304 0 43062 INSURANCE 13527 0 13527 NETWORK ADMINISTRATION & IT SUPPORT 259866 0 259866 BANK & CUSTODY FEES 44478 44478 0 PROFESSIONAL DEVELOPMENT 16256 0 16256 POSTAGE & SHIPPING 6397 0 6397 OFFICE EXPENSES 3224 0 3074 FOUNDATION CONNECT EXPENSES 13272 0 13272 ACCOUNTING SYSTEM ANNUAL MAINTENANCE 42479 0 42479 INVESTMENT DEDUCTIONS FROM ALTERNATIVE INVESTMENTS 0 3234629 0 DESIGN SERVICES 22600 0 22600 OTHER EXPENSES 20035 0 18615 GRANTEE EVALUATION 86948 0 86948 ENGAGING THE YOUTH AUDIENCE 30500 0 30500 INSPIRING YOUTH TO INVENT WITH PURPOSE 22609 0 22609 DOCUMENTING THE CURRENT IMPACT OF INVENTING 39252 0 39252 OTHER INCOME (LOSS) FROM ALTERNATIVE INVESTMENTS 1408806 902621 1408806 OTHER INVESTMENT INCOME 1053249 1053249 1053249 951A INCOME 0 125483 0 SUBPART F INCOME 0 205321 0 PRI INVESTMENT INCOME 9678 14281 9678 FOREIGN CURRENCY GAIN 1242 1242 OTHER INCOME 615 0 -885360 STATE TAX REFUND 220 220 UNREALIZED GAIN/(LOSS) ON INVESTMENTS 36766505 DEFERRED TAXES 1782060 2487232 INVESTMENT MANAGEMENT FEES 4125984 4125984 0 WEBSITE CONSULTING FEES 103315 0 137532 EMPLOYEE SEARCH FEES 84116 0 84116 ADVISORY COMMITTEE STIPENDS 45000 0 45000 COMMUNICATIONS CONSULTING FEES 458434 0 419536 PROGRAM CONSULTING FEES 817222 0 831280 STRATEGIC CONSULTING FEES 8978 0 23978 OTHER CONSULTANTS 160951 0 95868 FEDERAL EXCISE AND INCOME TAX 970387 0 0 INDIA TAXES 28590 0 28590 STATE & LOCAL TAXES 6351 0 2410 FOREIGN TAXES 0 282481 0