2020-11-16T13:41:40-06:00 2019-12-31 113518842 MARKS PANETH LLP 4 Manhattanville Road Purchase NY 10577 990PF 2019-01-01 133496263 The Kohlberg Foundation Inc KOHL 9144154144 84 Business Park Drive No 304 Armonk NY 10504 Nancy McCabe Exec. VP 9144154142 2020-11-16 1 SCOTT M BRENNER P01247233 9145249000 65.51.91.156 2020-11-16 13:41:23 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 CB4CDA34ED1B3D8014F898AD621172B915BD67CB 2019 2021-04-22 16:20:28Z X X 223126268 X X 504451 496238 4998819 4776643 17036214 88959235 17034548 1074672 1178949 23614156 23486378 381807 0 379944 213284 0 212243 143646 0 142945 41808 9750 31854 889162 875607 9215 106574 68476 31673 3305 0 53280 0 53020 6420 0 6388 176742 57013 118868 2016028 1010846 986150 20799749 20799749 22815777 1010846 21785899 798379 22475532 14098347 12893238 12893238 827 836 827 827 10193 45410 45410 124701175 134084366 149298219 6389701 0 0 40270687 36153884 58587141 40056 34184 3525 5872 5872 250000 422490 2295561 185724464 183606087 223126268 197 231 197 231 X 0 0 0 0 185724267 183605856 185724267 183605856 185724464 183606087 185724267 798379 0 186522646 2916790 183605856 sale of publicly traded securities P 81339120 71472150 9866970 9866970 General Atlantic K-1s P 3082088 3082088 3082088 Marathon Special Opportunity P 449205 -449205 -449205 Quantum Value K-1 P 610161 610161 610161 Millennium Offshore Series 01A P 940065 940065 940065 Prime Finance partners K-1 P 39994 39994 39994 Kohlberg Partners VII LP K-1 P 2545925 2545925 2545925 Kohlberg Partners VIII LP K-1 P 2303 2303 2303 Secondary Opportunities Fund 3 K-1 P 323325 323325 323325 Westbrook VII K-1 P 1004 -1004 -1004 UBTI from K-1s P 1666 -1666 -1666 Sale of Fixed Assets P 662 -662 -662 Capital Gains Dividends P 76254 76254 76254 17034548 0 23710727 231228199 0.102543 16739342 284891773 0.058757 14424464 270808910 0.053264 20499148 285041213 0.071916 25182221 302294102 0.083304 0.369784 0.073957 217840524 16110832 224755 16335587 21785899 X 224755 0 224755 0 224755 298720 100000 0 398720 0 173965 173965 0 0 0 0 0 0 0 0 0 1 1 0 1 1 NY 1 0 0 0 0 1 www.kohlbergfoundation.org The Kohlberg Foundation Inc 9144154144 84 Business Park Drive Armonk NY 10504 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 Nancy Kohlberg 84 Business Park Drive 304 Armonk NY 10504 President 0.50 0 0 0 Nancy McCabe 84 Business Park Drive 304 Armonk NY 10504 Exec. VP/Treasurer 40.00 381807 61688 0 Jennifer Magnone 84 Business Park Drive 304 Armonk NY 10504 Secretary 0.50 0 0 0 Les Fagen 84 Business Park Drive 304 Armonk NY 10504 Director 0.50 0 0 0 Rita Fragano 84 Business Park Drive Armonk NY 10504 Accountant 40.00 123383 46057 0 Amanda Dehann 84 Business Park Drive Armonk NY 10504 Office Manager 40.00 76536 30439 0 0 UBS 750 Washington Blvd 11th flr Stamford CT 06901 Financial services 354903 General Atlantic 600 Steamboat Rd Ste 105 Greenwich CT 06830 Financial services 318979 Clarfeld Financial Advisors LLC 520 White Plains Rd Tarrytown NY 10591 Financial services 175262 0 NONE 0 0 208652134 12505758 0 221157892 0 0 221157892 3317368 217840524 10892026 10892026 224755 1497 226252 10665774 0 10665774 0 10665774 21785899 0 21785899 224755 21561144 10665774 0 0 10389133 6452759 950677 2959295 12476409 33228273 21785899 0 0 0 10665774 11120125 0 0 44348398 0 0 0 0 0 0 10389133 33959265 6452759 950677 2959295 12476409 11120125 Nancy Kohlberg X A Home 141 Tompkins Avenue 3rd Floor Pleasantville NY 10570 PC Grant to further donee's exempt purpose 5000 Ability Beyond Disability 4 Berkshire Blvd Bethel CT 06801 PC Grant to further donee's exempt purpose 1000 Alliance for Justice 11 Dupont Circle NW 2nd Floor Washington DC 20036 PC Renew Annual Support for Judical Selection Watchdog Program. 75000 Animal Shelter of Martha's Vineyard Inc PO Box 1829 1 Pennywise Path Edgartown MA 02539 PC Support for the animal shelter of Martha's Vineyard. 1000 Bard College 23 Walters Road Annandale on Hudson NY 12504 PC Renew support for the Bard Prison Initiative: Gardens Program at Fishkill and Woodbourne Facilities and Food Systems 70000 Bedford 2020 Coalition PO Box 812 Bedford Hills NY 10507 PC Support for local environmental projects and education. 2000 Biodiversity Works PO Box 557 Edgartown MA 02539 PC Grant to further donee's exempt purpose 15000 Boston Med FlightNew England Life Flight Inc Robins Street Hangar 1727 Hanscom Air Force Base Bedford MA 01730 PC Support for services to Martha's Vineyard residents. 25000 Boys & Girls Club of Northern Westchester 351 East Main Street Mount Kisco NY 10549 PC Grant to further donee's exempt purpose 5000 Brennan Center for Justice 161 Avenue of Americas 12th Floor New York NY 10013 PC For Programs in Democracy, Investigative Reporting, Voter Protection, Election Integrity and Criminal Justice Reform. 3075000 Brooklyn Law School 250 Joralemon St Brooklyn NY 11201 PC In honor of Herman Fagan Scholarship fund for disadvantaged students. 10000 CHAD Relief Foundation 125 East De La Guerra Suite 102 Santa Barbara CA 93101 PC support to provide assistance to refugees and local population in southern Chad. 2000 Civic Nation 757 15th St Ste 300 Washington DC 20005 PC For the voter registration and engagement on Community College Campuses 100000 College & Community Fellowship 475 Riverside Drive Suite 1626 New York NY 10115 PC Support for Career Advancement Program, Re-entry Technical Assistance, General Support, Core Program 75000 Columbia Law School 435 West 116th St New York NY 100277927 PC Grant to further donee's exempt purpose 10000 Council on Foundations 2121 Crystal Drive Suite 700 Arlington VA 22202 PC Grant to further donee's exempt purpose 21600 CUNY Graduate School of Journalism Foundation Inc 219 West 40th Street New York NY 10018 PC Dean's Opportunity Fund. Renewed Support. 1000000 Dana Farber Cancer InstituteJimmy Fund Walk 450 Brookline Ave Boston MA 02215 PC Support for the Jimmy Fund/Kohlberg Family walk in honor of Amy & Timmy 120000 Drive Change 630 Flushing Avenue 5 Brooklyn NY 11206 PC Working Capital matching grant 125000 Educational Alliance 197 East Broadway New York NY 10002 PC Grant to further donee's exempt purpose 5000 Environmental Defense Fund 18 Tremont Street Boston MA 02108 PC Support for the Environmental Defense Fund Climate Corps Program. 10000 Environmental Grantmakers Association 5 Exchange Pl Ste 405 New York NY 100051965 PC Grant to further donee's exempt purpose 1892 Family Services of Westchester 1 Gateway Plaza Port Chester NY 10573 PC My 2nd Home-Elder Scholarships. 20000 Getting Out and Staying Out 75 East 116th Street New York NY 10029 PC Grant to further donee's exempt purpose 10000 Great Pond Foundation PO Box 2005 Edgartown MA 02539 PC Support for ecological work, education, and conservation activity related to the Martha's Vineyard "Great Ponds". 25000 Hampshire Country School 28 Patey Circle Rindge NH 03461 PC Grant to further donee's exempt purpose 20000 Hospice Care Westchester & Putnam Inc 540 White Plains Road Suite 300 Tarrytown NY 10591 PC Grant to further donee's exempt purpose 5000 Hospice of Martha's Vineyard PO Box 1748 Vineyard Haven MA 02568 PC Grant to further donee's exempt purpose 3000 Hospital for Special Surgery 535 E 70th St New York NY 10021 PC Support for the Academy of Medical Educators under the leadership of Dr. Paget 50000 Hour Children 36-11 12th St Long Island City NY 11106 PC Support partnership with Hudson Link 25146 Hudson Link for Higher Education 23 State Street Ossining NY 10562 PC For programs, college and pre-college at Shawangunk Correctional Facility. 100000 Indivisible Civic Engagement PO Box 43884 Washington DC 20010 PC For activities per proposal. Strengthening American Democracy. Flexible funding for field operations. Targeted organizers to support local groups in key states. 450000 Indivisible Civic Engagement PO Box 43884 Washington DC 20010 PC For activities per proposal. 225000 Indivisible Civic Engagement PO Box 43885 Washington DC 20010 PC Grant to further donee's exempt purpose 75000 Investigative Reporters and Editors Inc 141 Neff Annex-Umc Columbia MO 65211 PC Renewed support for their Total Newsroom Training Program. 150000 Island Elderly Housing Inc 60B Village Road Tisbury MA 02568 PC Grant to further donee's exempt purpose 5000 Island Food Pantry PO Box 1874 Vineyard Haven MA 02568 PC Grant to further donee's exempt purpose 1000 Island Grown Initiative 80 Stoney Hill Road Vineyard Haven MA 02568 PC In support of administrative platforms and general operating serving all Farm programs. 50000 Island Housing Trust Corporation 346 State Road Vineyard Haven MA 02568 PC Grant to further donee's exempt purpose 15000 Kunhardt Film Foundation 48 Wheeler Avenue 3rd Floor Pleasantville NY 10570 PC Permanent reserve fund to support film projects 10000000 Lawyer's Committee for Civil Rights Under Law 1401 New York Avenue NW Suite 400 Washington DC 20005 PC Grant to further donee's exempt purpose 5000 Martha's Vineyard Community Hospital 1 Hospital Rd Oak Bluff MA 02557 PC Grant to further donee's exempt purpose 75000 Martha's Vineyard Community Services 111 Edgartown Road Vineyard Haven MA 02568 PC Grant to further donee's exempt purpose 100000 Martha's Vineyard Preservation Trust PO Box 5277 Edgartown MA 02539 PC Grant to further donee's exempt purpose 5000 Martha's Vineyard Shellfish Group PO Box 1552 Oak Bluffs MA 02557 PC Support for Oyster Restoration program 35000 Marymount Manhattan College 221 East 71st Street New York NY 10021 PC For tutors, internships, writing and computer workshops and a film project. 50000 Massachusetts Audubon Society 208 South Great Road Lincoln MA 01773 PC Support Felix Neck Wildlife Sanctuary. 1000 Mount Kisco Child Care Center 95 Radio Circle Mount Kisco NY 10549 PC Family Scholarships. 50000 Mount Kisco Volunteer Ambulance Corp 310 Lexington Avenue Mount Kisco NY 10549 PC Grant to further donee's exempt purpose 500 Mount Kisco Volunteer Fire Department 55 West Way Mount Kisco NY 10549 PC Grant to further donee's exempt purpose 500 National Center for Family Philanthropy 1101 Connecticut Avenue NW Suite 220 Washington DC 20036 PC Renew support Friends of the Family Program 5000 Neighbors Link 27 Columbus Avenue Mount Kisco NY 10549 PC Grant to further donee's exempt purpose 25000 Northern Westchester Hospital Foundation 400 East Main Street Mount Kisco NY 10549 PC Integrative Medicine program renewal. 1000000 Northern Westchester Hospital Foundation 400 East Main Street Mount Kisco NY 10549 PC Nursing Education and Magnet program renewal. 100000 Northern Westchester Hospital Foundation 400 East Main Street Mount Kisco NY 10549 PC Integrative Medicine program renewal. 100000 Open Door 165 Main Street Ossining NY 10562 PC Grant to further donee's exempt purpose 30000 Per Scholas Inc 804 East 138th Street 2nd Floor Bronx NY 10454 PC Donation - Spring Clean-Up (computer recycling project). 611 ProPublica Inc One Exchange Plaza 23rd Floor New York NY 10006 PC Grant to further donee's exempt purpose 100000 Protect Democracy Project 82 Nassau Street 601 New York NY 10038 PC For Voter protection, Voting Integrity, Defence of Democracy. 50000 Puppies Behind Bars 263 West 38th Street 4th Floor New York NY 10018 PC For programs at Bedford Hills Facility 10000 Sheriff's Meadow Foundation 57 David Avenue Vineyard Haven MA 02568 PC Grant to further donee's exempt purpose 5000 Sponsors Inc 338 Highway 99 North Euguene OR 97402 PC Capital Project-New dedicated Multi-Purpose Space. 300000 Sponsors Inc 338 Highway 99 North Euguene OR 97402 PC Grant to further donee's exempt purpose 100000 Spread the Vote 8601 Lincoln Blvd Suite 180/569 Los Angeles CA 90045 PC For Voter protection, Voting Integrity and GOTV in GA, FL, TX, NC, South X SW staffing. 50000 Swarthmore College 500 College Avenue Swarthmore PA 190811397 PC Educating Socially Responsible Business Leaders Career Services. 75000 Teatown Lake Reservation Inc 1600 Spring Valley Road Ossining NY 10562 PC Grant to further donee's exempt purpose 20000 Tenacity Inc 38 Everett Street Boston MA 02134 PC Grant to further donee's exempt purpose 30000 The Foundation Center 32 Old Slip 24th Floor New York NY 10005 PC Grant to further donee's exempt purpose 1000 The Marshall Project 156 West 56th Street Suite 701 New York NY 10019 PC Grant to further donee's exempt purpose 100000 The Merserve-Kunhardt Foundation 48 Wheeler Avenue 3rd Floor Pleasantville NY 10570 PC For current programming and exhibitions. 150000 The Merserve-Kunhardt Foundation 48 Wheeler Avenue 3rd Floor Pleasantville NY 10570 PC For Films and Ed. Outreach material covering: MLK, Bryan Stevenson, Barak Obama, Gordon Parks, John Meacham (The Soul of America) 1200000 The Olana Partnership PO Box 199 Hudson NY 12534 PC Grant to further donee's exempt purpose 5000 The Polly Hill Arboretum PO Box 561 809 State Road West Tisbury MA 02575 PC Grant to further donee's exempt purpose 5000 The Vineyard House Inc PO Box 4599 56 Short Hill Road Vineyard Haven MA 02568 PC Grant to further donee's exempt purpose 20000 Trinity University One Trinity Place 49 San Antonio TX 782127200 PC Grant to further donee's exempt purpose 5000 United States Veterans Initiative 800 West 6th Street Suite 1505 Los Angeles CA 90017 PC Support for Outside the Wire Community College Program. 100000 University of San Diego 5998 Alcala Park San Diego CA 92110 PC Protect Student Veterans initiative 500000 Vineyard Conservation Society PO Box 2189 57 David Avenue Vineyard Haven MA 02568 PC support for legal defense fund for land preservation. 5000 Westchester Arc Foundation 265 Saw Mill River Road Hawthorne NY 10532 PC Grant to further donee's exempt purpose 1000 Westchester Land Trust 403 Harris Road Bedford Hills NY 10507 PC Grant to further donee's exempt purpose 1000 When We All Vote 1156 15th Street NW Washington DC 20005 PC For K-12 Education Programs, Volunteer Program (Voting Squad), Media, Community & Corp. Partnerships. 50000 YMCA of Martha's Vineyard 111R Edgartown Vineyard Haven Rd Vineyard Haven MA 02568 PC Grant to further donee's exempt purpose 100000 Yorktown Heights Engine Company #1 PO Box 10 1916 Commerce Street Yorktown NY 10598 PC Grant to further donee's exempt purpose 500 Young Invincibles 1411 K Street NW 400 Washington DC 20005 PC Support for Young Voter Engagement on College Campuses (SLSV) and Analysis and Policy Work on Higher Ed for Vets (HSVA) 250000 20799749 CUNY Graduate School of Journalism Foundation Inc 219 West 40th Street New York NY 10018 PC Dean's Opportunity Fund. Renewed Support. 2000000 Dana Farber Cancer InstituteJimmy Fund Walk 450 Brookline Ave Boston MA 02215 PC Family walk in honor of Amy Kohlberg Quinlan 110000 Hudson Link for Higher Education 23 State Street Ossining NY 10562 PC For New Beginnings Housing Proposal for those returning from jail and prison. 1000000 Indivisible Civic Engagement Inc c/o Tides Fdn PO Box 43884 Washington DC 20010 PC Support Democracy programs 1000000 Investigative Reporters and Editors Inc 141 Neff Annex-Umc Columbia MO 65211 PC Renewed support for their Total Newsroom Training Program. 150000 Meserve-Kunhardt Foundation 48 Wheeler Avenue 3rd Floor Pleasantville NY 10570 PC Porgramming fund 150000 Northern Westchester Hospital Foundation 400 East Main Street Mount Kisco NY 10549 PC Integrative Medicine program renewal. 100000 Northern Westchester Hospital Foundation 400 East Main Street Mount Kisco NY 10549 PC Nursing Education and Magnet program renewal. 100000 Protect Democracy Project 82 Nassau Street 601 New York NY 10038 PC For Voter protection, Voting Integrity, Defence of Democracy. 250000 Sponsors Inc 338 Highway 99 North Euguene OR 97402 PC Capital project and annual support 500000 Swarthmore College 500 College Avenue Swarthmore PA 190811397 PC Educating Socially Responsible Business Leaders Career Services. 75000 University of San Diego 5998 Alcala Park San Diego CA 92110 PC Protect Student Veterans initiative 500000 5935000 14 504451 523000 8213 14 4990606 523000 1666 18 17034548 Other Portfolio income from passthroughs 14 -75639 Misc other income from passthroughs 523000 -106733 14 1281526 Ordinary income from passthroughs 523000 14 -31094 Rental RE income from passthroughs 2456 14 4156 -94398 23708554 0 23614156 0 0 0 0 0 0 0 0 0 0 Marks Paneth 39000 9750 29060 Prestige HR service fee 2808 0 2794 Projector 2006-01-12 1078 1078 SL 5.000000000000 0 0 Telephones 2010-01-15 5625 5625 SL 5.000000000000 0 0 Telephones 2010-09-09 3123 3123 SL 5.000000000000 0 0 Computer Hardware 2011-12-21 886 886 SL 5.000000000000 0 0 Computer Hardware 2011-12-21 754 754 SL 5.000000000000 0 0 DELL COMPUTER 2012-09-21 674 674 SL 5.000000000000 0 0 Lenovo Thinkpad 2013-11-26 1319 1319 SL 5.000000000000 0 0 Furniture 1998-09-09 10239 10239 SL 7.000000000000 0 0 COMPUTER Hardware 2015-01-05 2091 1674 SL 5.000000000000 415 0 HP Server Installation (Roundtable) 2015-02-06 5430 4254 SL 5.000000000000 1086 0 Firewall and router (plus labor Roundtable) 2015-07-30 1993 1362 SL 5.000000000000 398 0 HP Desktop Pro (Amanda's computer) 2016-03-29 842 462 SL 5.000000000000 56 0 HP ProBook 650 (Janet's laptop) 2016-03-18 1050 591 SL 5.000000000000 210 0 HP Business P232 23" LED LCD Monitor (Janet) 2016-03-18 150 85 SL 5.000000000000 30 0 HP Business Desktop Prodesk 40 (Rita's computer) 2016-04-20 853 456 SL 5.000000000000 57 0 LENOVO THINKPAD+ThinkVision LED Monitors 23.8" (NANCY) 2019-03-01 2106 SL 5.000000000000 351 0 LENOVO THINKPAD+ThinkVision LED Monitors 23.8" (AMANDA) 2019-03-01 2106 SL 5.000000000000 351 0 LENOVO THINKPAD+ThinkVision LED Monitors 23.8" (RITA) 2019-03-01 2106 SL 5.000000000000 351 0 Camalotte Foundation c/o James Kohlberg 3000 Alpine Rd Ste 100 Menlo Park CA 92008 2017-12-05 13800000 Capital endowment grant to support grantee's 501(c)(3) exempt purposes 105130 10/20/20 The Foundation reviewed the grant report on 10/20/20 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). Camalotte Foundation c/o James Kohlberg 3000 Alpine Rd Ste 100 Menlo Park CA 92008 2017-12-05 2200000 To support grantee's 501(c)(3) exempt purpose 784340 10/20/20 The Foundation reviewed the grant report on 10/20/20 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). Cardinal Brook Trust c/o Kahn Litwin Renza 99 Summer St Ste 520 Boston MA 02110 2017-12-17 16000000 Capital endowment grant to support grantee's 501(c)(3) exempt purposes 0 09/28/20 The Foundation reviewed the grant report on 09/27/20 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). Kisco Cares Foundation c/o Kisco Senior Living 5790 Fleet St Ste 300 Carlsbad CA 92008 2017-12-05 14000000 Capital endowment grant to support grantee's 501(c)(3) exempt purposes 113509 09/28/20 The Foundation reviewed the grant report on 09/28/20 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). Kisco Cares Foundation c/o Kisco Senior Living 5790 Fleet St Ste 300 Carlsbad CA 92008 2017-12-05 2000000 To support grantee's 501(c)(3) exempt purpose 880665 09/28/20 The Foundation reviewed the grant report on 09/28/20 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). Riff Foundation (Formerly Kovin Foundation) c/o Eccles Co 6 Beacon St Boston MA 20109 2017-11-09 2000000 To support grantee's 501(c)(3) exempt purpose 880108 7/6/20 The Foundation reviewed the grant report on 7/6/20 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). Riff Foundation (Formerly Kovin Foundation) c/o Eccles Co 6 Beacon St Boston MA 20109 2017-11-09 14000000 Capital endowment grant to support grantee's 501(c)(3) exempt purposes 0 7/6/20 The Foundation reviewed the grant report on 7/6/20 but did not undertake any verification of the grantee's reports as there has not been any reason to doubt their accuracy or reliability (Reg. 53.4945-5(c)). Form 4720 Exception explanation Form 990PF, Part VII-B, Line 1a(4) The organization pays reasonable compensation to an officer of the corporation. This meets the exception; therefore, Form 4720 has not been prepared. 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CMN 6849 7803 CONMED CORP COM 8765 9729 COOPER COS INC COM NEW 132020 137191 COSTCO WHOLESALE CORP 94867 105811 COUPA SOFTWARE INC COM 6651 8336 CUBIC CORP COM 2384 2289 CUMMINS INC COM 74898 79458 CVS HEALTH CORP COM 71339 86176 D R HORTON INC 7965 9390 DARDEN RESTAURANTS INC 19134 17442 DARLING INGREDIENTS INC COM 50964 68150 DEERE & CO COM 10493 12475 APTIV PLC 25727 28586 DEXCOM INC COM 7421 13124 DISCOVER FINANCIAL SERVICES LLC 5676 6192 DISNEY WALT CO COM DISNEY 225554 229383 DOLLAR GEN CORP 21533 24177 DONALDSON INC COM 23210 24892 DUNKIN BRANDS GROUP INC COM 25384 25004 DXC TECHNOLOGY CO COM 14678 14810 EAGLE PHARMACEUTICALS INC COM 15233 16582 EBAY INC 69396 70342 EMCOR GROUP INC 23750 23905 EMERSON ELEC CO COM 12128 14642 ENDO INTL PLC SHS 4741 4390 ENERSYS COM 22228 24619 ENVESTNET INC COM 10566 10236 AQUA AMERICA INC 67403 74212 ETSY INC COM 35111 30966 EXACT SCIENCES CORP 5489 4809 EXELIXIS INC COM 2575 2238 EXPEDIA GROUP INC COM NEW 15889 14058 F M C CORP COM NEW 27762 32841 FACEBOOK INC CL A 188631 213255 FEDEX CORP 8745 8317 FIDELITY NATL INFO SVCS 33047 33938 FIFTH THIRD BANCORP 34008 37165 FIRST REP BK SAN FRANCISCO CAL COM 46843 52970 FIRST SOLAR INC 31101 30946 FISERV INC 71039 83485 FLWS/1-800 FLOWERS CL A 2529 1914 FORD MOTOR COMPANY 5337 5087 FREEPORT MCMORAN COPPER 3168 3687 GENERAL MLS INC COM 27134 27905 GILEAD SCIENCES INC 148596 146335 GLOBE LIFE INC COM 14967 16524 GMS INC COM 5302 7880 GOLDMAN SACHS GROUP INC 50431 55413 GRAINGER W W INC COM 5121 6432 GROUPON INC COM NEW 2645 1759 GRUBHUB INC COM 31375 32443 HARTFORD FINL SVCS GROUP INC 55091 58825 HCA HEALTHCARE INC COM 92920 104797 HD SUPPLY HLDGS INC COM 17359 17174 WELLTOWER INC 91913 90694 HENRY JACK & ASSOC INC COM 28328 28697 HERBALIFE NUTRITION LTD COM SHS 12745 13300 HERSHEY CO COM 62132 65553 HEXCEL CORP NEW COM 2418 2199 HOME DEPOT 90076 96961 HUBSPOT INC COM 23843 23458 HUMANA INC COM 19612 23091 ICU MED INC COM 4778 3930 IDEX CORP COM 7511 7740 IDEXX LABS INC 5409 5484 ILLINOIS TOOL WKS INC COM 37384 43291 ILLUMINA INC 42874 44121 INTEL CORP COM 132405 160518 INTERCONTINENTAL EXCHANGE INC COM 46456 48774 INTERDIGITAL INC COM 8967 8936 INTERPUBLIC GROUP COS INC COM 13087 13952 INTERSECT ENT INC COM 4370 4656 INTUIT INC 167408 172088 INTUITIVE SURGICAL, INC. 13454 13596 INVITAE CORP COM 1480 1000 IQVIA HLDGS INC COM 32005 34301 JACK IN THE BOX INC COM 13415 12095 JOHN BEAN TECHNOLOGIES CORP COM 1586 1465 JOHNSON & JOHNSON COM 163232 173585 JPMORGAN CHASE & CO COM 166766 195996 KAR AUCTION SVCS INC COM 3203 3029 KEURIG DR PEPPER INC COM 54422 54773 KEYCORP COM 36567 40662 KILROY RLTY CORP COM 234952 251616 KLA-TENCOR CORP 16972 18530 LANDS END INC NEW COM 2042 2990 LANDSTAR SYS INC COM 31301 33022 LOGMEIN INC. 25530 30352 LOWES COS INC COM 62683 72215 MACYS INC COM 20172 19822 MADISON SQUARE GARDEN INC CL A 2402 1931 MADISON SQUARE GRDN SPRT CORP CL A 25219 25595 MANPOWERGROUP INC COM 32209 33791 MARSH & MCLENNAN COS INC COM 49807 54591 MASTERCARD INC 134566 149295 MCCORMICK & CO INC COM NON VTG 45817 48034 MCDONALDS CORP COM 40932 40708 MCKESSON CORP 8642 9406 MEDNAX INC COM 20109 21565 MERCK & CO INC 220844 235742 MORGAN STANLEY 36319 39976 MUELLER WTR PRODS INC COM SER A 12944 16185 MYLAN NV SHS EURO 10180 11537 MYR GROUP INC DEL COM 33672 32557 NASDAQ STK MKT INC 20795 22277 NATIONAL OILWELL VARCO INC 5366 6538 NEUROCRINE BIOSCIENCES INC COM 14149 14511 NEW RELIC INC COM 2499 1643 NEW YORK TIMES CO CL A 10698 10552 NEXSTAR MEDIA GROUP INC CL A 9728 11373 NIKE INC CLASS B 76563 88748 NORDSTROM INC COM 5734 7326 NOVOCURE LTD ORD SHS 2195 2865 NVIDIA CORP 80628 112003 OLD DOMINION FREIGHT LINE INC COM 8292 8540 ORACLE CORPORATION 56226 55364 ORMAT TECHNOLOGIES INC COM 118846 129069 ORTHOFIX MED INC COM 6504 5957 PACCAR INC COM 24172 27685 PATTERN ENERGY GROUP INC CL A 5241 6047 PATTERSON UTI ENERGY INC COM 25542 26838 PAYCHEX INC 48716 48229 PAYCOM SOFTWARE INC COM 14978 16150 PAYPAL HLDGS INC COM 69040 68904 PERRIGO CO 11164 13070 PIEDMONT OFFICE REALTY TR INC COM CL A 152127 158749 PLANET FITNESS INC CL A 7472 7169 PLUG PWR INC 8997 11164 PNC FINL SVCS GROUP INC COM 54307 62096 PRA HEALTH SCIENCES INC COM 15944 16228 PROCTER AND GAMBLE CO COM 84545 94300 PROGRESSIVE CORP OHIO COM 63152 57695 PROLOGIS SHARE BENEFICIAL INT 54608 59991 PRUDENTIAL FINL INC 119763 117175 PUBLIC STORAGE INC 10723 9370 PULTE GROUP INC COM 544 660 QUALCOMM INC COM 42643 51526 QUANTA SERVICES INC 37522 39448 RADIUS HEALTH INC COM NEW 1883 1593 RAYMOND JAMES FINL INC 20370 20665 RELIANCE STEEL & ALUMINUM CO COM 17694 19760 REPLIGEN CORP COM 20403 22755 RESMED INC COM 51529 61213 ROPER INDUSTRIES INC 9645 9564 SALESFORCE COM 140766 144912 SCHLUMBERGER LTD COM 170597 193121 SCHNITZER STL INDS 67224 65886 SEATTLE GENETICS INC 4413 7198 SEAWORLD ENTMT INC COM 5044 5169 SELECT ENERGY SVCS INC CL A COM 24402 25659 SEMPRA ENERGY 15194 17117 SEMTECH CORP COM 16550 19573 SERVICEMASTER GLOBAL HLDGS INC COM 6340 4562 SHERWIN WILLIAMS CO COM 66192 76444 SIRIUS XM RADIO INC 23687 27406 SJW GROUP COM 10463 10872 SOUTH JERSEY INDS INC COM 48788 50690 SOUTHWEST GAS HOLDINGS INC COM 5521 4558 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 67380 59033 SPLUNK INC COM 19839 23214 SQUARE INC CL A 7000 6694 STARBUCKS CORP 13161 14507 STARWOOD PROPERTY TRUST 22793 22871 STATE STR CORP COM 18043 21594 SUNPOWER CORP 2994 2855 SUNRUN INC COM 34717 32702 NORTONLIFELOCK INC 14931 14878 SYNCHRONY FINANCIAL COM 28217 28124 SYSCO CORP COM 92268 103161 T-MOBILE US INC COM 35010 35760 TARGET CORP COM 41137 52694 AXON ENTERPRISE INC 12935 13923 TAYLOR MORRISON HOME CORP COM 6002 6361 TECH DATA CORP COM 4854 7467 TEGNA INC COM 15231 16239 TELADOC HEALTH INC COM 4520 6865 TENET HEALTHCARE CORP COM NEW 6006 10724 TENNANT CO COM 4998 6467 TERRAFORM PWR INC COM CL A 5954 6310 TESLA MOTORS INC 26206 43088 TETRA TECH INC NEW 18385 19472 TEXAS INSTRS INC COM 26463 28865 THE TRADE DESK INC COM CL A 2868 3117 TJX COS INC NEW COM 68540 76997 TORO CO COM 34039 36489 TPG RE FIN TR INC COM 10054 9953 TPI COMPOSITES INC COM 23965 22971 TRUIST FINL CORP COM 64375 70851 TWILIO INC CL A 5882 4226 TWITTER INC COM 5343 4711 TYLER TECHNOLOGIES INC COM 13794 14401 ULTA SALON COSMETICS & FRAGRANCE INC COM 4388 3291 ULTRAGENYX PHARMACEUTICAL INC COM 3535 2648 UNION PAC CORP COM 57263 60022 UNITED PARCEL SERVICE INC 114504 125605 UNITED RENTALS INC COM 24886 30686 UNITEDHEALTH GROUP 259842 298096 UNIVERSAL DISPLAY CORP COM 7653 10304 UNIVERSAL HLTH SVCS INC CL B 42900 47342 US BANCORP DEL COM NEW 50806 55377 US FOODS HLDG CORP COM 17192 18683 V F CORP COM 18684 20729 VAIL RESORTS INC 5450 5996 VALVOLINE INC COM 8190 9442 VERISIGN INC 12384 11946 VERTEX PHARMACEUTICALS IN 61808 69407 VISA INC 393841 430479 VIVINT SOLAR INC COM 1794 1626 VMWARE INC CL A CLASS A 41666 39314 VORNADO REALTY TRUST 16486 16625 VOYA FINANCIAL INC COM 44927 48845 WAYFAIR INC CL A 21369 18797 WELLS FARGO CO NEW COM 127356 139988 WESCO AIRCRAFT HLDGS INC COM 14754 15108 WEX INC COM 11715 12777 WILLIAMS SONOMA INC 20377 22766 WORKDAY INC COM 57716 52131 XILINX INC 60875 60031 XYLEM INC 106573 108100 ZENDESK INC COM 39203 37625 ZOGENIX INC COM NEW 3652 4014 LLP/LLC & other investment vehicles AT COST 36153884 58587141 Projector 1078 1078 0 Telephones 5625 5625 0 Telephones 3123 3123 0 Computer Hardware 886 886 0 Computer Hardware 754 754 0 Lenovo Thinkpad 1319 1319 0 Furniture 10239 10239 0 COMPUTER Hardware 2091 2089 2 HP Server Installation (Roundtable) 5430 5340 90 Firewall and router (plus labor Roundtable) 1993 1760 233 HP ProBook 650 (Janet's laptop) 1050 801 249 HP Business P232 23" LED LCD Monitor (Janet) 150 115 35 LENOVO THINKPAD+ThinkVision LED Monitors 23.8" (NANCY) 2106 351 1755 LENOVO THINKPAD+ThinkVision LED Monitors 23.8" (AMANDA) 2106 351 1755 LENOVO THINKPAD+ThinkVision LED Monitors 23.8" (RITA) 2106 351 1755 Program related investment 250000 250000 250000 Security Deposit 3713 3713 Investment receivable holdback 0 1873071 UBS accrued income receivable 168777 168777 Investments - Book vs Tax 2916790 Advertising 160 0 159 Dues & Subscriptions 6287 0 6257 Licensing Fees 1669 0 1661 Meals & Entertainment 9609 0 9562 Miscellaneous 1354 0 1348 Other deductions - thru investments 38538 38350 0 Portfolio Deductions 18755 18663 0 Postage 3664 0 3646 Program expense 1530 0 1523 Telephone 1077 0 1072 Moving and storage expense 1343 0 1336 Office Supplies 1417 0 1410 Office Expense 7131 0 7096 Computer/Audio 17023 0 16940 Insurance 67185 0 66858 Other Portfolio income from passthroughs -75639 -75639 -75639 Misc other income from passthroughs 1174793 1281526 1174793 Ordinary income from passthroughs -31094 -31094 -31094 Rental RE income from passthroughs 6612 4156 6612 Investment Advisory Fees UBS 354903 353171 0 Consulting Fees Roundtable Technology 9000 0 8956 Management fees Westbrook VIII 12402 12341 0 consulting fees Calabrese 260 0 259 Management Fees General Atlantic 318979 317422 0 Management Fees Westbrook VII 3817 3798 0 Investment Advisory Fees Charles Schwab 14539 14468 0 Investment Advisory Fees Clarfeld Financial Advisors 175262 174407 0 Federal excise tax 5934 0 0 Foreign Taxes 68812 68476 0 Payroll Tax 31828 0 31673