2020-11-16T07:19:54-06:00 2019-12-31 135524538 THE CLARK ESTATES INC ONE ROCKEFELLER PLAZA 31ST FLOOR NEW YORK NY 10020 990PF 2019-01-01 204083744 SHIPPY FOUNDATION C/O THE CLARK ESTATES INC SHIP 2129776900 ONE ROCKEFELLER PLAZA 31ST FLOOR NEW YORK NY 10020 RICHARD C VANISON ASST TREASURER 2129776900 2020-11-16 1 RYAN QUILTY CTFA P01437690 2129776900 207.239.50.154 2020-11-16 07:45:26 ES P E12CC59FDCBE77394F78ECB0C4DCFF7BEE65D1B4 1D4EC1D5CF0DEB2F4A1155CC833AF973EB499808 2019 2021-04-22 16:20:28Z X 36730327 X X 57563 57563 65544 718478 64880 4987237 929549 2985920 -41075 3173907 1664515 65435 0 65435 3571 3571 0 49536 80431 154551 0 306935 257233 74040 456372 464891 139475 1624950 1628954 2081322 464891 1768429 1092585 1199624 1550905 2029751 2029751 1494741 1499962 1499860 14781164 13252175 15997178 2683199 2362912 2607864 11273354 13731148 14595674 31783363 32875948 36730327 0 0 X 31783363 32875948 0 0 0 0 31783363 32875948 31783363 32875948 31783363 1092585 0 32875948 0 32875948 1900 AT&T INC 2018-10-11 2019-04-17 60859 60636 223 223 1600 AT&T INC 2018-10-29 2019-04-17 51250 47228 4022 4022 2435 AT&T INC 2018-12-06 2019-04-17 77995 74122 3873 3873 1600 AT&T INC 2018-12-20 2019-04-17 51249 45840 5409 5409 2500 FIAT CHRYSLER 2019-02-28 2019-11-06 39600 36899 2701 2701 2400 FIAT CHRYSLER 2019-02-28 2019-11-07 38386 35423 2963 2963 300 FIAT CHRYSLER 2019-02-28 2019-11-11 4812 4428 384 384 1900 FIAT CHRYSLER 2019-03-01 2019-11-11 30476 28036 2440 2440 500 FIAT CHRYSLER 2019-03-01 2019-11-22 7409 7378 31 31 3000 FIAT CHRYSLER 2019-03-12 2019-11-22 44455 43345 1110 1110 700 FIAT CHRYSLER 2019-03-13 2019-11-22 10373 10001 372 372 700 GOLDMAN SACHS 2018-12-10 2019-11-21 152988 122700 30288 30288 250 GOLDMAN SACHS 2018-12-11 2019-11-21 54639 43967 10672 10672 300 GOLDMAN SACHS 2018-12-17 2019-11-21 65566 50870 14696 14696 525 IBM CORP 2018-10-11 2019-04-17 72057 74063 -2006 -2006 600 IBM CORP 2018-11-01 2019-04-17 82351 69325 13026 13026 1000000 T 1.5 11/30/19 2019-05-01 2019-11-30 1000000 1000000 0 0 500000 T 1.50 1/31/19 2018-09-05 2019-01-31 500000 500000 0 0 500000 T 1.50 5/31/19 2018-10-31 2019-05-31 500000 500000 0 0 1000000 T 1.625 4/30/19 2019-01-02 2019-04-30 1000000 1000000 0 0 500000 T 1.625 7/31/19 2018-12-04 2019-07-31 500000 500000 0 0 1000 CVS CAREMARK 2016-11-01 2019-06-17 54412 83763 -29351 -29351 550 CVS CAREMARK 2016-11-03 2019-06-17 29927 45122 -15195 -15195 900 CVS CAREMARK 2016-11-08 2019-06-17 48971 63643 -14672 -14672 1300 CVS CAREMARK 2017-10-17 2019-06-17 70736 94031 -23295 -23295 650 CVS CAREMARK 2017-10-26 2019-06-17 35368 46340 -10972 -10972 325 CVS CAREMARK 2017-10-27 2019-06-17 17684 22211 -4527 -4527 1000 CVS CAREMARK 2018-02-26 2019-06-17 54412 67898 -13486 -13486 1100 CVS CAREMARK 2018-03-23 2019-06-17 59854 67960 -8106 -8106 1000 FACEBOOK INC A 2018-11-19 2019-11-27 201043 131856 69187 69187 350 FACEBOOK INC A 2018-11-20 2019-11-27 70365 45272 25093 25093 GENERATION IM GLOBAL EQUITY FD P 130817 130817 GENERATION IM GLOBAL EQUITY FD P 629412 629412 CLARK BP LLC P 54060 54060 CLARK BP LLC P 178007 178007 CBPS LLC P 4165 4165 CBPS LLC P 27899 27899 CLARK FUND LLC P -120088 -120088 CLARK FUND LLC P 46423 46423 CLARK FOCUS LLC P -56984 -56984 CLARK FOCUS LLC P -143208 -143208 CLARK FOCUS II LLC P 30753 30753 CLARK FOCUS II LLC P 21793 21793 CWS LLC P 7316 7316 FEDERAL PARTNERS LP P -13712 -13712 FEDERAL PARTNERS LP P 65053 65053 CLARK PARTNERS I LP P 58 58 CLARK PARTNERS I LP P 2905 2905 929549 0 1826370 33462865 0.054579 1738429 33648288 0.051665 1561650 30931138 0.050488 1738952 32810129 0.053000 1736050 28245588 0.061463 0.271195 0.054239 33372274 1810079 11996 1822075 1768429 23992 0 23992 0 23992 53300 0 0 53300 514 28794 28794 0 0 0 0 0 0 0 0 0 1 1 0 1 1 DE 1 0 0 0 0 1 N/A RICHARD C VANISON ASST TREASURER 2129776900 ONE ROCKEFELLER PLAZA 31ST FLOOR NEW YORK NY 10020 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ANNE L PERETZ ONE ROCKEFELLER PLAZA 31ST FLOOR NEW YORK NY 10020 PRESIDENT/DIRECTOR 1.00 0 0 0 DAVID L FARNSWORTH ONE ROCKEFELLER PLAZA 31ST FLOOR NEW YORK NY 10020 CHAIRMAN/DIRECTOR 20.00 65435 39046 0 ANNE E FARNSWORTH ONE ROCKEFELLER PLAZA 31ST FLOOR NEW YORK NY 10020 VICE PRESIDENT/DIRECTOR 1.00 0 0 0 JESSE W PERETZ ONE ROCKEFELLER PLAZA 31ST FLOOR NEW YORK NY 10020 VICE PRES/TREASURER/DIRECT 1.00 0 0 0 EVGENIA S PERETZ ONE ROCKEFELLER PLAZA 31ST FLOOR NEW YORK NY 10020 VICE PRES,SECRETARY/DIRECT 1.00 0 0 0 RICHARD C VANISON ONE ROCKEFELLER PLAZA 31ST FLOOR NEW YORK NY 10020 ASST. TREASURER 1.00 0 0 0 WILLIAM T BURDICK ONE ROCKEFELLER PLAZA 31ST FLOOR NEW YORK NY 10020 ASST. SECRETARY 1.00 0 0 0 NONE 0 THE CLARK ESTATES INC ONE ROCKEFELLER PLAZA NEW YORK NY 10020 INVESTMENT ADVISORY 257700 0 0 33452953 1544271 0 34997224 0 0 34997224 1624950 33372274 1668614 1668614 23992 23992 1644622 0 1644622 0 1644622 1768429 0 1768429 0 1768429 1644622 0 0 374021 127146 38309 104537 201648 845661 1768429 0 0 0 1644622 123807 0 0 969468 0 0 0 0 0 0 374021 595447 127146 38309 104537 201648 123807 X ARLINGTON BOYS AND GIRLS CLUB 60 POND LANE ARLINGTON MA 02474 NONE GENERAL 2000 BETH ISRAEL DEACONESS MEDICAL CENTER 330 BROOKLINE AVENUE OV BOSTON MA 02215 NONE GENERAL 5000 BOSTON ARTS ACADEMY 11 CHARLES STREET DORCHESTER MA 02122 NONE GENERAL 25000 BOSTON COLLEGIATE CHARTER SCHOOL FOUNDATION 215 SYDNEY STREET DORCHESTER MA 02125 NONE GENERAL 50000 BOSTON DEBATE LEAGUE 54 CANAL STREET 4TH FLOOR BOSTON MA 02114 NONE GENERAL 50000 BOTTOM LINE 500 AMORY STREET JAMAICA PLAIN MA 02130 NONE GENERAL 25000 BUILD BOSTON 745 ATLANTIC AVENUE 8TH FLOOR BOSTON MA 02111 NONE GENERAL 35000 CAMBRIDGE FRIENDS SCHOOL 5 CADBURY ROAD CAMBRIDGE MA 02140 NONE GENERAL 1000 CODMAN ACADEMY FOUNDATION 637 WASHINGTON STREET DORCHESTER MA 02124 NONE GENERAL 30000 COOLIDGE CORNER THEATER FOUNDATION 290 HARVARD STREET BROOKLINE MA 02446 NONE GENERAL 1000 CONCORD ACADEMY 166 MAIN STREET CONCORD MA 01742 NONE GENERAL 8000 EPIPHANY SCHOOL 154 CENTRE STREET DORCHESTER MA 02124 NONE GENERAL 50000 FOOD BANK FOR NEW YORK CITY 39 BROADWAY 10TH FLOOR NEW YORK NY 10006 NONE GENERAL 3000 FOOD LINK INC 32 OLDHAM ROAD ARLINGTON MA 02474 NONE GENERAL 1000 GATEWAY TO HIGHER EDUCATIONRFCUNY 160 CONVENT AVENUE WILLIW ADMIN BUILDING ROOM A218E NEW YORK NY 10031 NONE GENERAL 50000 GEMS 201 WEST 148TH STREET GROUND FLOOR NEW YORK NY 10039 NONE GENERAL 8000 GREATER BOSTON FOOD BANK 70 SOUTH BAY AVENUE BOSTON MA 02118 NONE GENERAL 4000 HOFSTRA UNIVERSITY NORTHWELL SCHOOL OF MEDICINE 500 HOFSTRA UNIVERSITY HEMPSTEAD NY 11549 NONE GENERAL 25000 INTERFAITH POWER & LIGHT 369 PINE STREET SUITE 700 SAN FRANCISCO CA 94101 NONE GENERAL 2000 JEWISH HOME LIFECARE MANHATTAN 12 WEST 106TH STREET KAUFFMAN 3RD FLOOR NEW YORK NY 10025 NONE GENERAL 50000 KIDS IN NEED DISTRIBUTORS 6917 ARLINGTON ROAD 302 BETHESDA MD 20814 NONE GENERAL 15000 LEGAL OUTREACH 36-14 35TH STREET LONG ISLAND CITY NY 11106 NONE GENERAL 40000 MARIN SHAKESPEARE COMPANY PO BOX 4053 SAN RAFAEL CA 94913 NONE GENERAL 2000 NEW YORK CITY URBAN DEBATE LEAGUE 25 BROADWAY 12TH FLOOR NEW YORK NY 10004 NONE GENERAL 100000 NEW YORK OPPORTUNITY NETWORK 85 BROAD STREET 6TH FLOOR NEW YORK NY 10004 NONE GENERAL 50000 ORCHARD GARDEN K-8 PILOT SCHOOL 906 ALBANY STREET ROXBURY MA 02119 NONE GENERAL 60000 OUTER CAPE HEALTH SERVICES INC PO BOX 598 HARWICH PORT MA 02646 NONE GENERAL 3000 PASSIM FOLK MUSIC AND CULTURAL CENTER 26 CHURCH STREET SUITE 300 CAMBRIDGE MA 02138 NONE GENERAL 3000 PAYOMET PERFORMING ARTS CENTER PO BOX 1202 TURO MA 02666 NONE GENERAL 2000 PEACE ACTION EDUCATION FUND 8630 FENTON STREET SUITE 524 SILVER SPRING MD 20910 NONE GENERAL 2000 PEACE FIRST 25 KINGSTON STREET 6TH FLOOR BOSTON MA 02111 NONE GENERAL 60000 PHILLIPS BROOKS HOUSE 1 HARVARD YARD CAMBRIDGE MA 02138 NONE HSHS - HARVARD SQUARE HOMELESS SHELTER 3000 ROW NEW YORK 252 WEST 37TH STREET 4TH FLOOR NEW YORK NY 10018 NONE GENERAL 30000 SAINT ANN'S SCHOOL 129 PIERREPONT STREET BROOKLYN HEIGHTS NY 11201 NONE GENERAL 40000 SKIP PO BOX 538 PROVINCETOWN MA 02657 NONE GENERAL 5000 STREET LAB INC THE UNI PROJECT 6 VARICK STREET 10B NEW YORK NY 10013 NONE GENERAL 15000 TEAK FELLOWSHIP 16 WEST 22ND STREET 3RD FLOOR NEW YORK NY 10010 NONE GENERAL 50000 THE ART OF PROBLEM SOLVING INITIATIVE INC 55 EXCHANGE PLACE SUITE 603 NEW YORK NY 10005 NONE BEAM 50000 THE OLIVER SCHOLARS PROGRAM INC 80 MAIDEN LANE 7TH FLOOR NEW YORK NY 10038 NONE GENERAL 50000 THE PARENTING JOURNEY 366 SOMERVILLE AVENUE SOMERVILLE MA 02143 NONE GENERAL 7000 THE WRITING REVOLUTION 22 COURTLAND STREET 33RD FLOOR NEW YORK NY 10007 NONE GENERAL 50000 UNITED POLICYHOLDERS 381 BUSH STREET 8TH FLOOR SAN FRANCISCO CA 94104 NONE GENERAL 5000 URBAN ASSEMBLY INC 90 BROAD STREET NEW YORK NY 10004 NONE GENERAL 199950 URBAN DOVE 21-21 41ST AVENUE SUITE 2-D LONG ISLAND CITY NY 11101 NONE GENERAL 35000 HYDE SQUARE TASK FORCE PO BOX 301871 JAMAICA PLAIN MA 02130 NONE GENERAL 25000 WEST END HOUSE INC 105 ALLSTON STREET ALLSTON MA 02134 NONE GENERAL 35000 TEACH FOR AMERICA INC 60 CANAL STREET 5TH FLOOR BOSTON MA 02114 NONE GENERAL 50000 MOTT HAVEN ACADEMY CHARTER SCHOOL 170 BROWN PLACE BRONX NY 10454 NONE GENERAL 50000 STUDENT LEADERSHIP NETWORK INC 322 EIGHTH AVENUE 4TH FLOOR NEW YORK NY 10001 NONE GENERAL 50000 SUMMER SEARCH 90 BROAD STREET SUITE 701 NEW YORK NY 10004 NONE GENERAL 25000 BOSTON PREPARATORY CHARTER PUBLIC SCHOOL 885 RIVER STREET HYDE PARK MA 02136 NONE GENERAL 50000 TRUSTEES OF TUFTS COLLEGE 80 GEORGE STREET MEDFORD MA 02115 NONE TISCH COLLEGE RESEARCH FUND - CAPITAL 25000 COMMONWEALTH SCHOOL 151 COMMONWEALTH AVENUE BOSTON MA 02116 NONE GENERAL 1000 MINDS MATTER OF SAN FRANCISCO PO BOX 2511 SAN FRANCISCO CA 94126 NONE GENERAL 3000 AIDS SUPPORT GROUP CAPE COD 148A COMMERCIAL STREET PROVINCETOWN MA 02657 NONE GENERAL 3000 HELPING OUR WOMEN 34 CONWELL STREET PROVINCETOWN MA 02657 NONE GENERAL 2000 ALLIANCE FOR QUALITY EDUCATION 94 CENTRAL AVENUE ALBANY NY 12206 NONE GENERAL 4000 1624950 0 14 57563 14 65544 14 2985920 18 64880 0 3173907 0 3173907 0 0 0 0 0 0 0 0 0 0 CASH AMOUNTS EQUAL TO BUDGETED ANNUAL CHARITABLE PAYOUTS ARE MAINTANIED. BONDS 2362912 2607864 STOCK 13252175 15997178 1499962 1499860 0 0 PRIVATE EQUITY AT COST 13731148 14595674 MANAGEMENT FEE 257700 231930 25770 CUSTODY FEE 965 965 0 MISCELLANEOUS 468 0 468 PARTNERSHIP K-1 0 24338 0 TRUSTEE EXPENSE 1541 0 1541 MEDICAL INSURANCE 39046 0 39046 OTHER INSURANCE 332 0 332 SUPPLIES 6883 0 6883 PARTNERSHIP INVESTMENT INCOME 2896967 0 2896967 PARTNERSHIP OTHER INCOME 88953 -92243 88953 ROYALTIES K-1 INCOME 0 51168 0 PROFESSIONAL FEES 3571 3571 0 EXCISE TAX 51373 0 0 FOREIGN TAX PD 3714 154551 0 PAYROLL TAX 25344 0 0