2020-11-13T09:18:48-06:00 2019-12-31 381357951 PLANTE & MORAN PLLC 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2019-01-01 362167011 FIELD MUSEUM OF NATURAL HISTORY FIEL 3129229410 1400 SOUTH LAKE SHORE DRIVE CHICAGO IL 606052827 LE MONTE G BOOKER SR CHIEF FINANCIAL OFFICER 3129229410 2020-11-09 1 LU ANN TRAPP P01506476 3122071040 2020-11-09 69.136.173.95 2020-11-09 19:54:06 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 BC3C601473DBFA21F2EC98090FDE5B85B06AE70F 2019 2021-01-29 14:40:06Z JULIAN SIGGERS 1400 SOUTH LAKE SHORE DRIVE CHICAGO IL 606052827 103015807 0 X WWW.FIELDMUSEUM.ORG X 1893 IL THE MUSEUM IS AN INDEPENDENT CENTER OF LEARNING THAT ENGAGES IN RESEARCH AND PUBLIC EDUCATION. 73 72 773 639 4761246 1242752 47759181 39351332 29853187 27845067 22233452 23052590 -205186 -271459 99640634 89977530 577980 575489 0 0 34346358 35543803 301673 253589 4327595 47677299 43624043 82903310 79996924 16737324 9980606 697315188 765226846 199385608 200971529 497929580 564255317 X THE FIELD MUSEUM IS AN EDUCATIONAL INSTITUTION CONCERNED WITH THE DIVERSITY AND RELATIONSHIPS IN NATURE AND AMONG CULTURES. IT PROVIDES COLLECTION-BASED RESEARCH AND LEARNING FOR GREATER PUBLIC UNDERSTANDING AND APPRECIATION OF THE WORLD (CONTINUED ON SCHEDULE O) IN WHICH WE LIVE. ITS COLLECTIONS, PUBLIC LEARNING PROGRAMS, AND RESEARCH ARE INSEPARABLY LINKED TO SERVE A DIVERSE PUBLIC OF VARIED AGES, BACKGROUNDS AND KNOWLEDGE. 0 0 30712071 572788 1298912 SCIENCE & EDUCATION: SCIENCE AND EDUCATION CONSISTS OF FOUR COMPLEMENTARY CENTERS-THE COLLECTIONS CENTER, THE INTEGRATIVE RESEARCH CENTER, THE SCIENCE ACTION CENTER, AND THE LEARNING CENTER. TOGETHER, THESE CENTERS ADVANCE THE MUSEUM'S MISSION OF UNDERSTANDING THE PAST, EXPLORING ITS PRESENT, AND SHAPING A FUTURE FOR THE EARTH THAT IS RICH WITH BIOLOGICAL AND CULTURAL DIVERSITY. THE COLLECTIONS AMOUNT TO OVER 30,000,000 NATURAL OBJECTS AND MAN-MADE ARTIFACTS SPANNING THE MUSEUM'S FOUR DISCIPLINES - ANTHROPOLOGY, BOTANY, GEOLOGY, AND ZOOLOGY. 15268800 2701 16338347 PUBLIC PROGRAMS: THE MUSEUM BRINGS SCIENCE TO LIFE WITH MORE THAN 400,000 SQUARE FEET OF SPACE DEVOTED TO EXHIBITIONS AND OTHER PUBLIC PROGRAMS. IN 2019, THE MUSEUM WELCOMED MORE THAN 1,300,000 VISITORS. 12877073 136569 MUSEUM SERVICES: THE MUSEUM HAS APPROXIMATELY 1,300,000 SQUARE FEET FOR WHICH MUSEUM SERVICES PROVIDES ENGINEERING, MAINTENANCE, AND SECURITY, AS WELL AS DIRECTLY SUPPORTS THE SCIENCE AND EDUCATION AND PUBLIC PROGRAMS. 8861272 1377 10070219 MUSEUM OUTREACH, BUSINESS ENTERPRISES AND STRATEGIC SCIENCE INITIATIVES 8861272 1377 10070219 67719216 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 163 0 1 773 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 73 72 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AR CA CO CT GA IL KS KY ME MD MA MI MN NJ FL NY NC OH OK OR PA RI SC TN UT VA WA WV WI MS ND X LE MONTE G BOOKER SR 3126657240 1400 S LAKESHORE DRIVE CHICAGO IL 606052496 RICHARD LARIVIERE PRESIDENT + CEO 35.00 0.00 X X 708421 0 27121 WILBUR H GANTZ III BOARD CHAIR 3.00 0.00 X X 0 0 0 CONSTANCE T KELLER CHAIR EMERITUS, VICE CHAIR GOVERNANCE 3.00 0.00 X X 0 0 0 MATTHEW K SIMON SECRETARY 3.00 0.00 X X 0 0 0 JOHN L BUCKSBAUM VICE CHAIR, FACILITIES AND ADMINISTRATION SERVICES 3.00 0.00 X X 0 0 0 DR RICHARD A CHAIFETZ VICE CHAIR, RETIREMENT AND BENEFITS 3.00 0.00 X X 0 0 0 RICHARD W COLBURN BOARD MEMBER/EXECUTIVE COMMITTEE 3.00 0.00 X X 0 0 0 ROBERT W CRAWFORD JR VICE CHAIR, AUDIT 3.00 0.00 X X 0 0 0 MARSHA A CRUZAN VICE CHAIR, DEVELOPMENT 3.00 0.00 X X 0 0 0 MARSHALL B FRONT VICE CHAIR, INVESTMENT 3.00 0.00 X X 0 0 0 JUDY GREFFIN VICE CHAIR, FINANCE 3.00 0.00 X X 0 0 0 CARYN HARRIS BOARD MEMBER/EXECUTIVE COMMITTEE 3.00 0.00 X X 0 0 0 DAVID D HILLER VICE CHAIR, INTEGRATIVE RESEARCH 3.00 0.00 X X 0 0 0 JEFFREY B KELLER VICE CHAIR, SCIENCE ACTION 3.00 0.00 X X 0 0 0 MARGARET B MACLEAN VICE CHAIR, COLLECTIONS 3.00 0.00 X X 0 0 0 BOBBY MEHTA VICE CHAIR, LEARNING 3.00 0.00 X X 0 0 0 MICHAEL O'GRADY BOARD MEMBER/EXECUTIVE COMMITTEE 3.00 0.00 X X 0 0 0 JOHN W ROWE VICE CHAIR, GOVERNMENT RELATIONS 3.00 0.00 X X 0 0 0 JESSICA P SAROWITZ BOARD MEMBER/EXECUTIVE COMMITTEE 3.00 0.00 X X 0 0 0 DAWN L SOLOMON VICE CHAIR, EXHIBITIONS 3.00 0.00 X X 0 0 0 MARK TEBBE VICE CHAIR, TECHNOLOGY 3.00 0.00 X X 0 0 0 W ROCKWELL WIRTZ VICE CHAIR, MARKETING 3.00 0.00 X X 0 0 0 ARJUN AGGRWAL BOARD MEMBER 1.00 0.00 X 0 0 0 ROBERT P ARTHUR BOARD MEMBER 1.00 0.00 X 0 0 0 SUSAN M BENTON BOARD MEMBER 1.00 0.00 X 0 0 0 JUDSON BERGMAN BOARD MEMBER 1.00 0.00 X 0 0 0 HOWARD B BERNICK BOARD MEMBER 1.00 0.00 X 0 0 0 AMY E BEST BOARD MEMBER 1.00 0.00 X 0 0 0 JOHN A CANNING JR BOARD MEMBER 1.00 0.00 X 0 0 0 GREGORY C CASE BOARD MEMBER 1.00 0.00 X 0 0 0 DAVID COTTON BOARD MEMBER 1.00 0.00 X 0 0 0 MARK J COZZI BOARD MEMBER 1.00 0.00 X 0 0 0 SIR PETER CRANE FRS BOARD MEMBER 1.00 0.00 X 0 0 0 KERMIT R CRAWFORD BOARD MEMBER 1.00 0.00 X 0 0 0 OSCAR A DAVID BOARD MEMBER 1.00 0.00 X 0 0 0 LOUIS T DELGADO BOARD MEMBER 1.00 0.00 X 0 0 0 ROGER K DEROMEDI BOARD MEMBER 1.00 0.00 X 0 0 0 DANIEL DIERMEIER BOARD MEMBER 1.00 0.00 X 0 0 0 MARSHALL FIELD V BOARD MEMBER 1.00 0.00 X 0 0 0 MICHAEL E FLANNERY BOARD MEMBER 1.00 0.00 X 0 0 0 JEFFREY T FOLAND BOARD MEMBER 1.00 0.00 X 0 0 0 JAMES S FRANK BOARD MEMBER 1.00 0.00 X 0 0 0 KAREN Z GRAY-KREHBIEL BOARD MEMBER 1.00 0.00 X 0 0 0 JACK M GREENBERG BOARD MEMBER 1.00 0.00 X 0 0 0 LEWIS S GRUBER BOARD MEMBER 1.00 0.00 X 0 0 0 ADNAAN HAMID BOARD MEMBER 1.00 0.00 X 0 0 0 JAMEE C FIELD KANE BOARD MEMBER 1.00 0.00 X 0 0 0 MICHAEL L KEISER BOARD MEMBER 1.00 0.00 X 0 0 0 SHANNON M KENNEDY BOARD MEMBER 1.00 0.00 X 0 0 0 RICHARD L KEYSER BOARD MEMBER 1.00 0.00 X 0 0 0 WILLIAM C KUNKLER III BOARD MEMBER 1.00 0.00 X 0 0 0 RICHARD LEVIN BOARD MEMBER 1.00 0.00 X 0 0 0 DIANE VON SCHLEGELL LEVY BOARD MEMBER 1.00 0.00 X 0 0 0 JACK MOLLOY BOARD MEMBER 1.00 0.00 X 0 0 0 MADHAVAN NAYAR BOARD MEMBER 1.00 0.00 X 0 0 0 NEIL S NOVICH BOARD MEMBER 1.00 0.00 X 0 0 0 JAMES J O'CONNOR JR BOARD MEMBER 1.00 0.00 X 0 0 0 CHRISTOPHER A O'HERLIHY BOARD MEMBER 1.00 0.00 X 0 0 0 ASUTOSH PADHI BOARD MEMBER 1.00 0.00 X 0 0 0 AURIE A PENNICK BOARD MEMBER 1.00 0.00 X 0 0 0 JOHN F PODJASEK III BOARD MEMBER 1.00 0.00 X 0 0 0 PETER B POND BOARD MEMBER 1.00 0.00 X 0 0 0 JOHN RAU BOARD MEMBER 1.00 0.00 X 0 0 0 THOMAS S RICKETTS BOARD MEMBER 1.00 0.00 X 0 0 0 MICHAEL J SACKS BOARD MEMBER 1.00 0.00 X 0 0 0 NYDIA S SEARLE BOARD MEMBER 1.00 0.00 X 0 0 0 DR MICHAEL E SEVERINO BOARD MEMBER 1.00 0.00 X 0 0 0 JAI SHEKHAWAT BOARD MEMBER 1.00 0.00 X 0 0 0 JENNIFER L SHERMAN BOARD MEMBER 1.00 0.00 X 0 0 0 ALEJANDRO SILVA BOARD MEMBER 1.00 0.00 X 0 0 0 ADELE S SIMMONS BOARD MEMBER 1.00 0.00 X 0 0 0 JUDSON B SNYDER BOARD MEMBER 1.00 0.00 X 0 0 0 THOMAS S SOULELES BOARD MEMBER 1.00 0.00 X 0 0 0 MARCUS VON KAPFF BOARD MEMBER 1.00 0.00 X 0 0 0 MARK R WALTER BOARD MEMBER 1.00 0.00 X 0 0 0 EVERETT S WARD BOARD MEMBER 1.00 0.00 X 0 0 0 LAURA S WASHINGTON BOARD MEMBER 1.00 0.00 X 0 0 0 MELVIN D WILLIAMS BOARD MEMBER 1.00 0.00 X 0 0 0 PATRICK WOOD-PRINCE BOARD MEMBER 1.00 0.00 X 0 0 0 JASON M WORTENDYKE BOARD MEMBER 1.00 0.00 X 0 0 0 LE MONTE BOOKER CHIEF FINANCE OFFICER 35.00 0.00 X 261346 0 25719 CHARLES KATZENMEYER VP, INSITUTIONAL ADVANCEMENT 35.00 0.00 X 279132 0 16924 RAYMOND DETHORNE CHIEF MARKETING OFFICER 35.00 0.00 X 255002 0 20930 THORSTEN LUMBSCH VP, SCIENCE AND EDUCATION 35.00 0.00 X 221728 0 27814 SHAWN VANDERZIEL CHIEF HUMAN RESOURCES OFFICER 35.00 0.00 X 181625 0 15311 R L GRANDE DISTINGUISHED SERVICE CURATOR 35.00 0.00 X 199398 0 29358 OLIVIER RIEPPEL CURATOR AND SECTION HEAD 35.00 0.00 X 193363 0 22992 GARY FEINMAN CURATOR 35.00 0.00 X 168219 0 20806 LORI BRESLAUER GENERAL COUNSEL 35.00 0.00 X 167893 0 19292 GINEVRA RANNEY DIRECTOR, PRINCIPAL GIFTS 35.00 0.00 X 158511 0 23772 2794638 0 250039 36 0 1 0 HILL MECHANICAL CORPORATION 11045 GAGE AVE FRANKLIN PARK IL 60131 CONSTRUCTION 1324748 TARGET DATA INC 626 W JACKSON BLVD CHICAGO IL 60661 MARKETING 1118600 WJ O'NEIL CHICAGO 224 NORTH JUSTINE STREET CHICAGO IL 60607 CONSTRUCTION 838118 ORTIZ BUILDERS INC 3607 W 26TH STREET CHICAGO IL 60623 CONSTRUCTION 749476 ACCESS DIRECT MARKETING LLC 6478 W NORTH AVE CHICAGO IL 60707 MARKETING 571230 30 2310090 7009946 30031296 767147 39351332 ADMISSIONS 900099 15148326 15148326 EVENT INCOME 900099 4821048 68274 4752774 MEMBERSHIP DUES 900099 2171397 2171397 COMMISSIONS 900099 2152710 2152710 TRAVELING EXHIBITS 900099 737881 737881 2813705 2812684 1021 27845067 8003315 7451 7995864 39123 39123 27596385 12547110 15049275 15049275 15049275 180585 2310090 491167 -310582 -310582 89977530 23091272 4761246 22773680 X 123897 123897 149016 149016 302576 302576 2041073 571939 938272 530862 25871745 21997776 1820690 2053279 1451381 1194871 128146 128364 4229826 3482266 373463 374097 1949778 1605183 172151 172444 59635 59635 181950 181950 73551 73551 253589 253589 1090477 1090477 8662246 7990166 302699 369381 1524666 1518547 6119 4284624 3180630 886394 217600 2164638 1457400 676449 30789 478224 476220 2004 2675664 2417177 249741 8746 1240377 1158618 55587 26172 453069 341375 61486 50208 7195961 7119825 26395 49741 12486222 12304338 128463 53421 307480 307480 UNRELATED BUSINESS INCO 331222 331222 OTHER PROGRAM EXPENSES 275490 275490 ASSOCIATION MEMBERSHIPS 138547 51906 85862 779 79996924 67719216 7950113 4327595 2665942 2530905 28303783 16523918 32318907 29948652 4758100 4571242 137589 118468 3772114 3566403 461814937 239273290 227719797 222541647 107091550 109494851 287678687 372775596 2868719 3155164 697315188 765226846 8387116 8718508 7716667 7073086 163327270 162892106 19954555 22287829 199385608 200971529 X 224141740 249622346 273787840 314632971 497929580 564255317 697315188 765226846 X 9980606 54607096 1738035 X 0 1 X 1 1 1 X 60529880 34818310 45408951 44694330 35946290 221397761 5717121 5686336 5483967 5409280 5577460 27874164 66247001 40504646 50892918 50103610 41523750 249271925 59842191 189429734 3818730 5805228 5373105 7281597 8042438 30321098 859697 848736 697656 1009600 1242752 4658441 284251464 143784438 0.66640 0.70850 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 0 0 1 89667 89667 0 PART II-B, LINE 1: THE FIELD MUSEUM RETAINED A CONSULTANT FOR $72,500 IN 2019 FOR LOBBYING AT THE FEDERAL LEVEL. IN ADDITION, THE FIELD MUSEUM IS A MEMBER OF THE MUSEUMS IN THE PARK. APPROXIMATELY $11,000 OF THE MUSEUMS IN THE PARK FEE SUPPORTED LOBBYING AT THE STATE LEVEL AND ADVOCACY WORK BY THE EXECTIVE DIRECTOR OF MUSEUMS IN THE PARK. APPROXIMATELY 5% OF THE DIRECTOR OF GOVERNMENT AND FOUNDATION RELATION'S TIME IS SPENT ON ADVOCACY, ADDING $6,167. 1 X X X X 0 401529493 11734955 81435037 20151004 1090476 473458005 421654061 23077473 -23988603 18170931 1042507 401529493 369482719 19764374 49700979 16304000 990011 421654061 346238286 20783608 19381431 15874000 1046606 369482719 346592799 12782333 2678313 14787000 1028159 346238286 0.47130 0.35570 0.17300 1 0 324434361 172046489 152387872 105918572 54650485 51268087 29581334 12576316 17005018 1880670 1880670 222541647 EQUITY SECURITY FUNDS 264159087 F HEDGED EQUITY FUNDS 39387082 F ABSOLUTE RETURN FUNDS 57060238 F LIMITED PARTNERSHIP 1760000 C RECEIVABLE FOR INVESTMENT SOLD 10409189 C 372775596 ACCRUED PENSION COSTS 3204707 INTEREST RATE SWAP 19083122 22287829 X 145808351 54607096 85000 2229202 56921298 88887053 1090477 1090477 89977530 79482614 85000 491167 576167 78906447 1090477 1090477 79996924 PART III, LINE 1A: THE MUSEUM'S COLLECTIONS ARE COMPRISED OF OBJECTS OF HISTORICAL, CULTURAL OR SCIENTIFIC SIGNIFICANCE THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING ITS EXISTENCE AND ASSESSING ITS CONDITION ARE PERFORMED CONTINUOUSLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES PROCEEDS FROM SALES OF COLLECTION ITEMS TO BE DEPOSITED IN THE ENDOWMENT, WITH EARNINGS TO BE USED TO ACQUIRE OTHER ITEMS FOR COLLECTIONS OR PROVIDE FOR THE DIRECT CARE OF EXISTING COLLECTIONS. IN ACCORDANCE WITH THE PRACTICE GENERALLY FOLLOWED BY MUSEUMS, THE VALUE OF OBJECTS IN THE COLLECTIONS IS EXCLUDED FROM THE FINANCIAL STATEMENTS; COLLECTIONS ARE REFLECTED IN THE ACCOMPANYING STATEMENTS OF FINANCIAL POSITION AT A NOMINAL VALUE OF $1. SUCH COLLECTIONS HAVE BEEN ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE MUSEUM'S INCEPTION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED, OR AS DECREASES IN TEMPORARILY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED IN THE FINANCIAL STATEMENTS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN UNRESTRICTED NET ASSETS. THERE WERE NO SALES OF COLLECTION ITEMS IN 2019 OR 2018. PART III, LINE 4: THE MUSEUM'S COLLECTIONS ARE MADE UP OF ARTIFACTS OF HISTORICAL, CULTURAL, OR SCIENTIFIC SIGNIFICANCE. MUCH OF THE COLLECTION IS FEATURED IN THE MUSEUM'S GENERAL COLLECTION WHICH IS OPEN FOR PUBLIC EXHIBITION. THE COLLECTION IS ALSO USED FOR ADVANCED SCIENTIFIC STUDY AND SCHOLARLY RESEARCH. THROUGH EXHIBITION AND STUDY, THE MUSEUM ACTS AS AN INDEPENDENT CENTER OF LEARNING FOCUSED ON DIVERSITY IN THE WORLD'S PHYSICAL ENVIRONMENTS AND CULTURES IN FURTHERANCE OF THE ORGANIZATION'S EXEMPT PURPOSE. PART V, LINE 4: THE ASSETS OF THE ENDOWMENT FUNDS SHALL BE INVESTED TO OBTAIN THE GREATEST "TOTAL RETURN" COMMENSURATE WITH THE RISKS DEEMED APPROPRIATE PURSUANT TO THE PROVISIONS OF THE INVESTMENT POLICY. THE PRIMARY OBJECTIVES OF THE MANAGEMENT OF THE ENDOWMENT FUNDS ARE TO 1) ACHIEVE LONG-TERM GROWTH THROUGH CAPITAL APPRECIATION AS WELL AS INCOME AND 2) PRESERVE THE PURCHASING POWER OF THE ASSETS OF THE ENDOWMENT FUND BY OBTAINING A "REAL RETURN" EQUAL TO OR IN EXCESS OF NORMAL ANNUAL SPENDING-ENDOWMENT WITHDRAWALS TO SUPPORT THE MUSEUM. PART X, LINE 2: THE MUSEUM IS EXEMPT FROM INCOME TAXATION UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND A COMPARABLE STATE OF ILLINOIS STATUTE. MANAGEMENT BELIEVES THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE MUSEUM HAS A POLICY TO RECORD INTEREST AND PENALTIES (IF ANY) RELATED TO INCOME TAX MATTERS IN INCOME TAX EXPENSE. THE MUSEUM HAS DETERMINED THAT ITS TAX POSITIONS SATISFY THE MORE LIKELY THAN NOT CRITERION. FOR THE YEAR ENDED DECEMBER 31, 2019 AND 2018, NO INTEREST AND PENALTIES WERE RECORDED. PART XI, LINE 2D - OTHER ADJUSTMENTS: PENSION-RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST 1,738,035. SPECIAL EVENTS EXPENSES 491,167. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSES 491,167. 1 EAST ASIA & THE PACIFIC PROGRAM SERVICES SCIENCE AND EDUCATION 50361 CENTRAL AMERICA & THE CARIBBEAN PROGRAM SERVICES SCIENCE AND EDUCATION 6585 EUROPE (ICELAND & GREENLAND) PROGRAM SERVICES SCIENCE AND EDUCATION 145861 NORTH AMERICA PROGRAM SERVICES SCIENCE AND EDUCATION 108300 SOUTH AMERICA PROGRAM SERVICES SCIENCE AND EDUCATION 353934 SUB-SAHARAN AFRICA PROGRAM SERVICES SCIENCE AND EDUCATION 95045 EAST ASIA & THE PACIFIC PROGRAM SERVICES PUBLIC PROGRAM 360002 EUROPE (ICELAND & GREENLAND) PROGRAM SERVICES PUBLIC PROGRAM 187912 NORTH AMERICA PROGRAM SERVICES PUBLIC PROGRAM 130556 SUB-SAHARAN AFRICA GRANT MAKING STIPEND FOR RESEARCH 32220 EAST ASIA & THE PACIFIC GRANT MAKING STIPEND FOR RESEARCH 8480 SOUTH AMERICA GRANT MAKING STIPEND FOR RESEARCH 224066 CENTRAL AMERICA & THE CARIBBEAN INVESTMENTS 77746705 SOUTH ASIA PROGRAM SERVICES SCIENCE & EDUCATION 6382 NORTH AMERICA GRANT MAKING STIPEND FOR RESEARCH 29600 CENTRAL AMERICA GRANT MAKING STIPEND FOR RESEARCH 5480 RUSSIA & NEWLY INDEPENDENT STATES PROGRAM SERVICES SCIENCE & EDUCATION 3558 EUROPE GRANT MAKING STIPEND FOR RESEARCH 2730 0 0 0 0 0 0 1308000 78189777 79497777 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA, FASO, STIPEND FOR RESEARCH 19400 WIRE SOUTH AMERICA STIPEND FOR RESEARCH 171274 WIRE 2 STIPEND FOR RESEARCH SOUTH AMERICA 1 16000 CHECK STIPEND FOR RESEARCH SUB SAHARAN AFRICA 1 12820 CHECK STIPEND FOR RESEARCH NORTH AMERICA 1 29600 CHECK 1 0 1 1 1 0 PART I, LINE 2: STAFF MAKE VISITS TO MONITOR WORK BEING DONE OUTSIDE THE UNITED STATES AND REPORT ON THE STATUS OF THE GRANTS. PART III ACCOUNTING METHOD: X X X X X X X 1 PATRICIA HURLEY 205 W WACKER DRIVE STE 1400 CHICAGO IL 60606 EVENT CONSULTANT 0 2393240 73482 2319758 DCM TELEMARKETING 261 W 35TH ST SUITE 600 NEW YORK NY 10001 TELEMARKETING 0 48402 32869 15533 SD&A 5757 W CENTURY BLVD SUITE 300 LOS ANGELES CA 90045 TELEMARKETING 0 10895 14290 -3395 MARTS & LUNDY 1200 WALL STREET WEST LYNDHURST NJ 07071 CAMPAIGN CONSULTANT 0 0 108010 -108010 ALEXANDER ROSS GROUP 2406 PRAIRIE AVE EVANSTON IL 60201 CAMPAIGN CONSULTANT 0 0 24938 -24938 2452537 253589 2198948 AK AL AR CA CO CT FL GA IL IN KS KY MA MD ME MI MN MS NC ND NJ NM NY NV OH OK OR PA RI SC TN UT VA WA WI WV AZ MO WOMEN'S BOARD GALA 2096764 1981564 115200 371374 WOMEN'S BOARD LUNCHEON 296476 271426 25050 86293 1 97435 57100 40335 33500 2490675 2310090 180585 491167 491167 -310582 1 VIRGINIA POLYTECHNIC INSTITUTE & STATE UNIVERSITY 300 TURNER STREET BLACKSBURG VA 24061 546001805 GOV'T 11867 STIPEND FOR SCIENCE AND EDUCATION NORTHERN ARIZONA UNIVERSITY PO BOX 4080 FLAGSTAFF AZ 86011 742579628 GOV'T 10661 STIPEND FOR SCIENCE AND EDUCATION THE UNIVERSITY OF CHICAGO 5835 KIMBARK AVE CHICAGO IL 60637 362177139 GOV'T 15004 STIPEND FOR SCIENCE AND EDUCATION BOARD OF REGENTS OF THE UNIVERSITY OF WISCONSIN SYSTEM 21 NORTH PARK ST MADISON WI 53715 396006492 GOV'T 74812 STIPEND FOR SCIENCE AND EDUCATION BOARD OF TRUSTEES OF MICHIGAN STATE UNIVERSITY 426 AUDITORIUM ROAD EAST LANSING MI 48824 386005987 GOV'T 7352 STIPEND FOR SCIENCE AND EDUCATION 5 STIPENDS FOR SCIENCE AND EDUCATION 31 149016 PART I, LINE 2: A DEPARTMENT ADMINISTRATOR REVIEWS ALL OF THE REQUESTS FOR PAYMENTS AND SIGNS OFF ON THE REQUEST BEFORE PAYMENT IS ISSUED. X X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 RICHARD LARIVIERE PRESIDENT + CEO 634081 0 74340 0 0 0 14000 0 13121 0 735542 0 0 0 LE MONTE BOOKER CHIEF FINANCE OFFICER 261346 0 0 0 0 0 8169 0 17550 0 287065 0 0 0 CHARLES KATZENMEYER VP, INSITUTIONAL ADVANCEMENT 279132 0 0 0 0 0 10840 0 6084 0 296056 0 0 0 RAYMOND DETHORNE CHIEF MARKETING OFFICER 255002 0 0 0 0 0 7800 0 13130 0 275932 0 0 0 THORSTEN LUMBSCH VP, SCIENCE AND EDUCATION 221728 0 0 0 0 0 11285 0 16529 0 249542 0 0 0 SHAWN VANDERZIEL CHIEF HUMAN RESOURCES OFFICER 181625 0 0 0 0 0 9227 0 6084 0 196936 0 0 0 R L GRANDE DISTINGUISHED SERVICE CURATOR 199398 0 0 0 0 0 10441 0 18917 0 228756 0 0 0 OLIVIER RIEPPEL CURATOR AND SECTION HEAD 193363 0 0 0 0 0 9871 0 13121 0 216355 0 0 0 GARY FEINMAN CURATOR 168219 0 0 0 0 0 8551 0 12255 0 189025 0 0 0 LORI BRESLAUER GENERAL COUNSEL 167893 0 0 0 0 0 8085 0 11207 0 187185 0 0 0 GINEVRA RANNEY DIRECTOR, PRINCIPAL GIFTS 158511 0 0 0 0 0 4907 0 18865 0 182283 0 0 0 PART I, LINE 1A THE PRESIDENT RECEIVED SOCIAL CLUB DUES. THE PURPOSE OF THE SOCIAL CLUB DUES ARE FOR BUSINESS USES RELATED TO ENTERAINING GUESTS, FUNDRAISING, AND NETWORKING. THE PRESIDENT'S SPOUSE ALSO RECEIVED TRAVEL BENEFITS RELATED TO HER DUTIES AS A VOLUNTEER OF THE MUSEUM. PART I, LINE 7 THE MUSEUM HAS AN AGREEMENT WITH THE PRESIDENT TO PAY BONUS COMPENSATION BASED ON THE MUSEUM'S ANNUAL PERFORMANCE. THE BONUS COMPENSATION IN 2019 WAS $74,340. THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS THE MUSEUM'S PERFORMANCE FOR THE PRIOR YEAR AND MAKES A RECOMMENDATION FOR A BONUS PAYMENT FOR THE PRESIDENT. A ILLINOIS FINANCE AUTHORITY 861091967 45204E2LI 2019-06-12 87160000 CURRENT REFUNDING 0 0 0 A 900000 87160000 960000 86200000 1 0 1 1 A 1 1 0 0 0 1 A 1 PART I (A)(F) CURRENT REFUNDING OF PRIOR ISSUE ISSUED ON 7/30/2015, WHICH WAS A REFUNDING OF PRIOR ISSUES ISSUED ON 12/03/1985; 11/08/1990; 4/15/1998; 3/22/2000 PART II, LINE 11 PROCEEDS USED BY 7/1/2020 TO CURRENTLY REFUND PRIOR ISSUE BONDS FROM 7/30/2015, WHICH WERE A REFUNDING OF PRIOR ISSUE BONDS FROM 12/03/1985, 11/08/1990, 4/15/1998, AND 3/22/2000. X 29 FAIR MARKET VALUE X 52 767147 FAIR MARKET VALUE X 437 0 X 13 0 0 1 1 PART I, LINE 32B: THE STOCK GIFTS GO INTO THE MUSEUM'S ACCOUNT AT NORTHERN TRUST, AND THEN NORTHERN TRUST SELLS THE STOCK ON BEHALF OF THE MUSEUM THE DAY AFTER THE RECEIPT. NORTHERN TRUST DEPOSITS PROCEEDS FROM THE SALE OF SECURITIES INTO THE MUSEUM'S ACCOUNT. PART I, LINE 33: THE MUSEUM DOES NOT REPORT CONTRIBUTIONS OF COLLECTION ITEMS AS REVENUE AS PERMITTED UNDER GENERALLY ACCEPTED ACCOUNTING PRINCIPLES. THE MUSEUM DOES NOT CAPITALIZE ITS COLLECTION AS ALLOWED UNDER SFAS 116. FORM 990, PART VI, SECTION A, LINE 2 BOARD OF TRUSTEES MEMBERS JAMEE C. FIELD KANE, MARSHALL FIELD V, AND CARYN HARRIS HAVE A FAMILY RELATIONSHIP. BOARD OF TRUSTEES MEMBERS BOBBY MEHTA, AND KERMIT R. CRAWFORD HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBERS BOBBY MEHTA, MICHAEL O'GRADY AND WILLIAM C. KUNKLER III HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBERS JOHN A. CANNING, JR., THOMAS S. SOULELES, AND JAI SHEKHAWAT HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBER JOHN A. CANNING JR. HAS A FAMILY RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER JOHN F. PODJASEK III. BOARD OF TRUSTEES MEMBER MICHAEL E. FLANNERY HAS A BUSINESS RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER HOWARD B. BERNICK BOARD OF TRUSTEES MEMBERS WILLIAM C. KUNKLER III AND ROGER K. DEROMEDI HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBER CONSTANCE T. KELLER HAS A FAMILY RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER JEFFREY B. KELLER. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWS THE COMPLETED FORM 990. A DRAFT OF THE FORM 990 IS PRESENTED TO THE AUDIT COMMITTEE. A FULL COPY OF THE 990 IS THEN PROVIDED TO ALL VOTING MEMBERS OF THE GOVERNING BODY PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE MUSEUM'S OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES ARE ANNUALLY REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT AS A CONDITION OF THEIR SERVICE TO THE ORGANIZATION. POTENTIAL CONFLICTS ARE LOGGED WITH AND MONITORED BY THE GENERAL COUNSEL AND SECRETARY OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES IS RESPONSIBLE FOR THE APPROVAL OF COMPENSATION OF THE CEO. THE EXECUTIVE COMMITTEE IS COMPRISED OF INDEPENDENT TRUSTEES. THE CHAIR OF THE BOARD AND EXECUTIVE COMMITTEE ESTABLISHED A COMPENSATION SUB-COMMITTEE. THE COMPENSATION COMMITTEE IS COMPRISED OF SIX TRUSTEES, EACH OF WHICH IS A MEMBER OF THE EXECUTIVE COMMITTEE. THE COMPENSATION COMMITTEE REVIEWS THE CEO'S COMPENSATION AND BONUS PROGRAM AND MAKES RECOMMENDATIONS TO THE EXECUTIVE COMMITTEE FOR FINAL APPROVAL. EXECUTIVE COMMITTEE DECISIONS REGARDING THE CEO'S COMPENSATION ARE HELD IN EXECUTIVE SESSION. THE COMPENSATION ARRANGEMENTS FOR THE CEO ARE DOCUMENTED VIA AN EMPLOYMENT CONTRACT AND WRITTEN BONUS PLAN (APPROVED BY THE EXECUTIVE COMMITTEE). THE CHIEF HUMAN RESOURCES OFFICER CONDUCTS A SALARY BENCHMARK ANALYSIS FOR OFFICERS AND KEY EMPLOYEES WITH OUTSIDE CONSULTANTS AND EXTERNAL SURVEYS ON A BIENNIAL BASIS; THIS INFORMATION IS SHARED WITH THE COMPENSATION COMMITTEE AND CEO FOR THEIR REVIEW. FORM 990, PART VI, SECTION C, LINE 19 THE MUSEUM'S FORM 990 IS AVAILABLE AT THE ORGANIZATION'S PRINCIPAL PLACE OF BUSINESS UPON REQUEST. THE MUSEUM'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE THROUGH APPLICABLE GOVERNMENTAL AGENCIES OR THROUGH REQUEST AT THE MUSEUM'S PRINCIPAL PLACE OF BUSINESS. THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON WRITTEN REQUEST TO THE ORGANIZATION (AND AT MANAGEMENT'S DISCRETION). FORM 990, PART IX, LINE 11G SCIENTIFIC RESEARCH, CONSERVATION, AND EXHIBITION DESIGN FEES: PROGRAM SERVICE EXPENSES 7,990,166. MANAGEMENT AND GENERAL EXPENSES 302,699. FUNDRAISING EXPENSES 369,381. TOTAL EXPENSES 8,662,246. FORM 990, PART XI, LINE 9: PENSION-RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST 1,738,035. MUSEUM CAMPUS CORPORATION 1400 SOUTH LAKE SHORE DRIVE CHICAGO IL 60605 364272361 ATTRACT VISITORS TO THE MUSEUM CAMPUS' CENTRALLY LOCATED FACILITIES IL 501(C)(3) LINE 12A, I 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0