2020-11-12T11:11:51-06:00 2019-12-31 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 800N BETHESDA MD 208142930 990 2019-01-01 943370994 NATIONAL MARINE SANCTUARY FOUNDATION NATI 3016083040 8601 GEORGIA AVENUE NO 510 SILVER SPRING MD 20910 LINDA TOSCANO CFO 3016083040 2020-11-12 1 RICHARD J LOCASTRO CPA P00288314 3019519090 75.103.231.202 2020-11-12 12:11:13 ES P 1123E0B3196361FA5D97317ED873F4F43149F6C1 3282807D3C0AA02E9BAB1EB89DF4B4F5465EC79F 2019 2021-01-29 14:40:06Z KRISTEN J SARRI 8601 GEORGIA AVENUE NO 510 SILVER SPRING MD 20910 10703451 0 X WWW.MARINESANCTUARY.ORG X 2000 MI SEE PART III, LINE 1. 12 12 69 12 34 0 4104925 9643488 101901 319451 68777 88019 31725 -13971 4307328 10036987 819607 2018329 0 0 1945196 4260445 0 7600 500729 2345703 4684614 5110506 10970988 -803178 -934001 8552459 8018407 707089 616348 7845370 7402059 X THE NATIONAL MARINE SANCTUARY FOUNDATION IS A LEADING VOICE FOR U.S. PROTECTED WATERS, WORKING WITH COMMUNITIES TO CONSERVE AND EXPAND THOSE SPECIAL PLACES FOR A HEALTHY OCEAN, COASTS, AND GREAT LAKES. WORKING TOGETHER, WE SAFEGUARD SPECIES AND THE PLACES THEY CALL HOME, AND PRESERVE AMERICA'S MARITIME HISTORY. 1 0 5014672 711195 WORKING IN PARTNERSHIP WITH THE OFFICE OF NATIONAL MARINE SANCTUARIES, THE NATIONAL MARINE SANCTUARY FOUNDATION (FOUNDATION) IMPLEMENTS PUBLIC EDUCATION, OUTREACH, CONSERVATION, AND MARITIME HERITAGE PROJECTS THAT ENCOURAGE PEOPLE TO BECOME ENGAGED STEWARDS OF U.S. OCEAN, COASTS, AND GREAT LAKES WATERS. PROGRAMMATIC WORK INCLUDES: (1) PROMOTING SUSTAINABLE RECREATION AND TOURISM IN NATIONAL MARINE SANCTUARIES; (2) ESTABLISHING LIFELONG CONNECTIONS TO NATIONAL MARINE SANCTUARIES AND MONUMENTS THROUGH EDUCATION AND PUBLIC AWARENESS; (3) DEMONSTRATING HOW THE NATIONAL MARINE SANCTUARY SYSTEM SERVES AS A GLOBAL MODEL FOR MARINE PROTECTED AREA MANAGEMENT; (4) ENGAGING PARTNERS AND THE PUBLIC IN CONSERVATION AND STEWARDSHIP OF MARINE PROTECTED AREAS; AND, (5) PROMOTING NATIONAL MARINE SANCTUARIES AND MONUMENTS AS LIVING LABORATORIES AND HUBS FOR SCIENTIFIC RESEARCH TO IMPROVE UNDERSTANDING OF OUR OCEAN AND GREAT LAKES. THROUGH THIS PARTNERSHIP, THE FOUNDATION SUPPORTS PUBLIC OUTREACH ACTIVITIES AT SIX SANCTUARY-FOCUSED VISITOR CENTERS AND NUMEROUS EXHIBITS LOCATED AT PARTNER VENUES THAT WELCOME MILLIONS OF VISITORS EACH YEAR; PROVIDES MINI-GRANTS TO APPROXIMATELY 50 SCHOOLS IN NINE STATES ANNUALLY TO COMPLETE ENVIRONMENTAL STEWARDSHIP PROJECTS; AND FACILITATES INTERACTIVE EXPLORATION AND MAPPING EXPEDITIONS INTO WEST COAST AND PACIFIC NATIONAL MARINE SANCTUARIES. 1597157 817068 THE NATIONAL MARINE SANCTUARY FOUNDATION IMPLEMENTS MARINE EDUCATION AND OUTREACH PROJECTS THROUGHOUT THE U.S. TO PROMOTE AWARENESS AND UNDERSTANDING OF MARINE SPECIES AND HABITATS MANAGED BY NOAA FISHERIES, INCLUDING THOSE IN NATIONAL MARINE SANCTUARIES. OUR EFFORTS FOCUS ON: FOSTERING PARTNERSHIPS THAT BENEFIT EDUCATORS AND THEIR STUDENTS; EXPANDING AWARENESS OF THE CHALLENGES FACING ENDANGERED AND PROTECTED SPECIES; ENHANCING SUSTAINABILITY OF FISHING COMMUNITIES--PARTICULARLY THOSE NEAR NATIONAL MARINE SANCTUARIES; AND, CONVENING STAKEHOLDERS IN OCEAN AND GREAT LAKES ISSUES TO ADVANCE COLLABORATIONS, PARTNERSHIPS, AND CROSS-SECTOR UNDERSTANDING. PROGRAMS SUPPORT EFFORTS TO BUILD AWARENESS OF NOAA SPECIES IN THE SPOTLIGHT AS WELL AS OTHER THREATENED SPECIES; REACH MORE THAN 1,000 K-12 EDUCATORS; AND CONNECT MORE SITES EACH YEAR IN THE NATIONAL MARINE SANCTUARY SYSTEM TO NEW AUDIENCES CONNECTED TO SUSTAINABLE FISHERIES/SEAFOOD AND ENDANGERED/PROTECTED SPECIES. WORKING IN PARTNERSHIP WITH OCEAN EXPLORATION AND RESEARCH, THE FOUNDATION MANAGES AN EDUCATION PROGRAM THAT PROMOTES THE ADVANCEMENT OF OCEAN SCIENCE LITERACY THROUGH OCEAN EXPLORATION. THE PROGRAM PROVIDES OPPORTUNITIES FOR EDUCATORS THROUGHOUT THE COUNTRY TO GAIN AN IN-DEPTH UNDERSTANDING OF HOW TO INTEGRATE NOAA OCEAN EXPLORATION SCIENCE AND TECHNOLOGY IN CLASSROOMS, HELPING THEM TEACH STUDENTS ABOUT AMERICA'S MARINE RESOURCES AND THE LARGER OCEAN OF WHICH THEY ARE A PART. THE PROGRAM SERVES TEN AQUARIUM AND SCIENCE CENTERS ANNUALLY THAT HOST OCEAN EXPLORATION EDUCATOR WORKSHOPS FOR APPROXIMATELY 50 TEACHERS EACH, CONVENES OCEAN EXPLORATION STAKEHOLDERS AT VARIOUS WORKSHOPS AND AT CAPITOL HILL OCEAN WEEK, AND PRODUCES A VARIETY OF EDUCATIONAL AND OUTREACH PRODUCTS SUCH AS LESSON PLANS AND LEARNING MATERIALS THAT LINK TEACHERS ACROSS THE U.S. TO NOAA SCIENCE RESOURCES AND MISSIONS OF THE OKEANOS EXPLORER. IN SUPPORT OF PROTECTING SPECIES THAT INHABIT NATIONAL MARINE SANCTUARIES, THE FOUNDATION SUPPORTS THE WORK OF THE INTERAMERICAN CONVENTION FOR THE PROTECTION AND CONSERVATION OF SEA TURTLES (IAC), INCLUDING ANNUAL AND BIENNIAL MEETINGS TO CONVENE CONVENTION REPRESENTATIVES AND OTHER STAKEHOLDERS, AND TO SUPPORT SEA TURTLE-FOCUSED CONSERVATION AND OUTREACH PROJECTS INITIATED BY THE IAC. 1506165 217166 358787 WORKING WITH INDIVIDUAL SANCTUARIES WITHIN THE NATIONAL MARINE SANCTUARY SYSTEM, THE FOUNDATION SUPPORTS LOCALLY-IMPLEMENTED PROJECTS TO IMPROVE CONSERVATION AND MANAGEMENT OF OUR PROTECTED WATER, ENGAGE SURROUNDING COMMUNITIES AND STAKEHOLDERS IN STEWARDSHIP OF SANCTUARIES, AND TO ENHANCE OUR SCIENTIFIC KNOWLEDGE OF OUR OCEAN, COASTS, AND GREAT LAKES. THE FOUNDATION SUPPORTS WHALE CONSERVATION AND RESEARCH, MARINE DEBRIS REMOVALS, AND HABITAT RESTORATION. GOAL: CLEAN SEAS FLORIDA KEYS HELPED REMOVE NEARLY 8,634 POUNDS OF MARINE DEBRIS AND 16,827 FEET OF LINES AND ROPE FROM THE FLORIDA KEYS NATIONAL MARINE SANCTUARY AS WELL AS 6,440 POUNDS OF DEBRIS. THE FOUNDATION JOINED PARTNERS FOR THE LAUNCH OF MISSION: ICONIC REEFS, A MAJOR CORAL REEF RESTORATION INITIATIVE TARGETING SEVEN REEFS, COVERING NEARLY THREE MILLION SQUARE FEET (ABOUT THE SIZE OF 52 FOOTBALL FIELDS) OF THE FLORIDA REEF TRACT. THE FOUNDATION WORKED WITH LOCAL COMMUNITIES TO SUPPORT THE DESIGNATION OF THE FIRST NEW NATIONAL MARINE SANCTUARY IN 19 YEARS AT MALLOWS BAY-POTOMAC RIVER AND ESTABLISH CONSERVATION PROGRAMS FOR WATER QUALITY TO PROMOTE HEALTHY COMMUNITIES AND ENCOURAGE SUSTAINABLE TOURISM AND RECREATION. 272900 272900 WORKING IN PARTNERSHIP WITH THE OFFICE OF COAST MANAGEMENT, THE NATIONAL MARINE SANCTUARY FOUNDATION SUPPORTS RESTORATION OF THE HE'EIA NATIONAL ESTUARINE RESEARCH RESERVE (NERR) IN HAWAII. THE GOAL OF THIS PROJECT IS TO ERADICATE INVASIVE MANGROVE SPECIES FROM THIS MARINE PROTECTED AREA BY 2022, THE 100TH ANNIVERSARY OF THEIR INTRODUCTION TO THE STATE, AND REPLACE THE INVASIVES WITH NATIVE PLANTS, WHICH IN TURN HELPS BRING BACK NATIVE WILDLIFE TO THE RESERVE AS WELL. THE FOUNDATION WORKS WITH THE KEY HAWAIIAN PARTNERS WHO MANAGE THE HE'EIA NERR ON THIS PROJECT. 272900 272900 8390894 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 1 1 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 106 0 1 69 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 12 12 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AL AR CA FL GA HI IL KS KY MA MD MI MN MS NC NH NJ NM NY OR PA RI SC TN UT VA WV WI X X X KRISTEN SARRI 3016083040 8601 GEORGIA AVE SUITE 510 SILVER SPRING MD 20910 JAMES HNAT CHAIRMAN 1.00 X X 0 0 0 ROBERT TRAINOR CHAIRMAN (THROUGH 10/19) 1.00 X X 0 0 0 JULIAN MYERS VICE-CHAIR 1.00 X X 0 0 0 JAMES CROWLEY VICE-CHAIR (THROUGH 06/19) 1.00 X X 0 0 0 HOLT THRASHER TREASURER 1.00 X X 0 0 0 DON BAUR SECRETARY 1.00 X X 0 0 0 TOBY MOFFETT DIRECTOR 0.50 X 0 0 0 LYNN SCARLETT DIRECTOR 0.50 X 0 0 0 DAWN RODNEY DIRECTOR (BEG. 02/19) 0.50 X 0 0 0 MARK MCDADE DIRECTOR (BEG. 02/19) 0.50 X 0 0 0 BARBARA BIRDSEY DIRECTOR (BEG. 06/19) 0.50 X 0 0 0 JOHN RUDOLF DIRECTOR (BEG. 06/19) 0.50 X 0 0 0 HEATHER LUDEMANN DIRECTOR (BEG. 10/19) 0.50 X 0 0 0 STEVE GAINES DIRECTOR 0.50 X 0 0 0 KRISTEN SARRI PRESIDENT & CEO 40.00 X 232997 0 18047 VELMA HART CFO (THROUGH 06/19) 40.00 X 73164 0 3650 306161 0 21697 1 0 1 0 CARDINAL POINT CAPTAINS INC 5005 TEXAS STREET SUITE 104 SAN DIEGO CA 92108 VESSEL SERVICES 184029 OCEAN ASSOCIATES INC 4007 N ABINGDON STREET ARLINGTON VA 22207 EMPLOYMENT SERVICES 142727 GMMB 3050 K STREET NW STE 100 WASHINGTON DC 200075108 COMMUNICATION & DESIGN SERVICES 131377 MARQUIS PR 4 ALICANTE AISLE IRVINE CA 92614 MEDIA & PUBLIC RELATIONS SERVICES 131186 CORDIA PARTNERS 8330 BOONE BLVD STE 350 VIENNA VA 22182 ACCOUNTING & FINANCIAL SERVICES 114969 7 8006 499411 8041357 1094714 126697 9643488 VESSEL OPERATIONS 900099 318600 318600 REGISTRATION FEES 900099 851 851 319451 77577 34 77543 49329 0 49329 49329 49329 431383 420941 10442 10442 10442 88040 499411 193883 -105843 -105843 90976 51640 39336 39336 MISCELLANEOUS 900099 3207 3207 3207 10036987 358787 34 34678 2018329 2018329 327858 75314 202335 50209 3212331 2319676 763211 129444 58610 44090 12523 1997 372768 258201 97504 17063 288878 196191 78233 14454 7989 3312 4642 35 267168 267168 7600 7600 258 258 1091761 929382 112361 50018 55341 43239 3266 8836 243306 194229 34929 14148 271451 102301 155811 13339 367030 237532 129498 690922 637480 40780 12662 533892 361906 14208 157778 64259 64259 106509 6301 100208 VESSEL OPERATIONS 283310 283310 EQUIP., RENTAL & MAINT. 245957 237304 8411 242 EXHIBITS AND KIOSKS 144577 144577 PROGRAM EXPENSES 93843 89261 4582 217041 144700 54019 18322 10970988 8390894 2079365 500729 1625283 828946 2985046 2598668 172401 510733 57228 20961 88580 47831 696140 505304 189095 190836 3384635 3767928 41591 43904 8600 8600 8552459 8018407 553994 616348 27500 125595 0 707089 616348 X 4416107 4296917 3429263 3105142 7845370 7402059 8552459 8018407 -934001 490690 0 X 0 1 X 1 1 1 X 9944727 11676433 9328561 4104925 9643488 44698134 9944727 11676433 9328561 4104925 9643488 44698134 44698134 22792 95690 105169 63441 126872 413964 0 200494 226275 69486 24450 3207 523912 45636010 2114715 0.97940 0.98040 X PART II, SHORT YEAR EXPLANATION: THE FOUNDATION CHANGED ITS YEAR-END FROM JUNE 30 TO DECEMBER 31, EFFECTIVE FOR THE SIX MONTHS ENDED DECEMBER 31, 2018. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 0 0 1 11142 11142 0 PART II-B, LINE 1: THE FOUNDATION'S LOBBYING ACTIVITIES INVOLVE ONLINE MAILING ADVOCACY TOOLS THAT SEND LETTERS TO LEGISLATORS AND OTHER ELECTED OFFICIALS; AND HOSTING HILL DISTRICT DAY EVENTS THAT ENABLE THE FOUNDATION TO CONNECT BUSINESSES AND COMMUNITY LEADERS TO THEIR ELECTED OFFICIALS TO VOICE THEIR SUPPORT FOR SANCTUARIES. 4769537 73488 568195 434484 70383 4906353 5495583 -165041 561005 4769537 6044478 -398895 150000 5495583 5420629 740425 150000 6044478 5761725 -66296 150000 124800 5420629 1.00000 0.00000 0.00000 0 0 689437 498601 190836 6703 6703 0 190836 X 10805783 490690 32841 245523 769054 10036729 258 258 10036987 11249094 32841 245523 278364 10970730 258 258 10970988 PART V, LINE 4: THE OPERATIONAL ACTIVITY FUND IS A FUND WITHOUT DONOR RESTRICTIONS THAT SUPPORTS PROGRAMS AND OPERATIONS OF THE FOUNDATION. PART X, LINE 2: FOR THE YEAR ENDED DECEMBER 31, 2019, THE FOUNDATION HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: COGS INCLUDED AS AN EXPENSE ON THE FINANCIAL STATEMENTS 51,640. AND NETTED AGAINST SALES REVENUE ON PART VIII, LINE 10C. SPECIAL EVENT EXPENSES INCLUDED AS AN EXPENSE ON THE 193,883. FINANCIAL STATEMENTS AND NETTED AGAINST REVENUE ON PART VIII, LINE 8C. PART XII, LINE 2D - OTHER ADJUSTMENTS: COGS INCLUDED AS AN EXPENSE ON THE FINANCIAL STATEMENTS 51,640. AND NETTED AGAINST SALES REVENUE ON PART VIII, LINE 10C. SPECIAL EVENT EXPENSES INCLUDED AS AN EXPENSE ON THE 193,883. FINANCIAL STATEMENTS AND NETTED AGAINST REVENUE ON PART VIII, LINE 8C. EAST ASIA AND THE PACIFIC 0 16 PROGRAM SERVICE ACTIVITIES PIPA-PHOENIX ISLAND PROJECT-ESTABLISHING A MARINE SANCTUARY EDUCATION CURRICULUM AND TRAINING ALONG WITH MARINE DEBRIS EDUCATION IN KIRIBATI. PROVIDE STATE OF THE ART CURRICULUM AND TRAININGS TO THE PHILIPPINES MPA MANAGEMENT COMMUNITY ON A RANGE OF MPA MANAGEMENT THEMES. FUND A COORDINATOR TO LIAISE WITH GOVERNMENTAL AND NGO PARTNER AGENCIES IN THE PHILIPPINES AND ELSEWHERE IN SE ASIA AND THE CORAL TRIANGLE REGION TO PROVIDE ON THE GROUND SUPPORT FOR MPA AND FISHERIES MANAGEMENT INITIATIVES FUNDED BY NMFS, NOAA AND USAID. PROVIDE TECHNICAL ASSISTANCE, CAPACITY BUILDING AND ADVISORY SUPPORT TO INDONESIA'S MINISTRY OF MARINE AFFAIRS AND FISHERIES AND LOCAL PARTNERS FOR A RANGE OF MPA AND FISHERIES MANAGEMENT THEMES, INCLUDING: MPA MANAGEMENT; SUSTAINABLE TOURISM; FISHERIES STOCK ASSESSMENTS; AND COMBATING ILLEGAL, UNREPORTED, AND UNREGULATED (IUU) FISHING (INCLUDING PORTS STATES MEASURES). 446343 CENTRAL AMERICA AND THE CARIBBEAN 0 1 PROGRAM SERVICE ACTIVITIES INTER-AMERICAN CONVENTION FOR THE PROTECION AND CONSERVATION OF SEA TURTLE THROUGHOUT CENTRAL AMERICA AND THE CARRIBEAN (MEXICO, BELIZE, GUATEMALA, HONDURAS, COSTA RICA, PANAMA, DOMINICAN REPUBLIC, EL SALVADOR) 112488 SOUTH AMERICA 0 1 PROGRAM SERVICE ACTIVITIES INTER-AMERICAN CONVENTION FOR THE PROTECION AND CONSERVATION OF SEA TURTLE THROUGHOUT SOUTH AMERICA (ECUADOR, VENEZUELA, URUGUAY, BRAZIL, PERU, ARGENTINA, CHILE) 112488 0 18 0 0 0 18 671319 0 671319 0 0 0 0 0 0 PART III ACCOUNTING METHOD: OCEAN AWARDS GALA 483951 410151 73800 6000 81264 32751 38540 A FISHY AFFAIR 51850 41900 9950 23144 4881 1 51650 47360 4290 4230 200 2873 587451 499411 88040 6000 108638 32951 46294 193883 -105843 1 OCEAN EXPLORATION TRUST 613 WILLIAMS STREET NEW LONDON CT 06320 830488383 501(C)(3) 348560 EXPLORATION EDUCATION RESOURCES DEVELOPMENT KAKO'O OIWI 46-005 KAWA STREET SUITE 104 KANEOHE HI 967443887 571236490 501(C)(3) 316900 HE'EIA AHUPUAA RESTORATION THE NATURE CONSERVANCY 801 GERVAIS ST STE 202 COLUMBIA SC 29201 530242652 501(C)(3) 109641 ENGAGING GRAY'S REEF NMS ANGLERS ON BEST PRACTICES AND SANCTUARY STEWARDSHIP/FELLOWSHIP PROGRAM WOODS HOLE OCEANOGRAPHIC INST 266 WOODS HOLE RD MS 33 WOODS HOLE MA 02543 042105850 501(C)(3) 82859 SAND LANCE DATA COLLECTION AND ANALYSIS IN STELLWAGEN BANK NMS WEST VIRGINIA UNIVERSITY FOUNDATION ONE WATERFRONT PLACE 7TH FLOOR PO BOX 1650 MORGANTOWN WV 26501 556017181 501(C)(3) 75000 SOCIO-ECONOMIC STUDIES FOR NATIONAL MARINE SANCTUARY VISITATION UNIVERSITY OF HAWAII 2440 CAMPUS ROAD BOX 368 HONOLULU HI 96822 996000354 GOVERNMENT 64051 EXPLORATION EDUCATION TEACHER WORKSHOPS/FELLOWSHIP PROGRAM UNIVERSITY OF MARYLAND CENTER FOR ENVIRONMENTAL SCIENCE PO BOX 775 CAMBRIDGE MD 21613 526002033 GOVERNMENT 61375 AQUACULTURE EDUCATION KUPU 677 ALA MOANA BLVD SUITE 1200 HONOLULU HI 96813 510652665 501(C)(3) 53898 INTERNSHIPS FOR TARO RESEARCH AND CORAL NURSERY PROJECT AZA 8403 COLESVILLE ROAD SUITE 710 SILVER SPRING MD 20910 550526930 501(C)(3) 50000 AQUARIUMS/FLOWER GARDEN BANK NMS PARTNERSHIPS FEIRO MARINE LIFE CENTER PO BOX 625 PORT ANGELES WA 98362 261957956 501(C)(3) 50000 OLYMPIC COAST NMS MARINE DISCOVERY CENTER GULF OF MAINE RESEARCH INSTITUTE 350 COMMERICAL STREET PORTLAND ME 04101 010504905 501(C)(3) 50000 TRAWL TO TABLE SEAFOOD SUSTAINABILITY WORKSHOPS OCEAN DISCOVERY INSTITUTE 4255 THORN STREET SAN DIEGO CA 92105 330862531 501(C)(3) 50000 STEM EDUCATION PROGRAM EXPANSION MIT 15 EMILY STREET CAMBRIDGE MA 02139 042103954 501(C)(3) 49500 PHOTO AND VIDEO IMAGERY COLLECTION IN STELLWAGEN BANK NMS CONSOLIDATED SAFETY SERVICES INC 1305 EAST WEST HWY 9213 SILVER SPRING MD 20832 541480935 INCORPORATED 44737 HIGH-RESOLUTION SATELLITE DATA AND WEATHER PATTERNS FRIENDS OF THUNDER BAY MARINE SANCTUARY 500 W FLETCHER STREET ALPENA MI 49707 273494471 501(C)(3) 43235 SONAR MAPPING OF THUNDER BAY NMS AND SUPPORTING OUTREACH ACTIVITIES SEA RESEARCH FOUNDATION 55 COOGAN BOULEVARD MYSTIC CT 06355 061480300 501(C)(3) 37308 FISHERIES COMMUNITY ECOLOGY IN STELLWAGEN BANK NMS; NATIONAL MARINE SANCTUARY SYSTEM EXHIBIT SEAFOOD NUTRITION PARTNERSHIP 1001 19TH STREET N SUITE 1200 ARLINGTON VA 22209 900948097 501(C)(3) 35000 SUPPORT FOR STATE OF THE SCIENCE SYMPOSIUM AND REGISTERED DIETICIAN OUTREACH CAMPAIGN QUILEUTE INDIAN TRIBE PO BOX 187 LA PUSH WA 98350 910761286 GOVERNMENT 30000 EDUCATION PARTNERSHIP WITH OLYMPIC COAST NMS QUINAULT INDIAN NATION PO BOX 189 TAHOLAH WA 98587 910760952 GOVERNMENT 30000 EDUCATION PARTNERSHIP WITH OLYMPIC COAST NMS PACIFIC NORTHWEST COLLEGE OF ART 511 NW BROADWAY PORTLAND OR 97209 931139187 501(C)(3) 25000 SALMON LIFE CYCLE ANIMATION CENTER FOR COASTAL STUDIES 5 HOLWAY AVENUE PROVINCETOWN MA 02657 042609788 501(C)(3) 20000 PLANNING FOR VISITOR CENTER FOR STELLWAGEN BANK NMS IN PROVINCETOWN, MASS. THE OCEAN FOUNDATION PO BOX 2506 PROVIDENCE RI 02906 710863908 501(C)(3) 19250 INTERNATIONAL YOUNG ADULT ENGAGEMENT IN OCEAN STEWARDSHIP REGENTS OF THE UNIVERSITY OF CALIFORNIA UC SAN DIEGO 9500 GILMAN DRIVE MC 0210 LA JOLLA CA 92093 956006144 501(C)(3) 13099 EXPLORATION EDUCATION TEACHER WORKSHOPS UNIVERSITY OF SOUTH FLORIDA 140 SEVENTH AVENUE SOUTH MSL 119 ST PETERSBURG FL 33701 592959590 GOVERNMENT 12300 EXPLORATION EDUCATION TEACHER WORKSHOPS LOVELAND LIVING PLANET AQUARIUM 12033 SOUTH LONE PEAK PARKWAY DRAPER UT 84020 870572706 501(C)(3) 12030 EXPLORATION EDUCATION TEACHER WORKSHOPS EAST TENNESSEE HISTORICAL SOCIETY PO BOX 1629 KNOXVILLE TN 37901 320320825 501(C)(3) 12000 HISTORIC PRESERVATION OF WEATHER KIOSK (PRESERVE AMERICA) NATIONAL AQUARIUM IN BALTIMORE 501 E PRATT STREET BALTIMORE MD 21202 521121163 501(C)(3) 10945 EXPLORATION EDUCATION TEACHER WORKSHOPS GEORGIA AQUARIUM 225 BAKER STREET ATLANTA GA 30313 582574918 501(C)(3) 10900 EXPLORATION EDUCATION TEACHER WORKSHOPS AQUARIUM OF THE PACIFIC 100 AQUARIUM WAY LONG BEACH CA 90802 330532354 501(C)(3) 10594 EXPLORATION EDUCATION TEACHER WORKSHOPS NEW ENGLAND AQUARIUM 1 CENTRAL WHARF BOSTON MA 02110 042297514 501(C)(3) 10500 EXPLORATION EDUCATION TEACHER WORKSHOPS OREGON MUSEUM OF SCIENCE AND INDUSTRY 1945 SE WATER AVENUE PORTLAND OR 97214 930402877 501(C)(3) 10500 EXPLORATION EDUCATION TEACHER WORKSHOPS SOUTH CAROLINA AQUARIUM 100 AQUARIUM WHARF CHARLESTON SC 29401 570961897 501(C)(3) 10500 EXPLORATION EDUCATION TEACHER WORKSHOPS DAUPHIN ISLAND SEA LAB 101 BIENVILLE BLVD DAUPHIN ISLAND AL 36528 630779657 501(C)(3) 10247 EXPLORATION EDUCATION TEACHER WORKSHOPS GREAT LAKES AQUARIUM 353 HARBOR DRIVE DULUTH MN 55802 411659809 501(C)(3) 10247 EXPLORATION EDUCATION TEACHER WORKSHOPS CLEARWATER MARINE AQUARIUM RESEARCH INSTITUTE 249 WINDWARD PASSAGE CLEARWATER FL 33767 262568737 501(C)(3) 10000 RIGHT WHALE FESTIVAL LAKE PLACID OLYMPIC MUSEUM 2634 MAIN STREET LAKE PLACID NY 12946 161517554 501(C)(3) 10000 PRESERVATION OF HISTORIC WEATHER ARTIFACTS SUPPORTING LAKE PLACID OLYMPICS (PRESERVE AMERICA) NATIONAL MARINE EDUCATORS ASSOCIATION (GULF OF MAINE) 50 FURBISH ROAD WELLS ME 04090 010412164 501(C)(3) 10000 ANNUAL CONFERENCE OF MARINE EDUCATION PROFESSIONALS TEXAS STATE AQUARIUM 2710 N SHORELINE BLVD CORPUS CHRISTI TX 78402 237044950 501(C)(3) 8802 EXPLORATION EDUCATION TEACHER WORKSHOPS ECOEXPLORATORIO PO BOX 2803 GUAYNABO PR 00970 660762579 INCORPORATED 8750 EXPLORATION EDUCATION TEACHER WORKSHOPS NEW MEXICO BIOPARK SOCIETY 903 TENTH STREET SW ALBUQUERQUE NM 87102 237087964 501(C)(3) 6024 EXPLORATION EDUCATION TEACHER WORKSHOPS GRASSROOT GARBAGE GANG PO BOX 1480 OCEAN PARK WA 98640 320062366 501(C)(3) 6000 MARINE DEBRIS REMOVAL UNIVERSITY OF CALIFORNIA RIVERSIDE 900 UNIVERSITY AVE RIVERSIDE CA 92521 956006142 GOVERNMENT 6000 OCEAN LITTER STRATEGY PLAN 40 2 PART I, LINE 2: EACH GRANTEE IS REQUIRED BY MUTUALLY SIGNED AGREEMENT TO SUBMIT TO THE FOUNDATION BOTH NARRATIVE AND FINANCIAL REPORTS USING SPECIFIC FORMS. REPORTS ARE DUE TO THE FOUNDATION TWICE A YEAR FOR THE DURATION OF THE PROJECT, AND GRANTEES ARE EXPECTED TO SUBMIT A FINAL REPORT AS WELL. THE FOUNDATION RESERVES THE RIGHT AS NECESSARY TO MONITOR AND CONDUCT AN EVALUATION OF THE PROJECT BEING FUNDED, WHICH MAY INCLUDE A VISIT FROM THE FOUNDATION'S PERSONNEL TO OBSERVE THE ORGANIZATION'S PROJECT, DISCUSS THE PROJECT WITH THE ORGANIZATION'S PERSONNEL, AND REVIEW FINANCIAL AND OTHER MATERIALS CONNECTED WITH THE ACTIVITIES FUNDED BY THE FOUNDATION. X X 0 0 0 0 0 0 0 1 0 KRISTEN SARRI PRESIDENT & CEO 192147 0 40850 0 0 0 7031 0 11016 0 251044 0 0 0 PART I, LINE 7 SEE PART II FOR BONUSES X 9 5405 FMV X 220 FMV X 4228 FMV X 5 75504 FMV X 3 1150 FMV X 29 15872 FMV X AUCTION EXP. 34 24318 FMV 0 1 0 PART I, COLUMN (B): THIS COLUMN INCLUDES THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990, PART III, LINE 2 IN 2019, THE ORGANIZATION STARTED THE COAST ZONE PROGRAM. SEE PART III, LINE 4D FOR ADDITIONAL INFORMATION. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY THE OUTSIDE ACCOUNTANTS AND REVIEWED BY SENIOR MANAGEMENT. IT WAS THEN SENT TO THE FULL BOARD PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES EACH DIRECTOR, PRINCIPAL OFFICER AND MEMBER OF A COMMITTEE WITH BOARD DELEGATED POWERS TO ANNUALLY SIGN A STATEMENT WHICH AFFIRMS THAT SUCH PERSON HAS RECEIVED, UNDERSTANDS, AND COMPLIED WITH THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. IN THE EVENT THAT A CONFLICT OR POTENTIAL CONFLICT OF INTEREST IS DISCOVERED, THE BOARD OR COMMITTEE MEMBERS, EXCEPT FOR THOSE INTERESTED PERSONS, REVIEW THE CIRCUMSTANCES OF THE CONFLICT OR POTENTIAL CONFLICT OF INTEREST AND DETERMINE THE APPROPRIATE COURSE OF ACTION WHICH SERVES THE BEST INTEREST OF THE ORGANIZATION. THE BOARD'S OR COMMITTEE'S DETERMINATION INCLUDES A PRESENTATION FROM THE INTERESTED PERSONS, BUT EXCLUDES THE INTERESTED PERSONS FROM PARTICIPATING IN THE BOARD'S OR COMMITTEE'S DISCUSSION AND VOTING REGARDING THE TRANSACTION OR AGREEMENT WHICH RESULTED IN THE CONFLICT OF INTEREST OR THE POTENTIAL CONFLICT OF INTEREST. THE FOUNDATION STAFF ANNUALLY SIGNS A STATEMENT AFFIRMING RECEIPT OF THE CONFLICT OF INTEREST POLICY AND MUST REFRAIN FROM ANY ACTIVITY WHICH CREATES A CONFLICT OF INTEREST. THE POLICY IS DESCRIBED IN THE PERSONNEL POLICY HANDBOOK AND IS MORE RESTRICTIVE THAN THE BOARD POLICY DESCRIBED ABOVE. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF TRUSTEES OF THE FOUNDATION HAS CONCLUDED THAT THE EXECUTIVE COMMITTEE IS THE MOST APPROPRIATE BODY TO REVIEW AND APPROVE EXECUTIVE COMPENSATION. THIS POLICY IS DESIGNED TO BE CONSISTENT WITH INFORMATION REQUESTED ON THE FORM 990 AND ALSO CONSISTENT WITH INTERNAL REVENUE CODES "EXCESS BENEFIT TRANSACTION" RULES. THE POLICY ON THE PROCESS FOR DETERMINING COMPENSATION OF THE FOUNDATION APPLIES TO THE COMPENSATION OF THE FOLLOWING PERSONS EMPLOYED BY THE FOUNDATION: THE FOUNDATION'S CHIEF EMPLOYED EXECUTIVE (THE CEO/PRESIDENT) AND OTHER COMPENSATED OFFICERS AND KEY EMPLOYEES OF THE FOUNDATION (IF ANY). THE LAST REVIEW TOOK PLACE IN DECEMBER 2019. THE PROCESS INCLUDES ALL OF THESE ELEMENTS: (1) REVIEW AND APPROVAL BY THE BOARD OF DIRECTORS OR THE COMPENSATION COMMITTEE OF THE FOUNDATION; (2) USE OF DATA ON COMPARABLE COMPENSATION; AND (3) CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING, AS FOLLOWS: 1. REVIEW AND APPROVAL: THE COMPENSATION OF THE PERSON IS REVIEWED AND APPROVED BY THE EXECUTIVE COMMITTEE, PROVIDED THAT PERSONS WITH CONFLICTS OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT AT ISSUE ARE NOT INVOLVED IN THIS REVIEW AND APPROVAL. 2. USE OF DATA AS TO COMPARABLE COMPENSATION: THE COMPENSATION OF THE PERSON IS REVIEWED AND APPROVED USING DATA AS TO COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS. 3. CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING: THERE IS CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING WITH RESPECT TO THE DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENT. FORM 990, PART VI, SECTION C, LINE 18 THE 1023 FORM IS AVAILABLE UPON REQUEST; AND THE 990 AND 990-T ARE AVAILABLE ON THE THE FOUNDATION'S WEBSITE, AND ON CHARITY INFORMATION WEBSITES. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST; AND FINANCIAL STATEMENTS ARE AVAILABLE ON THE THE FOUNDATION'S WEBSITE AND ON CHARITY INFORMATION WEBSITES.