2020-11-09T07:50:36-06:00 2019-12-31 MARCUM LLP 750 THIRD AVENUE NEW YORK NY 10017 990PF 2019-01-01 208451379 GUTTAG FAMILY FOUNDATION % JOHN GUTTAG GUTT 2124855500 C/O MARCUM LLP 750 THIRD AVENUE NEW YORK NY 10017 JOHN GUTTAG PRESIDENT 2124855500 2020-11-15 true MARLA ESAN P00367254 2124855500 47.19.127.190 12486720203145000000 2020-11-09 P 0C38342DB16B38D913E42CDCB0F3C4681FBBC50F 0C38342DB16B38D913E42CDCB0F3C4681FBBC50F 2019 2021-04-22 16:20:28Z X 5662758 X 0 X 123 123 70441 67791 86690 1668719 85644 151 151 157405 153709 0 19500 9750 0 9750 19931 19931 1419 1419 9101 4601 27616 27317 294 77567 63018 0 10044 285303 285303 362870 63018 0 295347 -205465 90691 132275 101422 101422 3689266 3616422 5561336 29756 0 0 3851297 3717844 5662758 0 0 X 3851297 3717844 3851297 3717844 3851297 3717844 3851297 -205465 72747 3718579 735 3717844 ST CAPITAL GAIN SS #0026.4 P 216281 218236 -1955 -1955 LT CAPITAL GAIN SS #0026.4 P 137289 128111 9178 9178 ST CAPITAL GAIN SS #0026.5 P 391002 405130 -14128 -14128 LT CAPITAL GAIN SS #0026.5 P 354689 340097 14592 14592 S/T CAPITAL GAIN: SUMMIT ROCK PRIVATE EQUITY II P 736 736 736 L/T CAPITAL GAIN: SUMMIT ROCK PRIVATE EQUITY II P 23094 23094 23094 S/T CAPITAL GAIN: SUMMIT ROCK PRIVATE EQUITY III P 912 912 912 L/T CAPITAL GAIN: SUMMIT ROCK PRIVATE EQUITY III P 59 59 59 DISTRIBUTION IN EXCESS OF BASIS: SUMMIT ROCK PRIVATE EQUITY I P 67105 67105 67105 L/T CAPITAL GAIN: BERNSTEIN #6665 P 475000 490078 -15078 -15078 S/T CAPITAL GAIN: SUMMIT ROCK PRIVATE EQUITY IV P 28 28 28 85644 false 286579 5549264 0.051643 264365 5741959 0.046041 281549 5424250 0.051906 283885 5687082 0.049918 264489 5666889 0.046673 0.246181 0.049236 5468763 269260 907 270167 295347 X 907 907 907 7401 7401 6494 6494 false false false false false true true false true true DE MA true false false false false true JOHN GUTTAG 2124855500 750 THIRD AVENUE NEW YORK NY 10017 false false false false false false false false false false false false false false false false false false false false false JOHN GUTTAG C/O MARCUM LLP 750 THIRD AVENUE NEW YORK NY 10017 PRESIDENT 5.0 0 0 0 2104437 239883 3207724 5552044 0 5552044 83281 5468763 273438 273438 907 907 272531 272531 272531 295347 0 0 0 0 295347 907 294440 272531 263748 2017 2016 2015 0 0 295347 263748 31599 0 0 0 0 240932 0 0 JOHN GUTTAG JOHN GUTTAG C/O MARCUM LLP 10 MELVILLE PARK RD MELVILLE NY 10017 2124855500 PROPOSAL SHOULD INCLUDE FINANCIAL STATEMENT, DETERMINATION LETTER, COPY OF FORM 990, BUDGET AND DESCRIPTION OF PROGRAMS NONE NONE SEE STATEMENT A 10 MELVILLE PARK ROAD MELVILLE NY 11747 NONE PC SEE DESCRIPTION ON STATEMENT A 285300 FROM PASS THRU SUMMIT ROCK PRIVATE EQUITY III 9 WEST 57TH STREET NEW YORK NY 10019 NONE PC CHARITABLE CONTRIBUTIONS FROM PASS-THRU 3 285303 14 123 900099 2650 14 67791 900099 1046 18 85644 988 PASS THRU SUMMIT ROCK PRIVATE EQ II 18 53 ORDINARY INCOME: PASS THRU SUMMIT PE II 18 33 ROYALTY INCOME: PASS THRU SUMMIT PE II 18 106 OTHER INCOME: PASS THRU SUMMIT PE II 18 -42 OTHER INCOME: PASS THRU SUMMIT PE III 18 1 3696 153709 157405 false false false false false false false false false false ACCOUNTING FEES 19500 9750 9750 L/T CAPITAL GAIN: SUMMIT ROCK PRIVATE EQUITY II P 915 915 L/T CAPITAL GAIN: SUMMIT ROCK PRIVATE EQUITY III P 508 508 S/T CAPITAL GAIN: SUMMIT ROCK PRIVATE EQUITY III P 349 -349 S/T CAPITAL GAIN: SUMMIT ROCK PRIVATE EQUITY IV P 28 -28 INVESTMENT IN SR PRIVATE EQUTY AT COST 0 0 INVESTMENT IN SR SELECT EQUITY AT COST 269948 1061056 INVESTMENT IN SR HEDGED EQUITY AT COST 386844 612706 INVESTMENT IN SR DIVRSFD STRTG AT COST 170281 539534 INVESTMENT IN SR STRATEGIC FI AT COST 151620 449063 INVESTMENT IN SR PRIVATE EQ II AT COST 410984 420413 SECURITIES-SS#26.4-SEE STMT B AT COST 592552 686331 SB INTERMEDIATE FUND AT COST 273660 273245 SB SHORT DUR FUND AT COST 147941 146963 ISHARES TRUST RUSSE- UBS AT COST 104956 105366 SECURITIES-SS#26.5-SEE STMT B AT COST 901934 1060957 INVT IN SR PRIVATE EQUTY III AT COST 196327 196327 INVT IN SRA PE IV EF AT COST 9375 9375 DUE FROM SUMMIT(DISTRIBUTION 29756 0 0 RECEIVABLE)-PE I BOOK-TO-TAX DIFFERENCES: SR PE IV 735 ADR FEES - SS #264 459 459 ADR FEES - SS #265 668 668 BANK FEE - UBS #1652 175 175 BANK FEE - SS #48BR 100 100 BANK FEE - STATE STREET #00264 189 189 BANK FEE - STATE STREET #00265 289 289 DE FILING FEES 25 25 DE REGISTERED AGENT 199 199 MA ATTORNEY GENERAL FEE #1652 70 70 PORTFOLIO DED PASS SUMMIT II 11039 11039 NON-DED EXP PASS SUMMIT PE II 2 ROYALTY DED PASS THRU PE II 263 263 OTHER DED PASS THRU PE II 1079 1079 PORTFOLIO DED PASS SUMMIT III 9697 9697 PORTFOLIO DED PASS SUMMIT IV 3359 3359 NON-DED EXP PASS SUMMIT PE III 3 988 PASS THRU SUMMIT PE II 53 53 ORDINARY INCOME :pass thru summit pe ii 33 33 ROYALTY INCOME: pass thru summit pe ii 106 106 OTHER INCOME: pass thru summit pe ii -42 -42 OTHER INCOME: pass thru summit pe iii 1 1 BOOK-TO-TAX DIFFERENCES: SR PE II 43361 BOOK-TO-TAX DIFFERENCES: SR PE III 29386 MGMT ADVISORY FEES -SS #0026.4 917 917 MGMT ADVISORY FEES -SS #0026.5 1396 1396 MGMT ADVISORY FEES -SS #048BR 17618 17618 FOREIGN TAX - SS #00264 1959 1959 FOREIGN TAX - SS #00265 2642 2642 FEDERAL EXCISE TAXES 4500