2020-11-09T17:23:15-06:00 2019-12-31 472310177 GELMAN LLP 1 PARK PLAZA STE 950 IRVINE CA 92614 990PF 2019-01-01 954494669 WARREN & KATHARINE SCHLINGER FOUNDATION WARR 7146930413 65 ENTERPRISE NO 333 ALISO VIEJO CA 92656 SARAH CHRISMAN CFO AND SECRETARY 7146930413 2020-11-02 1 MARK C TACKMANN CPA MBA P00207473 7146672600 50.112.216.175 2020-11-02 09:36:02 PS P 5FFD0ADD0CDF395AFCFE30AD1013068A51F28D97 5FFD0ADD0CDF395AFCFE30AD1013068A51F28D97 2019 2021-04-22 16:20:28Z X 152248096 X X 9437 9437 4636463 4636463 523215 12787412 523215 5169115 5169115 0 0 0 0 0 2145 0 0 2145 29175 0 0 29175 175326 157793 0 17533 57058 7146 0 49912 9319 0 0 10347 273023 164939 0 109112 7000000 7000000 7273023 164939 0 7109112 -2103908 5004176 0 680099 1163208 1163208 17190129 78512290 92307255 141225261 9252231 9652385 9859627 105634749 103122848 152248096 2687 7169 82117 49877 84804 57046 X 105549945 103065802 105549945 103065802 105634749 103122848 105549945 -2103908 0 103446037 380235 103065802 WABTEC - CASH/LIEU P 2019-03-01 2019-03-14 64 68 -4 -4 500.00 SHS PG&E CORP P 2017-10-26 2019-08-15 7031 28485 -21454 -21454 120623.00 SHS VANGUARD FTSE DEVELOPED MARKETS P 2018-12-06 2019-01-30 4774257 4656205 118052 118052 312.00 SHS ISH TR CORE DIVID GROWTH P 2018-07-16 2019-07-09 11993 10976 1017 1017 0.679 SHS JP MORGAN INC. P 2019-07-09 7 7 0 0 0.769 SHS MFS VALUE FD P 2019-07-09 31 31 0 0 0.657 SHS MFS GROWTH FUND P 2019-07-09 78 68 10 10 1.455 SHS MFS GLOBAL TOT P 2019-07-09 25 25 0 0 0.179 SHS MFS TOTAL RETRN BD P 2019-07-09 2 2 0 0 2886.369 SHS OPPEN LTD TRM BD P 2019-01-30 12930 12930 0 0 1.125 SHS TRW PRICE PERS STG BAL P 2019-07-09 26 25 1 1 2030.915 SHS MFS INTL DIV I P 2019-04-09 39481 36922 2559 2559 30488.336 SHS INVESCO OPPENHEIMER CPTL P 2019-10-21 311286 305386 5900 5900 0.355 SHS JP MRGN VAL ADVNTGE FD P 2019-07-09 13 12 1 1 0.771 SHS JPMGN CR PL BD P 2019-07-09 6 6 0 0 79195.38 SHS OPP INTL DIVRSFD FD CL P 2019-08-15 1346548 1320626 25922 25922 0.698 SHS JPMORGAN GR ADVTG FD P 2019-07-09 15 14 1 1 4829.083 SHS TRP OVERSEAS STOCK INV STOCK FUND P 2019-10-21 51056 48098 2958 2958 1534.793 SHS BLACKROCK MULTI ASSET INCOME P 2019-01-30 16100 16100 0 0 2418.093 MFS LIMITED MATURITY FD P 2019-01-30 14218 14218 0 0 34 SHS ISHARES CORE S&P 500 P 2019-10-21 10098 8303 1795 1795 801 SHS ISH TR CORE DIVID GROWTH P 2018-07-16 2019-10-21 31625 28179 3446 3446 2461.867 SHS JP MORGAN INC BLDR FD P 2019-10-21 25763 25392 371 371 2134.813 SHS MFS VALUE FD CL P 2019-10-21 88064 90427 -2363 -2363 590 SHS MFS GROWTH FUND CL P 2017-08-21 2019-07-09 68379 52528 15851 15851 80643.683 SHS MFS GLOBAL TOT RTN P 2019-10-21 1464446 1340242 124204 124204 7654.97 SHS MFS TOTAL RETRN BD FD P 2015-03-18 2019-10-21 81316 81406 -90 -90 924.0990 SHS INVESCO OPNHMR LTD P 2018-04-17 2019-10-21 4232 4149 83 83 744.125 SHS TRW PRICE PERS STG BAL P 2017-08-21 2019-07-09 16688 16688 0 0 242901 SHS INVESCO OPPENHEIMER CPTL P 2019-10-21 2480019 2418221 61798 61798 999.444 SHS JP MRGN VAL ADVNTGE FD P 2019-07-09 34987 33461 1526 1526 9769.547 SHS JPMGN CR PL P 2019-10-21 80254 79493 761 761 1130.742 SHS JPMORGAN GR ADVTG FD P 2019-07-09 25017 21156 3861 3861 10695 SHS BLACKROCK GLOBAL DIV P 2018-06-11 2019-02-12 128447 134864 -6417 -6417 194.6210 SHS BLACKROCK MULTI ASSET INCOME P 2018-10-11 2019-10-21 2110 2053 57 57 458.9760 SHS MFS LIMITED MATURITY FD P 2018-04-17 2019-10-21 2749 2699 50 50 74219 SHS BLACKROCK GLOBAL ALLOC I P 2018-06-11 2019-02-12 1360434 1474732 -114298 -114298 CAPITAL GAINS DIVIDENDS P 297617 297617 297617 523215 156417 0 4031780 94128916 0.042833 3938840 68475510 0.057522 3894027 63054169 0.061757 3371185 63315034 0.053245 3569583 67293926 0.053045 0.268402 0.053680 131475616 7057611 50042 7107653 7109112 X 50042 0 50042 0 50042 90000 50000 0 140000 1412 88546 88546 0 0 0 0 0 0 0 0 0 0 0 0 1 CA 1 0 1 0 0 1 N/A STACY S SCHLINGER 7146930413 75 ENTERPRISE STE M ALISO VIEJO CA 92656 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SARAH L CHRISMAN 65 ENTERPRISE STE 333 ALISO VIEJO CA 92656 CFO AND SECRETARY 0.00 0 0 0 NORMAN W SCHLINGER 65 ENTERPRISE STE 333 ALISO VIEJO CA 92656 VICE PRESIDENT 0.00 0 0 0 NONE 0 NONE 0 0 132556129 921654 0 133477783 0 0 133477783 2002167 131475616 6573781 6573781 50042 50042 6523739 0 6523739 0 6523739 7109112 0 7109112 50042 7059070 6523739 0 0 81904 81904 7109112 0 0 0 6523739 585373 0 0 667277 0 0 0 0 0 0 0 667277 81904 585373 X AMERICAN RED CROSS 430 MADELINE DRIVE PASADENA CA 91105 NONE EXEMPT GENERAL SUPPORT 6500 BEAR LEAGUE PO BOX 393 HOMEWOOD CA 96141 NONE EXEMPT GENERAL SUPPORT 150000 BOYS AND GIRLS CLUB OF NORTH TAHOE PO BOX 1617 KINGS BEACH CA 96143 NONE EXEMPT GENERAL SUPPORT 200000 CALIFORNIA INSTITUTE OF TECHNOLOGY 1200 E CALIFORNIA BLVD MC5-32 PASADENA CA 91125 NONE EXEMPT GENERAL SUPPORT AND SCHOLARSHIP PROGRAM 330000 CHILDREN GIVING GIFTS 4740 GREEN RIVER ROAD STE 217 CORONA CA 92880 NONE EXEMPT GENERAL SUPPORT 81500 CLAREMONT INSTITUTE 1317 W FOOTHILL BLVD 120 UPLAND CA 91786 NONE EXEMPT GENERAL SUPPORT 6500 COMMUNITY CONCERN FOR CATS PO BOX 3795 WALNUT CREEK CA 94598 NONE EXEMPT GENERAL SUPPORT 150000 CONTRA COSTA INTERFAITH HOUSING 399 TAYLOR BLVD 115 PLEASANT HILL CA 94523 NONE EXEMPT GENERAL SUPPORT 15000 FIVE ACRES - THE BOYS AND GIRLS AID SOCIETY OF LA COUNTY 760 MOUNTAIN VIEW STREET ALTADENA CA 91001 NONE EXEMPT GENERAL SUPPORT 2500 HOUSE EAR INSTITUTE 2100 W THIRD STREET LOS ANGELES CA 90057 NONE EXEMPT GENERAL SUPPORT 20000 HUMAN OUTREACH PROJECT 7404 UNION PARK AVENUE MIDVALE UT 84047 NONE EXEMPT GENERAL SUPPORT 250000 HUNTINGTON MEDICAL RESEARCH INSTITUTES 686 S FAIR OAKS AVE PASADENA CA 91105 NONE EXEMPT GENERAL SUPPORT 4000 HUNTINGTON MEMORIAL HOSPITAL 100 W CALIFORNIA BLVD PASADENA CA 91105 NONE EXEMPT GENERAL SUPPORT 15000 INLAND VALLEY HOPE PARTNERS 1753 N PARK AVENUE POMONA CA 91768 NONE EXEMPT GENERAL SUPPORT 25000 MAMMOTH LAKES FOUNDATION PO BOX 1815 MAMMOTH LAKES CA 93546 NONE EXEMPT GENERAL SUPPORT 25000 NATIONAL RIGHT TO WORK FOUNDATION 8001 BRADDOCK ROAD SUITE 600 SPRINGFIELD VA 22151 NONE EXEMPT GENERAL SUPPORT 15000 NORTHERN LIGHT SCHOOL 3710 DORISA AVENUE OAKLAND CA 94605 NONE EXEMPT GENERAL SUPPORT 150000 OMEGA BOYS CLUB 1060 TENNESSEE ST SAN FRANCISCO CA 94107 NONE EXEMPT GENERAL SUPPORT 10000 SCHLINGER CHRISMAN FOUNDATION 426 ENNISBROOK DRIVE SANTA BARBARA CA 93108 FNDTN OF BOARD MEMBERS EXEMPT GENERAL SUPPORT 2500000 SCRIPPS COLLEGE 1030 COLUMBIA AVE CLAREMONT CA 91711 NONE EXEMPT SCHOLARSHIP FUND 6000 THE LEADERSHIP INSTITUTE 1101 N HIGHLAND STREET ARLINGTON VA 22201 NONE EXEMPT GENERAL SUPPORT 6500 THE SCHLINGER FAMILY FOUNDATION 65 ENTERPRISE STE 333 ALISO VIEJO CA 92656 FNDTN OF BOARD MEMBERS EXEMPT GENERAL SUPPORT 2000000 TONY LARUSSAS ANIMAL RESCUE FOUNDATION 2890 MITCHELL DRIVE WALNUT CREEK CA 94598 NONE EXEMPT GENERAL SUPPORT 500000 UC REGENTS-YOUNG ENTREPRENEUR 1995 UNIVERSITY AVE STE 401 BERKELEY CA 94704 NONE EXEMPT GENERAL SUPPORT 250000 UC BERKELEY CHEMISTRY AND CHEMICAL ENGINEER 1995 UNIVERSITY AVE STE 401 BERKELEY CA 94704 NONE EXEMPT GENERAL SUPPORT 40000 UC REGENTS-UC BERKELEY HAAS SCHOOL 1995 UNIVERSITY AVE STE 401 BERKELEY CA 94704 NONE EXEMPT GENERAL SUPPORT 150000 UC SANTA BARBARA CHEMICAL ENGINEERING 4219 CHEADLE HALL 4TH FL SANTA BARBARA CA 93106 NONE EXEMPT GENERAL SUPPORT 35000 UCSF FOUNDATION 220 MONTGOMERY ST SAN FRANCISCO CA 94104 NONE EXEMPT GENERAL SUPPORT 25000 VILLA EXPERANZA SERVICES 2060 EAST VILLA STREET PASADENA CA 91107 NONE EXEMPT GENERAL SUPPORT 6500 UNIVERSITY OF CALIFORNIA AT SAN FRANCISCO 220 MONTGOMERY ST SAN FRANCISCO CA 94104 NONE EXEMPT GENERAL SUPPORT 25000 7000000 0 14 9437 14 4636463 18 523215 0 5169115 0 5169115 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 29175 0 0 29175 FORM 990-PF, PART XV, LINE 3A IN ADDITION TO PUBLIC CHARITIES, THE FOUNDATION GRANTED MONEY TO TWO RELATED FOUNDATIONS TOTALING $4,500,000 IN 2019. A QUALIFYING DEDUCTION IS CLAIMED FOR THIS AMOUNT UNDER IRC SECTION 4942(G)(3)(A) BASED ON THE RECIPIENTS ORGANIZATIONS' DISTRIBUTION FROM CORPUS TO PUBLIC CHARITIES WITHIN THE PRESCRIBED TIME PERIOD. MUTUAL FUNDS - FIXED INCOME 9652385 9859627 UNITED PARCEL SERVICE 71591720 118347659 MUTUAL FUNDS - EQUITIES 20715535 22877602 LEGAL 2145 0 0 2145 OTHER 380235 INSURANCE 2200 0 0 2200 BANK CHARGES 66 0 0 66 MEMBERSHIP DUES 1065 0 0 1065 POSTAGE AND OTHER EXPENSES 5988 0 0 7016 ACCRUED EXPENSES 82117 49877 ML MANAGEMENT FEES 175326 157793 0 17533 ESTATE OF WARREN G SCHLINGER 65 ENTERPISE STE 333 ALISO VIEJO CA 92656 FOREIGN TAXES PAID 7146 7146 0 0 TAXES PAID 49877 0 0 49877 FRANCHISE TAX BOARD 35 0 0 35