2020-10-23T12:18:39-05:00 2019-12-31 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2019-01-01 521339888 NATIONAL HYDROPOWER ASSOCIATION INC NATI 2026821700 601 NEW JERSEY AVENUE NW NO 660 WASHINGTON DC 20001 MALCOLM WOOLF PRESIDENT AND CEO 2026821700 2020-10-23 1 FRANK H SMITH P00639053 2022274000 2020-10-21 144.121.95.190 2020-10-23 12:15:21 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 F4C2D576246414DCF4A8347EDC3E11E193B17C66 2019 2021-04-22 16:20:28Z MALCOLM WOOLF 601 NEW JERSEY AVENUE NW NO 660 WASHINGTON DC 20001 5407104 0 X WWW.HYDRO.ORG X 1983 DC TO CHAMPION HYDROPOWER AS A CLEAN, SUSTAINABLE ENERGY RESOURCE. 22 22 11 25 15104 7869 0 0 3700517 3842492 -57312 95193 34551 34343 3677756 3972028 0 0 0 0 1206390 1546916 0 0 0 2146148 2365041 3352538 3911957 325218 60071 3667202 3967087 1678845 1714481 1988357 2252606 X CHAMPION WATERPOWER AS AMERICA'S PREMIER CARBON-FREE RENEWABLE ENERGY RESOURCE. INFORM PUBLIC POLICY TO PROTECT, ENHANCE AND EXPAND WATERPOWER WITHIN THE U.S. ELECTRIC SYSTEM. SHARE TECHNOLOGICAL ADVANCEMENT AND ENCOURAGE OPERATIONAL EXCELLENCE AMONG OUR MEMBERS.HYDROPOWER, AMERICA'S FIRST RENEWABLE ENERGY RESOURCE, PROVIDES POWER TO APPROXIMATELY 30 MILLION AMERICANS. WATERPOWER IN ALL ITS FORMS (INCLUDING HYDROPOWER, PUMPED STORAGE, AND MARINE ENERGY) PROVIDES OVER 100 GW OF RELIABLE, FLEXIBLE, CARBON-FREE ELECTRICITY. AN ADDITIONAL 50 GWS OF GENERATION IS POSSIBLE - WITHOUT NEW DAMS - THROUGH UPGRADES, NEW GENERATION AT EXISTING NON-POWERED DAMS, AND NEW CLOSED-LOOP PUMPED STORAGE. IN 2019, NHA MADE SIGNIFICANT PROGRESS IN ENHANCING NHA'S VALUE PROPOSITION IN 3 AREAS AS DESCRIBED IN PART III. 0 0 1152388 FACILITATING INDUSTRY CONNECTIONSNHA HOSTED A RANGE OF INDUSTRY EVENTS IN 2019 TO DEEPEN CONNECTIONS BETWEEN AND AMONG HYDROPOWER PROFESSIONALS, BUILD RELATIONSHIPS, AND FACILITATE BUSINESS TRANSACTIONS. OUR SIGNATURE EVENT, WATERPOWER WEEK IN WASHINGTON, CONTINUES TO BE THE NATION'S PREMIER HYDROPOWER AND MARINE ENERGY EVENT. THE THREE DAY EVENT INCLUDED THE NHA ANNUAL CONFERENCE, THE INTERNATIONAL MARINE ENERGY CONFERENCE AND MARINE ENERGY TECHNICAL SYMPOSIUM. IN ADDITION, NHA HOSTED FIVE REGIONAL MEETINGS IN CALIFORNIA, ALASKA, SOUTH CAROLINA, MASSACHUSETTS, AND MINNESOTA. NHA ALSO HOSTED ITS HYDRAULIC POWER RETREAT IN VIRGINIA AND A MEETING OF ITS CEO COUNCIL IN PHOENIX, ARIZONA. ATTENDENCE AT NHA EVENTS CONTINUES TO INCREASE YEAR AFTER YEAR. 873777 PROVIDING TECHNICAL INSIGHTS AND PUBLIC AFFAIRSTO PROVIDE MEMBERS INSIGHTS ABOUT TIMELY POLICY AND INDUSTRY DEVELOPMENTS, NHA'S TECHNICAL COMMITTEES MET REGULARLY THROUGHOUT THE YEAR, FACILITATED BEST PRACTICE EXCHANGES, AND HOSTED INFORMATIVE WEBINARS AND OTHER TRAINING SESSIONS. NHA TECHNICAL COMMITTEES INCLUDED THE HYDRAULIC POWER COMMITTEE (INCLUDING ITS OPERATIONAL EXCELLENCE PROGRAM AND DAM SAFETY SUBCOMMITTEE), THE MARINE ENERGY COMMITTEE, THE SMALL HYDROPOWER COMMITTEE, THE WATERPOWER INNOVATION COUNCIL, AND THE CEO COUNCIL.NHA ALSO ACTED AS BOTH A VEHICLE FOR CONVEYING THE INDUSTRY'S MESSAGES TO KEY AUDIENCES AND AS A NATIONAL CLEARINGHOUSE FOR INFORMATION ABOUT HYDROPOWER AND RELATED ENERGY ISSUES. IN CONSULTATION WITH THE PUBLIC AFFAIRS COMMITTEE, NHA WORKED TO PROVIDE THE INDUSTRY'S PERSPECTIVE AND SHAPE NATIONAL AND REGIONAL PRESS, PARTNERED CLOSELY WITH MEMBERS TO CREATE REGIONAL AND LOCAL MEDIA OPPORTUNTIES, AND INAUGURATED A NEW EVENT, NATIONAL HYDROPOWER DAY, TO CELEBRATE HYDROPOWER'S CONTRIBUTIONS TO OUR NATION'S ECONOMIC DEVELOPMENT. 678555 PROMOTING POLICY IMPROVEMENTSNHA CONTINUED ITS EFFORTS TO ENCOURAGE THAT WATERPOWER IN ALL ITS FORMS (INCLUDING TRADITIONAL HYDROPOWER, PUMPED STORAGE AND MARINE ENERGY) RECEIVE PARITY WITH OTHER CLEAN ENERGY TECHNOLOGIES. NHA'S POLICY ADVOCACY ACCOMPLISHMENTS IN 2019 INCLUDE:-REINSTATEMENT OF THE FEDERAL HYDROPOWER TAX INCENTIVES; -RECORD APPROPRIATIONS FOR DOE'S WATERPOWER TECHNOLOGY OFFICE; -MAJOR REGULATORY REFORMS PROPOSED UNDER NEPA, THE ENDANGERED SPECIES ACT AND EPA'S WATER CERTIFICATION PROGRAM (CLEAN WATER ACT SECTION 401), -FERC FINALIZED NEW RULES IMPLEMENTING THE 2018 AMERICAN WATER INFRASTRUCTURE ACT. -ENGAGEMENT IN RTO-ISO PROCEEDINGS AROUND THE NATION TO SHAPE MARKET DESIGN TO FULLY VALUE THE SERVICES THAT HYDROPOWER PROVIDES TO THE GRID. 239924 239924 2944644 0 0 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 22 0 1 11 1 1 1 0 0 0 0 0 0 0 X 22 22 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 0 0 X MALCOLM WOOLF 2026821700 601 NEW JERSEY AVENUE NW NO 660 WASHINGTON DC 20001 LINDA CHURCH CIOCCI PRESIDENT AND CEO - UNTIL 07/2019 40.00 X 280739 0 31773 JEFFREY LEAHEY DEPUTY EXECUTIVE DIRECTOR 40.00 X 224104 0 22803 MALCOLM WOOLF PRESIDENT AND CEO - AS OF 07/2019 40.00 X 141346 0 1610 ALVIN THOMA PRESIDENT 2.00 X X 0 0 0 MIKE HAYNES VICE PRESIDENT 2.00 X X 0 0 0 JAY ANDERS TREASURER 2.00 X X 0 0 0 JOHN SULOWAY SECRETARY 2.00 X X 0 0 0 HERBIE JOHNSON PAST PRESIDENT 2.00 X 0 0 0 WENDY BLEY DIRECTOR 2.00 X 0 0 0 NICOLAS BOSSE DIRECTOR - UNTIL 01/2019 2.00 X 0 0 0 STEVE BOYD DIRECTOR 2.00 X 0 0 0 JANE CIRRINCIONE DIRECTOR 2.00 X 0 0 0 DAVE CULLIGAN DIRECTOR 2.00 X 0 0 0 ROBERT GALLO DIRECTOR 2.00 X 0 0 0 MARC GERKEN DIRECTOR 2.00 X 0 0 0 SUZANNE GRASSELL DIRECTOR 2.00 X 0 0 0 KIMBERLY HARRIMAN DIRECTOR 2.00 X 0 0 0 RANDY HERRIN DIRECTOR 2.00 X 0 0 0 REENST LESEMANN DIRECTOR 2.00 X 0 0 0 MIKE MANWARING DIRECTOR 2.00 X 0 0 0 FRANKIE MCDERMOTT DIRECTOR 2.00 X 0 0 0 ANDREW MUNRO DIRECTOR 2.00 X 0 0 0 DEBBIE MURSCH DIRECTOR 2.00 X 0 0 0 CHRIS ROUSSEAU DIRECTOR 2.00 X 0 0 0 CHARLES SENSIBA DIRECTOR 2.00 X 0 0 0 DOUG SPAULDING DIRECTOR 2.00 X 0 0 0 JAMES H HANCOCK JR GENERAL COUNSEL 2.00 X 0 0 0 646189 0 56186 3 0 1 0 HEIDRICK & STRUGGLES 1133 PAYSPHERE CIRCLE CHICAGO IL 60674 CONSULTING 130743 1 MEMBERSHIP DUES 900099 2624453 2624453 CONFERENCE REVENUE 900099 650771 650771 SPONSORSHIPS & CONTR. 900099 439225 12535 426690 MEETING REVENUE 900099 128043 128043 3842492 98583 98583 1431686 1435076 -3390 -3390 -3390 SUBLEASE INCOME 900099 18340 18340 MEMBERSHIP DIRECTORY 900004 11562 11562 JOB BOARD 900004 3542 3542 899 899 34343 3972028 3415802 15104 541122 702375 669732 22569 67812 84428 10022 111375 373935 5697 322526 133483 113345 42145 354421 126178 579797 86277 14082 UBI TAXES 9060 MEMBERSHIP DUES 34792 PUBLICATIONS AND SUBS. 30916 EDUCATION AND TRAINING 9990 7000 3911957 301305 176837 384618 316884 50000 0 51810 76025 66436 85381 766879 349415 460895 417464 402377 497376 1845404 2306352 104357 90768 3667202 3967087 194551 90138 529399 751297 954895 873046 1678845 1714481 X 1927446 2050616 60911 201990 1988357 2252606 3667202 3967087 60071 204178 0 X 0 1 X 1 0 0 0 1 2624453 373935 91551 465486 551135 -85649 432534 116126 316408 87267 64004 23263 247078 169285 77793 417464 CERTIFICATES OF DEPOSIT 2306352 F 2306352 DEFERRED RENT AND LEASE INCENTIVE 873046 873046 X 4205509 204178 35000 239178 3966331 5697 5697 3972028 3941260 35000 35000 3906260 5697 5697 3911957 PART X, LINE 2: FOR THE YEARS ENDED DECEMBER 31, 2019 AND 2018, MANAGEMENT DID NOT IDENTIFY ANY UNCERTAINTY IN INCOME TAXES REQUIRING RECOGNITION OR DISCLOSURE IN THESE FINANCIAL STATEMENTS. X X X 0 0 0 LINDA CHURCH CIOCCI PRESIDENT AND CEO - UNTIL 07/2019 255854 0 24885 0 0 0 15979 0 15794 0 312512 0 0 0 JEFFREY LEAHEY DEPUTY EXECUTIVE DIRECTOR 203604 0 20500 0 0 0 13520 0 9283 0 246907 0 0 0 TROUTMAN SANDERS BOARD DIRECTOR 60000 CHARLES SENSIBA, WHO SERVES ON NHA'S BOARD OF DIRECTORS, IS A PARTNER WITH TROUTMAN SANDERS, A FIRM WHO PROVIDED LEGISLATIVE CAMPAIGN SERVICES TO NHA. 0 LUCIANA CIOCCI DAUGHTER OF PRESIDENT AND CEO 73238 LUCIANA CIOCCI IS EMPLOYED AS A STAFF ASSISTANT AND WAS PAID $73,238 IN WAGES FOR THE YEAR ENDED DECEMBER 31, 2019. SHE IS THE DAUGHTER OF LINDA CHURCH CIOCCI, WHO SERVES AS THE PRESIDENT AND CEO. 0 FORM 990, PART VI, SECTION A, LINE 6 NHA'S MEMBERSHIP CONSISTS OF MORE THAN 225 ORGANIZATIONS INCLUDING PUBLIC UTILITIES, INVESTOR OWNED UTILITIES, INDEPENDENT POWER PRODUCERS, EQUIPMENT MANUFACTURERS, ENVIRONMENTAL AND ENGINEERING CONSULTANTS AND ATTORNEYS SPANNING THE BREADTH OF THE CONVENTIONAL INDUSTRY AND NEW EMERGING WATERPOWER TECHNOLOGIES. FORM 990, PART VI, SECTION A, LINE 7A THE ELECTION OF OFFICERS SHALL TAKE PLACE AT THE WINTER BOARD OF DIRECTORS MEETING. A MAJORITY VOTE OF A QUORUM OF THE DIRECTORS PRESENT SHALL CONSTITUTE AN ELECTION. FORM 990, PART VI, SECTION B, LINE 11B NHA'S DRAFT FEDERAL FORM 990 IS REVIEWED BY THE PRESIDENT AND CEO WITH CONCURRENCE OF THE ELECTED TREASURER PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C NHA HAS A CONFLICT OF INTEREST POLICY WHICH ALL BOARD MEMBERS ARE SUBJECT TO. ALL BOARD MEMBERS OF NHA ARE NOTIFIED OF THE CONFLICT OF INTEREST POLICY AT TIME OF THEIR ELECTION AND THEY ARE REQUIRED TO CONFIRM AGREEMENT WITH THE TERMS ON AN ANNUAL BASIS. ESSENTIALLY, IT REQUIRES THAT SHOULD A CONFLICT OF INTEREST ARISE WITH ANY MEMBER OF THE BOARD OF DIRECTORS, THAT MEMBER IS REQUIRED TO DISCLOSE IT TO THE FULL BOARD OF DIRECTORS FOR TOTAL TRANSPARENCY. THE POLICY IS LIMITED TO FULL DISCLOSE, NOT WHAT ACTION MUST BE TAKEN IN CONSIDERING THE CONFLICT. THE BOARD OF DIRECTORS HAS THE OPTION AT THAT POINT TO ACT AS IT SEES FIT TO EITHER LAY CONDITIONS ON THE ACTION, OR CONTINUE AS THE CONFLICT HAS BEEN FULLY VETTED IN DISCUSSION, OR DENY THE ACTION BEING REQUESTED THAT LED TO THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION FOR NHA'S PRESIDENT AND CEO IS BASED ON PERFORMANCE REVIEW WHICH IS CONDUCTED BY THE ELECTED PRESIDENT WITH THE CONCURRENCE OF THE EXECUTIVE COMMITTEE AND THEN REPORTED TO THE BOARD OF DIRECTORS FOR INPUT AND CONCURRENCE. A COMPENSATION COMMITTEE PERIODICALLY EVALUATES THE SALARY AND BENEFITS PLAN TO DETERMINE ITS COMPETITIVENESS WITH COMPARABLE POSITIONS WITHIN THE REGION. COMPENSATION OF ALL STAFF IS REVIEWED BY THE BOARD OF DIRECTORS AND THE COMPENSATION COMMITTEE PERIODICALLY REVIEWS SALARIES TO DETERMINE COMPETITIVENESS WITHIN THE REGION. FORM 990, PART VI, SECTION C, LINE 19 NHA MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST.