2020-09-21T10:35:35-05:00 2019-12-31 410746749 CLIFTONLARSONALLEN LLP 610 W GERMANTOWN PIKE SUITE 400 PLYMOUTH MEETING PA 19462 990 2019-01-01 231731998 FOREIGN POLICY RESEARCH INSTITUTE FORE 2157323774 1528 WALNUT STREET NO 610 PHILADELPHIA PA 19102 GEORGE C BURGWIN ASST. TREASURER/DIR. FINANCE 2157323774 2020-09-18 1 CONNIE M LIRA P00481097 2156433900 2020-09-09 67.137.57.251 2020-09-18 15:37:42 ED P 3EEEC8B090C07D7EECF61F1A8A191FC1967D2E7A E15E9B4EB1A60BD1D702B694EDC9E6CB78BD26C3 2019 2021-01-29 14:40:06Z ALAN LUXENBERG 1528 WALNUT STREET NO 610 PHILADELPHIA PA 19102 2483853 0 X WWW.FPRI.ORG X 1970 DE HIGHEST QUALITY SCHOLARSHIP AND NONPARTISAN POLICY ANALYSIS FOCUSED ON U.S. FOREIGN POLICY 41 41 13 75 0 0 1616432 1998033 349776 351435 2969 3631 67084 54649 2036261 2407748 0 16856 0 0 925768 994021 0 0 195465 1554106 1353477 2479874 2364354 -443613 43394 1462433 1493114 294023 280238 1168410 1212876 X THE FOREIGN POLICY RESEARCH INSTITUTE (FPRI) IS DEDICATED TO PRODUCING THE HIGHEST QUALITY SCHOLARSHIP AND NONPARTISAN POLICY ANALYSIS FOCUSED ON CRUCIAL FOREIGN POLICY AND NATIONAL SECURITY CHALLENGES FACING THE UNITED STATES. WE EDUCATE THOSE WHO MAKE AND INFLUENCE POLICY, AS WELL AS THE PUBLIC AT LARGE, THROUGH THE LENS OF HISTORY, GEOGRAPHY, AND CULTURE. 0 0 1401613 0 60339 RESEARCH: FPRI IS DEDICATED TO PRODUCING THE HIGHEST QUALITY SCHOLARSHIP AND NONPARTISAN POLICY ANALYSIS FOCUSED ON CRUCIAL FOREIGN POLICY AND NATIONAL SECURITY CHALLENGES FACING THE UNITED STATES. WE EDUCATE THOSE WHO MAKE AND INFLUENCE POLICY, AS WELL AS THE PUBLIC AT LARGE, THROUGH THE LENS OF HISTORY, GEOGRAPHY, AND CULTURE. FPRI HAS SIX MAIN RESEARCH PROGRAMS: AMERICA AND THE WEST, EAST ASIA, EURASIA, THE MIDDLE EAST, NATIONAL SECURITY, AND THE FOREIGN INTERFERENCE IN THE 2020 ELECTION PROJECT (FIE 2020), WHICH TRACKS AND ANALYZES FOREIGN INVOLVEMENT AND INFLUENCE IN THE 2020 U.S. ELECTION. 322309 16856 182855 LECTURES & SEMINARS: FPRI HOSTS NUMEROUS EVENTS THROUGHOUT THE YEAR, SUCH AS BRIEFINGS, BOOK TALKS, AND LECTURES ON ALL ASPECTS OF FOREIGN AFFAIRS AND NATIONAL SECURITY. THESE LECTURES AND SEMINARS INCLUDE REGULAR SERIES IN PHILADELPHIA AND ITS SUBURBS, PRINCETON, NEW YORK CITY, MIAMI, AND WASHINGTON, DC; ANNUAL LECTURES, SUCH AS THE GINSBURG-SATELL LECTURE ON AMERICAN IDENTITY AND CHARACTER, AND THE TEMPLETON LECTURE ON RELIGION AND WORLD AFFAIRS; AND SPECIAL, PARTNERS-ONLY EVENTS, SUCH AS THE ANNUAL CHAMPAGNE BRUNCH AND THE FPRI ANNUAL DINNER DURING WHICH THE BENJAMIN FRANKLIN AWARD FOR PUBLIC SERVICE IS AWARDED TO A STATESMAN, SCHOLAR, OR SOLDIER WHO BEST EMBODIES THE IDEALS OF FPRI. PAST AWARDEES INCLUDE HENRY KISSINGER, ROBERT D. KAPLAN, GENERAL JAMES MATTIS, GENERAL MICHAEL HAYDEN, ASH CARTER, AND GENERAL H.R. MCMASTER. 121469 0 159910 PUBLICATIONS: FPRI SPONSORS AND PUBLISHES A WIDE ARRAY OF ARTICLES, PAPERS, BOOKS, E-BOOKS, AND OTHER PUBLICATIONS FOR POLICYMAKERS, EDUCATORS, AND THE GENERAL PUBLIC. THESE INCLUDE: ORBIS: FPRI'S JOURNAL OF WORLD AFFAIRS, AS WELL AS REGULAR ANALYSIS AND LONGER SPECIAL REPORTS ON INTERNATIONAL AFFAIRS AND NATIONAL SECURITY. FPRI ALSO PROVIDES ACCESS TO AND DISTRIBUTES AUDIO-VISUAL MATERIALS, INCLUDING PODCASTS ON MEDIA AND STREAMING SERVICES SUCH AS ITUNES AND SPOTIFY, AND SHORT TOPICAL VIDEOS AND RECORDINGS OF PAST EVENTS ON FPRI'S YOUTUBE CHANNEL. FPRI'S RESEARCH PROGRAMS ALSO PUBLISH SPECIAL REPORTS AND MULTIMEDIA PRODUCTS. 68540 0 2950 EDUCATION:THE HISTORICAL LITERACY PROJECT: IN 2019, FPRI LAUNCHED THE HISTORICAL LITERACY PROJECT TO DEVELOP A WORLD HISTORY CURRICULUM THAT BRINGS HISTORIANS' DEBATES INTO HIGH SCHOOL CLASSROOMS. THE CURRICULUM EMPHASIZES LITERACY AND CRITICAL ANALYSIS AND MAKES RIGOROUS SCHOLARLY MATERIALS ACCESSIBLE TO HIGH SCHOOL STUDENTS IN DIVERSE SCHOOL SETTINGS. IN EACH LESSON, MATERIALS FROM HISTORIANS' BOOKS AND ESSAYS ARE PRESENTED AS BRIEF TEXTS. STUDENTS RECEIVE A CENTRAL QUESTION AND EXAMPLES OF AT LEAST TWO COMPETING ANSWERS PROPOSED BY HISTORIANS. THE UNITS INVITE STUDENTS TO READ CLOSELY, EXPLORE COMPELLING QUESTIONS IN WORLD HISTORY, AND ANALYZE COMPETING HISTORICAL ARGUMENTS AND EVIDENCE. THE CURRICULUM HAS BEEN TESTED EXPERIMENTALLY AND IN CLASSROOMS WITH OVER 350 STUDENTS. IT IS PEDAGOGICALLY ROBUST, CLASSROOM-READY, AND EASILY ADAPTABLE FOR DIVERSE CLASSROOMS AND ONLINE TEACHING. THE CURRICULUM IS PAIRED WITH LEARNING SESSIONS FOR HIGH SCHOOL HISTORY TEACHERS. THESE SESSIONS RANGE FROM 60-MINUTE LIVE AND RECORDED WEBINARS TO 2 TO 3 DAY LIVE WORKSHOPS WITH FOLLOW-UP CLASSROOM APPLICATIONS. THESE SESSIONS SUPPORT TEACHERS INTERESTED IN TEACHING WITH THE HISTORICAL LITERACY CURRICULUM.CIVIC EDUCATION: BUILDING ON TWENTY YEARS OF WORK WITH HIGH SCHOOL TEACHERS, FPRI'S EDUCATION PROGRAM PROVIDES CIVIC EDUCATION TO STUDENTS. THIS PROGRAM INCLUDES PARTNERSHIPS WITH LOCAL SCHOOLS AND THE DEVELOPMENT OF MATERIALS AIMED AT SCHOOL AUDIENCES THAT ENRICH YOUNG PEOPLE'S UNDERSTANDING OF THE INSTITUTIONS AND IDEAS THAT SHAPE AMERICAN POLITICAL LIFE. THROUGH MULTIMEDIA PRIMERS AND EDUCATIONAL SIMULATIONS THAT TEACH STUDENTS ABOUT THE FOUNDING OF OUR COUNTRY AND ITS INSTITUTIONS, FPRI IS PLAYING AN IMPORTANT ROLE IN EDUCATING THE NEXT GENERATION OF CITIZENS NOT ONLY IN PHILADELPHIA BUT NATIONALLY. 68540 0 2950 1913931 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 33 0 13 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 41 41 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 PA X X THE ORGANIZATION 2157323774 1528 WALNUT STREET NO 610 PHILADELPHIA PA 19102 JAMES H AVERILL TRUSTEE 2.00 X 0 0 0 J MICHAEL BARRON TRUSTEE 2.00 X 0 0 0 AMB ADRIAN A BASORA TRUSTEE 2.00 X 0 0 0 EDWARD T BISHOP TRUSTEE 2.00 X 0 0 0 GWEN BOROWSKY TRUSTEE 2.00 X 0 0 0 RUTH BRAMSON TRUSTEE 2.00 X 0 0 0 ROBERT E CARR TRUSTEE 2.00 X 0 0 0 AHMED CHARAI TRUSTEE 2.00 X 0 0 0 WINSTON J CHURCHILL TRUSTEE 2.00 X 0 0 0 GERARD CUDDY TRUSTEE 2.00 X 0 0 0 GENE CUNNINGHAM TRUSTEE 2.00 X 0 0 0 PETER DACHOWSKI TRUSTEE 2.00 X 0 0 0 JOSEPH FIELD TRUSTEE 2.00 X 0 0 0 ROBERT A FOX TRUSTEE 2.00 X 0 0 0 JAMES H GATELY TRUSTEE 2.00 X 0 0 0 SUSAN H GOLDBERG TRUSTEE 2.00 X 0 0 0 JOHN R HAINES TRUSTEE 2.00 X 0 0 0 JAMES T HITCH III TRUSTEE 2.00 X 0 0 0 DONALD R KARDON TRUSTEE 2.00 X 0 0 0 MARINA KATS TRUSTEE 2.00 X 0 0 0 HON JOHN F LEHMAN TRUSTEE 2.00 X 0 0 0 MURRAY S LEVIN TRUSTEE 2.00 X 0 0 0 DAVID MARSHALL TRUSTEE 2.00 X 0 0 0 SARAH JM MARSHALL TRUSTEE 2.00 X 0 0 0 JAMES MEYER TRUSTEE 2.00 X 0 0 0 RONALD J NAPLES TRUSTEE 2.00 X 0 0 0 MICHAEL NOVAKOVIC TRUSTEE 2.00 X 0 0 0 EDWARD O'CONNOR TRUSTEE 2.00 X 0 0 0 MARSHALL W PAGON TRUSTEE 2.00 X 0 0 0 JAMES M PAPADA III TRUSTEE 2.00 X 0 0 0 JOHN W PIASECKI TRUSTEE 2.00 X 0 0 0 STEPHEN S PHILLIPS TRUSTEE 2.00 X 0 0 0 EILEEN ROSENAU TRUSTEE 2.00 X 0 0 0 ADELE K SCHAEFFER TRUSTEE 2.00 X 0 0 0 HILLARD R TORGERSON TRUSTEE 2.00 X 0 0 0 LEE WOOLLEY TRUSTEE 2.00 X 0 0 0 ROBERT L FREEDMAN CHAIRMAN 2.00 X X 0 0 0 DEVON CROSS VICE CHAIR 2.00 X X 0 0 0 SAMUEL J SAVITZ VICE CHAIR 2.00 X X 0 0 0 HON DOV S ZAKHEIM VICE CHAIR 2.00 X X 0 0 0 HON JOHN HILLEN TREASURER 2.00 X X 0 0 0 MAUREEN AUSTIN TRUSTEE TO FEB 2019 2.00 X 0 0 0 SA IBRAHIM TRUSTEE TO FEB 2019 2.00 X 0 0 0 RAZA BOKHARI TRUSTEE TO OCT 2019 2.00 X 0 0 0 ROBERT O'DONNELL TRUSTEE TO OCT 2019 2.00 X 0 0 0 WILLIAM L CONRAD TRUSTEE TO DEC 2019 2.00 X 0 0 0 ALAN H LUXENBERG PRESIDENT 40.00 X 190413 0 11254 GEORGE C BURGWIN ASST. TREASURER/DIR. OF FINANCE 40.00 X 94282 0 14294 ELI S GILMAN SECRETARY/VP OPERATIONS/COO 40.00 X 92500 0 11771 377195 0 37319 1 0 1 0 PAUL BRACKEN 22 GREEN LANE RIDGEFIELD CT 06877 RESEARCH 129750 1 1998033 87681 1998033 MEMBERSHIPS & PARTNERS 928120 229523 229523 PUBLICATIONS 511120 100059 100059 LECTURES & SEMINARS 713990 21853 21853 351435 5759 5759 54619 54619 73977 76105 -2128 -2128 -2128 OTHER INCOME 900099 30 30 30 2407748 406054 0 3661 16856 16856 400747 170753 130639 99355 491189 465551 12811 12827 11334 11334 25741 24211 766 764 65010 42933 12115 9962 15793 10773 4684 336 175 175 2880 1965 854 61 84579 36218 1533 46828 69095 54089 12892 2114 58552 39186 17714 1652 119106 73369 28109 17628 78846 68907 8887 1052 194385 183024 10337 1024 10010 6741 3050 219 14931 10055 4550 326 HONORARIA & STIPENDS 690811 690781 30 FINANCE CHARGES 5636 3978 1547 111 SUBS. & MEMBERSHIPS 656 247 409 RECRUITING 500 500 7522 2460 3856 1206 2364354 1913931 254958 195465 582744 641385 287443 260714 496878 466518 64724 58507 10335 9427 165640 142971 6354 22669 6462 28939 7493 4955 1462433 1493114 107764 110202 186259 170036 294023 280238 X 51818 112218 1116592 1100658 1168410 1212876 1462433 1493114 43394 1072 0 X 0 1 X 1 0 X 1212188 2189475 2271469 1616432 1998033 9287597 1212188 2189475 2271469 1616432 1998033 9287597 4608035 4679562 11 324 1418 4777 5759 12289 9127 1150 4444 30 14751 9314637 2118021 0.50240 0.46640 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2016 AMOUNT: $ 9,127. 2017 AMOUNT: $ 1,150. 2018 AMOUNT: $ 3,871. 2019 AMOUNT: $ 30. MERCHANDISE REVENUE - 2018 AMOUNT: $ 573. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 10000 1327 0 0 0 11327 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.00000 0.00000 1.00000 0 0 165640 142971 22669 22669 X 2408645 1072 1072 2407573 175 175 2407748 2364179 0 2364179 175 175 2364354 PART V, LINE 4: THE ENDOWMENT IS INTENDED TO BE USED FOR SCHOLARSHIPS AND TO SUPPORT GENERAL OPERATIONS OF THE INSTITUTE. PART X, LINE 2: THE INSTITUTE IS EXEMPT FROM FEDERAL INCOME TAXES UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) AND APPLICABLE STATE LAW. THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. IF THE INSTITUTE WERE TO INCUR ANY INCOME TAX LIABILITY IN THE FUTURE, INTEREST ON ANY INCOME TAX LIABILITY WOULD BE REPORTED AS INTEREST EXPENSE AND PENALTIES ON INCOME TAX WOULD BE REPORTED AS INCOME TAXES. THERE ARE NO UNRECOGNIZED TAX BENEFITS IDENTIFIED OR RECORDED AS LIABILITIES AS OF AND FOR THE YEARS ENDED DECEMBER 31, 2019 AND 2018. X X X 0 0 0 0 0 0 0 1 0 ALAN H LUXENBERG PRESIDENT 170413 0 20000 0 0 0 9544 0 1710 0 201667 0 0 0 PART I, LINE 7 THE PRESIDENT'S BONUS IS REPORTED ON SCH. J, PART II, COLUMN B(II) AND IS SET BY THE COMPENSATION COMMITTEE ACCORDING TO FULFILLMENT OF AGREED-UPON GOALS. THE DELIBERATION AND FINAL DETERMINATION OF THE BONUS IS TIMELY DOCUMENTED. X 6 87681 FAIR MARKET VALUE 0 0 0 0 PART I, COLUMN (B): THE FIGURE IN THIS COLUMN REPRESENTS THE NUMBER OF DONORS IN THE GIVEN CATEGORY. FORM 990, PART VI, SECTION A, LINE 1 THE BOARD OF TRUSTEES MAY DESIGNATE AND APPOINT AN EXECUTIVE COMMITTEE OF FIVE OR MORE TRUSTEES, WHICH MAY EXERCISE THE AUTHORITY OF THE BOARD OF TRUSTEES IN THE MANAGEMENT OF THE CORPORATION; PROVIDED THAT THE EXECUTIVE COMMITTEE SHALL NOT HAVE THE AUTHORITY OF THE BOARD OF TRUSTEES TO ELECT OR REMOVE TRUSTEES, TO ELECT OR REMOVE OFFICERS, TO ADOPT AN AGREEMENT OF MERGER OR CONSOLIDATION, OR TO AMEND THE CERTIFICATE OF INCORPORATION OR THE BY-LAWS OF THE CORPORATION. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM. A DRAFT OF THE FORM 990 IS PROVIDED TO TRUSTEES AND SENIOR MANAGEMENT FOR THEIR REVIEW AND COMMENTARY. THE VERSION OF THE FORM 990 PREPARED FOR ELECTRONIC FILING IS THEN PROVIDED TO THE SAME INDIVIDUALS FOR FINAL REVIEW BEFORE E-FILING. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST CERTIFICATIONS ARE REQUESTED FROM TRUSTEES AND OTHER OFFICERS AT THE BEGINNING OF EACH CALENDAR YEAR. MANAGEMENT PROVIDES COPIES OF: 1) THE CONFLICT OF INTEREST POLICY; 2) A LIST OF VENDORS, FINANCIAL INSTITUTIONS, EMPLOYEES, AND INDEPENDENT CONTRACTORS WITH WHICH THE ORGANIZATION DOES BUSINESS, AND 3) A CERTIFICATION FORM TO BE RETURNED, CERTIFYING THAT: 1) THE INDIVIDUAL HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY AND 2) SPECIFYING THE INDIVIDUAL'S CONFLICTS OF INTEREST, IF ANY, OR SPECIFYING THAT THE INDIVIDUAL HAS NO CONFLICTS. INTERIM CERTIFICATION REQUESTS ARE SUBMITTED TO INDIVIDUALS FOR ACTUAL OR POTENTIAL CONFLICTS THAT ARISE BETWEEN ANNUAL CERTIFICATIONS. POTENTIAL CONFLICTS THAT ARE DISCLOSED ARE DISCUSSED AND ACTED UPON BY THE FULL BOARD OF TRUSTEES. BOARD ACTIONS MAY INCLUDE: DETERMINATION THAT NO ACTUAL CONFLICT EXISTS AND THAT NO FURTHER ACTION IS REQUIRED BASED ON ANY REASONABLE GROUNDS, INCLUDING THE NOMINAL NATURE OF ANY INTEREST INVOLVED. IF AN ACTUAL CONFLICT IS DETERMINED TO EXIST, NEITHER FPRI NOR THE INTERESTED PERSON SHALL ENTER INTO OR CONTINUE THE TRANSACTION OR ARRANGEMENT PRESENTING THE CONFLICT UNLESS IT IS APPROVED BY THE BOARD. IN APPROVING A TRANSACTION OR RELATIONSHIP WHERE THERE IS A CONFLICT, THE BOARD SHALL CONSIDER WHETHER A MORE FAVORABLE ALTERNATIVE TRANSACTION OR ARRANGEMENT IS AVAILABLE WITH A PARTY THAT DOES NOT PRESENT A CONFLICT. IF A MORE ADVANTAGEOUS NON-CONFLICT TRANSACTION OR ARRANGEMENT IS NOT REASONABLY POSSIBLE UNDER THE CIRCUMSTANCES, THE BOARD SHALL DETERMINE, BY A MAJORITY VOTE OF THE DISINTERESTED TRUSTEES, WHETHER TO APPROVE A CONFLICT BY CONSIDERING WHETHER SUCH CONFLICT IS IN THE ORGANIZATION'S BEST INTEREST AND WHETHER IT IS FAIR AND REASONABLE. INDIVIDUALS WHO HAVE CONFLICTS ARE NOT PERMITTED TO PARTICIPATE IN THE DISCUSSIONS OR DECISIONS CONCERNING CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF THE PRESIDENT IS REVIEWED AND RECOMMENDED TO THE BOARD OF TRUSTEES BY THE BOARD'S COMPENSATION COMMITTEE AS PART OF THE PROCESS OF APPROVING THE ANNUAL BUDGET. CRITERIA USED IN THE COMMITTEE'S DELIBERATIONS INCLUDE: COMPENSATION PAID BY SIMILAR ORGANIZATIONS IN TERMS OF FOCUS/SIZE. THE BOARD OF TRUSTEES REVIEWS THE COMMITTEE'S RECOMMENDATION AND EITHER APPROVES THE RECOMMENDATION OR APPROVES A REVISED AMOUNT OF COMPENSATION. COMPENSATION OF OTHER OFFICERS IS DETERMINED BY SENIOR MANAGEMENT, IN CONSULTATION WITH THE FINANCE COMMITTEE, WITH REFERENCE TO COMPENSATION LEVELS FOR SIMILAR POSITIONS IN SIMILAR ORGANIZATIONS. DELIBERATIONS AND FINAL DETERMINATION OF COMPENSATION FOR THE PRESIDENT AND OTHER OFFICERS ARE TIMELY DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC UPON REQUEST. THE ORGANIZATION'S RECENT FINANCIAL STATEMENTS ARE PUBLISHED ON THE WEBSITE; PRIOR YEARS ARE AVAILABLE UPON REQUEST.