2020-09-07T17:38:46-07:00 2020-04-30 990 2019-05-01 237088831 CARLETON UNIVERSITY CARL 6134473291 1125 Colonel By Dr Robertson 603 OTTAWA Ontario CA k1s5b6 Tim Sullivan AVP Financial Services 6135602600 2020-09-08 134.117.184.85 2019 2021-01-29 14:40:06Z Tim Sullivan 1125 Colonel By Drive Robertson Hall Suite 603 Ottawa Ontario CA K1S5B6 509318517 0 X www.Carleton.ca X University 1942 CA CARLETON UNIVERSITY PROVIDES POST SECONDARY EDUCATION 31 24 0 100 0 0 152830195 139756700 356197856 347059671 22246947 22502146 0 0 531274998 509318517 34537328 35646863 0 284853585 295242946 0 4325957 136693104 138148174 456084017 469037983 75190981 40280534 1218831558 1138990482 397081636 465064816 821749922 673925666 CARLETON UNIVERSITY PROVIDES POST SECONDARY EDUCATION 0 0 336593874 31911256 213192190 GENERAL OPERATIONS, PLANT FUND, SCHOLARSHIP AND BURSARIES 69030679 3731428 78174651 SPONSORED AND CONTACT RESEARCH 39337651 4179 55692830 ANCILLARY OPERATIONS 0 0 0 444962204 1 0 0 0 0 0 0 1 0 1 1 0 1 0 0 0 1 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 0 0 1 0 0 1 CA 0 0 1 1 0 0 0 X 31 24 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 0 1 1 1 0 X TIM SULLIVAN 6135202600 1125 COLONEL BY DRIVE OTTAWA ONTARIO CA K1S 5B6 Benoit Antoine Bacon President 35 0 X X 307576 0 27093 Michel Piche Vice President Finance and Admin 35 0 X 211447 0 25199 Thomas Tomberlin Provost and VP Academic 35 0 X 194800 0 17744 Andre Plourd Professor 35 0 X 178719 0 23072 Rafix Goubran Vice President Research 35 0 X 177218 0 22952 Isaac Otchere Professor 35 0 X 181531 0 15704 Paul Van Oorschot Professor 35 0 X 181631 0 12408 Harold Nemiroff Professor 35 0 X 173972 0 19338 Lorraine Dyke Professor 35 0 X 169836 0 21531 Suzanne Blanchard Vice President Students and Enrolment 35 0 X 163353 0 21369 Patrice Smith Board of Directors Member (Professor) 35 0 X 128347 0 17180 Ian Lee Member of Board (Associate Professor) 35 0 X 132299 0 13049 Banu Ormeci Member Board of Directors (professor) 35 0 X 127845 0 13477 Elinor Sloan Member of Board of Directors (Professor) 35 0 X 126070 0 13418 Jonathon Malloy Member of Board of Directors (Professor) 35 0 X 115569 0 12436 Art Ullet Member of Board of Directors (Locksmith) 35 0 X 69798 0 9456 Nina Anita Karhu Member of Board of Directors(Manager Classroom) 35 0 X 70048 0 3602 Farima Afaq Member Board of Directors 1 0 X 0 0 0 Al Haimi Abdulwahab Member of the Board of Directors 1 0 X 0 0 0 Debra Alves Member of the Board of Directors 1 0 X 0 0 0 Taylor Arnt Member Board of Directors 1 0 X 0 0 0 Yaprak Baltacioglu Chancellor 1 0 X 0 0 0 Chris Carruthers Past Chair Board of Directors 0 0 X 0 0 0 Gina Courtland Member of Board of Governors 1 0 X 0 0 0 Dale Craig Member of Board of Governors 1 0 X 0 0 0 Beth Creary Member of Board of Governors 1 0 X 0 0 0 Peter Dinsdale Member of Board of Governors 1 0 X 0 0 0 Patrick Dion Member of Board of Governors 1 0 X 0 0 0 Jim Durrell Member of Board of Governors 1 0 X 0 0 0 Kenneth Evans Member of Board of Governors 1 0 X 0 0 0 Gregory Farrell Member of Board of Governors 1 0 X 0 0 0 Konrad Finckenstein Member of Board of Governors 1 0 X 0 0 0 Dan Fortin Member of Board of Governors 1 0 X 0 0 0 Jessica Fullerton Member of Board of Governors 1 0 X 0 0 0 Kim Furlong Member of Board of Governors 1 0 X 0 0 0 Gail Garland Member of Board of Governors 1 0 X 0 0 0 Christina Gold Member of Board of Governors 1 0 X 0 0 0 Daniel Greenberg Member of Board of Governors 1 0 X 0 0 0 Louise Hayes Member of Board of Governors 1 0 X 0 0 0 Lynn Honsberger Member of Board of Governors 1 0 X 0 0 0 Oliver Javanpour Member of Board of Governors 1 0 X 0 0 0 Merchant Pradeep Member of Board of Governors 1 0 X 0 0 0 Nikita Nanos Member of Board of Governors 1 0 X 0 0 0 Brenda OConnor Member of Board of Governors 1 0 X 0 0 0 Yvonne Osagie Member of Board of Governors 1 0 X 0 0 0 Alaine Spiwak Member of Board of Governors 1 0 X 0 0 0 Jane Taber Member of Board of Governors 1 0 X 0 0 0 Ann Tremblay Member of Board of Governors 1 0 X 0 0 0 Lesley Watson Member of Board of Governors 1 0 X 0 0 0 Robert Weiner Member of Board of Governors 1 0 X 0 0 0 Elise Wohlbold Member of Board of Governors 1 0 X 0 0 0 2710059 0 289028 596 0 1 0 RE Hein Construction 275 Michael Cowpland Drive Kanata Ontario CA K2M 2G2 Construction 20924046 Aramark 37 Rue du Valcout Gatineau Quebec CA J8T 8G9 Food Services 15247313 C and W Facilities Services PO Box 7833 Toronto Ontario CA M5W 2R2 Maintenance 7997855 Bradford Construction 65 Bentley Avenue Nepean Ontario CA K2E 8B4 Construction 5825432 ES Fox Limited 9127 Montrose Road Niagara Falls Ontario CA L2E7J9 Construction 3383017 173 0 0 0 0 129190983 10565717 5469680 139756700 Central Tuition Fees 900099 222084248 222084248 0 0 Research Revenue 900099 53005850 53005850 0 0 Other Student Fees 900099 29105003 29105003 0 0 Sales of Goods And Services 900099 16238214 16238214 0 0 26626356 26626356 0 0 347059671 22502146 22502146 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 509318517 369561817 0 0 0 0 0 0 35646863 35646863 0 0 1902573 736862 1165711 0 0 0 0 0 246637855 236127731 7317413 3192711 10210402 9716545 493857 0 36492116 34170176 2321940 0 0 0 0 0 0 0 0 0 445392 195759 226655 22978 93682 4939 87969 774 0 0 0 0 0 0 539272 539272 0 0 9251028 8471663 604516 174849 1645666 1557249 59149 29268 14020708 13025958 750903 243847 478494 458319 2409 17766 0 0 0 0 25088170 21358204 3709340 20626 2412267 2379746 30636 1885 0 0 0 0 7670143 7482879 126591 60673 2340482 2340482 0 0 0 0 0 0 27048495 27048495 0 0 589934 407335 182599 0 Miscellaneous 16380658 13696852 2172633 511173 Furniture/Equipment/Renovations 25776491 25229583 497501 49407 Library Books 4367292 4367292 0 0 469037983 444962204 19749822 4325957 363900079 311151873 82953604 75743610 0 0 24074517 24823159 0 0 0 0 0 0 0 0 9957198 5134836 767951369 265956164 510271280 501995205 0 0 0 0 221437917 214767919 0 0 6236963 5373880 1218831558 1138990482 125752590 214797979 0 0 221151679 205159651 0 0 0 0 0 0 50177367 45107186 0 0 0 397081636 465064816 X 295879384 151180153 525870538 522745513 821749922 673925666 1218831558 1138990482 X 40280534 -10191144 0 0 0 -177913646 X 0 1 X 1 0 X 136810442 138684155 151108934 152830195 139756700 719190426 136810442 138684155 151108934 152830195 139756700 719190426 719190426 11119084 11208062 19282858 17837267 22502146 81949417 0 801139843 0.89771 0.9095 X 0 17619785 0 0 X X X 0 218964590 10731253 -5355168 8779729 0 3186412 212374534 207784308 11639472 10576545 8098166 0 2937569 218964590 191513891 10985311 16745149 8527441 0 2932602 207784308 184402250 14507096 371716 6894310 0 872861 191513891 171217387 13039969 9499024 6833991 0 2520139 184402250 0.03 0.97 0 0 0 66394425 0 66394425 593923574 0 215374228 378549346 0 0 0 0 74262806 0 41637520 32625286 33370564 0 8944416 24426148 501995205 ENDOWMENT 212374534 F PARKER LOAN FOR STUDENTS 857408 F NWRC CAPITAL RENEWAL 614017 F SPROTT STUDENT INVESTMENT FUND 921960 F 214767919 498588100 -10191144 0 0 0 -10191144 508779244 0 539273 539273 509318517 468498710 0 0 0 0 0 468498710 0 539273 539273 469037983 Schedule D, Part III, Line 4 THE UNIVERSITY HAS AN ART COLLECTION COMPROMISING APPROX 30,000 PIECES OF ART Schedule D, Part V, Line 4 CONTRIBUTIONS RESTRICTED FOR THE ENDOWMENT FUND CONSIST OF MONEY RECEIVED PRIMARILY AS BENEFACTIONS AND WHICH EITHER THE BOARD OF GOVERNORS OR THE DONOR HAS DESIGNATED AS ENDOWMENT. THE ANNUAL INCOME EARNED FROM FUNDS DESIGNATED AS ENDOWMENT BY THE DONOR MAY BE EXPENDED ONLY FOR THE DESIGNATED PURPOSE. Schedule D, Part XI, Line 4b ITEM REPRESENTS INVESTMENT MANAGEMENT FEES WHICH ARE PRESENTED NET OF REVENUE FOR FINANCIAL STATEMENT PURPOSES Schedule D, Part XII, Line 4b INVESTMENT MANAGEMENT FEES ARE NETTED AGAINST INVESTMENT INCOME FOR FINANCIAL STATEMENT PURPOSES AND INCLUDED IN EXPENSES FOR TAX PURPOSES 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 CARLETON UNIVERSITY HAS A DEPARTMENT-EQUITY SERVICES -TO ADMINISTER THIS. CARLETON UNIVERSITY EMBODIES INCLUSIVENESS IN ALL ASPECTS OF ITS OFFERINGS. EQUITY IS OF PRIME IMPORTANCE AND VALUE TO THE UNIVERSITY. Schedule E, Part I, Line 6 Universities in the Province of Ontario receive funding from the Ministry of Training, Colleges and Universities. In addition various government agencies provide funding for research projects. 1 North America (including Canada and Mexico, but not the United States) 1 4663 Program Services UNIVERSITY OPERATIONS 469037988 1 4663 469037988 UNDERGRAD SCHOLARSHIPS North America (including Canada and Mexico, but not the United States) 7572 18928922 CREDIT TO ACCOUNT OR CHEQUE GRADUATE SCHOLARSHIP North America (including Canada and Mexico, but not the United States) 2480 15869291 CREDIT TO ACCOUNT OR CHEQUE UNDERGRADUATE BURSARY North America (including Canada and Mexico, but not the United States) 277 276657 CREDIT TO ACCOUNT OR CHEQUE GRADUATE BURSARY North America (including Canada and Mexico, but not the United States) 573 572801 CREDIT TO ACCOUNT 0 0 0 0 0 0 Schedule F, Part I, Line 2 CARLETON UNIVERSITY OPERATES ENTIRELY WITHIN CANADA AND ALL GRANTS ARE MADE IN CANADA .GRANTS AND ASSISTANCE ARE PAID TO STUDENTS. ALL RECORDS OF GRANTS ARE MAINTAINED BY THE UNIVERSITY VIA THE STUDENT AWARD OFFICE. Schedule F, Part I, Line 3 ACCRUAL METHOD OF ACCOUNTING Schedule F, Part III PART 111: ACCRUAL METHOD OF ACCOUNTING PART 3, COLUMN C: NUMBER OF RECEIPIENTS IS ESTIMATED BASED ON THE AVERAGE BURSARY AND SCHOLARSHIP VALUES PER YEAR X 1 1 X X 0 0 0 0 0 0 0 0 0 Suzanne Blanchard Vice President Students and Enrolment 163353 0 0 0 0 0 14287 0 7082 0 184722 0 0 0 Lorraine Dyke Professor 169836 0 0 0 0 0 14465 0 7067 0 191368 0 0 Harold Nemiroff Professor 173972 0 0 0 0 0 12666 0 6672 0 193310 0 0 Paul Van Oorschot Professor 181631 0 0 0 0 0 12408 0 0 0 194039 0 0 0 Isaac Otchere Professor 181531 0 0 0 0 0 13091 0 2612 0 197234 0 0 0 Rafix Goubran Vice President Research 177218 0 0 0 0 0 15583 0 7369 0 200170 0 0 0 Andre Plourd Professor 178719 0 0 0 0 0 15723 0 7349 0 201791 0 0 0 Thomas Tomberlin Provost and VP Academic 194800 0 0 0 0 0 16598 0 1146 0 212544 0 0 0 Michel Piche Vice President Finance and Admin 211447 0 0 0 0 0 17122 0 8077 0 236646 0 0 0 Benoit Antoine Bacon President 280616 0 0 0 26960 0 18275 0 8819 0 334670 0 0 0 Schedule J, Part I, Line 1a Benoit Antoine Bacon, President, receives a housing allowance of $26,959 which is included in total reportable compensation . X 49 143898 MARKET X SOFTWARE 2 5325781 MARKET 0 0 0 0 Schedule M, Part I, Line 33 SOFTWARE-NUMBER OF CONTRIBUTIONS Form 990, Part VI, Section A, Line 7a THE BOARD OF GOVERNORS ELECTION PROCESS IS SEGREGATED BY CATEGORIES. STUDENTS, ADMIN STAFF AND ACADEMIC STAFF ARE ABLE TO ELECT A CERTAIN NUMBER OF MEMBERS. PLEASE REFER TO WWW.CARLETON.CA/SECRETARIAT/BOARDOFGOVERNORS/GOVERNANCE/ FOR MORE DETAILS. Form 990, Part VI, Section B, Line 11b FORM 990 IS PREPARED BY THE SENIOR ANALYST FUND ACCOUNTING . THE COMPLETED FORM IS REVIEWED BY THE UNIVERSITY MANAGER OF FINANCIAL REPORTING AND THEN REVIEWED AND SIGNED BY THE ASSOCIATE VICE PRESIDENT (FINANCE). Form 990, Part VI, Section B, Line 12c THE UNIVERSITY ENSURES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY BY HAVING BOARD MEMEBERS SIGN A CODE OF CONDUCT ON A YEARLY BASIS. Form 990, Part VI, Section B, Line 15 COMPENSATION FOR BOTH THE PRESIDENT AND VICE PRESIDENTS IS ESTABLISHED IN THE FIRST INSTANCE WITH THE ASSISTANCE OF A CONSULTANT CONTRACTED BY THE UNIVERSITY. THE CONSULTANT IS ORDINARILY AN EXECUTIVE SEARCH FIRM. THE FIRM MAKES A RECOMMENDATION ON APPROPRIATE COMPENSATION TO THE UNIVERSITY BASED ON MARKET ANALYSIS (WITH THE ONTARIO POST SECONDARY MARKET BEING THE MOST PERSUASIVE) AND THE QUALIFICATIONS OF THE SUCCESSFUL CANDIDATE. DURING THE TENURE OF THE PRESIDENT AND THE VICE PRESIDENTS ANNUAL ADJUSTMENTS TO COMPENSATION ARE MADE BY REFERENCE TO MARKET CONDITIONS AND OTHER RELEVANT FACTORS (I.E. PERFORMANCE) BUT WITHOUT THE ASSISTANCE OF AN INDEPENDENT PERSON. Form 990, Part VI, Section C, Line 19 FINANCIAL STATEMENTS AND ALL OTHER GOVERNANCE DOCUMENTS CAN BE FOUND ON CARLETON UNIVERSITY WEBSITE. WWW.CARLETON.CA Form 990, Part XI, Line 9 $(177,913,646) OF OTHER CHANGES IN NET ASSETS IS DUE TO:EMPLOYEE BENEFIT REMEASUREMENT OF($146,029,189), NET ENDOWMENT INCOME/DISTRIBUTION OF ($1,023,723), CONTRIBUTION OF $143,786 TO ART COLLECTION AND FOREIGN EXCHANGE RATE DIFFERENCE OF $(31,004,520) ARISING FROM USING THE AVERAGE EXCHANGE RATE FOR THE FISCAL YEAR FOR THE STATEMENT OF REVENUE AND EXPENSES AND FOREIGN EXCHANGE RATE AT APRIL 30, 2020 FOR THE STATEMENT OF FINANCIAL POSITION. CARLETON UNIVERSITY FOUNDATION 1125 COLONEL BY DRIVE OTTAWA ONTARIO CA K1N5B6 521970455 FUNDRAISING DC 501 (C) (3) SUPPORT ORG CARLETON UNIVERSITY 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 CARLETON UNIVERSITY FOUNDATION c 377238 FOUNDATION FINANCIAL STATEMENTS CARLETON UNIVERSITY FOUNDATION o 259911 FOUNDATION FORM 990 PART VII CARLETON UNIVERSITY FOUNDATION n 0 FOUNDATION FINANCIAL STATEMENTS AND FOUNDATION FORM 990