2020-07-14T19:21:11-05:00 2019-06-30 340677006 MALONEY NOVOTNY LLC 1111 SUPERIOR AVE SUITE 700 CLEVELAND OH 441142540 990 2018-07-01 042103629 SIMMONS UNIVERSITY SIMM 6175212877 300 THE FENWAY BOSTON MA 02115 HELEN DRINAN PRESIDENT 6175212877 2020-06-29 1 CHRISTOPHER B ANDERSON P00226559 2163630100 209.116.109.2 2020-06-29 12:19:25 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 F31C6E7040B009470829250F0E45C8144456BC5D 2018 2021-01-29 14:40:06Z HELEN DRINAN 300 THE FENWAY BOSTON MA 02115 270585899 0 X WWW.SIMMONS.EDU X 1899 MA SIMMONS UNIVERSITY EXISTS TO EDUCATE, EMPOWER, AND TRANSFORM THE LIVES OF ITS STUDENTS, PREPARING THEM FOR LEADERSHIP IN THE PROFESSIONS, IN THEIR COMMUNITIES, AND IN THE WORLD. SIMMONS' ENDURING COMMITMENT IS TO PROVIDE AN EXCEPTIONAL HIGHER EDUCATION EXPERIENCE THAT DISTINCTLY INTEGRATES THEORY AND PRACTICE; ACADEMIC EXCELLENCE IN THE LIBERAL ARTS AND SCIENCES COMBINED WITH RIGOROUS PREOFESSIONAL TRAINING. SIMMONS' HISTORY IS ROOTED IN VISIONARY THINKING AND SOCIAL RESPONSIBILITY; OUR MANDATE IS TO PREPARE UNDERGRADUATE WOMEN FOR PROFESSIONAL SUCCESS AND MEANINGFUL LIVES REMAINS AT THE CORE OF OUR MISSION. OUR GRADUATE SCHOOLS SERVE WOMEN AND MEN WHO ARE PASSIONATE ABOUT LEARNING, LEADING, AND MAKING A DIFFERENCE IN THEIR PROFESSIONS. SIMMONS STUDENTS GRADUATE INTELLECTUALLY EQUIPPED, PROFESSIONALLY SKILLED AND TECHNOLOGICALLY PROFICIENT FOR CUTTING-EDGE CAREERS THAT ADDRESS OUR GLOBAL SOCIETY'S GREATEST CHALLENGES AND UNMET NEEDS, TODAY AND IN THE FUTURE. 22 21 3317 904 2548925 187354 11810267 9527998 215977044 223517968 15117298 7688752 3439683 3314598 246344292 244049316 47313270 50540033 0 0 85181722 90699532 0 0 3661777 105693006 105831155 238187998 247070720 8156294 -3021404 434397904 423847127 192060404 184265395 242337500 239581732 X SEE SCHEDULE O 0 0 62577956 41492680 71493000 INSTRUCTION - UNDERGRADUATE PROGRAMS: SIMMONS IS A PRIVATE, NONSECTARIAN INSTITUTION LOCATED IN BOSTON'S FENWAY AREA, AND CURRENTLY SERVES 1,777 UNDERGRADUATE WOMEN. DURING THE 2019 ACADEMIC YEAR, THE UNIVERSITY CONFERRED 487 BACCALAUREATE DEGREES. INSTRUCTION INCLUDES EXPENDITURES FOR THE UNDERGRADUATE PROGRAM AS WELL AS FINANCIAL AID. APPROXIMATELY 98% OF UNDERGRADUATES RECEIVED FINANCIAL AID IN THE FORM OF SCHOLARSHIPS OR GRANTS FROM THE UNIVERSITY. 23635402 8648000 47709000 INSTRUCTION - GRADUATE PROGRAMS: SIMMONS CURRENTLY SERVES 2,089 MEN AND WOMEN IN GRADUATE PROGRAMS AT THE MASTER AND DOCTORAL LEVELS. THESE PROGRAMS ARE HOUSED IN THE COLLEGE OF ORGANIZATIONAL, COMPUTATIONAL, AND INFORMATION SCIENCES (LIBRARY AND INFORMATION SCIENCE AND BUSINESS), COLLEGE OF SOCIAL SCIENCES, POLICY, AND PRACTICE (SOCIALWORK AND PUBLIC POLICY), THE COLLEGE OF NATURAL, BEHAVIORAL, AND HEALTH SCIENCES (BEHAVIORAL ANALYSIS, HEALTH PROFESSIONS EDUCATION, NURSING, NUTRITION, PHYSICAL THERAPY) AND IN THE GWEN IFILL COLLEGE OF MEDIA, ARTS AND HUMANITIES (CHILDREN'S LITERATURE, GENDER AND SOCIAL STUDIES, HISTORY). DURING THE 2019 ACADEMIC YEAR, THE UNIVERSITY CONFERRED 786 GRADUATE DEGREES. INSTRUCTION INCLUDES EXPENDITURES FOR THE GRADUATE PROGRAMS AS WELL AS FINANCIAL AID. (SEE SCH. O FOR CONTINUATION.)APPROXIMATELY 32.65% OF GRADUATE STUDENTS RECEIVED FINANCIAL AID IN THE FORM OF SCHOLARSHIPS OR GRANTS FROM THE UNIVERSITY. 77765957 306000 79073000 INSTRUCTION - ONLINE PROGRAMS: DURING THE 2019 ACADEMIC YEAR SIMMONS UNIVERSITY OFFERED ONLINE PROGRAMS IN NURSING, SOCIAL WORK, BEHAVIORAL ANALYSIS, PUBLIC HEALTH AND MANAGEMENT. THESE PROGRAMS SERVE 2,769 MEN AND WOMEN ACROSS FIFTY STATES, THE DISTRICT OF COLUMBIA AND CANADA. DURING THE 2019 ACADEMIC YEAR, THE UNIVERSITY CONFERRED 1,012 DEGREES AND CERTIFICATES. 44038797 93353 24255769 ACADEMIC SUPPORT AND STUDENT SERVICES - INCLUDES EXPENDITURES FOR ACTIVITIES THAT SUPPORT AND ENHANCE THE STUDENT'S EDUCATION, AS WELL AS CONTRIBUTE TO THEIR EMOTIONAL AND PHYSICAL WELL-BEING. INCLUDED IN THIS CATEGORY IS THE UNIVERSITY LIBRARY WHICH HOUSES OVER 164,000 PRINT VOLUMES, SUBSCRIBES TO AND/OR PROVIDES ACCESS TO 51,000 E-JOURNALS, 38,800 E-BOOKS, AND 123 ELECTRONIC DATABASES FOR ARTICLES, REFERENCE CONTENT, STATISTICS AND BEYOND. DURING FISCAL YEAR 2019, STUDENTS CHECKED OUT 16,500 BOOKS AND COURSE RESERVE ITEMS. ALSO INCLUDED IN THIS CATEGORY IS THE UNIVERSITY'S HEALTH CENTER WHOSE STAFF HANDLED 4,547 STUDENT/PATIENT VISITS DURING FISCAL YEAR 2019. ANOTHER COMPONENT OF THIS CATEGORY IS THE CAREER EDUCATION CENTER WHICH HAD 2,000 STUDENT CONTACTS DURING FISCAL YEAR 2019 THROUGH MULTIPLE CHANNELS. 44038797 93353 24255769 208018112 1 1 0 1 0 0 0 1 1 1 1 1 0 0 1 0 1 0 1 0 1 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 1 214 0 1 3317 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 22 21 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 MA X JEFFREY PINKHAM 6175212010 300 THE FENWAY BOSTON MA 02115 JANE BUYERS TRUSTEE, COMMITTEE CHAIR 5.00 0.00 X 0 0 0 AGENIA CLARK TRUSTEE 1.00 0.00 X 0 0 0 BARBARA LATZ COHEN TRUSTEE, COMMITTEE CHAIR 5.00 0.00 X 0 0 0 DENISE COLL CLERK, TRUSTEE 1.00 0.00 X X 0 0 0 DWIGHT B CRANE UNTIL 619 TRUSTEE, COMMITTEE CHAIR 5.00 0.00 X 0 0 0 TIFFANY DUFU TRUSTEE 1.00 0.00 X 0 0 0 JENNIFER ECKERT TRUSTEE, VICE CHAIR 1.00 0.00 X X 0 0 0 APRIL EVANS TRUSTEE, COMMITTEE CHAIR 5.00 0.00 X 0 0 0 ELIZABETH FENDER TRUSTEE, COMMITTEE CHAIR 5.00 0.00 X 0 0 0 KAREN HAMMOND TRUSTEE, COMMITTEE CHAIR 5.00 0.00 X 0 0 0 ALIX LAAGER TRUSTEE 1.00 0.00 X 0 0 0 REGIS MULOT UNTIL 1212019 TRUSTEE 1.00 0.00 X 0 0 0 LISA JB PETERSON UNTIL 619 TRUSTEE 1.00 0.00 X 0 0 0 REGINA M PISA CHAIR OF BOARD/TRUSTEE 10.00 0.00 X X 0 0 0 GRACE RICHARDSON TRUSTEE 1.00 0.00 X 0 0 0 KATHLEEN I SCHULLER BLEAKIE TRUSTEE 1.00 0.00 X 0 0 0 JEFFREY SINGER TRUSTEE 1.00 0.00 X 0 0 0 WILLIAM SPECK TRUSTEE 1.00 0.00 X 0 0 0 WINSTON TABB TRUSTEE, COMMITTEE CHAIR 5.00 0.00 X 0 0 0 PAMELA J TOULOPOULOS TRUSTEE, COMMITTEE CHAIR 5.00 0.00 X 0 0 0 ROSLYN M WATSON UNTIL 619 TRUSTEE 1.00 0.00 X 0 0 0 HELEN G DRINAN PRESIDENT 40.00 0.00 X X 622111 0 27740 SHEILA C CONBOY PROVOST AND SENIOR VP 40.00 0.00 X 336408 0 49978 DONNA NG SR.VP-FIN&ADMIN(UNTIL 9/18) 40.00 0.00 X 234978 0 36677 MARIANNE LORD VP-ADVANCEMENT(UNTIL 12/18) 40.00 0.00 X 274516 0 33912 JOHN F DOLAN VP-ENROLL.MGMT.(UNTIL 7/18) 40.00 0.00 X 123676 0 28402 KATHLEEN ROGERS SR.VP& GENERAL COUNSEL 40.00 0.00 X 245849 0 25121 AMY WHITE SR.VP-INST.ADVANCEMENT 40.00 0.00 X 292088 0 32674 SUZANNE MURPHY VP-STRATEGIC INITIATIVES 40.00 0.00 X 203973 0 52876 CHERYL HOWARD VP-MARKETING(UNTIL 6/18) 25.00 0.00 X 48582 0 4231 DEBRA PEREZ SR.VP-ORG.CULT.,INCL.&EQ.(AS OF 9/18) 40.00 0.00 X 157668 0 3102 JENNIFER RICE VP-ADVANCEMENT (AS OF 10/18) 40.00 0.00 X 58008 0 10448 LAURA BRINK PISINSKI VP-UNIV.REAL EST.DEV.&FACIL.MGMT. 40.00 0.00 X 176289 0 28110 STEFAN KRUG DEPUTY PROVOST 40.00 0.00 X 211241 0 48992 JUDY BEAL UNTIL 619 DEAN 40.00 0.00 X 208616 0 27618 DEBRA ORR UNTIL 120 CHIEF INFO.OFFICER&AVP-ADMIN. 40.00 0.00 X 205573 0 47351 CHERYL A PARKS DIR-SCHOOL OF SOCIAL WORK (7/18) 40.00 0.00 X 196850 0 20977 RICHARD VOOS ASSOC.PROVOST-PLANNING,ASSESS.&ACCRED. 40.00 0.00 X 181741 0 24814 3778167 0 503023 146 0 1 0 2U INC 8201 CORPORATE DRIVE S 900 LANDOVER MD 20785 ONLINE PROGRAM PARTNER 52664721 ARAMARK SERVICES INC 1101 MARKET STREET PHILADELPHIA PA 19107 FOOD SERVICES 4428254 LEE KENNEDY CO INC 122 QUINCY SHORE DRIVE QUINCY MA 02171 CONSTRUCTION MGMT. 3739657 C&W FACILITY SERVICES INC 4002 SOLUTIONS CENTER CHICAGO IL 60677 FACILITIES MGMT.SERVICES 3016825 COMMODORE BUILDERS 404 WYMAN STREET SUITE 400 WALTHAM MA 02451 CONSTRUCTION 1160806 66 3269494 6258504 209062 9527998 TUITION AND FEES 900099 198275262 198275262 RESIDENCE & DINING 900099 16154925 16154925 OTHER SOURCES 900099 5593980 5551498 42482 OTHER AUXILIARY ENTERPRISES 900099 3493801 2549084 944717 223517968 3586335 69807 3516528 3314598 0 3314598 3314598 1491919 1822679 30639000 26389517 147066 4249483 -147066 4102417 4102417 244049316 222530769 2548925 9441624 93353 93353 50446680 50446680 3189100 2669418 519682 69901389 57440009 11114930 1346450 4178064 3371698 718023 88343 7838533 5249428 2164332 424773 5592446 4513104 961093 118249 396778 18539 378239 316926 316926 928609 928609 2975845 1851091 1019352 105402 602387 55969 546330 88 680017 597425 76670 5922 2702145 445237 2176085 80823 8151563 6544196 1607367 2118743 1784090 248415 86238 321450 218118 97323 6009 6162940 3259209 2558187 345544 12231716 8563598 3395210 272908 783160 13821 769339 DIST.LEARNING-PARTNER S 52141073 52141073 FOOD SERVICE EXPENSE 6329779 5576650 607267 145862 CONTRACTED SERVICES 6047058 3326853 2699949 20256 LIBRARY EXPENSES 1179572 1179572 1761394 1328399 337767 95228 247070720 208018112 35390831 3661777 16927502 1755174 11504529 18827680 3385701 2551155 12412361 12545512 2269111 1840406 9317981 8913121 350942751 181621955 172010730 169320796 94345762 97495362 101107000 99249000 11117227 11348921 434397904 423847127 12360466 10847863 465606 1057433 21017281 19117534 152218209 147090540 646309 116790 5352533 6035235 192060404 184265395 X 77011511 75714069 84280838 80598713 81045151 83268950 242337500 239581732 434397904 423847127 X -3021404 799762 -1355 -532771 X 0 1 X 1 1 1 X 10584570 11732242 9972383 11810267 9527998 53627460 10584570 11732242 9972383 11810267 9527998 53627460 308309 53319151 5124483 7754615 6316453 5656687 6904842 31757080 85384540 978084466 0.62450 0.64990 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 1 1 0 PART II-B, LINE 1: SIMMONS UNIVERSITY IS A MEMBER OF VARIOUS EDUCATIONAL ASSOCIATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES ON BEHALF OF COLLEGES AND UNIVERSITIES FROM WHICH SIMMONS MAY BENEFIT. SIMMONS UNIVERSITY IS NOT AWARE OF THE ACTUAL AMOUNT OF MEMBER FEES ASSOCIATED WITH SUCH LOBBYING EFFORTS. X X X 0 0 1 X 194860622 2366885 7480824 3085369 5948538 195674424 188165010 2085062 13449854 2845930 5993374 194860622 175820721 2865241 18231147 2838239 5913860 188165010 183276426 4004656 -3133933 2615682 5710746 175820721 185046024 2653936 6538560 2142767 8819327 183276426 0.25630 0.37270 0.37100 0 0 815000 815000 265977889 125668990 140308899 14246376 2038707 12207669 69903486 53914258 15989228 169320796 PRIVATE EQUITY 15719000 F HEDGE FUNDS 28663000 F EQUITY SECURITIES 54855000 F REAL ESTATE CERTIFICATES 12000 F 99249000 U.S. GOVERNMENT LOAN ADVANCES 1745527 ASSET RETIREMENT OBLIGATIONS 1918503 ANNUITIES&REMAINDER INT. PAYABLE 1192279 DEPOSIT PAYABLE 1178926 6035235 194314947 799762 -49605522 -48805760 243120707 928609 928609 244049316 197069360 0 197069360 928609 49072751 50001360 247070720 PART III, LINE 4: DESCRIPTION OF ART COLLECTION: THE SIMMONS UNIVERSITY ART COLLECTION IS COMPRISED OF PAINTINGS, DRAWINGS, PRINTS, SCULPTURE, AND PHOTOGRAPHY WHICH IS USED TO SUPPORT THE UNIVERSITY'S CURRICULUM. PART IV, LINE 2B: ESCROW AND CUSTODIAL ARRANGEMENT: THE UNIVERSITY MAINTAINS AGENCY ACCOUNTS FOR ALUMNAE/I AND STUDENT GROUPS. THE UNIVERSITY ACTS AS A FISCAL AGENT FOR THE FUNDS. PART V, LINE 4: INTENDED USES OF ENDOWMENT FUNDS: THE SIMMONS ENDOWMENT FUND IS USED TO SUPPORT THE EDUCATIONAL MISSION OF THE UNIVERSITY. IT IS INTENDED TO PROVIDE AN INTERGENERATIONAL SOURCE OF FUNDING FOR STUDENT SCHOLARSHIPS, RESEARCH, INSTRUCTIONAL PROGRAMS, AND GENERAL OPERATIONS OF THE UNIVERSITY. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST TRUSTS 181,773. EXTINGUISHMENT OF DEBT -714,544. STUDENT FINANCIAL AID -50,446,680. OTHER STUDENT AID APPLIED TO ROOM & BOARD AND STUDENT CHARGES 1,373,929. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 50,446,680. OTHER STUDENT AID APPLIED TO ROOM & BOARD AND STUDENT CHARGES -1,373,929. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 A DESCRIPTION OF THE UNIVERSITY'S NON-DISCRIMINATORY POLICY IS PUBLISHED IN ITS ADMISSION AND RECRUITING PUBLICATIONS AND IN THE STUDENT HANDBOOK. IT IS ALSO POSTED IN SEVERAL LOCATIONS ON THE UNIVERSITY'S WEBSITE UNDER "POLICIES," THE OFFICE OF GENERAL COUNSEL, AND HUMAN RESOURCES. SCHEDULE E, PART I, LINE 6 SIMMONS UNIVERSITY RECEIVES FUNDING FROM VARIOUS FEDERAL AND STATE GOVERNMENTAL AGENCIES IN SUPPORT OF THE UNIVERSITY'S EDUCATIONAL MISSION. 1 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 21535797 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 1373 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 251 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES INSTRUCTION 6801 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES STUDENT RECRUITMENT 4580 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 15061 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 33679 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES INSTRUCTION 778505 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 INVESTMENTS 4566049 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES STUDENT RECRUITMENT 3187 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES STUDENT SERVICES 121 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICES INSTRUCTION 97734 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICES STUDENT SERVICES 6390 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 2164 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 7920 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES INSTRUCTION 6006 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES STUDENT RECRUITMENT 5489 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES STUDENT SERVICES 1849 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 5 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES INSTRUCTION 119 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 2578 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 PROGRAM SERVICES INSTRUCTION 77867 0 0 0 0 0 0 22376047 4777478 27153525 0 0 0 0 0 0 PART I, LINE 2: MONITORING USE OF GRANT FUNDS - FUNDS ARE TRACKED THROUGH THE UNIVERSITY'S ACCOUNTING SYSTEM BY FINANCE PERSONNEL TO ENSURE THAT EXPENDITURES ARE FOR THE INTENDED PURPOSE. PART I - ADDITIONAL INFORMATION: SIMMONS UNIVERSITY'S FACULTY AND STAFF TRAVEL INTERNATIONALLY AS PART OF THEIR DUTIES AND INCUR EXPENDITURES IN SUPPORT OF INSTRUCTION, PROFESSIONAL DEVELOPMENT, AND INSTITUTIONAL SUPPORT. 1 NEW AMERICA FOUNDATION 740 15TH ST NW SUITE 900 WASHINGTON DC 20005 522096845 501(C)(3) 67392 GENERAL INTERNET2 150 PHOENIX DRIVE SUITE 111 ANN ARBOR MI 48108 522096845 501(C)(3) 25961 GENERAL 2 STUDENT FINANCIAL AID 3037 50446680 0 PART I, LINE 2: FOR INDIVIDUAL RECIPIENTS OF GRANTS, ACADEMIC EXCELLENCE AND DEMONSTRATED FINANCIAL NEED ARE USED TO DETERMINE EACH STUDENT'S FINANCIAL AID. THE FINANCIAL AID CONSISTS OF ANY COMBINATION OF GRANTS AND LOANS AND ARE REVIEWED EACH YEAR BASED ON A STUDENT'S ACADEMIC RECORD AND/OR DEMONSTRATED NEED. THE FREE APPLICATION FOR FEDERAL STUDENT AID, WHICH HELPS TO ESTABLISH A STUDENT'S FINANCIAL NEED, SERVES AS THE APPLICATION FOR TUITION SCHOLARSHIPS. SIMMONS UNIVERSITY ALSO PASSES GRANTS THROUGH TO OTHER SECTION 501(C)(3) ORGANIZATIONS THAT ARE SUBRECIPIENTS OF GRANT FUNDS. X 0 1 X X X X X 0 0 0 0 0 0 0 0 0 HELEN G DRINAN PRESIDENT 509354 0 0 0 112757 0 24750 0 2990 0 649851 0 0 0 SHEILA C CONBOY PROVOST AND SENIOR VP 333795 0 0 0 2613 0 24750 0 25228 0 386386 0 0 0 DONNA NG SR.VP-FIN&ADMIN(UNTIL 9/18) 203188 0 20000 0 11790 0 18900 0 17777 0 271655 0 0 0 MARIANNE LORD VP-ADVANCEMENT(UNTIL 12/18) 265664 0 0 0 8852 0 24300 0 9612 0 308428 0 0 0 JOHN F DOLAN VP-ENROLL.MGMT.(UNTIL 7/18) 112754 0 0 0 10922 0 12188 0 16214 0 152078 0 0 0 KATHLEEN ROGERS SR.VP& GENERAL COUNSEL 244028 0 0 0 1821 0 22421 0 2700 0 270970 0 0 0 AMY WHITE SR.VP-INST.ADVANCEMENT 286027 0 0 0 6061 0 20475 0 12199 0 324762 0 0 0 SUZANNE MURPHY VP-STRATEGIC INITIATIVES 203159 0 0 0 814 0 19553 0 33323 0 256849 0 0 0 DEBRA PEREZ SR.VP-ORG.CULT.,INCL.&EQ.(AS OF 9/18 99042 0 50000 0 8626 0 0 0 3102 0 160770 0 0 0 LAURA BRINK PISINSKI VP-UNIV.REAL EST.DEV.&FACIL.MGMT. 175969 0 0 0 320 0 16414 0 11696 0 204399 0 0 0 STEFAN KRUG DEPUTY PROVOST 209791 0 0 0 1450 0 19495 0 29497 0 260233 0 0 0 JUDY BEAL UNTIL 619 DEAN 197511 0 0 0 11105 0 17644 0 9974 0 236234 0 0 0 DEBRA ORR UNTIL 120 CHIEF INFO.OFFICER&AVP-ADMIN. 203307 0 0 0 2266 0 19756 0 27595 0 252924 0 0 0 CHERYL A PARKS DIR-SCHOOL OF SOCIAL WORK (7/18) 171270 0 0 0 25580 0 18900 0 2077 0 217827 0 0 0 RICHARD VOOS ASSOC.PROVOST-PLANNING,ASSESS.&ACCRE 170099 0 10000 0 1642 0 15533 0 9281 0 206555 0 0 0 PART I, LINE 1A BENEFITS PROVIDED TO CERTAIN EMPLOYEES - A HOUSING ALLOWANCE WAS PROVIDED TO HELEN DRINAN, PRESIDENT. PRESIDENT DRINAN USES HER PERSONAL RESIDENCE TO HOLD FUNCTIONS AND EVENTS ON BEHALF OF SIMMONS UNIVERSITY. THE HOUSING ALLOWANCE OF $40,000 WAS CONSIDERED TAXABLE AND INCLUDED IN HER TAXABLE INCOME. PART I, LINE 1B WRITTEN POLICY FOR EXPENSE REIMBURSEMENTS - THE UNIVERSITY HAS A WRITTEN POLICY REGARDING FIRST CLASS AND SPOUSAL TRAVEL. ON OCCASION, OTHER BENEFITS LISTED IN QUESTION 1A OF SCHEDULE J, PART I MAY BE PROVIDED, BUT ONLY PURSUANT TO A VOTE OF APPROVAL BY THE BOARD OF TRUSTEES. PART II: ADDITIONAL INFORMATION ABOUT COMPENSATION - THE COMPONENTS OF THE AMOUNT IN COLUMN B(III) FOR HELEN DRINAN OF $112,757 ARE AS FOLLOWS: HOUSING ALLOWANCE: $40,000; SUPPLEMENTAL RETIREMENT CONTRIBUTION: $36,000; GROUP TERM LIFE INSURANCE: $4,944; IMPUTED INCOME FROM LIFE INSURANCE: $28,380; PERSONAL USE OF AUTO: $1,212; AND LONG TERM DISABILITY: $2,221. ALL OF THESE AMOUNTS ARE TAXABLE. A SIMMONS COLLEGE MDFA REVENUE BOND SERIES H 043431814 57583RJG1 2007-01-04 45343798 REFUNDING SERIES C, D, AND F BONDS 0 0 0 B SIMMONS COLLEGE MHEFA REVENUE BOND SERIES I 042456011 57686EEL1 2009-01-22 59998380 REFIN.E BOND, CONSTR.,SWAP TERM 1 0 0 C SIMMONS COLLEGE MDFA REVENUE BOND SERIES J 043431814 57583UYQ5 2013-09-05 19156227 REFINANCE SERIES F & I BONDS 0 0 0 D SIMMONS COLLEGE MDFA REVENUE BOND SERIES K-1 043431814 57584XAA9 2015-07-08 37550169 REFIN.SERIES C&I 0 0 0 A 11625237 45343798 575599 485410 44282763 0 1 1 1 B 26445000 34610000 59998380 4165387 1199968 2466655 19215015 32951354 2009 1 0 1 1 C 61501 19156227 15484557 374131 3297539 1 1 1 1 D 852886 37550169 28874572 502539 8173058 1 1 1 1 A 0 1 1 1 0 0.01990 0.01990 0 0 1 B 0 0 0 1 0 0 0 1 C 1 1 1 1 0 0.00130 0.00130 0 0 1 D 0 0 1 1 0 0.00100 0.00100 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: SIMMONS COLLEGE MDFA REVENUE BOND SERIES H DATE THE REBATE COMPUTATION WAS PERFORMED: 06/30/2019 ISSUER NAME: SIMMONS COLLEGE MHEFA REVENUE BOND SERIES I DATE THE REBATE COMPUTATION WAS PERFORMED: 10/01/2018 ISSUER NAME: SIMMONS COLLEGE MDFA REVENUE BOND SERIES J DATE THE REBATE COMPUTATION WAS PERFORMED: 09/05/2019 ISSUER NAME: SIMMONS COLLEGE MDFA REVENUE BOND SERIES K-1 DATE THE REBATE COMPUTATION WAS PERFORMED: 06/30/2019 ISSUER NAME: SIMMONS COLLEGE MDFA REVENUE BOND SERIES L DATE THE REBATE COMPUTATION WAS PERFORMED: 07/30/2019 SCHEDULE K, PART II, LINE 3, COLUMN C: $31,140,000 OF THE MHEFA REVENUE BOND SERIES I PROCEEDS WERE USED TO REFUND SERIES E BONDS. SCHEDULE K, PART II, LINE 13, COLUMN B: THE YEAR OF SUBSTANTIAL COMPLETION FOR THE MDFA REVENUE BONDS SERIES H HAS BEEN LEFT BLANK BECAUSE THIS ISSUE WAS ENTIRELY FOR AN ADVANCE REFUNDING. A SIMMONS COLLEGE MDFA REVENUE BOND SERIES L 043431814 2018-08-27 48134737 REFUNDING SERIES G BONDS 0 0 0 A 363397 48134737 47390000 744737 2018 1 0 1 1 A 0 0 0 0 0 0 1 A 0 0 0 1 0 0 0 0 1 A 1 X 35 208693 FMV X OTHER GOODS 1 369 FMV 0 1 1 PART I, LINE 32B: USE OF THIRD PARTIES - THE UNIVERSITY UTILIZES THE SERVICES OF A BROKER TO SELL DONATED SECURITIES. THE FEES CHARGED BY THE BROKER ARE AT OR BELOW FAIR MARKET VALUE. FORM 990, PART VI, SECTION A, LINE 1 AUTHORITY OF EXECUTIVE COMMITTEE: THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES CONSISTS OF THE CHAIR AND THE VICE CHAIR OF THE BOARD OF TRUSTEES; THE PRESIDENT; THE CHAIRS OF THE FINANCE COMMITTEE, THE AUDIT COMMITTEE, THE COMMITTEE ON TRUSTEESHIP AND GOVERNANCE, THE ADVANCEMENT COMMITTEE, THE EXECUTIVE DEVELOPMENT AND COMPENSATION COMMITTEE, THE EDUCATIONAL STEWARDSHIP COMMITTEE, THE INVESTMENT COMMITTEE, AND THE FACULTY REVIEW COMMITTEE; THE CLERK; AND ANY OTHER TRUSTEES MAY BE DESIGNATED BY THE BOARD OF TRUSTEES FROM TIME TO TIME. IN BETWEEN MEETINGS OF THE BOARD OF TRUSTEES, THE EXECUTIVE COMMITTEE HAS THE FULL POWER AND AUTHORITY OF THE BOARD OF TRUSTEES, EXCEPT TO SELL REAL ESTATE AND TO CONFER DEGREES. FORM 990, PART VI, SECTION A, LINE 6 AND FORM 990, PART VI, SECTION B, LINE 7A: MEMBERS AND POWERS OF THE MEMBERS: SIMMONS CURRENTLY HAS 22 CORPORATORS (THE CORPORATION) AS OF JUNE 30, 2019: 22 MEMBERS OF THE BOARD OF TRUSTEES. THE CORPORATION'S PRIMARY DUTIES ARE TO ELECT ANNUALLY THE TRUSTEE MEMBERSHIP AND AMEND THE SIMMONS' BY-LAWS. FORM 990, PART VI, SECTION A, LINE 7A SEE EXPLANATION FOR LINE 6A ABOVE. FORM 990, PART VI, SECTION B, LINE 11B REVIEW OF FORM 990: THE BOARD OF TRUSTEES HAS DELEGATED THE RESPONSIBILITY OF REVIEWING FORM 990 TO THE AUDIT COMMITTEE. THE REVIEW OF THE FORM IS FACILITATED BY THE OUTSIDE PUBLIC ACCOUNTING FIRM THAT PREPARES THE RETURN. THE COMPENSATION SECTIONS OF FORM 990 ARE REVIEWED BY THE COMPENSATION COMMITTEE. BEFORE FILING, FORM 990 IS PROVIDED TO THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 PROVIDED TO GOVERNING BODY - THE UNIVERSITY BELIEVES THAT DONOR INFORMATION ON SCHEDULE B IS PRIVATE AND CONFIDENTIAL. AS SUCH, IT HAS PROVIDED A COPY OF FORM 990 TO THE ENTIRE BOARD BUT HAS REDACTED DONORS' NAMES AND ADDRESSES FROM SCHEDULE B. BECAUSE OF THIS DECISION, WE ARE REQUIRED TO ANSWER "NO" TO THE QUESTION ON LINE 11A OF PART VI EVEN THOUGH THE BOARD HAS RECEIVED A COPY OF FORM 990 (EXCEPT FOR DONOR INFORMATION ON SCHEDULE B). THE DONOR INFORMATION ON SCHEDULE B HAS BEEN REVIEWED BY THE CHAIR OF THE AUDIT COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C MONITORING AND ENFORCEMENT OF CONFLICT POLICY: IN ITS CONFLICT OF INTEREST DISCLOSURE FORM, THE UNIVERSITY ASKS ALL TRUSTEES AND OFFICERS TO DECLARE ANY CONFLICT OF INTEREST. COMPLETED CONFLICT OF INTEREST DISCLOSURE STATEMENTS ARE REVIEWED BY THE GENERAL COUNSEL WHO ALSO SERVES AS THE SECRETARY OF THE BOARD. THE GENERAL COUNSEL PREPARES A WRITTEN REPORT FOR THE AUDIT COMMITTEE WHICH SETS FORTH ALL DISCLOSURES OR COMMENTS MADE BY RESPONDENTS CONCERNING POTENTIAL OR ACTUAL CONFLICTS, AND THAT REPORT IS PRESENTED TO THE AUDIT COMMITTEE, PRESIDENT, AND BOARD CHAIR FOR DISCUSSION AND NECESSARY FOLLOW-UP EACH YEAR. AT A MINIMUM, THOSE WITH CONFLICTS ARE INSTRUCTED TO REFRAIN FROM VOTING ON MATTERS WHERE THERE ARE OR MAY BE PERCEIVED TO BE A CONFLICT AND TO RECUSE THEMSELVES DURING ANY DISCUSSION OF THE ISSUE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION REVIEW AND APPROVAL: THE EXECUTIVE DEVELOPMENT AND COMPENSATION COMMITTEE IS GOVERNED BY A DETAILED CHARTER WHICH GRANTS IT JURISDICTION OVER COMPENSATION MATTERS FOR ALL SIMMONS OFFICERS, INCLUDING THE PRESIDENT. THE COMMITTEE'S DECISIONS ARE INFORMED BY THE UNIVERSITY'S SENIOR LEADERSHIP COMPENSATION PHILOSOPHY WHICH REQUIRES THE USE OF COMPARATOR MARKET DATA AND CONSIDERATION OF MEDIAN AND MARKET PERCENTILES WHEN SETTING BASE SALARIES FOR NEW OFFICER HIRES. THE EXECUTIVE DEVELOPMENT AND COMPENSATION COMMITTEE ALSO REVIEWS THE PERFORMANCE OF SENIOR LEADERS/OFFICERS AGAINST SALARY DATA PREPARED BY EXTERNAL COMPENSATION EXPERTS WHEN CONSIDERING RAISES. THE MEMBERS OF THE EXECUTIVE DEVELOPMENT AND COMPENSATION COMMITTEE ARE INDEPENDENT OF THE EMPLOYEES FOR WHOM COMPENSATION DECISIONS ARE BEING MADE. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY OF DOCUMENTS: SIMMONS UNIVERSITY'S FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST AND ARE POSTED ON THE UNIVERSITY'S WEBSITE. THE UNIVERSITY'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: EXTINGUISHMENT OF DEBT -714,544. CHANGE IN VALUE OF SPLIT INTEREST TRUSTS 181,773. CHARITABLE REMAINDER TRUST (4) CHARITABLE TRUST MA SIMMONS UNIVERSITY 1 CHARITABLE REMAINDER TRUST (1) CHARITABLE TRUST OH SIMMONS UNIVERSITY 1 PERPETUAL TRUST(1) PERPETUAL TRUST MA SIMMONS UNIVERSITY 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1