2020-07-09T21:34:20-05:00 2019-12-31 131639826 EISNERAMPER LLP 130 ROUTE 31 NORTH SUITE A PENNINGTON NJ 08534 990 2019-01-01 131771269 THE ELECTROCHEMICAL SOCIETY INC ELEC 6097371902 65 S MAIN ST PENNINGTON NJ 085342839 CHRIS JANNUZZI EXECUTIVE DIRECTOR 6097371902 2020-07-02 1 JOHN A HORVATH P00011739 6097370300 64.238.150.4 2020-07-02 11:50:45 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 FCFA90A329A04D99C448135E2A2919FE1E4C34ED 2019 2021-01-29 14:40:06Z CHRIS JANNUZZI 65 S MAIN PENNINGTON NJ 08534 24874725 0 X WWW.ELECTROCHEM.ORG X 1902 NY ADVANCE THEORY & PRACTICE OF ELECTROCHEMISTRY, SOLID STATE SCIENCE, & ALLIED SUBJECTS. TO ENCOURAGE RESEARCH, DISCUSSION, CRITICAL ASSESSMENT & DISSEMINATION OF KNOWLEDGE IN THESE FIELDS. 23 22 30 500 106125 -104611 325211 310303 5815035 6244765 851191 2858699 42532 80602 7033969 9494369 168110 316325 0 0 3228254 2357657 0 0 45404 3167382 3580484 6563746 6254466 470223 3239903 18425054 20221732 2614081 1940875 15810973 18280857 X ADVANCE THEORY & PRACTICE OF ELECTROCHEMISTRY, SOLID STATE SCIENCE, ETC. AND TO ENCOURAGE RESEARCH, DISCUSSION, CRITICAL ASSESSMENT & DISSEMINATION OF KNOWLEDGE IN THESE FIELDS. THE SOCIETY HOLDS MEETINGS, PUBLISHES SCIENTIFIC PAPERS, FOSTERS TRAINING AND EDUCATION OF SCIENTISTS AND ENGINEERS AND COOPERATES WITH OTHER ORGANIZATIONS TO PROMOTE SCIENCE AND TECHNOLOGY IN THE PUBLIC INTEREST. 0 0 2419242 2602346 PUBLISH 4 PEER REVIEW JOURNALS, SYMPOSIUM VOLUMES, MEETING ABSTRACTS, MEMBER MAGAZINES AND MONOGRAPH VOLUMES. ALL PUBLICATIONS WITH THE EXCEPTION OF MONOGRAPH VOLUMES ARE AVAILABLE IN DIGITAL FORM AND AVAILABLE IN THE ECS DIGITAL LIBRARY. CIRCULATE MONTHLY JOURNALS AND QUARTERLY MAGAZINE TO SUBSCRIBERS AND MEMBERS, PUBLISH HARDBOUND AND SOFTBOUND VOLUMES FOR SALE. 350412 584188 MEMBERSHIP: COLLECT ANNUAL DUES FROM FOREIGN AND DOMESTIC MEMBERS. ECS MEMBERSHIP IN 2019 TOTALLED 5,209: 3,164 ACTIVE, 1,856 STUDENT, 143 LIFE, & 46 INSTITUTIONAL REPRESENTATIVES. 2271187 2894933 SOCIETY MEETINGS: SPONSOR BI-ANNUAL LARGE-SCALE CONVENTIONS.ATTENDANCE FROM MEMBERS, NONMEMBERS AND EXHIBITORS AS WELL AS PERIODIC SATELLITE MEETINGS.ATTENDANCE AT FALL MEETING WAS 2,515.ATTENDANCE AT SPRING MEETING WAS 2,195. 553283 316325 57173 553283 316325 57173 5594124 1 1 0 1 0 0 0 0 1 1 1 0 0 0 1 1 0 1 0 1 1 1 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 125 0 1 30 1 1 1 0 0 0 0 0 0 0 0 0 X 23 22 0 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 NJ X X TIM GAMBERZKY 6097371902 65 S MAIN ST PENNINGTON NJ 085342839 JOHN LEWIS DIRECTOR OF MEETINGS 37.50 X X 101311 0 30037 ELIZABETH CRAANEN DIRECTOR OF PUBLICATIONS 37.50 X X 113963 0 25978 PAUL GROTE DIRECTOR OF FINANCE 37.50 X X 126151 0 20636 TIM GAMBERZKY CHIEF OPERATING OFFICER/ CFO 37.50 X X 220615 0 18832 ROQUE CALVO EXEC DIRECTOR/CEO (91-19) 37.50 X X 385017 0 0 CHRIS JANNUZZI EXEC DIRECTOR/CEO 37.50 X X 255794 0 38981 JAMES FENTON SECRETARY 4.00 X X 0 0 0 STUART SWIRSON NON PROFIT FINANCIAL PROFE THROUGH 2019 1.00 X 0 0 0 E JENNINGS TAYLOR BOARD MEMBER 1.00 X 0 0 0 GRAHAM CHEEK BOARD MEMBER THROUGH 2019 1.00 X 0 0 0 TURGUT GUR THIRD VICE PRESIDENT 1.00 X 0 0 0 PHILIPPE VEREECKEN BOARD MEMBER 1.00 X 0 0 0 JOHNA LEDDY PAST PRESIDENT 1.00 X 0 0 0 COLM O'DWYER BOARD MEMBER THROUGH 2019 1.00 X 0 0 0 ROBERT MICEK NON PROFIT FINANCIAL PROFE 1.00 X 0 0 0 ALICE SUROVIEC BOARD MEMBER THROUGH 2019 1.00 X 0 0 0 ANDREW HERRING BOARD MEMBER THROUGH 2019 1.00 X 0 0 0 MIKHAIL BRIK BOARD MEMBER THROUGH 2019 1.00 X 0 0 0 GESSIE BRISARD TREASURER 1.00 X X 0 0 0 STANKO BRANKOVIC BOARD MEMBER THROUGH 2019 1.00 X 0 0 0 VAIDYANATHAN SUBRAMANIAN BOARD MEMBER 1.00 X 0 0 0 AJIT KHOSLA BOARD MEMBER 1.00 X 0 0 0 JOHN STASER BOARD MEMBER 1.00 X 0 0 0 SLAVA ROTKIN BOARD MEMBER 1.00 X 0 0 0 JUNICHI MUROTA BOARD MEMBER 1.00 X 0 0 0 MASAYUKI ITAGAKI BOARD MEMBER 1.00 X 0 0 0 PAUL GANNON BOARD MEMBER 1.00 X 0 0 0 MARCA DOEFF BOARD MEMBER 1.00 X 0 0 0 VIMAL CHAITANYA BOARD MEMBER 1.00 X 0 0 0 JAKOAH BRGOCH BOARD MEMBER 1.00 X 0 0 0 ERIC WACHSMAN 2ND VICE PRESIDENT 1.00 X X 0 0 0 STEFAN DE GENDT SR. VICE PRESIDENT 1.00 X X 0 0 0 CHRISTINA BOCK PRESIDENT 1.00 X X 0 0 0 YUE KUO PAST PRESIDENT 1.00 X X 0 0 0 DIANE SMITH BOARD MEMBER 1.00 X 0 0 0 GREG JACKSON BOARD MEMBER THROUGH 2019 1.00 X 0 0 0 PETR VANYSEK BOARD MEMBER 1.00 X 0 0 0 1202851 0 134464 6 0 1 0 APTARA INC BOX 13963 COLLECTIONS CENTER DRIVE CHICAGO IL 60693 PUBLISHING SERVICES 294841 REDEYE INC 1675 WHITEHORSE MERCERVILLE ROAD S HAMILTON NJ 08619 INFORMATION TECHNOLOGY SERVICES 266069 HIGHWIRE PRESS INC PO BOX 398069 SAN FRANCISCO CA 94139 DIGITAL PUBLICATION PLATFORM SVCS 195958 MARRIOTT BUSINESS SERVICES PO BOX 402642 ATLANTA GA 303842642 CONFERENCE SERVICES 173584 PRESENTATION TECHNOLOGIES CORPORATION 11 MOUNTAIN RIDGE DRIVE OXFORD NJ 07863 CONFERENCE SERVICES 170338 5 310303 310303 SOCIETY MEETING AND ACTIVITIES 900099 2894933 2894933 SUBSCRIPTIONS 519100 2708471 2602346 106125 MEMBERSHIP DUES 900099 584188 584188 CONSTITUENT PROGRAMS 900099 57173 57173 6244765 265648 265648 588924 509292 79632 79632 79632 17464115 14871064 2593051 2593051 2593051 MISCELLANEOUS 900099 970 970 970 9494369 6138640 106125 2939301 250000 250000 41325 41325 25000 25000 1066026 931707 125791 8528 873746 660422 197031 16293 96758 76438 19049 1271 174290 145897 23071 5322 146837 121497 23167 2173 17380 15190 2051 139 181969 159040 21473 1456 341032 266585 74129 318 16021 3950 7976 4095 121526 93704 27058 764 255299 178595 75021 1683 12247 12247 143833 133605 9946 282 1366725 1366725 30231 20826 9175 230 PUBLICATIONS 894612 894612 CONSITUENT SERVICES EXP 89289 89289 MEMBERSHIP 63978 63978 AWARDS EXPENSE 43492 43492 2850 2850 6254466 5594124 614938 45404 1314334 2567423 7690 5772 231135 243341 5116187 1088208 4049070 4027979 12790762 13328378 423 423 31640 48416 18425054 20221732 497454 321344 1851713 1558349 423 423 264491 60759 2614081 1940875 X 14129824 16554157 1681149 1726700 15810973 18280857 18425054 20221732 3239903 -770020 0 X X 0 1 X 1 0 X 1116914 1013658 942752 1032061 894491 4999876 5506299 5680031 5326310 5108185 5660577 27281402 6623213 6693689 6269062 6140246 6555068 32281278 12800 54620 3131 4305 3127 77983 194688 93213 59000 47500 394401 207488 147833 62131 51805 3127 472384 31808894 815226 823917 828979 851191 854572 4173885 815226 823917 828979 851191 854572 4173885 264 2086 1675 4687 970 9682 7438703 7519692 7099716 6996124 7410610 36464845 0.87230 0.85180 0.11450 0.13480 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME - 2015 AMOUNT: $ 264. 2016 AMOUNT: $ 2,086. 2017 AMOUNT: $ 1,675. 2018 AMOUNT: $ 4,687. 2019 AMOUNT: $ 970. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 0 0 0 1 0 0 0 0 PART II-B, LINE 1A, 1G ALL ACTIVITY IS VOLUNTEER BASED WITH NO ASSOCIATED EXPENSE. 0 1 X 12276558 31139 571291 68678 29381 -156767 12937696 12236122 122877 21800 60641 12276558 11163088 131033 543218 -93217 492000 12236122 10530302 157706 582775 107695 11163088 8291924 2046396 246246 78892 -24628 10530302 0.82290 0.11310 0.06400 0 0 1252819 350608 1603427 2812019 700741 1088208 2424552 4027979 SECURITY DEPOSITS 43163 DEFERRED COMPENSATION 17596 60759 X 7144961 509292 509292 6635669 2858699 2858699 9494368 6763758 509292 509292 6254466 0 6254466 PART IV, LINE 2B: BOTH CUSTODIAL ASSETS AND LIABILITIES OF $423 ARE INCLUDED IN THE BALANCE SHEET. ASSETS ARE INCLUDED WITH INVESTMENTS. PART X, LINE 2: TEXT OF FOOTNOTE TO ORGANIZATION'S FINANCIAL STATEMENTS THAT REPORTS THE ORGANIZATION'S LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN-48, THE SOCIETY FOLLOWS THE ACCOUNTING PRONOUNCEMENT THAT PROVIDES GUIDANCE ON UNCERTAIN TAX POSITIONS. THE SOCIETY HAD NO UNRECOGNIZED TAX BENEFITS AT DECEMBER 31, 2018. IN ADDITION, THE SOCIETY HAS NO INCOME TAX RELATED PENALTIES OR INTEREST FOR THE PERIODS REPORTED ON THESE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: GROSS RENTAL INCOME PART XI, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT INCOME PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES PART X TEXT OF FOOTNOTE TO ORGANIZATION'S FINANCIAL STATEMENTS THAT REPORTS THE ORGANIZATION'S LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN-48, THE SOCIETY FOLLOWS THE ACCOUNTING PRONOUNCEMENT THAT PROVIDES GUIDANCE ON UNCERTAIN TAX POSITIONS. THE SOCIETY HAD NO UNRECOGNIZED TAX BENEFITS AT DECEMBER 31, 2019. IN ADDITION, THE SOCIETY HAS NO INCOME TAX RELATED PENALTIES OR INTEREST FOR THE PERIODS REPORTED ON THESE FINANCIAL STATEMENTS. PART IV, LINE 2B BOTH CUSTODIAL ASSETS AND LIABILITIES OF $423 ARE INCLUDED IN THE BALANCE SHEET. ASSETS ARE INCLUDED WITH INVESTMENTS. PART V, LINE 4 THE SOCIETY'S ENDOWMENT FUNDS CONSIST OF SEVERAL FUNDS ESTABLISHED TO FUND AWARDS, AS WELL AS AN EDUCATIONAL ENDOWMENT FUND AND FREE THE SCIENCE FUND. THE ENDOWMENT FUNDS INCLUDE BOTH DONOR-RESTRICTED FUNDS AND FUNDS DESIGNATED BY THE BOARD OF DIRECTORS TO FUNCTION AS ENDOWMENTS. THE SOCIETY HAS ADOPTED INVESTMENT POLICIES FOR ENDOWMENT ASSETS THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO PROGRAMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT ASSETS. 1 MIDDLE EAST & NORTH AFRICA GRANTMAKING 7500 EUROPE GRANTMAKING 5000 EAST ASIA & THE PACIFIC GRANTMAKING 5000 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES GRANTMAKING 7500 0 0 0 0 0 0 25000 0 25000 MIDDLE EAST AND NORTH AFRICA FOR DISTINGUISHED CONTRIBUTIONS TO THE FIELD OF ELECTROCHEMICAL OR CORROSION SCIENCE 7500 CHECK 0 NORTH AMERICA FOR DISTINGUISHED CONTRIBUTIONS TO THE FIELD OF SOLID STATE SCIENCE AND TECHNOLOGY 7500 CHECK 0 OLIN PALLADIUM AWARD EUROPE 1 7500 CHECK FMV RICHARD E. SMALLEY AWARD EUROPE 1 1000 CHECK FMV NORMAN HACKERMAN AWARD EUROPE 1 1500 CHECK FMV BATTERY DIVISION STUDENT RESEARCH AWARD EUROPE 1 1000 WIRE TRANSFER FMV H.H. UHLIG AWARD EUROPE 1 1500 CHECK FMV ECS SUMMER FELLOWSHIP AWARD SOUTH ASIA 1 5000 WIRE TRANSFER FMV GORDON E. MOORE SSS&T AWARD NORTH AMERICA (CANADA) 1 7500 CHECK FMV 0 0 0 0 0 0 PART I, LINE 2: THE ORGANIZATION GRANTS AWARDS AND FELLOWSHIPS TO RECIPIENTS BASED UPON WORK THAT HAS ALREADY BEEN PERFORMED PRIMARILY TO FURTHER THE STUDY IN THEIR FIELD. AWARD RECIPIENTS AND FELLOWS MUST BE NOMINATED USING A NOMINATION FORM. LETTERS OF ENDORSEMENT ARE REQUIRED. AWARD RECIPIENTS AND FELLOWS ARE CHOSEN BY THE HONORS AND AWARDS COMITTEE AND APPROVED BY THE BOARD OF DIRECTORS BASED UPON MERIT. PART I, LINE 3: THE ORGANIZATION USES THE ACCRUAL METHOD OF ACCOUNTING. PART III ACCOUNTING METHOD: 1 REGENTS THE UNIVERSITY OF MICHIGAN BOX 223131 PITTSBURGH PA 152512131 386006309 501(C)(3) 50000 YOUNG INVESTIGATOR FELLOWSHIP THE REGENTS OF THE UNIVERSITY OF CALIFORNIA 1 CYCLOTRON ROAD MAIL STOP 56A0120 BERKELEY CA 94720 943067788 501(C)(3) 50000 YOUNG INVESTIGATOR FELLOWSHIP UNIVERSITY OF NOTRE DAME 836A GRACE HALL NOTRE DAME IN 46556 350868188 501(C)(3) 50000 YOUNG INVESTIGATOR FELLOWSHIP VANDERBILT UNIVERSITY PMB 401591 2301 VANDERBILT PLACE NASHVILLE TN 372401591 620476822 501(C)(3) 50000 YOUNG INVESTIGATOR FELLOWSHIP PURDUE UNIVERSITY 155 S GRANT ST WEST LAFAYETTE IN 479072114 356002041 501(C)(3) 50000 YOUNG INVESTIGATOR FELLOWSHIP AMAZON CATALYST GRANT 4 4340 1660 FMV MEETING REGISTRATION BATTERY DIVISION TECHNOLOGY AWARD 1 2000 BRUCE DEAL/ANDY GROVE YOUNG AUTHOR AWARD 1 2500 DANIEL CUBICIOTTI STUDENT AWARD 3 3000 DAVID C. GRAHAME AWARD 1 1500 ECS SUMMER FELLOWSHIP 1 5000 H.H. DOW MEMORIAL AWARD 1 1000 HEINZ GERISCHER AWARD 1 1825 MORRIS COHEN GRADUATE AWARD 1 2000 SUBHASH SINGHAL AWARD 1 1000 SUPRAMANIAM SRINIVASAN YOUNG INVESTIGATOR AWARD 1 1000 BATTERY DIVISION POST-DOC RESEARCH AWARD 4 7000 ALLEN J BARD AWARD 1 7500 PART I, LINE 2: THE ORGANIZATION GRANTS AWARDS AND FELLOWSHIPS TO RECIPIENTS BASED UPON WORK THAT HAS ALREADY BEEN PERFORMED PRIMARILY TO FURTHER THE STUDY IN THEIR FIELD. AWARD RECIPIENTS AND FELLOWS MUST BE NOMINATED USING A NOMINATION FORM. LETTERS OF ENDORSEMENT ARE REQUIRED. AWARD RECIPIENTS AND FELLOWS ARE CHOSEN BY THE HONORS AND AWARDS COMITTEE AND APPROVED BY THE BOARD OF DIRECTORS BASED UPON MERIT. X X 0 1 0 0 0 0 0 1 0 TIM GAMBERZKY CHIEF OPERATING OFFICER/ CFO 204379 0 16236 0 0 0 16236 0 2596 0 239447 0 0 0 ROQUE CALVO EXEC DIRECTOR/CEO (91-19) 0 0 385017 0 0 0 0 0 0 0 385017 0 0 0 CHRIS JANNUZZI EXEC DIRECTOR/CEO 255794 0 0 0 0 0 9426 0 29555 0 294775 0 0 0 PART I, LINE 7 SEE SCHEDULE J, PART II, COLUMN B(II) FOR BONUS AND INCENTIVE COMPENSATION INFORMATION. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS A BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7A YES, THE ORGANIZATION HAS MEMBERS WHO HAVE THE POWER TO VOTE FOR THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B A DRAFT COPY OF THE FORM 990 WILL BE PROVIDED TO ALL MEMBERS OF THE AUDIT COMMITTEE FOR REVIEW AND COMMENT. THE AUDIT COMMITTEE WILL REVIEW THE RETURN AND RECOMMEND THAT THE BOARD OF DIRECTORS APPROVE THE FORM 990. THE DRAFT FORM 990 WILL THEN BE PROVIDED TO THE BOARD IN ADVANCE OF ITS MEETING FOR REVIEW, COMMENT AND APPROVAL. FORM 990, PART VI, SECTION B, LINE 12C MEMBERS OF THE BOARD OF DIRECTORS ARE REQUIRED TO DISCLOSE CONFLICTS OF INTEREST ANNUALLY. CONFLICTS ARE REVIEWED AND EVALUATED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 15 FORMAL EMPLOYEE APPRAISALS ARE CONDUCTED ANNUALLY IN JANUARY FOR BOTH FULL AND PART-TIME EMPLOYEES. THE RESPONSIBILITIES OF EACH STAFF POSITION ARE CAPTURED IN JOB DESCRIPTIONS WHICH ARE REVIEWED AND UPDATED ANNUALLY. SALARY ADJUSTMENTS ARE DETERMINED AT THE TIME OF THE APPRAISAL AND ARE BASED UPON PERFORMANCE AND COST OF LIVING ADJUSTMENTS. ADJUSTMENTS ARE NOT RELEASED UNTIL ALL REVIEWS AND SALARY UPDATES HAVE BEEN COMPLETED. THE COMPENSATION PARAMETERS FOR EACH POSITION ARE DESCRIBED IN A SALARY RANGE, WHICH IS UPDATED ONCE PER YEAR IN JULY BASED ON CHANGES IN RESPONSIBILITIES AND COMPARABLE MARKET INFORMATION. SALARY AND BENEFIT AMOUNTS ARE APPROVED IN THE ANNUAL BUDGET BY THE ECS BOARD OF DIRECTORS. THE EXECUTIVE DIRECTOR IS APPRAISED ANNUALLY IN OCTOBER BY THE ECS BOARD BASED UPON COMPENSATION AND PERFORMANCE REQUIREMENTS AS OUTLINED IN THE EMPLOYMENT CONTRACT. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST AND VIA THE ORGANIZATION'S WEBSITE, D&B AND THE ECS QUARTERLY INTERFACE MAGAZINE. PART XII, LINE 2C THE COMPANY HAS AN AUDIT COMMITTEE THAT REVIEWS THE ANNUAL AUDIT DONE BY ITS INDEPENDENT CPA FIRM. ECS HOLDINGS LLC SOUTH MAIN STREET PENNINGTON NJ 08534 131771269 REAL ESTATE NJ 683434 4235819 ECS FORM 990, SCHEDULE R, PART I, COLUMN D TOTAL INCOME OF ECS HOLDINGS, LLC INCLUDES: GROSS RENTAL INCOME OF $588,924 AND OTHER REVENUES OF $970 LESS: RENTAL EXPENSES OF ($509,402).