2020-06-15T11:25:19-05:00 2019-12-31 202153727 SB & COMPANY LLC 10200 GRAND CENTRAL AVE SUITE 250 OWINGS MILLS MD 21117 990 2019-01-01 522022113 FONKOZE USA INC FONK 2026289033 1718 CONNECTICUT AVE NW NO 201 WASHINGTON DC 20009 MABEL VALDIVIA-DIAZ EXECUTIVE DIRECTOR 2026289033 2020-06-15 1 PAMELA GRAY P01237506 4105840060 2020-06-15 173.64.121.61 2020-06-15 11:10:44 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 9C7A34B2BD876ED8976A7808E74DEE3BEB53D907 2019 2021-01-29 14:40:06Z MABEL VALDIVIA-DIAZ 1718 CONNECTICUT AVE NW NO 201 WASHINGTON DC 20009 2287103 0 X WWW.FONKOZE.ORG X 1997 NY FONKOZE USA RAISES FUNDS INCLUDING SOCIAL INVESTMENT DOLLARS, EDUCATES THE AMERICAN PUBLIC ABOUT DEVELOPMENT ACTIVITIES IN HAITI, AND IDENTIFIES OPPORTUNITIES FOR PARTNERS TO ACCESS TECHNICAL ASSISTANCE AND FURTHER BUILD THEIR PROGRAM CAPACITY. 17 17 10 17 0 0 2503367 1886435 0 0 139880 74909 24472 46038 2667719 2007382 1015578 880838 0 0 606944 586089 0 0 209639 424079 536602 2046601 2003529 621118 3853 5135949 5030340 3983089 3612237 1152860 1418103 FONKOZE USA SECURES FINANCIAL AND TECHNICAL SUPPORT FOR ITS HAITIAN PARTNERS AND EDUCATES THE AMERICAN PUBLIC ABOUT FONKOZE'S WORK IN HAITI. FONKOZE USA ALSO ACTS AS A CHANNEL FOR SOCIALLY RESPONSIBLE INVESTORS WHO WANT TO "INVEST" IN FONKOZE'S LOAN FUND. 0 0 880838 880838 GRANTS FONKOZE USA PROVIDES ITS TWO PARTNERS IN HAITI GRANT FUNDING, BOTH UNRESTRICTED AND RESTRICTED, TO SUPPORT FONKOZE'S STAIRCASE OUT OF POVERTY PROGRAMS. THROUGH THESE PROGRAMS, HUNDREDS OF THOUSANDS OF POOR AND DISENFRANCHISED HAITIANS ACROSS THE COUNTRY ARE BEING EQUIPPED WITH EMPOWERING TOOLS, RESOURCES, AND SUPPORT NEEDED TO BREAK THE CYCLE OF POVERTY - INCLUDING ACCESS TO FINANCIAL, HEALTH SERVICES AND EDUCATION; LITERACY, LIFE, AND BUSINESS SKILLS TRAINING; ULTRA-POVERTY ALLEVIATION SUPPORT; DISASTER PREPAREDNESS RESOURCES AND TRAINING. 230827 EDUCATIONFONKOZE USA EDUCATES THE AMERICAN PUBLIC ABOUT ITS PARTNERS' EMPOWERING WORK THROUGHOUT HAITI TO RAISE AWARENESS AND SUPPORT FOR PROGRAMS BEING IMPLEMENTED. COMMUNICATIONS ARE DISSEMINATED THROUGH A NUMBER OF CHANNELS, INCLUDING FACE-TO-FACE, DIRECT MAIL, AND DIGITAL, TO ENGAGE AUDIENCES IN A HOLISTIC WAY. 421530 TECHNICAL ASSISTANCEFONKOZE USA PROVIDES TECHNICAL ASSISTANCE TO ITS TWO PARTNERS IN HAITI TO SUPPORT PROGRAMMATIC FUNDING AND CAPACITY-BUILDING NEEDS. TECHNICAL ASSISTANCE INCLUDES, BUT IS NOT LIMITED TO, THE FOLLOWING: GRANT WRITING AND RESEARCH, GRAPHIC AND WEB DESIGN, AND DISASTER PREPAREDNESS SUPPORT AND COMMUNICATIONS. 1533195 1 1 0 0 0 0 0 0 0 1 1 1 1 0 1 1 1 0 0 1 1 1 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 8 0 1 10 1 0 1 HA 0 0 0 0 0 0 0 0 0 0 X 17 17 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY AL AR CA FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NC OR PA RI SC TN UT VA WV WI X X X MABEL VALDIVIA-DIAZ 2026289033 1718 CONNECTICUT AVE NW NO 201 WASHINGTON DC 20009 THERESE FENG CHAIR 2.00 X X 0 0 0 JEAN GUY NOEL VICE CO-CHAIR 2.00 X X 0 0 0 BETH DANIELS VICE CO-CHAIR AND SECRETARY 2.00 X X 0 0 0 LAURA STEPHENS TREASURER 2.00 X X 0 0 0 ERICA HOVANI-BUE BOARD MEMBER 2.00 X 0 0 0 ALAN BLISS BOARD MEMBER 2.00 X 0 0 0 MARGUERITE LATHAN BOARD MEMBER 2.00 X 0 0 0 CHARLIE PETTY BOARD MEMBER 2.00 X 0 0 0 FATHER JOSEPH B PHILIPPE CSSP BOARD MEMBER 2.00 X 0 0 0 MARJORIE ROBERTS BOARD MEMBER 2.00 X 0 0 0 HEROLD RODRIGUE BOARD MEMBER 2.00 X 0 0 0 LAURA ROBERTS WRIGHT BOARD MEMBER 2.00 X 0 0 0 LISA W CLARK BOARD MEMBER 2.00 X 0 0 0 LISSETTE STEELE BOARD MEMBER 2.00 X 0 0 0 ROXANN THOMAS CHARGOIS BOARD MEMBER 2.00 X 0 0 0 RUSSELL BRUGUIERE BOARD MEMBER 2.00 X 0 0 0 KATHRYN LEININGER CORTES BOARD MEMBER 2.00 X 0 0 0 MABEL VALDIVIA-DIAZ EXECUTIVE DIRECTOR 40.00 X 178500 0 3000 PAUL D'EUSTACHIO CHIEF FINANCIAL OFFICER 40.00 X 48175 0 0 226675 0 3000 1 0 1 0 0 192 78638 1807605 42795 1886435 75010 75010 87830 87931 -101 -101 -101 154555 78638 191790 -37235 -37235 CONTRACT INCOME 561499 79488 79488 DELEGATION INCOME 561499 3410 3410 TI KOZE PRESS 561499 375 375 83273 2007382 0 0 120947 880838 880838 226675 123515 59136 44024 297658 149049 74164 74445 11275 8400 635 2240 11511 8839 2672 38970 20290 9844 8836 35085 17478 12764 4843 44318 690 40018 3610 7197 7197 76650 49878 6732 20040 28550 13566 7367 7617 64354 37204 16685 10465 51329 21197 14724 15408 14933 8315 4342 2276 61515 61515 1123 1123 6846 3893 1877 1076 PROGRAMATIC EXPENSE 6770 6148 403 219 DELEGATIONS TO HAITI 582 582 137350 121798 8209 7343 2003529 1533195 260695 209639 109052 118768 408286 195207 291069 508800 54252 14934 16400 34850 32950 1169 1900 812134 972360 514100 616920 2966418 2541037 18787 4696 5135949 5030340 13429 54480 645242 555720 3324418 3002037 3983089 3612237 X 399633 657925 753227 760178 1152860 1418103 5135949 5030340 3853 261390 0 X X 0 1 X 1 0 X 2654656 2676615 1516731 2503367 1886435 11237804 2654656 2676615 1516731 2503367 1886435 11237804 1981702 9256102 104129 96907 14669 139397 75010 430112 32656 31340 54163 72537 83273 273969 11941885 0.77510 0.69410 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 812134 600 169539 982273 859925 139397 -187134 812134 754153 1000 104772 859925 690840 20000 53313 10000 754153 726255 77637 -12320 100702 690870 0.71000 0.20000 0.09000 0 0 3035 2371 664 6224 4988 1236 25591 25591 0 1900 INVESTMENT IN FONKOZE S. A. 616920 F 616920 LOANS RECEIVABLE, RELATED PARTY 2541037 F 2541037 LOAN PAYABLE, RELATED PARTIES, SFF 200000 PROMISSORY NOTES 150000 LOANS PAYABLE, INVESTORS 2652037 3002037 X 2490720 261390 30158 191790 483338 2007382 0 2007382 2225477 30158 191790 221948 2003529 0 2003529 PART X, LINE 2: THE PROVISIONS INCLUDED IN ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA PROVIDE CONSISTENT GUIDANCE FOR THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTITY'S FINANCIAL STATEMENTS AND PRESCRIBE A THRESHOLD OF "MORE LIKELY THAN NOT" FOR RECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE ORGANIZATION PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2019, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. AS OF DECEMBER 31, 2019, THE STATUTE OF LIMITATIONS FOR FISCAL YEARS 2016 THROUGH 2019 REMAIN OPEN WITH THE U.S. FEDERAL JURISDICTION OR THE STATE AND LOCAL JURISDICTION IN WHICH THE ORGANIZATION FILES TAX RETURNS. IT IS THE ORGANIZATION'S POLICY TO RECOGNIZE INTEREST AND/OR PENALTIES RELATED TO UNCERTAIN TAX POSITIONS, IF ANY, AS INCOME TAX EXPENSE. PART XI, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES 191,790. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES 191,790. PART V, LINE 1A FUNDS PREVIOUSLY DISCLOSED AS BOARD-DESIGNATED NET ASSETS HAVE BEEN RECLASSIFIED AS NET ASSETS WITHOUT DONOR RESTRICTIONS, AS RESOLVED BY THE BOARD OF DIRECTORS DURING FISCAL YEAR 2019. PART VIII, LINE 2 SEE THE AUDITED FINANCIAL STATEMENTS FOR ADDITIONAL DISCLOSURES RELATED TO LOANS RECEIVABLE, RELATED PARTY. PART X, LINE 2 SEE THE AUDITED FINANCIAL STATEMENTS FOR ADDITIONAL DISCLOSURES RELATED TO LOANS PAYABLE, RELATED PARTIES, SFF. PART X, LINE 3 SEE THE AUDITED FINANCIAL STATEMENTS FOR ADDITIONAL DISCLOSURES RELATED TO PROMISSORY NOTES. PART X, LINE 4 SEE THE AUDITED FINANCIAL STATEMENTS FOR ADDITIONAL DISCLOSURES RELATED TO LOANS PAYABLE, INVESTORS. 1 CENTRAL AMERICA AND THE CARIBBEAN GRANTS 880838 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM INVESTMENTS / PAYABLES 2541037 0 0 0 0 0 0 3421875 0 3421875 CENTRAL AMERICA & THE CARIBBEAN EDUCATION AND SUPPORT 880838 WIRE TRANSFER 0 0 1 0 0 0 PART III ACCOUNTING METHOD: MIAMI GALA 229138 78338 150800 83781 19168 77154 REGIONAL EVENTS 4055 300 3755 5605 5154 1 928 233193 78638 154555 89386 19168 83236 191790 -37235 X 0 0 0 0 0 0 0 0 0 MABEL VALDIVIA-DIAZ EXECUTIVE DIRECTOR 160000 0 18500 0 0 0 3000 0 0 0 181500 0 0 0 X 1 42795 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 LAURA ROBERTS WRIGHT AND MARJORIE ROBERTS, BOTH BOARD MEMBERS ARE SISTERS. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS REVIEWED BY THE ORGANIZATION'S CHIEF FINANCIAL OFFICER, THE MEMBERS OF ITS BOARD, AND AN INDEPENDENT CPA. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY THROUGH INQUIRY OF ALL PARTIES. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION FOR OFFICERS AND OTHER KEY EMPLOYEES IS EVALUATED BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS (BY-LAWS), CONFLICT OF INTEREST POLICY, DONOR RIGHTS POLICY, AND FINANCAL STATEMENTS AVAILABLE TO THE PUBLIC THROUGH ITS WEBSITE. PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR. FONDAYSON KOLE ZEPOL 119 AVENUE CHRISTOPHE PORT-AU-PRINCE HA HA 0 FONKOZE SA 119 AVENUE CHRISTOPHE PORT-AU-PRINCE HA HA 201166 974958 0.02000 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 FONDASYON KOLE ZEPOL B 555720 FMV SEVIS FINANSYE FONKOZE SA E 2541037 FMV FONDASYON KOLE ZEPOL B 880838 FMV SEVIS FINANSYE FONKOZE SA E 200000 FMV