2020-06-11T09:50:28-05:00 2019-06-30 BDO USA LLP 100 PARK AVENUE NEW YORK NY 100175001 990 2018-07-01 131624123 NEW YORK FOUNDLING % MICHAEL KURTZ NEWY 2128864060 590 AVENUE OF THE AMERICAS NEW YORK NY 10011 MICHAEL KURTZ CFO 2128864060 2020-06-09 true Paul Hammerschmidt P01384178 2128858000 24.98.146.212 26308920201635000002 2020-06-11 P 8B5BAC0EB59C12EF633BE7C1029B82E097A26B00 7650403D266B766C333176AE000A8E3E9E2A92DE 2018 2020-11-19 02:30:22Z WILLIAM BACCAGLINI 590 AVENUE OF THE AMERICAS NEW YORK NY 100112019 165197415 false 0928 X WWW.NYFOUNDLING.ORG X 1869 NY THE ORGANIZATION HELPS CHILDREN, YOUTH AND ADULTS IN NEED THROUGH ADVOCACY AND THROUGH PREVENTIVE AND IN-CARE SERVICES THAT HELP EACH INDIVIDUAL REACH (SEE SCHEDULE O) 25 25 2656 26 0 0 121932867 74848122 14996544 78079024 1515316 909978 3454787 3713898 141899514 157551022 0 0 0 0 93005188 101371409 0 0 837543 52321447 55087160 145326635 156458569 -3427121 1092453 136518418 151287909 55915422 67995525 80602996 83292384 X THE NEW YORK FOUNDLING, IN THE TRADITION OF OPENNESS AND COMPASSION OF ITS SPONSORS, THE SISTERS OF CHARITY, HELPS CHILDREN, YOUTH, ADULTS, AND FAMILIES IN NEED THROUGH EFFORTS THAT STRENGTHEN FAMILIES AND COMMUNITIES AND SUPPORT EACH INDIVIDUAL IN REACHING HIS OR HER POTENTIAL. false false 41588748 0 38008848 PERSONS WITH DEVELOPMENTAL DISABILITIES SERVICES - TO BEST SERVE OUR ADULT DEVELOPMENTALLY DISABLED POPULATION, THE FOUNDLING MAINLY OPERATES INDIVIDUAL RESIDENTIAL ALTERNATIVE PROGRAMS (IRA) AND GROUP DAY HABILITATION SERVICES. IRA PROGRAM HAS THE CAPACITY OF SERVING 234 CLIENTS CAPABLE OF LIVING IN A MORE INDIVIDUALIZED FAMILY SETTING. THESE PARTICIPANTS RECEIVE ONGOING SERVICES THAT HELP THEM WITH THEIR BEHAVIORS AND SELF-ADVOCACY SKILLS TO MAXIMIZE THEIR LEVEL OF INDEPENDENCE. GROUP DAY HABILITATION SERVICES SERVE 50 CLIENTS AND ASSIST THEM TO ACQUIRE, RETAIN OR IMPROVE THEIR SELF-HELP, SOCIALIZATION AND ADAPTIVE SKILLS, INCLUDING COMMUNICATION, TRAVEL AND OTHER AREAS IN ADULT EDUCATION. 26332563 0 26142511 FOSTER FAMILY BOARDING AND ADOPTION - THE FOUNDLING HOUSES MORE THAN 707 CHILDREN THROUGHOUT THE FIVE BOROUGHS OF NEW YORK CITY IN INDIVIDUAL AND SPECIALIZED FOSTER BOARDING HOMES. MEDICAL AND DENTAL SERVICES ARE PROVIDED TO ALL CHILDREN IN OUR FOSTER CARE. EACH HOME IS STUDIED AND MONITORED EXTENSIVELY TO ENSURE A SAFE PLACEMENT FOR THE CHILDREN. CASE PLANNERS WORK, EMPLOYED BY THE FOUNDLING, TO ADVANCE THE CHILD'S PERMANENCY PLAN, WHETHER THAT INVOLVES ADOPTION OR SAFE REUNIFICATION WITH BIRTH PARENTS. 25444281 0 0 PREVENTIVE SERVICES - PREVENTIVE PROGRAMS USE A VARIETY OF EVIDENCE BASED THERAPEUTIC INTERVENTIONS THAT PROVIDE INTENSIVE THERAPY TO THE ENTIRE FAMILY WITH A GOAL OF AVOIDING CHILDREN BEING PLACED IN CUSTODY OF ACS. THE SPECIFIC THERAPIES ARE DESIGNED TO ADDRESS PROBLEMS THAT BROUGHT THE FAMILY TO THE ATTENTION OF CHILD PROTECTIVE SERVICES AND MEDIATE IMPORTANT RISK AND SAFETY FACTORS. THE MAJOR GOALS OF ALL PREVENTIVE PROGRAMS IS EFFECTIVE INTERVENTION TO KEEP FAMILIES TOGETHER, ASSURE THAT CHILDREN ARE SAFE, PREVENT ABUSE AND NEGLECT, AND REDUCE MENTAL HEALTH DIFFICULTIES EXPERIENCED BY ADULTS AND CHILDREN, AND INCREASE NATURAL SOCIAL SUPPORTS. 43749648 0 17641563 137115240 true true false true false false false false true true true true false false true true false true false false false false false false true false false false false true true false false false false false false false false false false true false false false false true true false false false true 131 0 true 2656 true false false false false false false false false false false false false X 25 25 false false false false true true true true true false false true true true true true true true true false X X MICHAEL KURTZ 2128864060 590 AVENUE OF THE AMERICAS NEW YORK NY 100112019 ROBERT E KING JR CHAIRPERSON 2.0 1.0 X X 0 0 0 SR JANE IANNUCELLI SC VICE-CHAIRPERSON 2.0 0.0 X X 0 0 0 DAVID MULLANE TREASURER 2.0 1.0 X X 0 0 0 SR CAROL BARNES SC SECRETARY 10.0 1.0 X X 0 0 0 JOHN H BANKS TRUSTEE 1.0 0.0 X 0 0 0 GREG BATTLE TRUSTEE 1.0 0.0 X 0 0 0 ERIK BECK TRUSTEE 1.0 0.0 X 0 0 0 CHARLES R BORROK thru 918 TRUSTEE 1.0 0.0 X 0 0 0 FRANK BRUNCKHORST TRUSTEE 1.0 0.0 X 0 0 0 JAMES BRUNE TRUSTEE 1.0 0.0 X 0 0 0 REBEKAH DOPP TRUSTEE 1.0 0.0 X 0 0 0 BETHLAM FORSA TRUSTEE 1.0 0.0 X 0 0 0 ANTHONY GALLO TRUSTEE 1.0 0.0 X 0 0 0 JAMES HASSO from 718 TRUSTEE 1.0 0.0 X 0 0 0 SR VIVIENNE JOYCE SC TRUSTEE 1.0 0.0 X 0 0 0 SARAH KIM from 718 TRUSTEE 1.0 0.0 X 0 0 0 PATRICIA A MULVANEY TRUSTEE 1.0 0.0 X 0 0 0 STEVEN J MUSUMECI TRUSTEE 1.0 0.0 X 0 0 0 DANIEL ONEGLIA TRUSTEE 1.0 0.0 X 0 0 0 LINDA O'NEIL TRUSTEE 1.0 0.0 X 0 0 0 NADIA OWENS from 718 TRUSTEE 1.0 0.0 X 0 0 0 SR CHARLOTTE RAFTERY SCLCSW TRUSTEE 1.0 0.0 X 0 0 0 JESUS ROSARIO REYES TRUSTEE 1.0 0.0 X 0 0 0 ANDREW S ROFFE TRUSTEE 1.0 0.0 X 0 0 0 DENNIS SHEEHAN from 718 TRUSTEE 1.0 0.0 X 0 0 0 KATHLEEN L WERNER TRUSTEE 1.0 0.0 X 0 0 0 WILLIAM BACCAGLINI CEO & PRESIDENT 35.0 3.0 X 522600 0 101587 MICHAEL KURTZ CFO & VP 35.0 3.0 X 243595 0 41581 VALERIE RUSSO SR VP & COO 35.0 0.0 X 238294 0 43963 CARMEN JIRAU RIVERA EXECUTIVE VP & CPO 35.0 0.0 X 258608 0 15608 ARIK HILL Chief Information Officer 35.0 0.0 X 194358 0 19995 JOSEPH SACCOCCIO SR. VP - MEDICAL PROGRAMS 35.0 0.0 X 265016 0 50349 SYLVIA ROWLANDS SENIOR VICE-PRESIDENT 35.0 0.0 X 251256 0 50953 ROSLYN MUROV SENIOR VICE-PRESIDENT 35.0 0.0 X 240622 0 16822 JILL GENTILE SR. VP DEVELOPMENTAL DISAB. 35.0 0.0 X 238794 0 19238 PAUL D O'KEEFE MEDICAL DIRECTOR 35.0 0.0 X 180146 0 9736 DEANA TIETJEN FAMILY LAW COUNSEL 35.0 0.0 X 173372 0 29246 LAUREN COOPER FAMILY LAW COUNSEL 35.0 0.0 X 167833 0 9380 KIRKLEY B STRAND DEVE. & COMMUNICATIONS VP 35.0 0.0 X 165328 0 21662 ANNA DONNELLY PEDIATRICIAN 35.0 0.0 X 160222 0 23931 3300044 0 454051 49 false true false UG2 PO BOX 5972 SPRINGFIELD MA 01101 FACILITY MAINTENANCE 2127883 MG SECURITY 7 WEST 36TH STREET NEW YORK NY 10018 SECURITY 578295 MST SERVICES PO BOX 603489 CHARLOTTE NC 28260 CONSULTING 548375 ACCESS STAFFING PO BOX 75334 CHICAGO IL 60675 CAREER PLACEMENT 353336 FFT LLC 1251 NW ELFORD DRIVE SEATTLE WA 98177 CONSULTING 341586 12 686657 4000000 63944831 6216634 1108592 74848122 NYS OPWDD 623990 38008848 38008848 FOSTER CARE 623990 26142511 26142511 ARTICLE 31 623990 7138924 7138924 FOSTER CARE MEDICAID 623990 6776875 6776875 NYS DOE FOOD PROGRAM 623990 11866 11866 78079024 1277309 1277309 0 0 0 0 0 7144063 7511394 -367331 -367331 -367331 134999 686657 134999 0 0 0 0 0 0 SUB-LEASE RENT INC. FROM CHARTER SCHOOL 900099 1224676 1224676 OTHER PROGRAM REVENUE 900099 2489222 2489222 3713898 157551022 81792922 909978 0 0 0 0 2862521 1146152 1716369 0 78340090 72067252 5729210 543628 2305301 2294051 11250 10086516 9636979 405187 44350 7776981 7375465 367509 34007 0 452250 278743 173507 290698 179171 111527 80934 80934 0 0 4250595 2568735 1649310 32550 0 3052601 2603517 416107 32977 0 0 8757078 7379330 1377748 2230475 1692113 536436 1926 0 0 1501066 1192550 295221 13295 0 4332209 2853073 1467246 11890 1348471 595397 753074 BOARD HOME/CLOTHING PASSTHRU 8792259 8792259 PURCHASED SERVICES 7128958 4998080 2130878 EQUIPMENT REPAIR/MAINTENANCE 4511653 4121811 370453 19389 ADMINISTRATIVE EXPENSES 3032875 2028802 914047 90026 5325038 5230826 91957 2255 156458569 137115240 18505786 837543 1866403 3950191 2309361 1997748 0 2241487 17873172 25793949 0 0 0 0 0 0 3832 225921 895995 1074623 82954069 30835655 52025606 52118414 16914597 16941506 42855042 44271852 0 0 0 0 1774410 2672218 136518418 151287909 17561256 19826987 0 0 7219713 0 8699595 8147962 361929 323412 0 0 21281475 27060837 0 0 791454 12636327 55915422 67995525 X 66306648 69006507 10334807 0 3961541 14285877 80602996 83292384 136518418 151287909 X 1092453 1641291 -44356 X false true X true true true X 108715210 111803783 118354732 121932867 74848122 535654714 0 0 108715210 111803783 118354732 121932867 74848122 535654714 0 535654714 997671 1474481 1171722 1087522 1277309 6008705 0 539138 453159 0 0 0 992297 542655716 150798839 0.98710 0.98892 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false true 80934 false false 80934 false false PART II-B, LINE 1G: Legislative and Regulatory activities as it impacts New York Foundling's operations and reimbursement rates: Hinman Straub.................$44,934. TLM Associates, LLC...........$36,000. false true X 3961541 1000 160211 160211 3962541 3960541 1000 266544 266544 3961541 4163953 1000 80343 80343 204412 3960541 3885753 73788 204412 4163953 1704961 2180792 396857 396857 3885753 1.00000 false false 520330 520330 32831953 17130977 15700976 35137123 4799494 30337629 12164204 8905184 3259020 2300459 0 2300459 52118414 WHITEBOX HEDGED HIGH YIELD LTD 2934428 F WINTON FUTURES FUND, LP 3954260 F QUANTITATIVE TACTICAL FUND 953358 F GLAZER 3033996 F PROPHECY TRADING ADVISORS LP 4494937 F DISCIPLINED ALPHA OFFSHORE FUN 3212350 F BLUE DIAMOND 1054168 F UOB EAGLE ROCK 878435 F BIOPHARMA CREDIT IV (CAYMAN) 468590 F BIO PHARMA CREDIT PLC 1025421 F SOUTH LASALLE TRUST 4716168 F SRB OPCO II 405998 F WI HARPER FUND VII LP 865278 F HIGHVIEW FINANCING HOLDING CO 1601869 F WI HARPER FUND VIII LP 1386519 F ADC - THERAPHY LIQUIDATION 1050000 F SINOVATION - III 1112397 F SINOVATION - IV 359622 F RPI INVESTMENTS 10541855 F RPS BIOPHARMA HOLDINGS 222203 F 44271852 0 DEFERRED RENT 3245243 BOND ISSUANCE COSTS 66779 DUE TO GOVERNMENT 9324305 12636327 X 164486533 1641291 5338576 -44356 6935511 157551022 157551022 161797145 5338576 5338576 156458569 156458569 PART IV, LINE 2B: CONSUMER FUNDS CONSIST OF CASH DEPOSITS HELD ON BEHALF OF RESIDENTS OF THE ORGANIZATION'S OPWDD PROGRAM FOR THE RESIDENTS' PERSONAL USE. FUNDS ARE MANAGED IN ACCORDANCE WITH OPWDD REGULATIONS AND NEW YORK STATE SOCIAL SERVICES LAW. PART V, LINE 4: INVESTMENT EARNINGS FROM PERMANENT FUNDS ARE USED FOR GENERAL OPERATING EXPENSES. PART X, LINE 2: New York Foundling is exempt from Federal income tax and private foundation excise tax pursuant to a group exemption issued to the Roman Catholic Church in the United States. In addition, the organization has not taken an unsubstantiated tax position that would require provision of a liability under ASC 740, "Income Taxes". Under ASC 740, an organization must recognize the tax liability associated with uncertain tax positions taken for tax return purposes when it is more likely than not that the position will not be sustained upon examination by a taxing authority. The organization does not believe that there are any material uncertain tax positions and, accordingly, has not recognized any liability for unrecognized tax benefits. The organization has filed Internal Revenue Service ("IRS") Form 990, as required, and all other applicable returns in jurisdictions when it is required. For the year ended June 30, 2019, there was no interest or penalties recorded or included in the financial statements. PART XI, LINE 2D: CHANGE IN UNFUNDED PENSION OBLIGATION......$(44,356). FALL FETE 666556 560098 106458 74724 31734 BLUE PARTY 155100 126559 28541 24420 4121 0 821656 686657 134999 99144 35855 134999 X X X false true false false false false false true false WILLIAM BACCAGLINI CEO & PRESIDENT 465076 0 50000 0 7524 0 92260 0 9327 0 624187 0 0 0 MICHAEL KURTZ CFO & VP 242563 0 0 0 1032 0 33312 0 8269 0 285176 0 0 0 VALERIE RUSSO SR VP & COO 237742 0 0 0 552 0 10200 0 33763 0 282257 0 0 0 CARMEN JIRAU RIVERA EXECUTIVE VP & CPO 255560 0 0 0 3048 0 15341 0 267 0 274216 0 0 0 ARIK HILL Chief Information Officer 193998 0 0 0 360 0 8000 0 11995 0 214353 0 0 0 JOSEPH SACCOCCIO SR. VP - MEDICAL PROGRAMS 263432 0 0 0 1584 0 43180 0 7169 0 315365 0 0 0 SYLVIA ROWLANDS SENIOR VICE-PRESIDENT 250224 0 0 0 1032 0 36291 0 14662 0 302209 0 0 0 ROSLYN MUROV SENIOR VICE-PRESIDENT 237574 0 0 0 3048 0 9653 0 7169 0 257444 0 0 0 JILL GENTILE SR. VP DEVELOPMENTAL DISAB. 237210 0 0 0 1584 0 12072 0 7166 0 258032 0 0 0 PAUL D O'KEEFE MEDICAL DIRECTOR 180146 0 0 0 0 0 5580 0 4156 0 189882 0 0 0 DEANA TIETJEN FAMILY LAW COUNSEL 173372 0 0 0 0 0 8326 0 20920 0 202618 0 0 0 LAUREN COOPER FAMILY LAW COUNSEL 167833 0 0 0 0 0 2425 0 6955 0 177213 0 0 0 KIRKLEY B STRAND DEVE. & COMMUNICATIONS VP 165328 0 0 0 0 0 7000 0 14662 0 186990 0 0 0 ANNA DONNELLY PEDIATRICIAN 160222 0 0 0 0 0 3011 0 20920 0 184153 0 0 0 PART I, LINE 4B: WILLIAM BACCAGLINI, CEO, IS A PARTICIPANT IN A SECTION 457(F) PLAN AND EARNED $45,000 DURING THE REPORTING PERIOD WHICH IS INCLUDED IN SCHEDULE J, PART II, COLUMN (C). PART I, LINE 7: The amount of the incentive compensation is determined solely by the Executive Committee of Foundling's Board of Trustees based, in part, on evidence of extraordinary performance by Mr. Baccaglini toward his progress in developing and implementing all aspects of Foundling's business plans and strategic plans, as well as his efforts in guiding the agency toward attainment of Foundling's operational goals. Mr. Baccaglini is eligible to receive, incentive compensation not to exceed $50,000 per year. The incentive compensation he received in 2018 is reported on Schedule J, Part II, Column B(ii). A DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 649903E98 2008-06-17 54630821 FACILITY CONSTRUCTION & RENOVATION false false true B Rockland County Economic Assistance Corp (RCEAC) 274524167 2012-06-27 5000000 REFINANCING false false true A 0 0 54630821 1581673 0 0 1052628 0 0 51996520 0 0 false false true true B 0 0 5000000 0 0 0 100000 0 0 4572540 0 327460 false false true true A false false false false 0 false false false true B false false false false 0 false false false true A false true false false false false 0 false 0 false true B false true false false false false 0 false 0 false true A true B true X 9 1108592 MARKET QUOTATION false true false PART I, COLUMN (B): THE NUMERICAL DATA IN COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. PART I, LINE 31: NEW YORK FOUNDLING SHALL SEEK THE ADVICE OF LEGAL COUNSEL ON MATTERS RELATING TO RECEIPT OF NON-STANDARD CONTRIBUTIONS. FORM 990, PAGE 1; HEADER, BOX B, NAME CHANGE: On June 27, 2019 the reporting organization changed its name pursuant to A Certificate of Merger and Name Change, filed with New York State Department of State, changing its name to NEW YORK FOUNDLING. Its previous name was New York Foundling Hospital. The reporting organization reported this name change to the IRS (and received written confirmation) prior to filing the accompanying Form 990. As a result, the organization is not required to attach copies (to accompanying Form 990) of the legal documents effectuating this change or report "Name Change" on page 1, header, box B, consistent with IRS Form 990 Instructions. FORM 990, PART I, LINE 1 (CONTINUATION): HIS OR HER POTENTIAL. IN 1869, THREE SISTERS OF CHARITY OPENED THEIR DOORS TO SAVE THE LIVES OF BABIES BEING ABANDONED ON THE STREETS OF NEW YORK, BEGINNING THE TREMENDOUS LEGACY OF THE NEW YORK FOUNDLING. OVER THE PAST 150 YEARS, THE FOUNDLING HAS EVOLVED FROM A RESPITE HOME FOR ABANDONED CHILDREN TO A COMPREHENSIVE SPECTRUM OF COMMUNITY SERVICES IN SUPPORT OF OUR MISSION: TO EMPOWER CHILDREN, YOUTH, ADULTS, AND FAMILIES TO LIVE HEALTHY, INDEPENDENT, AND FULFILLING LIVES. THE FOUNDLING DIRECTLY SERVES OVER 30,000 PEOPLE IN ALL FIVE BOROUGHS OF NEW YORK CITY, ROCKLAND AND WESTCHESTER COUNTIES, AND PUERTO RICO. OUR PROGRAMS RESPOND TO A WIDE VARIETY OF NEEDS, AND SUPPORT CHILDREN AND FAMILIES WHO STRUGGLE WITH OR ARE AT RISK OF ABUSE, NEGLECT, DISABILITY, AND OTHER OBSTACLES TO A HEALTHY, SUCCESSFUL FUTURE. AS PART OF OUR COMMITMENT TO EMPOWERING DISADVANTAGED, DISENFRANCHISED, AND DISTRESSED CHILDREN AND FAMILIES, THE FOUNDLING OFFERS SOCIAL SERVICES, MEDICAL AND MENTAL HEALTH CARE, AND EDUCATION, AMONG MANY OTHER SUPPORTIVE, EVIDENCE-BASED PROGRAMS. FORM 990, PART III, LINE 4D: 1) PUERTO RICO HEAD START & EARLY HEAD START PROGRAMS - THE FOUNDLING'S SERVICES IN PUERTO RICO SERVED 1,070 CHILDREN, INFANTS, TODDLERS, AND PREGNANT WOMEN AT 42 SITES IN 5 LOW-INCOME MUNICIPALITIES ACROSS THE ISLAND. THE GOAL OF THE PROGRAM IS TO INCREASE THE SOCIAL AND EDUCATIONAL COMPETENCE OF YOUNG CHILDREN AND LOW INCOME FAMILIES IN THE MOST IMPOVERISHED COMMUNITIES, STRENGTHENING AND SAFEGUARDING THEIR FAMILIES IN THE PROCESS. TOTAL EXPENSES: $17,240,395. 2) MEDICAID - SUPPORT OUR FOSTER CARE PROGRAMS. MAINTAIN CLINICS AT THE ADMINISTRATIVE OFFICE IN EACH BOROUGH. OUR STAFF OF HEALTHCARE PROFESSIONALS PROVIDE ROUTINE AND ON-GOING HEALTH MAINTENANCE AND MANAGEMENT OF ACUTE AND CHRONIC ILLNESSES, INTENSIVE MEDICAL CASE MANAGEMENT AND MENTAL HEALTH SCREENINGS AS WELL AS COUNSELING FOR OUR FOSTER CHILDREN. TOTAL EXPENSES: $6,627,864. TOTAL REVENUE: $17,641,563. 3) FOSTER CARE RESIDENTIAL FACILITIES - CONGREGATE CARE PROGRAMS PROVIDE RESIDENTIAL CARE FOR YOUTH WHOSE PROBLEMS ARE SO COMPLEX THAT THEY CANNOT FUNCTION IN A TRADITIONAL HOME OR FACILITY. PROGRAM PROFESSIONALS PROVIDE COUNSELING AND SERVICES TO ADDRESS NEEDS OF YOUTH AND ACHIEVE REUNIFICATION OR SECURE A FOSTER BOARDING HOME SETTING FOR YOUTHS WHILE IN NEED OF PLACEMENT. TOTAL EXPENSES: $4,354,093. 4) OTHER PROGRAMS - PROVIDE FAMILY-CENTERED AND COMMUNITY BASED SERVICES SUCH AS EDUCATION, SUPPLEMENTAL HOUSING, AND CAREER PLANNING. TOTAL EXPENSES: $15,527,296. FORM 990, PART VI, SECTION A, LINE 6: THE MEMBERSHIP OF THE CORPORATION CONSISTS OF ONE (1) CLASS OF MEMBERS WHO ARE MEMBERS OF THE SISTERS OF CHARITY. FORM 990, PART VI, SECTION A, LINES 7A AND 7B: AT EACH ANNUAL MEETING THE MEMBERS OF THE CORPORATION ELECT FROM THEIR OWN MEMBERSHIP BY A MAJORITY VOTE, A CHAIRPERSON AND A SECRETARY. FORM 990, PART VI, SECTION B, LINE 11B: Senior management of the organization's accounting department complete a Tax Organizer and furnish it to the organization's tax preparers at the independent CPA firm who prepare and review form 990 before furnishing draft Form 990 to the organization. Draft Form 990 is reviewed by the Assistant Vice President and CFO prior to being sent to the audit committee for review, discussion and approval and distribution to the full board. Form 990 is distributed to the full board in electronic form where possible or paper when requested. FORM 990, PART VI, SECTION B, LINE 12C: THE ORGANIZATION HAS A WRITTEN POLICY THAT REQUIRES OFFICERS, DIRECTORS, TRUSTEES AND KEY PERSONNEL TO EXECUTE AN ANNUAL (also required for new key personnel and board members prior to assuming their position) STATEMENT OF DISCLOSURE OF INTERESTS, RELATIONSHIPS AND HOLDINGS THAT COULD POTENTIALLY RESULT IN A CONFLICT OF INTEREST OF THEMSELVES AND THEIR FAMILY MEMBERS. IF A CONFLICT OF INTEREST SHOULD ARISE OR CAN BE REASONABLY CONSTRUED, THE OFFICERS, DIRECTORS, TRUSTEES AND KEY PERSONNEL WILL BE REFRAINED FROM PARTICIPATING IN THE DECISION MAKING PROCESS. IN THE EVENT THAT THERE MUST BE A DECISION REGARDING THE CONFLICT, THE MATTER WILL BE REFERRED TO THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES FOR A DECISION. FORM 990, PART VI, SECTION B, LINES 15A AND 15B: THE GOVERNANCE COMMITTEE ("COMMITTEE") ANNUALLY REVIEWS INDEPENDENTLY OF THE CHIEF EXECUTIVE OFFICER ("CEO") THE PERFORMANCE OF THE CEO. THE CEO'S COMPENSATION AND BENEFITS ARE FIXED PURSUANT TO A MULTI-YEAR CONTRACT WITH THE CEO. NEW YORK FOUNDLING HAS COMPLIED WITH NEW YORK STATE LAW EXECUTIVE ORDER 38 ("EO 38"), AND PROVIDED THE FINANCE COMMITTEE WITH THE BENCHMARK SALARY COMPARISONS FOR THE FOLLOWING EXECUTIVE POSITIONS: - CHIEF EXECUTIVE OFFICER - CHIEF OPERATIONS OFFICER - CHIEF FINANCIAL OFFICER THE MINUTES OF THE DECISIONS OF THE BOARD AND THE FINANCE COMMITTEE ARE PREPARED BEFORE THE LATER OF THE NEXT MEETING OR 60 DAYS AFTER THE FINAL ACTION OF THE BOARD AND THE COMMITTEE. THE MINUTES RECORD A) THE DATE OF THE DECISION B) THE MEMBERS PRESENT DURING THE DECISION AND THOSE WHO VOTED ON IT AND C) THE FULL TERMS OF THE COMPENSATION ARRANGEMENTS THAT WERE REVIEWED. FORM 990, PART VI, SECTION C, LINE 19: THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS (BYLAWS AND ARTICLES OF INCORPORATION), CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE AT ITS PRINCIPAL OFFICE DURING REGULAR BUSINESS HOURS AND BY MAIL UPON PERSONAL OR WRITTEN REQUEST. ANNUAL INFORMATION RETURNS ARE AVAILABLE TO THE PUBLIC VIA THE SAME METHOD FOR A PERIOD OF THREE YEARS. MAIL UPON PERSONAL OR WRITTEN REQUEST. ANNUAL INFORMATION RETURNS ARE AVAILABLE TO THE PUBLIC VIA THE SAME METHOD FOR A PERIOD OF THREE YEARS. FORM 990, PART XI, LINE 9: CHANGE IN UNFUNDED PENSION OBLIGATION.........$(44,356). NEW YORK FOUNDLING CHARITABLE CORP 590 AVENUE OF THE AMERICAS NEW YORK NY 10011 133318964 SUPPORT ORG. NY 501(C)(3) 12 NYFH true EVELYN DOUGLIN CENTER FOR SERVING PEOPLE 241 37TH STREET BROOKLYN NY 11232 113356044 SVC. PROVIDER NY 501(C)(3) 10 NYFH true false false true false false false false false false true true true false true true false false false false