2020-05-13T12:30:42-05:00 2019-06-30 420714325 RSM US LLP 1861 INTERNATIONAL DRIVE SUITE 400 MCLEAN VA 22102 990 2018-07-01 941156258 CALIFORNIA ACADEMY OF SCIENCES CALI 4153795141 55 MUSIC CONCOURSE DRIVE SAN FRANCISCO CA 94118 MIKE MCGEE CFO 4153795141 2020-05-13 1 YONG ZHANG CPA P01249785 7033366400 96.255.113.188 2020-05-13 12:30:05 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 4A806C23DAC09B715B9DF5C2DA25068C9EA9EF43 2018 2020-11-19 02:30:22Z SCOTT SAMPSON 55 MUSIC CONCOURSE DRIVE SAN FRANCISCO CA 94118 2133704206 0 X WWW.CALACADEMY.ORG X 1904 CA TO EXPLORE, EXPLAIN, AND SUSTAIN LIFE USING THE RESOURCES OF OUR RESEARCH INSTITUTE, AQUARIUM, PLANETARIUM, NATURAL HISTORY MUSEUM, AND RAINFOREST TO SHARE SCIENTIFIC KNOWLEDGE WITH THE PUBLIC. 41 41 737 750 -301805 -306305 46533162 32916896 25731427 25876848 12867194 15014625 659894 841347 85791677 74649716 104360 98103 0 0 43925627 45542980 0 119402 3798787 45692906 46014283 89722893 91774768 -3931216 -17125052 820540197 877897606 298444609 368201690 522095588 509695916 X THE CALIFORNIA ACADEMY OF SCIENCES IS DEDICATED TO EXPLORING AND EXPLAINING THE NATURAL WORLD AND ADDRESSING THE CHALLENGE OF SUSTAINABILITY THROUGH ITS SCIENTIFIC RESEARCH AND EDUCATION INITIATIVES. THROUGH EXPEDITIONS AROUND THE GLOBE AND INVESTIGATIONS IN THE LAB, ACADEMY SCIENTISTS STRIVE TO UNDERSTAND THE EVOLUTION AND INTERCONNECTEDNESS OF LIFE AND GUIDE CRITICAL CONSERVATION DECISIONS. THROUGH EXHIBITIONS, EDUCATIONAL PROGRAMS, AND PARTNERSHIPS THAT ADDRESS THESE SAME TOPICS-ON-SITE, IN THE COMMUNITY, IN BIODIVERSITY HOTSPOTS AROUND THE WORLD, AND ONLINE-THE ACADEMY AIMS TO IGNITE CURIOSITY ABOUT THE NATURAL WORLD, INSPIRE AND MENTOR THE NEXT GENERATION OF SCIENTISTS AND EDUCATORS, CULTIVATE A MORE SCIENTIFICALLY LITERATE PUBLIC, AND KINDLE A COMMITMENT TO RESPONSIBLE STEWARDSHIP OF OUR PLANET. 0 0 29127823 1330 3499244 EXHIBITS AND PUBLIC ENGAGEMENT: MORE THAN 750 VOLUNTEERS SUPPORT THE ACADEMY ANNUALLY AND PROVIDE A CONNECTION BETWEEN THE DIVERSE BAY AREA COMMUNITY AND THE ACADEMY'S MUSEUM, RESEARCH, AND ADMINISTRATION. THE ALL- DIGITAL MORRISON PLANETARIUM USES SCIENTIFIC DATA TO SHARE CURRENT DISCOVERIES AND PRESENT IMMERSIVE SHOWS. THE GIANTS OF LAND AND SEA EXHIBIT CELEBRATES NORTHERN CALIFORNIA'S ICONIC NATURAL PHENOMENA LIKE REDWOODS, MARINE MAMMALS, AND FOG. THE COLOR OF LIFE EXHIBIT EXPLORES THE ROLE OF COLOR IN THE NATURAL WORLD WITH VIBRANT LIVE ANIMALS, SPECIMENS, AND IMMERSIVE INTERACTIVES. GEMS AND MINERALS UNEARTHED SHOWCASES SPECIMENS FROM THE ACADEMY'S RENOWNED GEOLOGY COLLECTION. THE NEW SKIN EXHIBIT EXPLORES HOW THIS DYNAMIC ORGAN FUNCTIONS IN THE NATURAL WORLD AND SHAPES THE WAY HUMANS PERCEIVE THEMSELVES AND OTHERS. 17880624 69397 485391 BIODIVERSITY SCIENCE AND SUSTAINABILITY: THE ACADEMY'S INSTITUTE FOR BIODIVERSITY SCIENCE AND SUSTAINABILITY (THE "INSTITUTE") IS AT THE FOREFRONT OF EFFORTS TO UNDERSTAND TWO OF THE MOST IMPORTANT TOPICS OF OUR TIME: THE NATURE AND SUSTAINABILITY OF LIFE ON EARTH. THE INSTITUTE IS HOME TO MORE THAN 100 SCIENTISTS, STATE-OF-THE-ART FACILITIES, AND NEARLY 46 MILLION SCIENTIFIC SPECIMENS FROM AROUND THE WORLD. THE INSTITUTE ALSO LEVERAGES THE EXPERTISE AND EFFORTS OF MORE THAN 100 INTERNATIONAL ASSOCIATES AND 450 DISTINGUISHED FELLOWS. THROUGH EXPEDITIONS AROUND THE GLOBE, INVESTIGATIONS IN THE LAB, AND ANALYSIS OF VAST BIOLOGICAL DATASETS, THE INSTITUTE'S SCIENTISTS WORK TO UNDERSTAND THE EVOLUTION AND INTERCONNECTEDNESS OF ORGANISMS AND ECOSYSTEMS, THE THREATS THEY FACE AROUND THE WORLD, AND THE MOST EFFECTIVE STRATEGIES FOR SUSTAINING THEM INTO THE FUTURE. THROUGH INNOVATIVE PARTNERSHIPS AND PUBLIC ENGAGEMENT INITIATIVES, THEY ALSO GUIDE CRITICAL SUSTAINABILITY AND CONSERVATION DECISIONS WORLDWIDE, INSPIRE AND MENTOR THE NEXT GENERATION OF SCIENTISTS, AND FOSTER RESPONSIBLE STEWARDSHIP OF OUR PLANET. 13336418 0 11136 AQUARIUM: THE STEINHART AQUARIUM IS HOME TO 38,000 LIVE ANIMALS FROM AROUND THE WORLD AND HOSTS THE LARGEST AND DEEPEST INDOOR CORAL REEF IN THE WORLD. THE FOUR-STORY RAINFOREST HAS FREE-FLYING BIRDS AND BUTTERFLIES AND EXOTIC REPTILES AND AMPHIBIANS. AFRICAN HALL IS HOME TO A COLONY OF AFRICAN PENGUINS. 3563115 27375 191426 EDUCATION AND OUTREACH: THE ACADEMY IS AN INNOVATIVE LEADER IN EFFORTS TO INCREASE SCIENTIFIC AND ENVIRONMENTAL LITERACY WORLDWIDE. THE MUSEUM IS HOME TO 159 SCIENCE EDUCATORS AND COMMUNICATORS AS WELL AS MORE THAN 300 HIGHLY TRAINED DOCENTS WHO ENGAGE PEOPLE OF ALL AGESBOTH HERE IN CALIFORNIA AND AROUND THE WORLDIN THE SCIENTIFIC CONCEPTS AND ISSUES THAT WILL SHAPE OUR FUTURE. THROUGH INTENSIVE PARTNERSHIPS WITH SCHOOLS AND TEACHERS, INNOVATIVE PROGRAMS AND EXHIBITS FOR ALL AGES, ENGAGING ONLINE LEARNING AND DIGITAL MEDIA OFFERINGS, AND IMMERSIVE SCIENCE VISUALIZATION PRODUCTIONS, ACADEMY EDUCATORS INCREASE THE PUBLIC'S UNDERSTANDING AND APPRECIATION OF THE NATURAL WORLD AND INSPIRE PARTICIPANTS TO HELP SUSTAIN THE RICH DIVERSITY OF LIFE ON EARTH.AS ONE OF THE BAY AREA'S LEADING CULTURAL INSTITUTIONS DEDICATED TO OPENING ITS DOORS TO THE ENTIRE COMMUNITY, THE ACADEMY OFFERS A VARIETY OF FREE AND REDUCED ADMISSION OPPORTUNITIES AND ACCESS PROGRAMS TO SERVE ALL VISITORS. 2999962 0 MEMBERSHIP: THE ACADEMY'S MEMBERSHIP PROGRAM PROVIDES YEAR ROUND ACCESS TO OUR OFFERINGS TO NEARLY 50,000 HOUSEHOLDS AND MORE THAN 150,000 INDIVIDUAL MEMBERS. THROUGH THEIR MONTHLY AND ANNUAL GIFTS, MEMBERS SUPPORT THE ACADEMY'S MISSION TO EXPLORE, EXPLAIN AND EXPLAIN LIFE ON EARTH. ON AVERAGE, ACADEMY MEMBERS VISIT BETWEEN TWO AND THREE TIMES A YEAR, PARTICIPATING IN OUR PUBLIC PROGRAMS, EXPLORING THE ICONIC EXHIBITS, SUCH AS THE STEINHART AQUARIUM AND RAINFOREST, ATTENDING WORKSHOPS AND LECTURES, AND SHARING THE EXPERIENCE WITH THEIR FRIENDS AND FAMILIES. A SIGNIFICANT NUMBER OF THE ACADEMY'S MEMBERS HAVE BEEN A PART OF THE ACADEMY "FAMILY" FOR MANY GENERATIONS. 21891186 ADMISSIONS: 6563077 27375 22082612 66907942 1 1 0 1 0 0 1 1 0 1 1 1 0 1 1 1 0 1 0 1 1 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 157 0 1 737 1 1 1 1 MA 0 0 0 1 1 0 0 0 0 0 0 X 41 41 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA DC FL MA NC NY X X MIKE MCGEE 4153795141 55 MUSIC CONCOURSE DRIVE SAN FRANCISCO CA 94118 ELIZABETH R PATTERSON CHAIR 2.00 X X 0 0 0 MATTHEW BARGER VICE CHAIR 2.00 X X 0 0 0 HAROLD MOONEY PRESIDENT 2.00 X X 0 0 0 CHARLES MARSHALL VICE PRESIDENT 2.00 X X 0 0 0 VIRGINIA GOSS TUSHER SECRETARY 2.00 X X 0 0 0 ELIZABETH BLACKBURN TRUSTEE 1.00 X 0 0 0 TERESA BRIGGS TRUSTEE 0.50 X 0 0 0 DAN CARROLL TRUSTEE 0.50 X 0 0 0 HUIFEN CHAN TRUSTEE 0.50 X 0 0 0 GRETCHEN C DAILY TRUSTEE 1.00 X 0 0 0 TROY DANIELS TRUSTEE 1.00 X 0 0 0 WILLIAM F DUHAMEL TRUSTEE 0.50 X 0 0 0 PETER FENTON TRUSTEE 0.50 X 0 0 0 CHRISTOPHER FIELD TRUSTEE 1.00 X 0 0 0 LAURA FURSTENTHAL TRUSTEE 0.50 X 0 0 0 NICK GIOVANNI TRUSTEE 0.50 X 0 0 0 KEVIN HARTZ TRUSTEE 0.50 X 0 0 0 TESSA HILL TRUSTEE 1.00 X 0 0 0 DAN JANNEY TRUSTEE 0.50 X 0 0 0 OLIVER JENKYN TRUSTEE 0.50 X 0 0 0 DAVID M KENNEDY TRUSTEE 0.50 X 0 0 0 SALMAN KHAN TRUSTEE 0.50 X 0 0 0 JEFFREY KOSEFF TRUSTEE 1.00 X 0 0 0 ROGER KUO TRUSTEE 0.50 X 0 0 0 ZACK LARA TRUSTEE 0.50 X 0 0 0 MARIE LIPMAN TRUSTEE 0.50 X 0 0 0 PAMELA MATSON TRUSTEE 1.00 X 0 0 0 STEVEN MCCORMICK TRUSTEE 0.50 X 0 0 0 LAWRENCE MIAO TRUSTEE 0.50 X 0 0 0 MICHAEL MILLMAN TRUSTEE 0.50 X 0 0 0 CLAIRE NGO TRUSTEE 0.50 X 0 0 0 GARY PINKUS TRUSTEE 0.50 X 0 0 0 MARTA SALAS-PORRAS TRUSTEE 0.50 X 0 0 0 ADAM SAVAGE TRUSTEE 0.50 X 0 0 0 ANDREW J SCHWAB TRUSTEE 0.50 X 0 0 0 GARY T STEELE TRUSTEE 0.50 X 0 0 0 JEROME C VASCELLARO TRUSTEE 0.50 X 0 0 0 SUMMER TOMPKINS WALKER TRUSTEE 0.50 X 0 0 0 GEISHA WILLIAMS TRUSTEE 0.50 X 0 0 0 RICHARD YORKE TRUSTEE 0.50 X 0 0 0 RON ZEFF TRUSTEE 0.50 X 0 0 0 MIKE MCGEE INTERIM EXECUTIVE DIRECTOR & CFO 40.00 X 380231 0 40979 ELIZABETH BABCOCK CHIEF PUBLIC ENGAGEMENT OFFICER 40.00 X 309416 0 35304 MELISSA FELDER CHIEF REVENUE & MARKETING OFFICER 40.00 X 309021 0 42630 JANET HARRIS CHIEF PHILANTROPY OFFICER 40.00 X 301052 0 22987 SHANNON BENNETT CHIEF OF SCIENCE & SUSTAINABILITY 40.00 X 278498 0 13626 ISAAC KWON COO & AND HEAD OF GOVERNMENT AFFAIRS 40.00 X 265144 0 34925 SCOTT MORAN SENIOR DIRECTOR, EXHIBITS & ARCHITECTURE 40.00 X 231188 0 21745 RAUL DEL BARCO CHIEF HUMAN RESOURCES OFFI 40.00 X 210464 0 20564 REBECCA SCHUETT INTERIM CHIEF PHILANTHROPY OFFICER 40.00 X 186614 0 29584 JONATHAN FOLEY SENIOR SCHOLAR/FMR EXEC. DIR 40.00 X 586473 0 81474 LUIZ ROCHA ASSOCIATE CURATOR, ICHTHYOLOGY, FOLLETT CHAIR 40.00 X 229337 0 37509 MICHAEL COSTANZO GENERAL COUNSEL AND DIRE OF SECURITY 40.00 X 225068 0 36013 MARGARET LOWMAN SENIOR CURATOR AND LINDSAY CHAIR OF BOTANY 40.00 X 221191 0 20520 RYAN WYATT SR. DIR, MORRISON PLANETARIUM AND SCIENCE VISUALIZ 40.00 X 208722 0 22355 3942419 0 460215 90 0 1 0 RON FOTH RETAIL INC 8100 NORTH HIGH STREET COLUMBUS OH 43235 ADVERTISING SERVICES 4957370 WESTERN ALLIED MECHANICAL INC 1180 OBRIEN DRIVE MENLO PARK CA 94025 DEHUMIDIFICATION SERVICES 971662 CINNABAR CALIFORNIA INC 4571 ELECTRONIC PLACE LOS ANGELES CA 90039 EXHIBIT FABRICATION 781460 THE LUKENS COMPANY 2800 SHIRLINGTON RD 9TH FLOOR ARLINGTON VA 22206 RESEARCH AND CONSULTING 564668 SODEXO AMERICA LLC 9801 WASHINGTON BLVD GAITHERSBURG MD 20878 CATERING SERVICES 395407 38 8714475 2005641 8503408 13693372 590158 32916896 ADMISSIONS 900099 19407477 19407477 AUXILIARY ACTIVITIES 900099 6469371 6469371 25876848 11836194 -301805 12137999 374854 200391 174463 2061418925 2058242994 -2500 3175931 2500 3178431 3178431 243570 2005641 813996 -570426 -570426 1144 0 1144 1144 CAFE COMMISSIONS 900099 1035775 1035775 1035775 74649716 26078383 -301805 15956242 98103 98103 4638963 1865740 2232986 540237 32091129 24280641 5977857 1832631 1187532 845347 265467 76718 5113007 3639703 1142989 330315 2512349 1788420 561624 162305 331677 62353 268808 516 214678 214678 30000 30000 119402 119402 2237148 2237148 4708342 2988355 1367992 351995 5306585 5231722 53995 20868 3041723 2064332 384332 593059 1742865 1254268 453802 34795 302799 239999 59659 3141 3492466 2860267 603154 29045 984642 760496 197973 26173 143691 63378 76458 3855 6020849 4917829 1054251 48769 14378867 11740812 2521624 116431 565996 43097 522899 EQUIPMENT 2241900 1341530 607323 293047 PARTICIPANT SUPPORT 343535 329890 13383 262 ANIMAL SUPPORT 316761 312312 4004 445 FUNDRAISING EVENT EXPEN -813996 -813996 423755 179348 215633 28774 91774768 66907942 21068039 3798787 7271 19408 4203931 5500019 15305531 12234721 3322617 1693174 52400 40252 1681287 1596612 37185 35666 1187877 660523 493911341 170932816 335207186 322978525 347761466 372580978 103597701 103681711 8175745 56876017 820540197 877897606 7775843 7997299 6760179 6595636 279207893 279267932 4700694 74340823 298444609 368201690 X 379991038 372568116 142104550 137127800 522095588 509695916 820540197 877897606 X -17125052 4559409 165971 X X 0 1 X 1 1 1 X 28493004 46321748 42064076 46599481 32916896 196395205 28493004 46321748 42064076 46599481 32916896 196395205 4440730 191954475 8582010 7649306 7793976 9380728 12312462 45718482 34842 34842 850120 1002999 997686 1251577 1279345 5381727 247530256 125010125 0.77550 0.78600 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: CAFE COMMISSIONS - 2014 AMOUNT: $ 850,120. 2015 AMOUNT: $ 1,002,999. 2016 AMOUNT: $ 997,686. 2017 AMOUNT: $ 1,000,310. 2018 AMOUNT: $ 1,035,775. FUNDRAISING - 2017 AMOUNT: $ 251,267. 2018 AMOUNT: $ 243,570. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 30340 30340 92558632 92588972 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 5911 2905 30340 39156 250000 250000 250000 250000 1000000 1500000 2195 2195 X X 1 3060000.00 0 0 0 1 1 8.00 25000 X X X X 0 193049579 486165 9661586 8706911 194490419 175157469 11793083 14536103 8437076 193049579 156821589 2010979 23304184 6979283 175157469 161297369 9548382 -8417245 5023650 583267 156821589 174682219 2366872 729694 15926363 555053 161297369 0.37000 0.47000 0.16000 0 0 710000 710000 440082896 140793531 299289365 2635380 1114211 1521169 28335609 22199875 6135734 22147456 6825199 15322257 322978525 EXCHANGE TRADED FUNDS 4806377 F REAL ESTATE & OTHER 1058261 F INVESTMENTS HELD IN TRUST 5932109 F EQUITY HEDGE FUNDS 20172545 F ABSOLUTE RETURN POOLED FUNDS 56123504 F PRIVATE EQUITY INVESTMENTS 15588915 F 103681711 RECEIVABLE FROM INVESTMENTS 56021934 ACCRUED INTEREST AND DIV 854083 56876017 ANNUITIES PAYABLE 2050555 OTHER LONG-TERM LIABILITIES 179300 PAYABLE FOR INVESTMENTS PURCHASED 72110968 74340823 X 77951944 4559409 979967 5539376 72412568 2237148 2237148 74649716 90351616 813996 813996 89537620 2237148 2237148 91774768 PART II, LINE 5: THE ORGANIZATION MONITORS DEED RESTRICTIONS OF THE CONSERVATION EASEMENT. THE PURPOSE OF THE DEED RESTRICTION IS TO PRESERVE AND PROTECT THE OPEN SPACE, NATURAL, ECOLOGICAL AND SCENIC VALUES OF THE PROPERTY AND TO PREVENT ANY USE OF THE PROPERTY THAT WILL SIGNIFICANTLY IMPAIR OR DEGRADE THOSE VALUES. PART II, LINE 9: THE LAND IS BEING HELD FOR PRESERVATION PURPOSES, THEREFORE, REVENUE GENERATING ACTIVITIES ARE NOT TAKING PLACE ON THE LAND. THE EXPENSES RELATED TO MONITOR OR ENFORCE THE EASEMENT ARE RECORDED IN THE PERIOD INCURRED AS AN OPERATING EXPENSE. PART III, LINE 1A: CONTRIBUTIONS OF LIVING AND OTHER COLLECTIONS HELD AS PART OF A COLLECTION - FOR EDUCATION, RESEARCH OR PUBLIC EXHIBITION RATHER THAN FOR SALE - ARE NOT RECOGNIZED OR CAPITALIZED. SUCH ITEMS WHICH HAVE BEEN ACQUIRED THROUGH PURCHASE HAVE SIMILARLY NOT BEEN CAPITALIZED. PART III, LINE 4: THE LIBRARY COLLECTION CONSISTS OF RARE BOOKS. CONTRIBUTIONS OF LIVING AND OTHER SPECIMENS HELD AS PART OF A COLLECTION - FOR EDUCATION, SCIENCE OR PUBLIC EXHIBITION RATHER THAN FOR SALE - ARE NOT RECOGNIZED OR CAPITALIZED. PART V, LINE 4: THE INTENDED USES OF THE ACADEMY'S ENDOWMENT FUNDS ARE A BALANCE BETWEEN PROVIDING CURRENT PURPOSE RESTRICTED PROGRAM FUNDING, CURRENT OPERATING FUNDING, AND PRESERVATION OF THE ENDOWMENT TO ENSURE THE AVAILABILITY OF FUNDS FOR FUTURE OPERATIONS OF THE ACADEMY. PART X, LINE 2: THE ACADEMY IS EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF SECTION 501(A) OF THE INTERNAL REVENUE CODE ("IRC OR "THE CODE") AS AN ORGANIZATION DESCRIBED IN IRC SECTION 501(C)(3) AND IS NOT CLASSIFIED AS A PRIVATE FOUNDATION UNDER SECTION 509(A) OF THE CODE. THE ACADEMY IS ALSO A PUBLIC-BENEFIT, TAX-EXEMPT CORPORATION UNDER THE LAWS OF THE STATE OF CALIFORNIA AND IS THEREFORE EXEMPT FROM CALIFORNIA INCOME AND FRANCHISE TAXES ON OPERATIONS RELATED TO ITS EXEMPT PURPOSE AND ANY EXCLUDABLE INVESTMENT INCOME. THE ACADEMY FILES U.S. EXEMPT ORGANIZATION RETURNS AND, AS APPLICABLE, UNRELATED BUSINESS INCOME TAX RETURNS IN FEDERAL AND STATE JURISDICTIONS. THE ACADEMY'S TAX RETURNS FOR THE YEARS ENDED JUNE 30, 2015, 2016, 2017, AND 2018 ARE OPEN FOR POTENTIAL IRS/STATE TAX BOARD EXAMINATION. THE PARTNERSHIP FILES U.S. PARTNERSHIP TAX RETURNS AND, AS APPLICABLE, INCOME TAX RETURNS IN STATE JURISDICTIONS. THE PARTNERSHIP'S TAX RETURNS FOR THE YEARS ENDED DECEMBER 31, 2015, 2016, 2017, AND 2018 ARE OPEN FOR POTENTIAL IRS/STATE TAX BOARD EXAMINATION. TO DATE, NEITHER THE ACADEMY NOR THE PARTNERSHIP HAVE BEEN NOTIFIED BY TAXING AUTHORITIES OF ANY PENDING EXAMINATION. THE ACADEMY FOLLOWS THE PROVISIONS OF THE FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") ACCOUNTING STANDARDS CODIFICATION (ASC) 740-10, "ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES". MANAGEMENT EVALUATED THE ACADEMY'S TAX POSITIONS AND CONCLUDED THAT THERE WERE NO MATERIAL UNCERTAINTIES IN INCOME TAXES AS OF JUNE 30, 2019 OR 2018. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF INVESTMENTS HELD IN TRUST 165,971. FUNDRAISING EVENT EXPENSES 813,996. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENT EXPENSES 813,996. EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES EXAMINE SPECIMENS& WORKSHOPS 15016 SOUTH AMERICA 0 0 PROGRAM SERVICES FIELDWORK & EXAMINE SPECIMENS 155964 SUB-SAHARAN AFRICA 1 4 PROGRAM SERVICES FIELDWORK & EXAMINE SPECIMENS 67520 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES FIELDWORK & EXAMINE SPECIMENS 193029 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES FIELDWORK & EXAMINE SPECIMENS 755 NORTH AMERICA 0 0 PROGRAM SERVICES FIELDWORK & EXAMINE SPECIMENS 8791 1 4 0 0 1 4 441075 0 441075 1 0 1 1 0 0 PART I, LINE 3: THE ORGANIZATION USES GAAP TO REPORT EXPENDITURES IN FOREIGN REGIONS. PART I, LINE 3 FOR MORE THAN 160 YEARS, THE ACADEMY HAS TRAVELED THE GLOBE, COLLECTING ALL MANNER OF ROCKS AND ORGANISMS THAT CONTINUALLY TEACH US ABOUT WHERE WE'VE COME FROM AND WHERE WE ARE GOING. DIGGING, DIVING, AND DISCOVERING, ACADEMY SCIENTISTS HAVE LED EXPEDITIONS TO DOCUMENT THE PLANET'S DIVERSE FLORA AND FAUNA. THE MADAGASCAR BIODIVERSITY CENTER (MBC) IS A MALAGASY NGO FUNDED AND MANAGED BY THE CALIFORNIA ACADEMY OF SCIENCES. THE CENTRAL MISSION OF MBC IS TO IMPROVE AND ACCELERATE INDIVIDUAL AND INSTITUTIONAL CAPACITY IN BIODIVERSITY RESEARCH IN MADAGASCAR. THE CENTER INCLUDES TRAINING FACILITIES FOR MALAGASY STUDENTS AND PROVIDES AN ENVIRONMENT WHERE MALAGASY SCIENTISTS CAN PARTICIPATE IN CONSERVATION DECISION-MAKING. MBC HAS ESTABLISHED COLLABORATIONS WITH PARC BOTANIQUE ET ZOOLOGIQUE DE TSIMBAZAZA, ASSOCIATION NATIONALE POUR LA GESTION DES AIRES PROTEGEES, AND INTERNATIONAL CONSERVATION AGENCIES IN MADAGASCAR TO ENSURE THAT OUR RESULTS WILL BE CONSIDERED AS THEY DESIGN PRIORITY AREAS, MODEL CLIMATE CHANGE, OR MANAGE LOCAL PARKS. X X X X X X X 1 GRENZEBACH GLIER & ASSOCIATES INC 200 S MICHIGAN AVENUE SUITE 2100 CHICAGO IL 60604 DEVELOPMENT PROGRAM REVIEW AND STRATEGIC CONSULTING SERVICES 0 0 119402 0 119402 BIG BANG GALA 1949942 1803757 146185 0 0 190666 179237 58185 234771 SUPERNATURAL 299269 201884 97385 0 0 10953 87197 10435 42552 2249211 2005641 243570 201619 266434 68620 277323 813996 -570426 1 ASSISTANCE TO STUDENTS FOR STUDY AND RESEARCH 77 98103 PART I, LINE 2: PARTICIPANTS WORK CLOSELY WITH THEIR DEPARTMENTAL ADVISER, WHO IS REQUIRED TO SUBMIT REPORTS DESCRIBING PROJECT OUTCOMES THROUGHOUT THE TERM OF THE SCHOLARSHIP OR ASSISTANCE. X X 1 1 X X X X X 0 1 0 0 0 0 0 0 0 MIKE MCGEE INTERIM EXECUTIVE DIRECTOR & CFO 379169 0 0 0 1062 0 11678 0 29301 0 421210 0 0 0 ELIZABETH BABCOCK CHIEF PUBLIC ENGAGEMENT OFFICER 308397 0 0 0 1019 0 13250 0 22054 0 344720 0 0 0 MELISSA FELDER CHIEF REVENUE & MARKETING OFFICER 308002 0 0 0 1019 0 13250 0 29380 0 351651 0 0 0 JANET HARRIS CHIEF PHILANTROPY OFFICER 298862 0 0 0 2190 0 13250 0 9737 0 324039 0 0 0 SHANNON BENNETT CHIEF OF SCIENCE & SUSTAINABILITY 277616 0 0 0 882 0 13198 0 428 0 292124 0 0 0 ISAAC KWON COO & AND HEAD OF GOVERNMENT AFFAIRS 264224 0 0 0 920 0 13250 0 21675 0 300069 0 0 0 SCOTT MORAN SENIOR DIRECTOR, EXHIBITS & ARCHITEC 230426 0 0 0 762 0 11620 0 10125 0 252933 0 0 0 RAUL DEL BARCO CHIEF HUMAN RESOURCES OFFI 209187 0 0 0 1277 0 10589 0 9975 0 231028 0 0 0 REBECCA SCHUETT INTERIM CHIEF PHILANTHROPY OFFICER 185997 0 0 0 617 0 9604 0 19980 0 216198 0 0 0 JONATHAN FOLEY SENIOR SCHOLAR/FMR EXEC. DIR 488328 0 0 0 98145 0 53250 0 28224 0 667947 0 0 0 LUIZ ROCHA ASSOCIATE CURATOR, ICHTHYOLOGY, FOLL 228873 0 0 0 464 0 9272 0 28237 0 266846 0 0 0 MICHAEL COSTANZO GENERAL COUNSEL AND DIRE OF SECURITY 224334 0 0 0 734 0 11202 0 24811 0 261081 0 0 0 MARGARET LOWMAN SENIOR CURATOR AND LINDSAY CHAIR OF 217280 0 0 0 3911 0 10930 0 9590 0 241711 0 0 0 RYAN WYATT SR. DIR, MORRISON PLANETARIUM AND SC 208039 0 0 0 683 0 10584 0 11771 0 231077 0 0 0 PART I, LINE 1A HOUSING ALLOWANCE" AS A CONDITION OF EMPLOYMENT, THE EXECUTIVE DIRECTOR IS REQUIRED TO RESIDE ON ACADEMY PROPERTY IN ORDER TO BE AVAILABLE FOR AFTERHOURS EMERGENCIES AND/OR BUSINESS MEETINGS; TO HOST PUBLIC RELATIONS EVENTS, AND TO ENTERTAIN POTENTIAL DONORS. PER INTERNAL REVENUE CODE SECTION 119, THE VALUE OF THIS HOUSING AND ASSOCIATED PERSONAL SERVICES ARE NOT TREATED AS TAXABLE COMPENSATION TO THE EXECUTIVE DIRECTOR. EMERGENCIES AND/OR BUSINESS MEETINGS; TO HOST PUBLIC RELATIONS EVENTS, AND TO ENTERTAIN POTENTIAL DONORS. PER INTERNAL REVENUE CODE SECTION 119, THE VALUE OF THIS HOUSING AND ASSOCIATED PERSONAL SERVICES ARE NOT TREATED AS TAXABLE COMPENSATION TO THE EXECUTIVE DIRECTOR. JONATHAN FOLEY RECEIVED TAXABLE HOUSING BENEFITS $97,126 DURING CALENDAR YEAR 2018. PART I, LINE 4B JONATHAN FOLEY RECEIVED NON-QUALIFIED DEFERRED COMPENSATION IN THE FORM OF EMPLOYER CONTRIBUTIONS TO A 457(F) RETIREMENT PLAN. THIS AMOUNT IS INCLUDED IN PART II, COLUMN (C) IN THE AMOUNT OF $40,000. A CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13034AZG8 2018-08-01 70370000 REFINANCING OF DEBT 0 0 0 B CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13034AZH6 2018-08-01 70360000 REFINANCING OF DEBT 0 0 0 C CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13034AZJ2 2018-08-01 70360000 REFINANCING OF DEBT 0 0 0 D CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13034AZK9 2018-08-01 70360000 REFINANCING OF DEBT 0 0 0 A 70370000 70370000 2008 1 0 1 1 B 70360000 70360000 2008 1 0 1 1 C 70360000 70360000 2008 1 0 1 1 D 70360000 70360000 2008 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 C 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 D 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 1 1 0 0 0 1 B 1 1 0 0 0 1 C 1 1 0 0 0 1 D 1 1 0 0 0 1 A 1 B 1 C 1 D 1 SHANNON BENNETT CHIEF OF SCIENCE AND SUSTAINABILITY HOME LOAN PURCHASE PROGRAM X 133000 40252 0 1 1 40252 X 12 474430 FAIR MARKET VALUE X 12 60578 FAIR MARKET VALUE X COMPUTER HARDWARE / SOFTWARE FOR INTERACTIVE EXHIBIT 1 51250 FAIR MARKET VALUE X PAPER FOLDING MACHINE 1 3900 FAIR MARKET VALUE 0 1 0 PART I, COLUMN (B): REPORTING THE NUMBER OF CONTRIBUTIONS PART I, LINE 32B: THE ORGANIZATION RECEIVED NONCASH CONTRIBUTIONS OF SCIENTIFIC SPECIMENS. AS ALLOWED UNDER SFAS 116, NO VALUE FOR THESE ITEMS WAS INCLUDED ON FORM 990, PART VIII, STATEMENT OF REVENUE, LINE 1G, BECAUSE THE ORGANIZATION DID NOT CAPITALIZE ITS COLLECTIONS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY RSM US LLP ("RSM"), BASED ON INFORMATION PROVIDED BY THE ORGANIZATION'S STAFF. PRIOR TO FILING WITH THE IRS, THE FORM 990 IS DISTRIBUTED TO THE TRUSTEES FOR THEIR REVIEW. FORM 990, PART VI, SECTION B, LINE 12C PERSONS COVERED: THE CODE OF CONDUCT, CONFLICT OF INTEREST AND CONFIDENTIALITY POLICY SHALL APPLY TO THE CONDUCT OF ANY "INTERESTED PERSON, AND ANY TRANSACTION OR ARRANGEMENT WITH AN "INTERESTED PERSON." AN "INTERESTED PERSON" IS A TRUSTEE, AN OFFICER, AN EXECUTIVE DIRECTOR, A HIGHLY COMPENSATED EMPLOYEE, A SUBSTANTIAL CONTRIBUTOR OR A MEMBER OF A COMMITTEE WITH BOARD-DELEGATED POWERS WHO HAS A DIRECT OR INDIRECT "FINANCIAL INTEREST". DETERMINATION OF CONFLICTS: ANY QUESTIONS WITH REGARD TO A PARTICULAR CIRCUMSTANCE OR OCCURRENCE SHOULD BE ADDRESSED TO THE CHAIR OF THE AUDIT COMMITTEE, WHO MAY CONSULT WITH LEGAL COUNSEL AS APPROPRIATE. ACTUAL CONFLICTS REVIEWED: AS SOON AS IS PRACTICABLE AFTER DETERMINING THAT A POTENTIAL CONFLICT OF INTEREST EXISTS, THE BOARD SHALL DELIBERATE THE MATTER, AND THE POTENTIALLY INTERESTED PERSON, AFTER SUPPLYING SUCH INFORMATION AS THE BOARD SHALL REQUEST, SHALL RECUSE HIMSELF OR HERSELF. RESTRICTIONS IMPOSED: REQUIRE THAT THE INTERESTED PERSON LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT THAT MAY CREATE THE CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE DIRECTOR'S PERFORMANCE AND COMPENSATION IS REVIEWED ANNUALLY. INCREASES IN PAY ARE RECOMMENDED CONSISTENT WITH GUIDELINES FOR ALL STAFF. THE CHAIRMAN OF THE BOARD RECOMMENDS AN INCREASE FOR THE EXECUTIVE DIRECTOR. THIS RECOMMENDATION IS BASED ON COMPENSATION DATA PREPARED BY THE ORGANIZATION'S ATTORNEYS. COMPENSATION DATA MAY INCLUDE A COMPENSATION SURVEY BY THE HAY GROUP AND 990 ORGANIZATIONS. THE PERFORMANCE AND COMPENSATION OF THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES ARE REVIEWED ANNUALLY. THE EXECUTIVE DIRECTOR RECOMMENDS INCREASES THAT ARE CONSISTENT WITH THE GUIDELINES FOR THE REST OF STAFF AND REVIEWS THESE RECOMMENDATIONS WITH THE CHAIRMAN OF THE BOARD. COMPENSATION STUDIES FOR THESE POSITIONS MAY BE CONDUCTED BY THE HAY GROUP TO PROVIDE SUPPORT FOR RECOMMENDATIONS. FORM 990, PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE POSTED ON THE ORGANIZATION'S WEBSITE. GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF INVESTMENTS HELD IN TRUST 165,971. FORM 990, PART XII, LINE 2C THE PROCESS FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS. FORM 990, PART I, LINE 6 VOLUNTEER LIST OBTAINED FROM VOLUNTEER SERVICES AS PART OF THE 6/30/19 FINANCIAL STATEMENT FOOTNOTE CREATION. TOTAL VOLUNTEERS ON FILE WAS OVER 750, AND ESTIMATION IS THAT ABOUT 750 ACTIVELY PROVIDED VOLUNTEER SERVICES DURING THE YEAR. CALIFORNIA ACADEMY OF SCIENCES ENDOLITH ENDOWMENT FUND LP C/O CAMBRIDGE ASSOCIATES 125 HIGH S BOSTON MA 02110 472271303 INVESTMENT MA CALIFORNIA ACADEMY OF SCIENCES INVESTMENT 1898312 182120940 0 -301805 0 0.99990 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 CALIFORNIA ACADEMY OF SCIENCES ENDOLITH ENDOWMENT FUND LP B 2000000 GAAP CALIFORNIA ACADEMY OF SCIENCES ENDOLITH ENDOWMENT FUND LP R 10160967 GAAP