2020-04-23T15:39:35-05:00 2019-06-30 131655065 LUTZ AND CARR CPAS LLP 551 FIFTH AVENUE SUITE 400 NEW YORK NY 10176 990 2018-07-01 463612187 CITIES FOR FINANCIAL EMPOWERMENT FUND INC CITI 6463621639 44 WALL STREET - SUITE 1050 NEW YORK NY 100052443 JONATHAN MINTZ PRESIDENT AND CEO 6463621639 2020-04-22 1 MICHAEL WALLACE P00881958 2126972299 38.142.140.186 2020-04-22 13:33:08 ED P 7EE24DDEAA34AFAE9DF92C3D2672F42BD3DA974D 5113AD6B164773D5121634EC23FD61D36CB6A590 2018 2020-09-23 17:36:50Z X JONATHAN MINTZ 44 WALL STREET - SUITE 1050 NEW YORK NY 100052443 10713193 0 X WWW.CFEFUND.ORG X 2013 NY HELP CITIES BUILD PROGRAMS AND STRATEGIES TO SUPPORT HOUSEHOLD FINANCIAL STABILITY. 6 5 19 5 0 0 15788136 10568500 0 0 59927 128289 10754 16404 15858817 10713193 7865759 8064584 0 0 1804805 2312443 0 0 383992 985417 1740428 10655981 12117455 5202836 -1404262 16354172 17446576 4009794 6506460 12344378 10940116 X THE CFE FUND'S MISSION IS TO LEVERAGE MUNICIPAL ENGAGEMENT TO IMPROVE THE FINANCIAL STABILITY OF HOUSEHOLDS BY EMBEDDING FINANCIAL EMPOWERMENT STRATEGIES INTO LOCAL GOVERNMENT INFRASTRUCTURE. THE CFE FUND FOCUSES PROGRAMMATIC, RESEARCH, AND POLICY EFFORTS TOWARDS DESIGNING, EMBEDDING, AND REPLICATING FINANCIAL EMPOWERMENT INITIATIVES WITHIN LOCAL GOVERNMENT. 0 0 4838207 4400684 SUMMER JOBS CONNECT (SJC):THROUGH SJC, THE CFE FUND WORKS WITH 16 CITY GOVERNMENTS TO DEVELOP A NATIONAL MODEL FOR USING THE SCALE AND INFRASTRUCTURE OF MUNICIPAL SUMMER YOUTH EMPLOYMENT PROGRAMS TO INTEGRATE FINANCIAL EMPOWERMENT STRATEGIES AND ACHIEVE GREATER IMPACT. IN ADDITION TO DIRECTLY FUNDING OVER 2,000 YOUTH JOB SLOTS EACH SUMMER, THE CFE FUND IS SUPPORTING MUNICIPALITIES IN DEVELOPING TARGETED FINANCIAL EDUCATION AND BANKING ACCESS STRATEGIES THAT TAKE ADVANTAGE OF THE PAYCHECK OPPORTUNITY. 2689614 1322254 9194 BANK ON:BANK ON PROVIDES CENTRAL SUPPORT TO ALMOST 90 LOCAL COALITIONS AND LIAISES NATIONALLY WITH BANKING, REGULATORY, AND NONPROFIT ORGANIZATION PARTNERS TO ENSURE THAT EVERYONE HAS ACCESS TO SAFE, AFFORDABLE BANKING. PROGRAM ACCOMPLISHMENTS INCLUDE: THE RELEASE OF THE FIRST-EVER BANK ON NATIONAL ACCOUNT STANDARDS, AND THE ACCOMPANYING MOVEMENT OF THE MARKET TO MEET THE STANDARDS; THE CREATION OF AN INFRASTRUCTURE TO EVALUATE AND VALIDATE ACCOUNTS THAT MEET THE STANDARDS; THE CREATION OF A PLATFORM TO FACILITATE AND AGGREGATE FINANCIAL INSTITUTION REPORTING OF DATA ABOUT BANK ON ACCOUNTS; THE LAUNCH OF THE BANK ON CAPACITY GRANT FUND TO TO ASSIST LOCAL COALITIONS IN EXPANDING BANKING ACCESS; AN INNOVATION FUND THAT SUPPORTS THE DEVELOPMENT OF REPLICABLE, LARGE-SCALE PROGRAMS THAT CONNECT UNDERSERVED POPULATIONS TO CERTIFIED ACCOUNTS; THE ESTABLISHMENT OF THE BANK ON FELLOWSHIP TO DEMONSTRATE WHAT FULL-TIME COALITION LEADERSHIP CAN ACCOMPLISH; AND ADDITIONAL TECHNICAL ASSISTANCE EFFORTS AIMED AT HELPING FINANCIAL INSTITUTIONS AND MUNICIPAL LEADERS UPGRADE AND REINVIGORATE LOCAL BANK ON PROGRAMS. 2995226 1895475 FINANCIAL EMPOWERMENT CENTER (FEC) REPLICATION:MUNICIPAL FINANCIAL EMPOWERMENT CENTERS (FECS) OFFER PROFESSIONAL, ONE-ON-ONE FINANCIAL COUNSELING AS A FREE PUBLIC SERVICE. THE MODEL, FIRST PILOTED IN NEW YORK CITY, HAS OPERATED FOR 9 YEARS AND IS NOW IN 14 CITIES, HELPING OVER 104,000 CLIENTS REDUCE DEBT BY OVER $146 MILLION AND INCREASE SAVINGS BY OVER $22 MILLION. EACH PARTNER HAS SEEN INCREDIBLE DEMAND FOR FEC SERVICES AND HAS QUICKLY REALIZED THE IMPORTANCE OF THIS WORK; MANY HAVE TRANSITIONED SUCCESSFULLY FROM PRIVATE INVESTMENT INTO ONGOING PUBLIC FUNDING SUSTAINABILITY. NOW, THE CFE FUND'S COMPREHENSIVE FEC PUBLIC REPLICATION STRATEGY, INFORMED BY LESSONS FROM ORIGINAL FEC REPLICATION CITIES, IS ESTABLISHING ROLLING COHORTS OF DOZENS OF LOCAL GOVERNMENTS IMPLEMENTING PROFESSIONAL FINANCIAL COUNSELING AS A FREE PUBLIC SERVICE. 815992 446171 ADDITIONAL CFE FUND PROGRAMS INCLUDE: SUPPORTING THE CFE COALITION, AN INVITATION-ONLY GROUP OF 15 CITIES ON THE CUTTING EDGE OF MUNICIPAL FINANCIAL EMPOWERMENT; PROMOTING EFFORTS TO PROFESSIONALIZE AND EXPAND FINANCIAL COUNSELING AS A PUBLIC SERVICE; DEVELOPING CONSUMER FINANCIAL PROTECTION AGENCIES WITHIN LOCAL GOVERNMENT; AND PROVIDING INTENSIVE TECHNICAL ASSISTANCE TO HELP CITIES AND OTHER GOVERNMENT LEADERS EMBED FINANCIAL EMPOWERMENT STRATEGIES INTO PROGRAMS AND INFRASTRUCTURE. 815992 446171 11339039 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 13 0 19 1 0 0 0 0 0 0 0 0 0 0 0 0 X 6 5 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X LISA NICOLLE GRIST 6463621639 44 WALL STREET - SUITE 1050 NEW YORK NY 100052443 JONATHAN MINTZ PRESIDENT AND CEO 40.00 X X 327058 0 15186 MICHAEL DUBIN TREASURER 1.00 X X 0 0 0 CATHLEEN MAHON SECRETARY 1.00 X X 0 0 0 JOSE CISNEROS BOARD MEMBER 1.00 X 0 0 0 LEIGH PHILLIPS BOARD MEMBER 1.00 X 0 0 0 NAOMI GENDLER CAMPER BOARD MEMBER 1.00 X 0 0 0 LISA NICOLLE GRIST PRINCIPAL 40.00 X 149842 0 15105 AMELIA ERWITT MANAGING DIRECTOR 40.00 X 188212 0 30218 TAMARA LINDSAY PRINCIPAL 40.00 X 135376 0 15893 I-HSING SUN CHIEF PROGRAM OFFICER 40.00 X 142205 0 18223 DAVID ROTHSTEIN PRINCIPAL 40.00 X 111252 0 28185 KAITLIN PLAIT PRINCIPAL 40.00 X 110423 0 13899 1164368 0 136709 7 0 1 0 RALLY C/O COHEN PIVO 10474 SANTA MONICA LOS ANGELES CA 90025 MARKET RESEARCH 352238 SOLIANT CONSULTING INC 14 N PEORIA STE 2H CHICAGO IL 60607 TECHNOLOGY DEVELOPMENT 149115 2 10568500 10568500 128289 128289 MISCELLANEOUS INCOME 900099 16404 9194 7210 16404 10713193 9194 0 135499 8064584 8064584 720226 356281 166244 197701 1201620 1053407 54140 94073 48468 44791 680 2997 200573 154270 18039 28264 141556 104901 15591 21064 4560 4560 68899 7690 61209 62544 62460 84 39431 39431 84422 73275 3588 7559 40169 35782 3145 1242 195043 132753 33125 29165 136603 136603 8344 6285 792 1267 SITE VISITS AND CONVENI 490163 488093 1494 576 RESEARCH AND EVALUATION 380135 380135 OTHER PROGRAM EXPENSES 156423 156423 PROFESSIONAL DEVELOPMEN 39100 36924 2176 34592 391 34201 12117455 11339039 394424 383992 80076 1271153 10339986 10084554 5608852 5549834 3600 56456 31224 623650 198701 187540 424949 81262 81262 16354172 17446576 101436 244865 3908358 6261595 4009794 6506460 X 1348073 2204525 10996305 8735591 12344378 10940116 16354172 17446576 -1404262 0 X 0 1 X 1 0 X 14838402 8968014 15788136 10568500 50163052 14838402 8968014 15788136 10568500 50163052 32684535 17478517 11860 15256 59927 128289 215332 2956 11132 10754 16404 41246 50419630 134700 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 32097 5686 26411 591553 193015 398538 424949 10983038 269845 269845 10713193 0 10713193 12387300 269845 269845 12117455 0 12117455 1 AFTER SCHOOL MATTERS 66 E RANDOLPH CHICAGO IL 60601 364409182 12500 INTEGRATING BANKING ACCESS AND FINANCIAL EDUCATION INTO YOUTH PROGRAMMING BALTIMORE CITY FOUNDATION 1 NORTH CHARLES STREET SUITE 2400 BALTIMORE MD 21201 521212473 20000 PLANNING TO LAUNCH A LOCAL FINANCIAL EMPOWERMENT CENTER INITIATIVE BOSTON LOCAL DEVELOPMENT CORPORATION 42 HAWKINS STREET BOSTON MA 02114 042681311 501C3 25000 EXPANDING AND SUPPORTING THE CAPACITY OF A LOCAL BANK ON COALITION BOULDER COUNTY DEPARTMENT OF HOUSING & HUMAN SERVICES PO BOX 471 BOULDER CO 80306 742321463 25000 EXPANDING AND SUPPORTING THE CAPACITY OF A LOCAL BANK ON COALITION CASH CAMPAIGN OF MARYLAND 217 E REDWOOD STREET SUITE 1500 BALTIMORE MD 21202 814607977 501C3 90000 SUPPORTING FULL-TIME LOCAL BANK ON COALITION LEADERSHIP POSITIONS CITY OF ALBUQUERQUE 1 CIVIC PLAZA NW ALBUQUERQUE NM 87102 856000102 20000 CONVENING STAKEHOLDERS AND CREATING A MUNICIPAL FINANCIAL EMPOWERMENT BLUEPRINT CITY OF ALBUQUERQUE 1 CIVIC PLAZA NW ALBUQUERQUE NM 87102 856000102 125000 LAUNCHING MUNICIPAL CONSUMER FINANCIAL PROTECTION OFFICES CITY OF ANCHORAGE 632 W 6TH AVE ANCHORAGE AK 99501 920059987 20000 CONVENING STAKEHOLDERS AND CREATING A MUNICIPAL FINANCIAL EMPOWERMENT BLUEPRINT CITY OF ATLANTA 55 TRINITY AVENUE ATLANTA GA 30303 586000511 20000 PLANNING TO LAUNCH A LOCAL FINANCIAL EMPOWERMENT CENTER INITIATIVE CITY OF ATLANTA 55 TRINITY AVENUE ATLANTA GA 03030 586000511 90000 SUPPORTING FULL-TIME LOCAL BANK ON COALITION LEADERSHIP POSITIONS CITY OF AURORA 44 E DOWNER PL INNOVATION CORE SERVICES DEPARTMENT AURORA IL 60507 366005778 20000 PLANNING TO LAUNCH A LOCAL FINANCIAL EMPOWERMENT CENTER INITIATIVE CITY OF CHICAGO 1615 WEST CHICAGO AVENUE CHICAGO IL 60622 366005820 982000 INTEGRATING BANKING ACCESS AND FINANCIAL EMPOWERMENT INTO YOUTH EMPLOYMENT PROGRAMS CITY OF DALLAS - OFFICE OF STRATEGIC PARTNERSHIPS AND GOVERNMENT AFFAIRS 1500 MARILLA 4E NORT DALLAS TX 75201 756000508 20000 CONVENING STAKEHOLDERS AND CREATING A MUNICIPAL FINANCIAL EMPOWERMENT BLUEPRINT CITY OF DETROIT 2 WOODWARD AVE STE 1126 DETROIT MI 48226 386004606 117225 PLANNING TO LAUNCH A LOCAL FINANCIAL EMPOWERMENT CENTER INITIATIVE CITY OF DETROIT 2 WOODWARD AVE STE 1126 DETROIT MI 48226 386004606 10000 LAUNCHING A LOCAL BANK ON COALITION CITY OF DETROIT - DEPT OF NEIGHBORHOODS 440 E CONGRESS SUITE 400 DETROIT MI 48226 383353746 45000 INTEGRATING BANKING ACCESS AND FINANCIAL EDUCATION INTO YOUTH PROGRAMMING CITY OF DURHAM - DEPARTMENT OF ECONOMIC & WORKFORCE DEVELOPMENT 807 E MAIN STREET DURHAM NC 27701 20000 CONVENING STAKEHOLDERS AND CREATING A MUNICIPAL FINANCIAL EMPOWERMENT BLUEPRINT CITY OF EL PASO 300 N CAMPBELL EL PASO TX 79901 746000749 20000 CONVENING STAKEHOLDERS AND CREATING A MUNICIPAL FINANCIAL EMPOWERMENT BLUEPRINT CITY OF GAITHERSBURG 31 SOUTH SUMMIT AVE GAITHERSBURG MD 20877 526000792 25000 EXPANDING AND SUPPORTING THE CAPACITY OF A LOCAL BANK ON COALITION CITY OF HOUSTON - PLANNING AND DEVELOPMENT DEPARTMENT 611 WALKER STREET 6TH FLOOR HOUSTON TX 77002 746001164 150000 PLANNING TO LAUNCH A LOCAL FINANCIAL EMPOWERMENT CENTER INITIATIVE CITY OF MIAMI 444 SW 2ND AVENUE 5TH FLOOR MIAMI FL 33130 596000375 367500 INTEGRATING BANKING ACCESS AND FINANCIAL EMPOWERMENT INTO YOUTH EMPLOYMENT PROGRAMS CITY OF NEW HAVEN 165 CHURCH STREET SUIT 135 NEW HAVEN CT 06510 066001876 150000 LAUNCHING A LOCAL FINANCIAL EMPOWERMENT CENTER INITIATIVE CITY OF ROANOKE 215 CHURCH AVE SW SUITE 364 ROANOKE VA 24011 546001569 20000 PLANNING TO LAUNCH A LOCAL FINANCIAL EMPOWERMENT CENTER INITIATIVE CITY OF SAINT PAUL 390 CITY HALL 15 WEST KELLOGG BOULEVARD SAINT PAUL MN 55102 20000 CONVENING STAKEHOLDERS AND CREATING A MUNICIPAL FINANCIAL EMPOWERMENT BLUEPRINT CITY OF SAN FRANCISCO DEPT OF CHILDREN YOUTH & THEIR FAMILIES 1390 MARKET STREET SUITE 900 SAN FRANCISCO CA 94102 946000417 400000 INTEGRATING BANKING ACCESS AND FINANCIAL EMPOWERMENT INTO YOUTH EMPLOYMENT PROGRAMS CITY OF SAN JOSE - OFFICE OF ECONOMIC DEVELOPMENT WORK2FUTURE 5730 CHAMBERTIN DRIVE SAN JOSE CA 95118 453156415 20000 INTEGRATING BANKING ACCESS AND FINANCIAL EMPOWERMENT INTO YOUTH EMPLOYMENT PROGRAMS CITY OF SHREVEPORT 401 TEXAS STREET SHREVEPORT LA 71101 726001326 150000 LAUNCHING A LOCAL FINANCIAL EMPOWERMENT CENTER INITIATIVE CITY OF TULSA ONE TECHNOLOGY CENTER 175 E 2ND STREET TULSA OK 74103 736005470 20000 CONVENING STAKEHOLDERS AND CREATING A MUNICIPAL FINANCIAL EMPOWERMENT BLUEPRINT CITY OF VIRGINIA BEACH YOUTH OPPORTUNITIES OFFICE 2154 LANDSTOWN ROAD VIRGINIA BEACH VA 23456 540722061 19347 INTEGRATING BANKING ACCESS AND FINANCIAL EMPOWERMENT INTO YOUTH EMPLOYMENT PROGRAMS COMMUNITY FOUNDATION OF NEW JERSEY 35 KNOX HILL ROAD MORRISTOWN NJ 07960 222281783 501C3 265000 INTEGRATING BANKING ACCESS AND FINANCIAL EMPOWERMENT INTO YOUTH EMPLOYMENT PROGRAMS CONNECTICUT ASSOCIATION FOR HUMAN SERVICES INC 110 BARTHOLOMEW AVENUE SUITE 4040 HARTFORD CT 06106 060653158 501C3 10000 LAUNCHING A LOCAL BANK ON COALITION COUNTY OF HAWAII 25 AUPUNI STREET SUITE 1301 HILO HI 96720 996000567 15275 PLANNING TO LAUNCH A LOCAL FINANCIAL EMPOWERMENT CENTER INITIATIVE DC PUBLIC EDUCATION FUND 3407 14TH STREET NW WASHINGTON DC 20010 261607955 225000 INTEGRATING BANKING ACCESS AND FINANCIAL EMPOWERMENT INTO YOUTH EMPLOYMENT PROGRAMS DETROIT EMPLOYMENT SOLUTION CORPORATION 440 E CONGRESS SUITE 400 DETROIT MI 48226 383353746 100000 INTEGRATING BANKING ACCESS AND FINANCIAL EDUCATION INTO YOUTH PROGRAMMING EARN 235 MONTGOMERY ST SUITE 470 SAN FRANCISCO CA 94104 912172676 501C3 65000 INTEGRATING BANKING ACCESS AND FINANCIAL EMPOWERMENT INTO YOUTH EMPLOYMENT PROGRAMS EARN (AS FISCAL SPONSOR FOR THE CITY OF SAN FRANCISCO) 235 MONTGOMERY ST SUITE 470 SAN FRANCISCO CA 94104 912172676 10000 EXPANDING AND SUPPORTING THE CAPACITY OF A LOCAL BANK ON COALITION ECONOMIC AWARENESS COUNCIL 703 S STOUGH ST HINSDALE IL 60521 300158613 501C3 80000 INTEGRATING BANKING ACCESS AND FINANCIAL EMPOWERMENT INTO YOUTH EMPLOYMENT PROGRAMS ECONOMIC AWARENESS COUNCIL 703 S STOUGH ST HINSDALE IL 60521 300158613 501C3 37500 INTEGRATING BANKING ACCESS AND FINANCIAL EDUCATION INTO YOUTH PROGRAMMING ENTERPRISE COMMUNITY PARTNERS 1360 E 9TH ST 510 CLEVELAND OH 44114 521231931 5000 EXPANDING AND SUPPORTING THE CAPACITY OF A LOCAL BANK ON COALITION FINANCIAL EMPOWERMENT NETWORK 12819 SE 38TH ST 304 BELLEVUE WA 98006 202857161 25000 EXPANDING AND SUPPORTING THE CAPACITY OF A LOCAL BANK ON COALITION FLORIDA PROSPERITY PARTNERSHIP 250 W LAKE MARY BLVD SUITE 289 SANFORD FL 32773 270905144 10000 LAUNCHING A LOCAL BANK ON COALITION GOODWILL INDUSTRIES MANASOTA INC 2705 51ST AVENUE EAST BRADENTON FL 34203 592074391 40000 INTEGRATING BANKING ACCESS AND FINANCIAL EDUCATION INTO ADULT WORKFORCE PROGRAMS GOVERNMENT OF THE DISTRICT OF COLUMBIA DC DEPARTMENT OF INSURANCE SECURITIES BANKING 810 FIRST ST NE WASHINGTON DC 20002 536001131 157750 PLANNING TO LAUNCH A LOCAL FINANCIAL EMPOWERMENT CENTER INITIATIVE GREENVILLE COUNTY 301 UNIVERSITY RIDGE SUITE 1600 GREENVILLE SC 29601 576000356 501C3 150000 LAUNCHING A LOCAL FINANCIAL EMPOWERMENT CENTER INITIATIVE JUNIOR ACHIEVMENT OF CENTRAL MARYLAND 10711 RED RUN BLVD SUITE 110 OWINGS MILLS MD 21117 520688275 501C3 35000 INTEGRATING BANKING ACCESS AND FINANCIAL EDUCATION INTO YOUTH PROGRAMMING LAS VEGAS VALLEY INTERFAITH SPONSORING COMMITTEE 2108 REVERE ST NORTH LAS VEGAS NV 89030 271979373 25000 EXPANDING AND SUPPORTING THE CAPACITY OF A LOCAL BANK ON COALITION LOS ANGELES DEPARTMENT OF CONSUMER AND BUSINESS AFFAIRS HALL OF ADMINISTRATION 500 W TEMPLE ST B-96 LOS ANGELES CA 90012 35000 EXPANDING AND SUPPORTING THE CAPACITY OF A LOCAL BANK ON COALITION MAYORS FUND FOR LOS ANGELES 200 NORTH SPRING STREET ROOM 305 LOS ANGELES CA 90012 471084641 501C3 400000 INTEGRATING BANKING ACCESS AND FINANCIAL EMPOWERMENT INTO YOUTH EMPLOYMENT PROGRAMS MAYOR'S FUND TO ADVANCE NEW YORK CITY 161 WILLIAM STREET NEW YORK NY 10038 133783906 501C3 1175500 INTEGRATING BANKING ACCESS AND FINANCIAL EMPOWERMENT INTO YOUTH EMPLOYMENT PROGRAMS MAYOR'S FUND TO ADVANCE NEW YORK CITY 253 BROADWAY 6TH FLOOR NEW YORK NY 10007 133783906 501C3 40000 INTEGRATING BANKING ACCESS AND FINANCIAL EDUCATION INTO ADULT WORKFORCE PROGRAMS MYPATH 2430 MISSION STREET SAN FRANCISCO CA 94110 943098928 501C3 70000 INTEGRATING BANKING ACCESS AND FINANCIAL EMPOWERMENT INTO YOUTH EMPLOYMENT PROGRAMS NASHVILLE OPPORTUNITY NOW OPPORTUNIY NOW 1417 MURFREESBORO PIKE PO BOX 196300 NASHVILLE TN 37219 621471789 20000 INTEGRATING BANKING ACCESS AND FINANCIAL EMPOWERMENT INTO YOUTH EMPLOYMENT PROGRAMS NEIGHBORHOOD ALLIES 225 ROSS STREET SUITE 202 PITTSBURGH PA 15219 251578436 150000 LAUNCHING A LOCAL FINANCIAL EMPOWERMENT CENTER INITIATIVE OKLAHOMA NATIVE ASSETS COALITION INC 9511 HORSESHOE ROAD OKLAHOMA CITY OK 73162 465103221 90000 SUPPORTING FULL-TIME LOCAL BANK ON COALITION LEADERSHIP POSITIONS OUR HOUSE PO BOX 34155 LITTLE ROCK AR 72203 710653846 50000 INTEGRATING BANKING ACCESS AND FINANCIAL EDUCATION INTO ADULT WORKFORCE PROGRAMS PHILADELPHIA YOUTH NETWORK 400 MARKET ST STE 200 PHILADELPHIA PA 19106 232993155 20000 INTEGRATING BANKING ACCESS AND FINANCIAL EMPOWERMENT INTO YOUTH EMPLOYMENT PROGRAMS PHILANTHROPY NEW YORK 1500 BROADWAY 7TH FLOOR NEW YORK NY 10036 133001403 25000 EXPANDING AND SUPPORTING THE CAPACITY OF A LOCAL BANK ON COALITION POLK COUNTY 111 COURT AVENUE SUITE 300 DES MOINES IA 50309 426004519 20000 PLANNING TO LAUNCH A LOCAL FINANCIAL EMPOWERMENT CENTER INITIATIVE SALT LAKE CITY CORP 451 SOUTH STATE STREET PO BOX 145451 SALT LAKE CITY UT 84114 876000279 125000 LAUNCHING MUNICIPAL CONSUMER FINANCIAL PROTECTION OFFICES SER-JOBS FOR PROGRESS OF THE TEXAS GULF COAST INC 1710 TELEPHONE RD HOUSTON TX 77023 741590387 40000 INTEGRATING BANKING ACCESS AND FINANCIAL EDUCATION INTO ADULT WORKFORCE PROGRAMS THE CITY OF AKRON 166 SOUTH HIGH STREET AKRON OH 44308 346000020 250000 LAUNCHING A LOCAL FINANCIAL EMPOWERMENT CENTER INITIATIVE THE CITY OF FORT WORTH 200 TEXAS STREET FT WORTH TX 76102 756000528 20000 CONVENING STAKEHOLDERS AND CREATING A MUNICIPAL FINANCIAL EMPOWERMENT BLUEPRINT THE CITY OF ROCHESTER 30 CHURCH STREET ROCHESTER NY 14614 166002551 20000 CONVENING STAKEHOLDERS AND CREATING A MUNICIPAL FINANCIAL EMPOWERMENT BLUEPRINT THE CITY OF ROCHESTER 30 CHURCH STREET ROCHESTER NY 14614 166002551 20000 PLANNING TO LAUNCH A LOCAL FINANCIAL EMPOWERMENT CENTER INITIATIVE THE HOPE PROGRAM 1 SMITH STREET 4TH FLOOR BROOKLYN NY 11201 133268539 40000 INTEGRATING BANKING ACCESS AND FINANCIAL EDUCATION INTO ADULT WORKFORCE PROGRAMS THE HUMAN RESOURCES AGENCY OF NEW BRITAIN CONNECTICUT 180 CLINTON STREET NEW BRITAIN CT 06053 060954802 30000 INTEGRATING BANKING ACCESS AND FINANCIAL EDUCATION INTO YOUTH PROGRAMMING THE PORTLAND DEVELOPMENT COMMISSION 222 NW 5TH AVENUE PORTLAND OR 97209 936013584 20000 CONVENING STAKEHOLDERS AND CREATING A MUNICIPAL FINANCIAL EMPOWERMENT BLUEPRINT THE ST LOUIS COMMUNITY FOUNDATION INC 2 OAK KNOLL ST LOUIS MO 63105 431758789 501C3 288300 INTEGRATING BANKING ACCESS AND FINANCIAL EMPOWERMENT INTO YOUTH EMPLOYMENT PROGRAMS THE WOMEN'S FOUNDATION 40 S MAIN ST 2280 MEMPHIS TN 38103 582207247 150000 LAUNCHING A LOCAL FINANCIAL EMPOWERMENT CENTER INITIATIVE TOWARDS EMPLOYMENT 1255 EUCLID AVE CLEVELAND OH 44115 341578831 50000 INTEGRATING BANKING ACCESS AND FINANCIAL EDUCATION INTO ADULT WORKFORCE PROGRAMS TREASURER OF THE CHARTER COUNTY OF WAYNE MICHIGAN 500 MONROE STREET 5TH FLOOR DETROIT MI 48266 180500 LAUNCHING A LOCAL FINANCIAL EMPOWERMENT CENTER INITIATIVE UNITED WAY OF CAPITAL AREA 843 N PRESIDENT STREET JACKSON MS 39202 640303075 90000 SUPPORTING FULL-TIME LOCAL BANK ON COALITION LEADERSHIP POSITIONS UNITED WAY OF CNY 980 JAMES ST SYRACUSE NY 13203 150532073 150000 LAUNCHING A LOCAL FINANCIAL EMPOWERMENT CENTER INITIATIVE UNITED WAY OF ESSEX AND WEST HUDSON 60 PARK PLACE SUITE 1400 NEWARK NJ 07102 226069078 8000 LAUNCHING A LOCAL BANK ON COALITION UNITED WAY OF GREATER ST LOUIS 910 N 11TH STREET ST LOUIS MO 63101 430714167 25000 EXPANDING AND SUPPORTING THE CAPACITY OF A LOCAL BANK ON COALITION UNITED WAY OF MIAMI-DADE 3250 SOUTHWEST THIRD AVENUE MIAMI FL 33129 590830840 20000 EXPANDING AND SUPPORTING THE CAPACITY OF A LOCAL BANK ON COALITION UNITED WAY OF PORTER COUNTY 951 EASTPORT CENTRE VALPARAISO IN 46383 356006484 30000 EXPANDING AND SUPPORTING THE CAPACITY OF A LOCAL BANK ON COALITION UNITED WAY OF SUMMIT COUNTY 37 NORTH HIGH STREET AKRON OH 44308 341169257 501C3 10000 LAUNCHING A LOCAL BANK ON COALITION UNITED WAY OF THE GREATER CAPITAL REGION ONE UNITED WAY PO BOX 13865 ALBANY NY 12212 141364505 20000 EXPANDING AND SUPPORTING THE CAPACITY OF A LOCAL BANK ON COALITION UNITED WAY OF VOLUSIA-FLAGLER COUNTIES 3747 W INTERNATIONAL SPEEDWAY BLVD DAYTONA BEACH FL 32124 591099774 25000 LAUNCHING A LOCAL BANK ON COALITION URBAN ECONOMIC DEVELOPMENT ASSOCIATION OF WISCONSIN(UEDA) 1915 N DR MARTIN LUTHER KING JR DRIVE SUITE 260 MILWAUKEE WI 53212 391893799 501C3 90000 SUPPORTING FULL-TIME LOCAL BANK ON COALITION LEADERSHIP POSITIONS ADJUSTMENT TO PRIOR YEAR GRANTS AND DISCOUNTING ON MULTI YEAR GRANTS -11813 TO ADJUST THE VALUE OF MULTI YEAR GRANTS PART I, LINE 2: GRANT APPLICANTS ARE REQUIRED TO PROVIDE DETAILED STATEMENTS ON HOW THEY WILL USE GRANT FUNDS. GRANTEES ARE REQUIRED TO SUBMIT INTERIM AND FINAL REPORTS WITH DETAILED ACCOUNTING OF FUNDS SPENT, ALONG WITH NARRATIVE REPORTS OUTLINING PROGRAM OPERATIONS AND BENCHMARKING PERFORMANCE AGAINST GRANT GOALS. IN ADDITION, CFE FUND STAFF ENSURE THAT GRANTS ARE USED FOR INTENDED PURPOSES THROUGH REGULAR ACTIVITIES SUCH AS PHONE CALLS AND SITE VISITS, WHICH OFTEN INCLUDE FIELD VISITS TO OBSERVE PROGRAMMATIC OPERATIONS. GRANT CONTRACTS EXPLICITLY FORBID GRANTEES FROM USING ANY GRANT DOLLARS IN A MANNER INCONSISTENT WITH THE CFE FUND'S 501 (C)(3) STATUS, INCLUDING SUPPORTING TERRORISM. X X X X X 0 0 0 0 0 0 0 0 0 JONATHAN MINTZ PRESIDENT AND CEO 302058 0 25000 0 0 0 15115 0 71 0 342244 0 0 0 LISA NICOLLE GRIST PRINCIPAL 149842 0 0 0 0 0 9171 0 5934 0 164947 0 0 0 AMELIA ERWITT MANAGING DIRECTOR 169212 0 19000 0 0 0 11467 0 18751 0 218430 0 0 0 TAMARA LINDSAY PRINCIPAL 121512 0 13864 0 0 0 8318 0 7575 0 151269 0 0 0 I-HSING SUN CHIEF PROGRAM OFFICER 123205 0 19000 0 0 0 8707 0 9516 0 160428 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B MANAGEMENT HELPED PREPARE AND CONDUCTED A DETAILED REVIEW OF THE FORM 990. A COPY OF THE FORM 990 IS SENT ELECTRONICALLY BY MANAGEMENT TO THE FULL BOARD OF DIRECTORS FOR REVIEW PRIOR TO ITS SUBMISSION TO THE IRS. IT IS SENT WITH A COVER MEMO HIGHLIGHTING KEY ITEMS. BOARD MEMBERS ARE INVITED TO REPLY ELECTRONICALLY WITH COMMENTS OR QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS SUBMIT ANNUAL DISCLOSURES; TO DATE THERE HAVE NOT BEEN ANY CONFLICTS TO MONITOR. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS, ESTABLISHED A COMPENSATION COMMITTEE, WHICH CONSISTED OF THE 4 INDEPENDENT MEMBERS. THE COMMITTEE CHAIR CONDUCTED A MARKET ANALYSIS AND THEN PRESENTED FINDINGS AND RECOMMENDATIONS TO THE REST OF THE COMMITTEE, WHO MET AND VOTED ON THE AMOUNT OF COMPENSATION FOR THE PRESIDENT AND CEO. THE BOARD OF DIRECTORS FORMALLY DELEGATES TO THE PRESIDENT AND CEO THE SETTING OF COMPENSATION FOR OTHER EMPLOYEES, BUT REVIEWS AND APPROVES THE REPORT ON THE COMPENSATION OF THE HIGHEST PAID EMPLOYEES. IN FY 18, THE CFE FUND HIRED AN EXTERNAL FIRM TO REVIEW THE ORGANIZATION-WIDE COMPENSATION SCHEME; THE FIRM PROVIDED DETAILED COMPARABLES AND AN ANALYSIS WHICH INFORMED CURRENT COMPENSATION FOR ALL EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. GOVERNING DOCUMENTS AND POLICIES ARE AVAILABLE TO FUNDING ORGANIZATIONS UPON REQUEST.